1. Introduction
Forsythia suspensa (Thunb.) Vahl belongs to the Oleaceae [
1,
2], and it is extensively cultivated in the East Asian region, encompassing China, South Korea, and Japan, as well as in numerous European nations, as shown in
Figure 1. It has been traditionally utilized in Chinese herbal medicine for its efficacy in alleviating pyretic conditions, anti-inflammatory effects, and ability to address specific infectious diseases such as gonorrhea, boils (carbuncles), and erysipelas [
3,
4,
5]. The medicinal properties of
Forsythia suspensa are attributed to its bioactive ingredients, including phillyrin and forsythoside A, etc., and the bioactive ingredients were confirmed to be low or non-toxic by acute and subchronic tests [
6,
7]. Hence, these bioactive ingredients have garnered attention for their potential applications in the development of functional foods, cosmeceuticals, nutraceuticals, and pharmaceutical formulations [
8,
9,
10].
The extraction methods for phillyrin and forsythoside A have been reported in several articles, such as the traditional extraction method using organic solvents and hot water [
11,
12], microwave-assisted extraction [
13], ultrasonic-assisted extraction [
14], ionic liquids (ILs) [
15]. In traditional extraction methods, aqueous solutions often suffer from low extraction efficiency. While organic solvent extraction and ionic liquid extraction methods have improved extraction yields, their toxicity, environmental pollution, and solvent residue make them unsuitable for food and pharmaceutical production. Additionally, novel extraction techniques such as microwave-assisted extraction and ultrasonic-assisted extraction, despite their advantages, are not feasible for large-scale production due to their high costs and complex equipment requirements. Meanwhile, the structures of phillyrin and forsythoside A contain ester bonds and phenolic hydroxyl groups, which are prone to hydrolysis and oxidation under high temperatures and acidic or alkaline conditions, leading to inactivation and consequently poor stability [
16]. Therefore, there is an urgent need to develop a simple and feasible method for extracting phillyrin and forsythoside A from
Forsythia suspensa leaves, enabling their application in products such as foods, cosmetics, and pharmaceuticals.
The development of effective and powerful extraction methods is of pivotal importance for the optimal processing of bioactive ingredients from natural products. Indeed, contemporary techniques are primarily focused on maximizing the extraction yields of specific bioactive ingredients from plant matrices. Furthermore, the use of non-toxic solvents and reagents for this purpose, in the context of a green chemical approach, represents the main objective in natural medicinal chemical research. Chitosan is a linear polysaccharide composed of β-(1→4)-linked D-glucosamine and N-acetyl-D-glucosamine units, which is derived from chitin, a naturally occurring polysaccharide abundant in the exoskeletons of crustaceans [
17]. Chitosan is characterized as a cationic polysaccharide, which can be prepared through the deacetylation of chitin under alkaline conditions. Chitosan exhibits a range of physiological functions, including biocompatibility, biodegradability, non-toxicity, and antimicrobial properties, which have led to its extensive application across various fields such as pharmaceuticals, cosmetics, and biomedical sciences [
18]. Furthermore, its inherent mucoadhesive properties have enabled its widespread use in the design of mucoadhesive dosage forms, serving as an effective carrier for drug delivery [
19]. In aqueous solutions, chitosan exhibits a gel-like state, demonstrating notable adsorption capacity and solution stability. These characteristics also render it useful as an auxiliary extraction agent for the isolation and purification of natural compounds and extracts. Recent years, chitosan-assisted extraction has been used to extract active ingredients from natural products as a green and effective method. For example, Xing et al. [
20] examined the influence of chitosan on the extraction of fucoidan from Laminaria japonica. The results demonstrate that chitosan outperforms other auxiliary extractants as the optimal choice, leading to a significant enhancement in the extraction yield of fucoidan.
Chitosan-assisted extraction leverages the ability of chitosan to establish strong intermolecular interactions with the bioactive ingredients of natural products within an aqueous medium. Functioning as a carrier, chitosan facilitates the stable solvation of these bioactive ingredients and significantly enhances their extraction yield [
21]. Several critical parameters govern the efficiency of this process, including the solvent pH, extraction temperature, extraction time, solid-to-liquid ratio, and the quantity of chitosan added. Optimization of chitosan-assisted extraction protocols necessitates careful consideration and control of these influential factors [
22]. To date, there has been no report about the chitosan-assisted extraction of bioactive ingredients from
Forsythia suspensa leaves. This study aims to explore this extraction methodology for isolating phillyrin and forsythoside A, with the objective of achieving preparations characterized by high extraction efficiency, enhanced stability, and superior water solubility. The study employed a systematic approach, utilizing single-factor experiments followed by response surface methodology (RSM) to optimize the extraction parameters. Furthermore, the nature of the interactions between chitosan and the isolated bioactive ingredients was elucidated through comprehensive physicochemical characterization employing X-ray Diffraction (XRD), Fourier Transform Infrared Spectroscopy (FTIR), Differential Scanning Calorimetry (DSC), and Scanning Electron Microscopy (SEM).
3. Materials and Methods
3.1. Materials and Reagents
Dried leaves of Forsythia suspensa (Thunb.) were supplied by Linyi Jichi Agricultural Science and Technology Co., Ltd. (Linyi, China). The plant material was ground into powder with an electric crusher (SL-100, Yongkang Songqing Hardware Factory, Yongkang, China) and passed through a 40-mesh sieve prior to use. Chitosan was purchased from Jina Sanhe Biotechnology Co., Ltd. (Jinan, China), which had a degree of deacetylation of 0.75 and average molecular weights of 560 KD. For pH modulation throughout the extraction procedure, pharmaceutical-grade glycyrrhizic acid (≥98% purity, Aladdin Reagent Co., Shanghai, China) was employed as the buffering agent. The reference standards, phillyrin, and forsythoside A were obtained from Chengdu Efa Biotechnology Co., Ltd. (Chengdu, China). All other chemical reagents used were of analytical grade and purchased from local suppliers.
3.2. Quantification of Phillyrin and Forsythoside A Using High Performance Liquid Chromatography (HPLC)
The concentrations of phillyrin and forsythoside A were quantified using a Waters Alliance HPLC system (Model E2695, Waters Corporation, Milford, MA, USA). Chromatographic separation was achieved on a Waters C18 column (150 mm × 4.6 mm, 5 μm particle size) at a constant temperature of 25 °C. The mobile phase consisted of methanol (solvent A) and water (solvent B) at a flow rate of 1.0 mL/min. The injection volume was 20 μL, and the detection wavelength was set at 235 nm. A detailed gradient elution program is presented in
Table 8. Prior to injection, all samples were filtered through a 0.45 μm membrane filter.
3.3. Optimization of Extraction Using RSM and NSGA II
The extraction of bioactive ingredients from Forsythia suspensa leaves was performed as follows: First, 10 g of dried Forsythia suspensa powder, pulverized and passed through a 40-mesh sieve, was mixed with a chitosan solution. The mixture was then subjected to heat-reflux extraction under optimized conditions. Immediately upon completion, the crude extract was separated from the solid residue via vacuum filtration. The resulting filtrate was cooled to ambient temperature and filtered again through a 0.45 μm membrane. An aliquot of the final filtrate was reserved for HPLC analysis, while the remainder was freeze-dried to obtain a solid powder for the subsequent experiments.
The key extraction parameters, which are the extraction time, solid-to-liquid ratio (RS/L), extraction temperature, chitosan dosage, and pH, were systematically optimized using a combination of single-factor experiments and response surface methodology (RSM). In the single-factor experimental design, each parameter was investigated at five distinct levels: extraction time (60, 75, 90, 105, and 120 min), solid-to-liquid ratio (RS/L) (1:10, 1:30, 1:50, 1:70, and 1:90 g/mL), extraction temperature (50, 60, 70, 80, and 90 °C), chitosan dosage (2.5, 5.0, 7.5, 10.0, and 12.5 g/10 g Forsythia suspensa leaves), and pH (3.5, 4.0, 4.5, 5.0, and 5.5).
Following the identification of the key process variables via one-factor-at-a-time (OFAT) experiments, a four-factor response surface methodology (RSM) was employed to model the relationship between the response variables and these process parameters. Based on the preliminary optimization results, a Box–Behnken Design (BBD) was implemented to systematically investigate the effects of four independent variables: extraction time (X
1), ratio of solid to liquid (R
S/L, X
2), extraction temperature (X
3), and chitosan dosage (X
4). The values and levels of the individual variables are provided in
Table 9, with −1 rep-resenting the low level, 1 the high level, and 0 the central level. The extraction efficiency equation is shown below:
The response surface experiment values and levels are shown in
Table 4. After the Box–Behnken design, a total of 29 sets of experiments including 5 sets of median conditions were completed.
To identify the optimal ranges for the extracted parameters and the corresponding optimization objectives, the Non-dominated Sorting Genetic Algorithm II (NSGA-II) was employed. This facilitated the development of a multi-objective optimization model, mathematically formulated in Equation (5), with constraints derived from the experimental parameter ranges previously established, as detailed in Equation (6).
The optimal extraction parameters were determined using the NSGA-II algorithm. To validate these conditions, the extraction procedure was performed in triplicate. For comparison, a control experiment was also conducted in triplicate using pure water under otherwise identical conditions. The results from these two sets of experiments were then compared to evaluate the enhancing effect of chitosan.
3.4. Characterization of Chitosan-Assisted Extraction of Natural Products from Forsythia suspensa Leaves
3.4.1. Fourier Transform Infrared Spectroscopy (FT-IR)
For Fourier Transform Infrared (FT-IR) Spectroscopy, each sample—including the water extract of Forsythia suspensa leaves (FLE-W), the chitosan-assisted extract (FLE-C), phillyrin standard, forsythoside A standard, and chitosan—was homogenized with spectroscopic-grade potassium bromide (KBr) and subsequently pressed into a thin pellet. FT-IR spectra were recorded on a TENSOR 27 spectrometer (Bruker, Karlsruhe, Germany) in the range of 4000–500 cm−1, with a spectral resolution of 4 cm−1. Each spectrum represents an average of 16 successive scans to enhance the signal-to-noise ratio.
3.4.2. Powder X-Ray Diffraction (PXRD)
X-ray diffraction (XRD) patterns were recorded to analyze the crystalline structure of the samples, including the water extract of Forsythia suspensa leaves (FLE-W), the chitosan-assisted extract (FLE-C), phillyrin standard, forsythoside A standard, and chitosan. The analysis was performed on an X-ray diffractometer (Rigaku Corporation, Tokyo, Japan) equipped with a Cu Kα radiation source, operating at 40 kV and 120 mA. Data were collected over a 2θ range of 5° to 80° with a step size of 0.02°.
3.4.3. Differential Scanning Calorimetry (DSC)
The DSC analysis of samples was performed using a SDT650 simultaneous DSC-TGA thermal analyzer (TA Instruments, New Castle, DE, USA). For each measurement, approximately 5 mg of the sample, including the chitosan-assisted extract (FLE-C), phillyrin standard, forsythoside A standard, and chitosan, was placed in a sealed alumina crucible and heated from ambient temperature to 500 °C at a heating rate of 10 °C/min under a continuous nitrogen purge (flow rate: 50 mL/min). Before conducting measurements, the differential scanning calorimeter (DSC) was calibrated with benzoic acid (certified reference material, purity > 99.9%) following the standardized protocol outlined in ASTM E967-18 [
38].
3.4.4. Scanning Electron Microscopy (SEM)
The surface morphology of the samples, including the water extract of Forsythia suspensa leaves (FLE-W), the chitosan-assisted extract (FLE-C), phillyrin standard, forsythoside A standard, and chitosan, were investigated using a Quanta 400 field emission scanning electron microscope (FEI, Hong Kong, China). For sample preparation, each specimen was dispersed onto an aluminum stub coated with conductive carbon tape. Excess loosely adhered particles were gently removed using a stream of compressed air. Subsequently, the samples were sputter-coated with a thin layer of gold (~10 nm) to enhance conductivity prior to imaging.
3.5. Molecular Docking
To elucidate the interaction mechanism between the components, quantum chemical calculations were performed using the ORCA 5.0 program package [
36] and the Multiwfn code [
39]. A chitosan oligomer with a degree of polymerization (DP) of 4 was employed as the model system. All geometry optimizations and energy calculations were carried out using the hybrid density functional theory (DFT) method B3LYP, which was augmented with Grimme’s D3 dispersion correction [
40,
41] in conjunction with the def2-TZVP basis set. The interaction energy between the constituent moieties was determined using the supramolecular approach, wherein the binding energy (ΔE) is calculated as the difference between the energy of the complex and the sum of the energies of the isolated monomers: ΔE = E
AB − (E
A + E
B) [
42].
3.6. Water Solubility Experiment
The equilibrium solubility of the water extract of Forsythia suspensa leaves (FLE-W) and the chitosan-assisted extract (FLE-C) was determined using the shake-flask method. In brief, an excess amount of each powder was separately added to 100 mL of deionized water in individual vessels. The resulting suspensions were stirred at room temperature for 60 min to reach dissolution equilibrium. Subsequently, the suspensions were centrifuged at 4000 rpm for 5 min. The supernatant from each sample was carefully collected and filtered through a 0.22 μm membrane filter to remove any undissolved particles. To ensure reliability, the entire experiment was performed in triplicate for each sample. The concentrations of phillyrin and forsythoside A in the final saturated solutions were then quantified using high performance liquid chromatography (HPLC).
3.7. Thermal Stability Experiment
To evaluate the thermal stability of the target compounds, aliquots (100 mL) of the saturated aqueous solution, prepared as detailed in
Section 3.6, were incubated in a water bath maintained at 90 °C for varying durations (0, 0.5, 1, 2, 4, 6, 8, and 10 h). Following the heat treatment, the samples were allowed to cool to room temperature. Subsequently, the concentrations of phillyrin and forsythoside A in each sample were quantified using high performance liquid chromatography (HPLC).
3.8. Statistical Analysis
The experimental design for the response surface methodology (RSM) and the subsequent analysis of the data were performed using Design-Expert software (version 8.0.6, Stat-Ease, Inc., Minneapolis, MN, USA). All other statistical analyses and graphical representations were conducted using Origin 2021 (OriginLab Corporation, Northampton, MA, USA) and GraphPad Prism 8 (GraphPad Software, San Diego, CA, USA).
4. Conclusions
This study presents a novel chitosan-assisted extraction method for phillyrin and forsythoside A, the primary bioactive constituents from Forsythia suspensa leaves. This methodology capitalizes on the intrinsic mucoadhesive characteristics of chitosan, facilitating selective molecular interactions with target bioactive ingredients to form a stabilized extractant complex. The formation of this inclusion complex was conclusively verified through a suite of analytical techniques, including Powder X-ray Diffraction (PXRD), Fourier Transform Infrared Spectroscopy (FT-IR), Differential Scanning Calorimetry (DSC), Scanning Electron Microscopy (SEM), and molecular docking simulations. Furthermore, the experimental data demonstrated that the presence of chitosan significantly enhanced the stability and aqueous solubility of the extracted bioactive compounds. To systematically optimize the extraction parameters, three distinct strategies were employed: orthogonal design, response surface methodology (RSM), and the Non-dominated Sorting Genetic Algorithm II (NSGA-II). RSM was effectively utilized to determine the optimal conditions for maximizing the yield of each individual compound (phillyrin or forsythoside A). In contrast, NSGA-II was applied as a multi-objective optimization tool to identify the Pareto-optimal set of conditions that simultaneously maximize the yields of both phillyrin and forsythoside A. This comparative study provides an effective and insightful exploration into the establishment of optimal conditions for the concurrent extraction of multiple bioactive ingredients from natural products. This innovative chitosan-assisted extraction technology holds great promise as a valuable tool for the natural product industry and is poised to accelerate research in the food, pharmaceutical, cosmetic, and nutraceutical sectors, as well as in the investigation of other valuable botanical species.
In this study, chitosan was strategically selected as an extraction adjuvant owing to its exceptional biocompatibility and multifunctionality, which are markedly superior to conventional bi-polymers (e.g., alginate, cellulose derivatives). The inherent cationic polyelectrolyte characteristics of chitosan enable selective electrostatic interactions with anionic bioactive compounds, while its tunable degree of deacetylation provides precise modulation of solubility parameters and intermolecular binding affinities. Notably, chitosan exhibits dual functionality as both a molecular adsorbent and a natural coagulant, thereby significantly reducing the reliance on synthetic processing aids and fully complying with contemporary sustainable extraction principles [
43]. In this study, the extraction yields of phillyrin and forsythoside A obtained by the chitosan-assisted extraction method were determined to be 1.68 ± 0.16% and 3.23 ± 0.27%, respectively. Notably, these values represent a significant improvement compared to those obtained by conventional water extraction. Furthermore, the extraction efficiencies achieved with this method were comparable to those reported for ethanol extraction [
35] and microwave-assisted extraction techniques [
13].
Although this study demonstrated that chitosan-assisted extraction significantly enhances the yields of phillyrin and forsythoside A, subsequent purification steps (such as pH adjustment, resin adsorption, or gel chromatography) required for isolating these bioactive ingredients from chitosan may introduce additional process complexity and potentially reduce the overall yield. Furthermore, beyond phillyrin and forsythoside A, Forsythia suspensa leaves contain abundant polyphenolic compounds such as rutin and chlorogenic acid. While our findings confirmed the selective extraction of target compounds (phillyrin and forsythoside A) by chitosan, the synergistic extraction mechanisms for other polyphenols warrant systematic investigation. Additionally, comprehensive evaluation is needed to determine whether the bioactivities (e.g., antioxidant capacity as assessed by DPHH radical scavenging assay) of the target compounds remain comparable to their conventionally extracted counterparts after dissociation from chitosan complexes. Future work will focus on method validation, robustness testing, and assessing the technique’s capacity for simultaneous extraction and isolation of multiple bioactive constituents from natural products, thereby advancing the development of integrated extraction technologies.