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24 pages, 19602 KB  
Article
Study on Overburden Fracture Patterns and Support Load Mechanism in Shallow Coal Seam Mining Under Gully Terrain
by Jianwei Li, Xinwei Guo and Jian Cao
Processes 2026, 14(12), 1942; https://doi.org/10.3390/pr14121942 (registering DOI) - 14 Jun 2026
Abstract
Shallow-buried coal seams in western China are commonly overlain by deeply incised gully terrain, where mining is often accompanied by coal-wall spalling and abnormal increases in support resistance, which affect safe and efficient production. To investigate overburden failure during shallow-buried coal seam mining [...] Read more.
Shallow-buried coal seams in western China are commonly overlain by deeply incised gully terrain, where mining is often accompanied by coal-wall spalling and abnormal increases in support resistance, which affect safe and efficient production. To investigate overburden failure during shallow-buried coal seam mining under gully terrain and to clarify the support–resistance mechanism, a typical working face was selected as the engineering background. Physical similarity simulation, 3DEC numerical simulation, and theoretical analysis were used to analyze overburden failure characteristics and the coupled evolution of the stress, displacement, and fracture fields. Mechanical models of key-stratum fracture and a support–resistance estimation model were established to reveal the influence of overburden-thickness variation on key-stratum fracture and support resistance. The results show that overburden failure in gully areas exhibits pronounced stage-dependent and asymmetric characteristics. In the similarity simulation, the initial fracture intervals of the key stratum in the downhill section were 32 m and 36 m, indicating an asymmetric fracture pattern with a shorter span on the left side and a longer span on the right side. In the uphill section, the periodic fracture interval of the key stratum decreased from 30 m to 24 m as the overburden thickness increased. During overburden failure in gully areas, the three fields exhibited a coupled relationship: stress concentration at the working face caused overburden failure and subsidence, which promoted fracture propagation, whereas stress redistribution in the goaf compacted the fractured overburden and promoted fracture closure. The overburden failure characteristics differed significantly between mining stages. During downhill mining, the key stratum behaved as a fixed-ended beam with a relatively large fracture interval, whereas during uphill mining, it formed a cantilever beam, and its fracture interval decreased with increasing overburden thickness. The loading mechanism of support resistance was shown to be jointly controlled by variations in gully overburden thickness and key-stratum fracture. During downhill mining, support loading increased gradually under the support of the fixed-ended beam key stratum. During uphill mining, support loading exhibited periodic abrupt increases under the combined effects of increasing overburden thickness and periodic fracture of the cantilever-beam key stratum. These findings provide a theoretical basis for strata pressure control at working faces in gully areas. Full article
(This article belongs to the Section Energy Systems)
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27 pages, 9915 KB  
Article
Surface Settlement Prediction in Goaf Areas Based on the Improved Radial Movement Optimization–Variational Mode Decomposition–Gated Recurrent Unit Model
by Yongjiao Yao, Liangxing Jin and Peiju Huang
Mathematics 2026, 14(12), 2115; https://doi.org/10.3390/math14122115 (registering DOI) - 13 Jun 2026
Abstract
To solve the low-precision prediction problem of noisy non-stationary goaf subsidence sequences, this study aims to establish a high-accuracy hybrid prediction model for mining surface deformation monitoring. The Global Navigation Satellite System (GNSS) monitoring data of surface subsidence in goaf areas exhibits non-stationary [...] Read more.
To solve the low-precision prediction problem of noisy non-stationary goaf subsidence sequences, this study aims to establish a high-accuracy hybrid prediction model for mining surface deformation monitoring. The Global Navigation Satellite System (GNSS) monitoring data of surface subsidence in goaf areas exhibits non-stationary and noisy characteristics, which limits the accuracy of traditional prediction models. In this paper, a hybrid prediction model, namely the Improved Radial Movement Optimization–Variational Mode Decomposition–Gated Recurrent Unit (IRMO-VMD-GRU) model, is proposed. The IRMO algorithm is employed to globally optimize the key parameters of VMD, achieving adaptive and stable decomposition of the settlement sequences. The obtained Intrinsic Mode Function (IMF) sub-sequences are input into the GRU network for independent training and prediction, followed by superposition and reconstruction. The model is validated using the GNSS monitoring data from three monitoring points at a coal mine in Shaanxi Province, China. The results show that the proposed model outperforms the comparison models in all four evaluation indicators, namely Mean Absolute Error (MAE), Root Mean Square Error (RMSE), Mean Absolute Percentage Error (MAPE), and Coefficient of Determination (R2), with all R2 values exceeding 0.8. The model demonstrates superior fitting performance, correlation, and generalization ability, which provides important practical technical support for goaf subsidence early warning, geological disaster prevention and engineering safety management in mining areas. Full article
34 pages, 7618 KB  
Article
Characteristics of Lower Cretaceous Calcite Veins and Their Relationship with Hydrocarbon Dissipation and Uranium Mineralization in the Qianjiadian Uranium Mining Area, Songliao Basin
by Bailin Wu, Mengdi Yang, Xiaorui Zhang, Songlin Yang, Yu Sun, Liangliang Zhang, Yaxin Ma, Yu Hou, Guoquan Sun, Siyuan Wang, Yeerzati Dawulietbieke and Quan Liu
Minerals 2026, 16(6), 631; https://doi.org/10.3390/min16060631 (registering DOI) - 12 Jun 2026
Abstract
Current research suggests that the uranium enrichment in the Qianjiadian deposit, southwestern Songliao Basin (China), is closely related to hydrocarbon dissipation and deep thermal fluids. However, previous investigations have not carried out systematic in-depth research on the abundant calcite veins hosted in diabase [...] Read more.
Current research suggests that the uranium enrichment in the Qianjiadian deposit, southwestern Songliao Basin (China), is closely related to hydrocarbon dissipation and deep thermal fluids. However, previous investigations have not carried out systematic in-depth research on the abundant calcite veins hosted in diabase within the ore district, especially regarding their types, genetic mechanisms, formation ages, and genetic links to uranium enrichment. In particular, whether their genesis is associated with the two critical ore-controlling factors (hydrocarbon dissipation and thermal fluid activities) remains poorly constrained and to be elucidated. Through analyses of major and trace element geochemistry, scanning electron microscopy, and fluid inclusion microthermometry on calcite veins within fractures of Lower Cretaceous diabase, this study confirms that the veins are products of epigenetic fluid infill with a medium-to-low temperature hydrothermal nature (115–215 °C). The direction of fluid migration was from north to south, consistent with the trend of hydrocarbon dissipation. In situ U-Pb dating yields Eocene (~42.9 Ma) and Pleistocene (1.57–2.82 Ma) ages for the calcite veins, which are highly consistent with the timing of diabase intrusion (early Eocene) and the main episodes of uranium mineralization (Eocene–Oligocene and Pleistocene). Carbon and oxygen isotope compositions and inclusion components indicate that the carbon source was mainly derived from dissipated hydrocarbons, rather than from sedimentary diagenesis or direct source rock generation. The C-O isotopic signatures reflect further carbon isotope fractionation following the interaction between dissipated hydrocarbons and groundwater, and the inclusion fluids, composed mainly of hydrocarbon gases and water, suggest that the carbon source for calcite vein formation was provided by dissipated hydrocarbons. The temporal coupling of hydrocarbon dissipation, calcite vein formation, uranium mineralization, and thermal input from diabase intrusion reflects the dynamic processes of basin evolution and tectonic reworking. The key dynamic backgrounds for this series of diagenetic and metallogenic events include Late Cretaceous tectonic inversion, Eocene–Oligocene tectonic uplift and erosion, and Pleistocene differential uplift and subsidence. The thermal effects from hydrocarbon dissipation and diabase intrusion were the primary factors driving the anomalous uranium enrichment that formed this super-large deposit. The formation of the calcite veins, along with their characteristics indicative of medium-to-low temperature hydrothermal activity and hydrocarbon dissipation, provides a critical window for understanding these processes and offers robust scientific evidence for this genetic model. This study, for the first time, systematically reveals that the calcite veins within the diabase of the Qianjiadian uranium mining area are of medium-to-low temperature hydrocarbon-bearing hydrothermal origin, and constrains their formation ages to the Eocene (~42.9 Ma) and Pleistocene (1.57–2.82 Ma), which are highly coupled with diabase intrusion and two episodes of uranium mineralization events. C-O isotopic and fluid inclusion evidence indicates that the formation of calcite veins directly records the process of hydrocarbon dissipation–groundwater mixing, providing a new mineralogical and geochronological evidence chain for thermal–hydrocarbon–uranium-coupled mineralization. Full article
(This article belongs to the Section Mineral Geochemistry and Geochronology)
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21 pages, 5929 KB  
Article
Stability of Narrow Coal Pillars and Hierarchical Synergistic Support for Gob-Side Entry Driving in Thick Coal Seams
by Zhechong Liang, Baisheng Zhang, Dong Duan, Yu Kang, Shuaiyou Ji and Longbo Du
Processes 2026, 14(12), 1916; https://doi.org/10.3390/pr14121916 - 12 Jun 2026
Abstract
To determine a rational, narrow coal-pillar width and support scheme for gob-side entry driving in thick coal seams, the 4904 return airway of the No. 9 coal seam at Zhongshui Coal Mine was investigated using limit-equilibrium analysis, FLAC3D numerical simulation, and field monitoring. [...] Read more.
To determine a rational, narrow coal-pillar width and support scheme for gob-side entry driving in thick coal seams, the 4904 return airway of the No. 9 coal seam at Zhongshui Coal Mine was investigated using limit-equilibrium analysis, FLAC3D numerical simulation, and field monitoring. The theoretical pillar width was calculated as 6.73–7.90 m, and sensitivity analysis showed that the selected 7 m pillar remained within the reasonable range under variations in key empirical and mechanical parameters. Numerical results indicated that a 7 m pillar could form a relatively complete central load-bearing core and effectively control surrounding-rock deformation, whereas further increasing the pillar width provided limited additional deformation reduction but caused greater coal loss. Compared with the 7 m pillar, the 9 m and 11 m schemes would cause additional coal losses of approximately 9.09 × 103 t and 1.82 × 104 t, respectively. A hierarchical synergistic support scheme consisting of high-strength bolts, long and short roof cables, and pillar-rib reinforcement cables was proposed. Compared with the equal-length roof-cable-plus-bolt scheme, the proposed scheme provided better control of roof subsidence and rib convergence. Field monitoring showed that roadway deformation gradually stabilized after support installation and remained within a controllable range under the monitored engineering conditions. Full article
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16 pages, 34682 KB  
Article
Studyon Failure Characteristics and Control of Cavity-Containing Roof in Gob-Side Entry Driving in Soft and Thick Coal Seams
by Manzhou Di, Guangzheng Xu, Gangwei Fan, Shizhong Zhang, Liang Pang, Jia Lei and Yiqun Li
Processes 2026, 14(12), 1879; https://doi.org/10.3390/pr14121879 - 10 Jun 2026
Viewed by 107
Abstract
To address the large deformation and instability of gob-side entry roofs in soft, thick coal seams induced by residual cavities left by hydraulic flushing, the 1609 working face of Jiulishan Coal Mine was selected as the engineering background. Field investigation, numerical simulation, and [...] Read more.
To address the large deformation and instability of gob-side entry roofs in soft, thick coal seams induced by residual cavities left by hydraulic flushing, the 1609 working face of Jiulishan Coal Mine was selected as the engineering background. Field investigation, numerical simulation, and industrial field testing were combined to investigate the deformation and failure characteristics of surrounding rock and the corresponding control technology for gob-side entries with cavity-bearing roofs. The results indicate that residual cavities created by hydraulic flushing disrupt the stress transfer path within the roof, causing stress field distortion and expansion of tensile stress zones, thereby significantly weakening the roof load-bearing capacity. As the cavity size increases, the surrounding rock deformation and plastic zone continuously expand. When the cavity size exceeds 1.0 m, roof subsidence exhibits a nonlinear increase, and the fractured zone around the cavity connects with the roof plastic zone, forming a continuous failure band that serves as the key factor leading to surrounding rock instability. Based on the deformation characteristics of the cavity-bearing roof, namely shallow fragmentation, deep-seated separation, and structural instability, a collaborative control technology consisting of multi-level cable bolts, steel-beam reinforcement, and grouting through injection pipes was proposed. By establishing a shallow–intermediate–deep hierarchical load-bearing structure and reinforcing the fractured cavity zone through grouting, the technology reconstructs the surrounding rock load-bearing system and optimizes the stress environment. Field application results show that, for a roof containing a 1.5 m cavity, the maximum roof subsidence and separation were controlled within 102 mm and 55 mm, respectively, and the roadway maintained a stable condition throughout the monitoring period. The findings provide both a theoretical basis and engineering guidance for surrounding rock control of gob-side entries with cavity-bearing roofs in soft, thick coal seams. Full article
(This article belongs to the Section Process Control, Modeling and Optimization)
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20 pages, 21341 KB  
Article
Evolution of Overlying Strata and Fracture Networks in Close-Distance Coal Seam Groups Based on DIC and Fractal Theory
by Baogui Yang, Fei He, Sheng Zhang and Yongliang Li
Processes 2026, 14(12), 1852; https://doi.org/10.3390/pr14121852 - 8 Jun 2026
Viewed by 165
Abstract
The continuous downward mining of close-distance coal seam groups faces severe challenges, yet existing research rarely addresses the structural failure mechanisms in groups with three or more layers. To address this, a two-dimensional physical similarity simulation combined with non-contact digital image correlation (DIC) [...] Read more.
The continuous downward mining of close-distance coal seam groups faces severe challenges, yet existing research rarely addresses the structural failure mechanisms in groups with three or more layers. To address this, a two-dimensional physical similarity simulation combined with non-contact digital image correlation (DIC) technology and fractal geometry theory was conducted based on the geological conditions of Donghuantuo Coal Mine. This multi-method approach ensured the high-precision capture and validity of the spatiotemporal deformation data. The evolution of overlying strata and fracture networks during the extraction of four close-distance coal seams was quantified. The results indicate that underlying seam mining triggers severe secondary activation of upper goafs, which transforms the classic vertical three-zone structure into a composite trapezoidal failure zone. Driven by structural instability, the maximum subsidence of the overlying strata exhibits a step-like nonlinear growth, increasing dramatically from an initial 0.44 m to 8.70 m. Simultaneously, the topological evolution of the fracture network exhibits an overall nonlinear increase. Specifically, the fractal dimension rose from an initial value of 1.234 to a more stable value of 1.437, featuring two significant surges with growth rates of 8.34% and 3.79% that directly corresponded to spatial goaf connectivity. The mutual verification between the macroscopic displacement jumps and the fracture network evolution confirms the reliability of the obtained results. Ultimately, the mechanical model of the interlayer rock transitions from a rigid load-bearing beam to a loose buffer layer. Based on these mechanisms, a differentiated interlayer support strategy is proposed. High pre-tension and impact-resistant supports must be applied to the upper seams, whereas pressure-relief and flexible yielding supports are required for the lower seams. This study provides theoretical guidance for disaster prevention in close-distance coal seam groups mining. Full article
(This article belongs to the Section Energy Systems)
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18 pages, 16986 KB  
Article
Assessing Decade-Long Ground Deformation from Geological Influences to Urban Expansion Using Sentinel-1 PSI in the Region of Cluj-Napoca, Romania
by Péter Farkas and Gábor Timár
Remote Sens. 2026, 18(12), 1877; https://doi.org/10.3390/rs18121877 - 7 Jun 2026
Viewed by 269
Abstract
The continuous analysis of ground deformation is essential for both the assessment of natural hazards and the monitoring of human-induced activities. In this study, we present the results of a Persistent Scatterer Interferometry (PSI) analysis of ground deformations in the region of Cluj-Napoca, [...] Read more.
The continuous analysis of ground deformation is essential for both the assessment of natural hazards and the monitoring of human-induced activities. In this study, we present the results of a Persistent Scatterer Interferometry (PSI) analysis of ground deformations in the region of Cluj-Napoca, Romania. The PSI was performed using more than 10 years of Sentinel-1 ascending and descending Synthetic Aperture Radar data from 2014 to 2025, using a dual master approach. Results show significant displacements at many locations, including recently built-up areas at the edges of the city, often caused by the combined effect of anthropogenic activities and geological conditions. In this study, we highlight three case studies: the surroundings of a reclaimed mine, subsidence induced by dewatering, and a large-area, slow landslide, wherein we examined natural and anthropogenic influences. The accurately mapped and quantified ground deformations can be used for a better understanding of the geological processes and assessing the risk of the urban development in the area. Full article
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31 pages, 5967 KB  
Article
From Satellites to Safety: An Open-Source SBAS Workflow for Ground Deformation Monitoring
by Adolfo Molada-Tebar, Natalia Nuño-Villanueva, Alberto Morcillo-Sanz and Diego González-Aguilera
Remote Sens. 2026, 18(11), 1863; https://doi.org/10.3390/rs18111863 - 5 Jun 2026
Viewed by 203
Abstract
Ground deformation monitoring is critical for safety and environmental management in modern mining. Active mining sites are highly exposed to terrain instabilities and subsidence, risking infrastructure integrity, disrupting operations, and posing hazards to communities. In this context, Differential Synthetic Aperture Radar Interferometry (DInSAR) [...] Read more.
Ground deformation monitoring is critical for safety and environmental management in modern mining. Active mining sites are highly exposed to terrain instabilities and subsidence, risking infrastructure integrity, disrupting operations, and posing hazards to communities. In this context, Differential Synthetic Aperture Radar Interferometry (DInSAR) techniques provide an effective and non-invasive tool capable of detecting millimetric surface displacements. This study implements the Small Baseline Subset (SBAS) technique through an open-source workflow based on the Python package hyp3_sbas, enabling semi-automated and reproducible interferometric processing by combining HyP3 with MintPy. The workflow is applied to the Björkdal gold mine (Sweden), a pilot site of the Horizon Europe XTRACT project focused on enhancing resilience in critical raw material supply chains. Integrating Sentinel-1 viewing geometries resolves the true vertical deformation field, yielding an overall mean velocity of −3.99 mm/year across the mining complex, with significant displacement rates concentrated below the 25th percentile (Q1) at −11.07 mm/year. Sector-specific analysis reveals localised subsidence accelerating over underground footprints and tailings storage facilities (mean velocities of −6.56 and −3.98 mm/year; Q1 thresholds near −13.00 mm/year), contrasting with the geomechanical stability observed at the open-pit area (mean: −0.45 mm/year). The proposed open-source framework shows strong potential for operational satellite-based monitoring, supporting predictive maintenance and early-warning strategies for risk management in mining environments while simplifying and standardising the interferometric processing workflow. Full article
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25 pages, 6061 KB  
Article
Full Life-Cycle Evolution and Prediction of Surface Deformation in Old Goafs of Strip Pillar Mining Areas Revealed by Long-Term SBAS-InSAR
by Wanyu Zheng, Qingbiao Guo, Zisu Cheng, Lei Wang, Sen Du and Songbo Wu
Remote Sens. 2026, 18(11), 1859; https://doi.org/10.3390/rs18111859 - 5 Jun 2026
Viewed by 203
Abstract
Surface deformation induced by underground coal mining shows a clear time-lag effect, with persistent residual deformation in old goafs under strip pillar mining conditions, drawing significant research attention. This study focuses on the Gucheng mining area, where 210 Sentinel-1A SAR images (May 2017–January [...] Read more.
Surface deformation induced by underground coal mining shows a clear time-lag effect, with persistent residual deformation in old goafs under strip pillar mining conditions, drawing significant research attention. This study focuses on the Gucheng mining area, where 210 Sentinel-1A SAR images (May 2017–January 2025) were processed using SBAS-InSAR to derive 7.5 years of time-series surface deformation. Based on these results, five strip pillar mining panels with different cessation times were selected. Through comparative analysis, a time-progressive sequence was constructed to identify post-mining residual deformation and stage-wise stabilization characteristics, and to reveal long-term deformation responses occurring years after cessation, thereby reconstructing the long-term evolution of surface deformation in old goafs. Furthermore, a stacking ensemble prediction model was developed to predict subsidence trends at representative feature points. The results indicate that subsidence mainly ranges from −20 to −10 mm/a, with a maximum of approximately −64 mm/a and cumulative subsidence of about −515 mm. Surface deformation follows a stage-wise evolution pattern of “residual subsidence—stage-wise stabilization—secondary subsidence—deformation stabilization”, with durations of approximately 2, 2, and 14 years, respectively, and overall stabilization occurring after approximately 18 years. The predicted results from the stacking model are highly consistent with the SBAS-InSAR monitoring data and can reliably describe the evolution trend of surface subsidence. The findings provide important evidence for understanding long-term surface deformation in old goafs of strip pillar mining areas. Full article
(This article belongs to the Section Earth Observation Data)
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32 pages, 16661 KB  
Article
Width Optimization and Stability Control of Narrow Coal Pillars for Gob-Side Roadways with Retained Top Coal in Thick Soft Coal Seams
by Feng Li, Jia Lei, Di Zhang, Gangwei Fan, Guangzheng Xu, Shizhong Zhang and Shaodong Li
Appl. Sci. 2026, 16(11), 5677; https://doi.org/10.3390/app16115677 - 5 Jun 2026
Viewed by 194
Abstract
Gob-side roadways driven along the floor while retaining top coal in thick soft coal seams are prone to instability under strong mining-induced dynamic loading. To clarify the instability mechanism and develop an effective control method, the 1609 return airway of Jiulishan Mine was [...] Read more.
Gob-side roadways driven along the floor while retaining top coal in thick soft coal seams are prone to instability under strong mining-induced dynamic loading. To clarify the instability mechanism and develop an effective control method, the 1609 return airway of Jiulishan Mine was investigated using field survey, borehole imaging, FLAC3D numerical simulation, industrial testing, and field monitoring. The results show that, under the combined effects of large mining height, insufficient filling of the gob by the caved immediate roof, weak retained top coal, and low coal strength, shear failure planes tend to develop within the narrow coal pillar and extend from the gob-side roof toward the floor. Once the dominant shear plane cuts through the pillar, the overall bearing structure is destroyed, leading to shear slip, asymmetric rib deformation, roof subsidence toward the coal-pillar side, and rib–roof coupled instability. Based on a multi-index evaluation of pillar load-bearing capacity, plastic zone development, stress concentration, roadway deformation, and coal recovery, a 3 m coal pillar was determined as the rational width. A coordinated “narrow coal pillar + cross-rib anchorage” scheme was proposed, and field verification confirmed its effectiveness in controlling roof separation, roadway surface displacement, and internal surrounding-rock damage. Full article
(This article belongs to the Section Applied Industrial Technologies)
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26 pages, 8327 KB  
Article
Study on Rock Bolt Deterioration and Roadway Deformation in Alkaline Water-Flooded Roadways
by Haochen Feng, Weiming Guan, Haosen Wang, Xin Wang, Xiaole Han, Fangcan Ji, Junwen Feng and Cheng Qian
Symmetry 2026, 18(6), 976; https://doi.org/10.3390/sym18060976 - 4 Jun 2026
Viewed by 207
Abstract
Rock bolt corrosion can weaken support systems and affect the long-term stability of water-flooded roadways. This study investigates the symmetry evolution of roadway deformation induced by bolt deterioration in alkaline water-flooded roadways, using Sanxin Coal Mine, Xinjiang, as a case. Electrochemical accelerated corrosion [...] Read more.
Rock bolt corrosion can weaken support systems and affect the long-term stability of water-flooded roadways. This study investigates the symmetry evolution of roadway deformation induced by bolt deterioration in alkaline water-flooded roadways, using Sanxin Coal Mine, Xinjiang, as a case. Electrochemical accelerated corrosion tests were conducted in 10% Na2SO4 solutions at pH = 9, 11, and 13 for 3, 6, and 9 d, followed by uniaxial tensile tests and FLAC3D numerical simulations. Under the controlled accelerated electrochemical conditions, the mass loss rate and corrosion rate generally increased with corrosion duration, with the greatest deterioration observed in the pH = 13 group after 9 d. The tensile curves of corroded bolts still exhibited elastic deformation, yielding, strain hardening, and post-peak softening stages. However, the yield load decreased with increasing mass loss rate, with fitted slopes of −0.1842, −0.07531, and −0.04998 kN/% for pH = 9, 11, and 13, respectively. Numerical results showed that bolt deterioration intensified roadway deformation and stress redistribution. Under severe corrosion, the horizontal displacement of the two sidewalls reached approximately −153.7 mm and 155.4 mm, while the maximum roof subsidence and floor heave reached about −188.7 mm and 191.3 mm, respectively. The shallow stress release zone expanded, and the deep stress concentration became more pronounced. Moreover, bolt deterioration intensified the roadway response while largely preserving its left–right symmetry. The numerical results incorporating the experimentally derived bolt deterioration showed increased roadway deformation and stress redistribution, indicating that bolt-capacity degradation can adversely affect roadway stability. These findings provide a reference for evaluating residual support performance and designing reinforcement measures for water-flooded roadways. Full article
(This article belongs to the Section Engineering and Materials)
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28 pages, 13646 KB  
Article
Study on Three-Dimensional Deformation Inversion in Mining Areas Based on PIM Optimized by CMA-ES and Multi-Source InSAR
by Fei Ma, Kangjie Yu, Jianmei Zhang, Jinran Zhang, Wei Lian, Qingbin Zhang, Zhixing Zhao and Haijun Zhang
Remote Sens. 2026, 18(11), 1839; https://doi.org/10.3390/rs18111839 - 4 Jun 2026
Viewed by 227
Abstract
Accurate monitoring of mining-induced three-dimensional surface deformation is critical for safety and environmental protection. Conventional InSAR often loses coherence in high-deformation areas and provides only one-dimensional measurements, while the Probability Integral Model (PIM) suffers from low accuracy at subsidence edges, caused by premature [...] Read more.
Accurate monitoring of mining-induced three-dimensional surface deformation is critical for safety and environmental protection. Conventional InSAR often loses coherence in high-deformation areas and provides only one-dimensional measurements, while the Probability Integral Model (PIM) suffers from low accuracy at subsidence edges, caused by premature numerical convergence of its error-function-based mathematical formulation—the model prediction rapidly drops to zero and fails to capture subtle real-world deformations in marginal zones. This study developed a fusion method integrating multi-source InSAR (Sentinel-1A and SAOCOM), PIM, and the Covariance Matrix Adaptation Evolution Strategy (CMA-ES). Applied in the Yinying Mining Area, Shanxi Province, the approach combined ascending and descending SAR data processed via SBAS-InSAR, used CMA-ES to optimize PIM parameter inversion, and employed a zonal fusion strategy to reconstruct complete deformation fields. The method demonstrated substantial improvement in monitoring accuracy, with mean absolute errors in the vertical, north–south, and east–west directions reduced by more than 86% compared with the standalone PIM model in edge zones. The fusion approach effectively captured both large-magnitude center deformations and subtle edge displacements. Multi-source data fusion with intelligent optimization algorithms significantly enhances the accuracy of 3D deformation monitoring in mining areas, providing reliable technical support for safety management and environmental protection. Full article
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25 pages, 11397 KB  
Article
Refining InSAR Deformation Retrieval for the South-to-North Water Diversion via Buffer Optimization
by Yanru Yu, Zejia Hao, Letian Wen, Jie Dong and Mingsheng Liao
Remote Sens. 2026, 18(11), 1822; https://doi.org/10.3390/rs18111822 - 2 Jun 2026
Viewed by 168
Abstract
Large-scale linear water diversion infrastructures are highly susceptible to ground deformation induced by groundwater extraction, mining activities, and geological instability, posing potential risks to long-term operational safety. However, conventional SBAS-InSAR monitoring of ultra-long linear infrastructures is often constrained by extensive data volumes, computational [...] Read more.
Large-scale linear water diversion infrastructures are highly susceptible to ground deformation induced by groundwater extraction, mining activities, and geological instability, posing potential risks to long-term operational safety. However, conventional SBAS-InSAR monitoring of ultra-long linear infrastructures is often constrained by extensive data volumes, computational burden, and uncertainty associated with empirical buffer selection. To address these issues, this study proposes a practical buffer optimization framework for deformation monitoring along the Middle Route Project (MRP) of the South-to-North Water Diversion Project (SNWDP), China. Using Sentinel-1A SAR images acquired from 2023 to 2024, multiple buffer scales were comparatively evaluated by jointly considering deformation inversion accuracy against leveling measurements and computational efficiency. The results indicate that a 5 km buffer achieves the optimal balance between monitoring reliability and processing efficiency. Validation against first-order leveling benchmarks shows high consistency, with an RMSE of 2.54 mm and an MAE of 2.08 mm. Spatial-temporal analysis reveals significant deformation heterogeneity along the MRP. Severe land subsidence was detected in the Tianjin section due to intensive groundwater exploitation, while localized uplift was observed in parts of Hebei Province, likely associated with groundwater recovery. In addition, pronounced subsidence related to mining activities was identified in Yuzhou, Henan Province. The proposed workflow provides a practical reference for deformation monitoring of large-scale linear water diversion infrastructures and demonstrates the potential applicability of buffer optimization strategies for similar long-distance engineering projects. Full article
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29 pages, 34946 KB  
Article
SBAS-InSAR-Based Monitoring and Hierarchical Spatiotemporal Deep Learning for Subsidence Monitoring and Prediction in Active Mining Areas: A Case Study of the Dexing Copper Mine
by Zhaoxu Zhang, Lei Qian, Yahan Wu, Yujia Chen, Yuanheng Sun and Dan Wan
Remote Sens. 2026, 18(11), 1810; https://doi.org/10.3390/rs18111810 - 2 Jun 2026
Viewed by 274
Abstract
Intensive mining over recent decades has caused severe ground subsidence in mining regions, threatening safety and long-term sustainability. High-precision, continuous monitoring and prediction of subsidence are therefore urgently needed. Traditional methods—terrestrial surveying and GPS—offer limited coverage, sparse measurement points, high costs, and poor [...] Read more.
Intensive mining over recent decades has caused severe ground subsidence in mining regions, threatening safety and long-term sustainability. High-precision, continuous monitoring and prediction of subsidence are therefore urgently needed. Traditional methods—terrestrial surveying and GPS—offer limited coverage, sparse measurement points, high costs, and poor scalability, making them unsuitable for large-scale, long-term surface deformation monitoring. InSAR is widely used for ground deformation monitoring due to its wide-area coverage, long-term sampling, high spatial resolution, and millimeter-scale precision. However, conventional InSAR often fails in vegetated areas and under steep deformation gradients—common in mining zones. To overcome these limitations, this study applied SBAS-InSAR, a method better suited for large-magnitude, continuous subsidence monitoring in mining areas. This study proposed an enhanced hierarchical spatiotemporal dependency graph neural network (HSDGNN) integrated with a Long Short-Term Memory (LSTM) module to improve temporal feature representation. Using this model, this study predicted surface subsidence at the Dexing Copper Mine under environmental drivers. Key findings are as follows: (1) Surface subsidence exhibited pronounced spatial heterogeneity and strong temporal nonlinearity; major subsidence zones were localized in open-pit excavation areas and waste rock dumps, with peak subsidence rates reaching −126.121 mm/yr. (2) Precipitation and soil moisture emerged as the dominant environmental controls on subsidence, displaying distinct seasonal modulation and quantifiable lagged responses—up to several months—relative to subsidence onset. (3) The HSDGNN model achieved high predictive accuracy for both Mine 1 and Mine 2, attaining R2 values of up to 0.9950. This work establishes a robust, scalable, and operationally viable framework for high-precision subsidence monitoring and forecasting in geologically and anthropogenically complex mining environments. Full article
(This article belongs to the Special Issue Role of SAR/InSAR Techniques in Investigating Ground Deformation)
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19 pages, 9104 KB  
Article
Control of Water-Conducting Fracture Zone and Phreatic Response in Shallow Coal Seam Groups via Gangue Grouting Backfilling: An Integrated Field Monitoring and Physical Simulation Study
by Jiaqi Zhang, Xiaoming Cheng, Hongzhen Nie, Jixiong Zhang, Shihao Xing and Yong Han
Appl. Sci. 2026, 16(11), 5311; https://doi.org/10.3390/app16115311 - 26 May 2026
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Abstract
Intensive extraction in shallow coal seam groups poses a severe threat to regional hydrogeological stability. This study investigates the evolutionary laws of water-conducting fracture zone (WCFZ) height and phreatic level response at the Wanli No. 1 Mine. Although limited to a two-dimensional physical [...] Read more.
Intensive extraction in shallow coal seam groups poses a severe threat to regional hydrogeological stability. This study investigates the evolutionary laws of water-conducting fracture zone (WCFZ) height and phreatic level response at the Wanli No. 1 Mine. Although limited to a two-dimensional physical model and a single-case study, the research integrates field monitoring with similarity simulations to evaluate the efficacy of gangue grouting backfilling (GGB). The results reveal a significant superposition effect in dual-seam mining, where cumulative disturbances trigger the reactivation of upper-seam fractures, causing the WCFZ to penetrate the surface (170 m)—a phenomenon absent in single-seam mining. Scientifically, this work identifies a dual-threshold effect for ecological and structural preservation. While an equivalent filling rate (η) of 35% is sufficient to maintain the ecological water level in single-seam mining, dual-seam extraction requires a minimum η of 65% to restrict phreatic drawdown within the 1.5 m ecological threshold. Notably, while the laboratory model suggests a higher mechanical safety limit of η = 80% to prevent fracture propagation, the 65% threshold provides a balance between backfilling efficiency and environmental protection. The primary scientific contribution of this study is the quantification of the coupling relationship between overburden mechanical stability and long-term ecological functions. By shifting the overburden failure mode from “surface-penetrating fracturing” to “controlled bending subsidence,” this research provides a robust theoretical foundation for decoupling mining intensity from hydrogeological degradation in fragile multi-seam environments. Full article
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