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Keywords = average areal surface roughness

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25 pages, 21938 KB  
Article
Surface Evolution of an FDM-Printed PLA Component with Multiple Geometries During Centrifugal Disc Finishing
by Jackson William Chadwick, Andrew Naylor, Tahsin Tecelli Öpöz, Juan Ignacio Ahuir-Torres and Xiaoxiao Liu
Coatings 2026, 16(6), 722; https://doi.org/10.3390/coatings16060722 - 17 Jun 2026
Viewed by 124
Abstract
Additive manufacturing (AM) enables the fabrication of complex, customisable components from metals, composites and polymers such as polylactic acid (PLA); however, the process commonly produces poor surface finishes and inherent defects. Centrifugal disc finishing (CDF) is an established mass finishing technique in conventional [...] Read more.
Additive manufacturing (AM) enables the fabrication of complex, customisable components from metals, composites and polymers such as polylactic acid (PLA); however, the process commonly produces poor surface finishes and inherent defects. Centrifugal disc finishing (CDF) is an established mass finishing technique in conventional manufacturing but remains insufficiently characterised for additively manufactured polymers. This exploratory study investigates the influence of CDF on fused deposition modelling (FDM)-fabricated PLA components with varying geometrical features, focusing on three-dimensional surface parameters including average areal surface roughness, skewness and kurtosis. Samples were processed up to 720 min with analysis at predetermined intervals to capture transient and steady-state-like behaviour. Surface characterisation was conducted using non-contact optical interferometry to obtain quantitative roughness data and three-dimensional topographical maps, supported by digital optical microscopy and gravimetric analysis to quantify material removal rates. Analysis of the experimental data indicated apparent relationships between processing time, geometry and surface response. Results indicate that material removal behaviour and roughness evolution may be geometry-dependent. Flat and convex surfaces appeared to follow expected transient-like and steady-state-like behaviour, whereas restricted geometries and intricate features exhibited distinct responses with characteristic transition times. Surface roughness reductions ranged from 36% to 89% depending on geometry. These findings provide preliminary quantitative insight into geometry-specific mass finishing behaviour, supporting improved process understanding and informing future optimisation of post-processing strategies for additively manufactured polymer components. Full article
(This article belongs to the Topic Engineered Surfaces and Tribological Performance)
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12 pages, 5401 KB  
Article
Comparison of 2D and 3D Surface Roughness Parameters of AlMgSi0.5 Aluminium Alloy Surfaces Machined by Abrasive Waterjet
by Csaba Felhő, Krisztina Kun-Bodnár and Zsolt Maros
J. Manuf. Mater. Process. 2025, 9(3), 80; https://doi.org/10.3390/jmmp9030080 - 2 Mar 2025
Cited by 3 | Viewed by 2207
Abstract
The use of 3D roughness parameters is increasingly gaining ground in various areas of engineering, especially in academic research. In many cases, however, these studies primarily cover the illustration of the character of the surfaces, the interpretation of areal numerical roughness values is [...] Read more.
The use of 3D roughness parameters is increasingly gaining ground in various areas of engineering, especially in academic research. In many cases, however, these studies primarily cover the illustration of the character of the surfaces, the interpretation of areal numerical roughness values is often disputed. The goal of this paper is to examine how the 2D and 3D roughness parameters change in the case of anisotropic surfaces, such as surfaces cut with an abrasive water jet. For this purpose, abrasive water jet cutting experiments were performed on AlMgSi0.5 aluminum alloy using different technological parameters. After the experiments, two amplitude-type 3D roughness parameters (Sa and Sz) of the cut surface and four profile parameters (Ra, Rz for roughness and Pa, Pz for raw profile) were measured at five different depths. Our conducted research indicates that the 3D parameters represent a kind of average value for certain roughness characteristics and a maximum value for others. The paper also reports on how these roughness characteristics change as a function of feed speed. Full article
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7 pages, 1508 KB  
Proceeding Paper
Surface Roughness Studies on F357 Aluminum Alloy Fabricated Using Laser Powder Bed Fusion Process
by Jaskaranpal Singh Dhillon, Su Su, Oscar Sanchez Mata, Tejas Ramakrishnan and Mathieu Brochu
Eng. Proc. 2023, 43(1), 8; https://doi.org/10.3390/engproc2023043008 - 12 Sep 2023
Cited by 3 | Viewed by 2975
Abstract
Aluminum alloys processed using laser powder bed fusion are attracting industrial and research efforts striving to achieve the lightweighting potential and combination of good mechanical and corrosion properties. In this study, border parameter optimization for F357 (AlSi7Mg) alloy processed using LPBF was performed [...] Read more.
Aluminum alloys processed using laser powder bed fusion are attracting industrial and research efforts striving to achieve the lightweighting potential and combination of good mechanical and corrosion properties. In this study, border parameter optimization for F357 (AlSi7Mg) alloy processed using LPBF was performed with the aim of reducing the as-fabricated surface roughness. The optimization revealed that laser power and scanning speed can significantly influence the surface roughness of cube vertical surfaces. Measured areal average surface roughness (Sa) for cube samples varied from 15 to 24 µm. The cube-based optimized parameters were used to fabricate angled wall samples with angles ranging from 45° to 90°. The surface roughness reduced when the built angle increased from 45° to 75°, while for 75–90°, the surface roughness values remained constant. Full article
(This article belongs to the Proceedings of The 15th International Aluminium Conference)
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21 pages, 8716 KB  
Article
Mechanical and Surface Characteristics of Selective Laser Melting-Manufactured Dental Prostheses in Different Processing Stages
by Edgar Moraru, Alina-Maria Stoica, Octavian Donțu, Sorin Cănănău, Nicolae-Alexandru Stoica, Victor Constantin, Daniela-Doina Cioboată and Liliana-Laura Bădiță-Voicu
Materials 2023, 16(18), 6141; https://doi.org/10.3390/ma16186141 - 9 Sep 2023
Cited by 8 | Viewed by 3118
Abstract
Due to the expansion of the use of powder bed fusion metal additive technologies in the medical field, especially for the realization of dental prostheses, in this paper, the authors propose a comparative experimental study of the mechanical characteristics and the state of [...] Read more.
Due to the expansion of the use of powder bed fusion metal additive technologies in the medical field, especially for the realization of dental prostheses, in this paper, the authors propose a comparative experimental study of the mechanical characteristics and the state of their microscale surfaces. The comparison was made from material considerations starting from two dental alloys commonly used to realize dental prostheses: Ni-Cr and Co-Cr, but also technologies for obtaining selective laser melting (SLM) and conventional casting. In addition, to compare the performances with the classical casting technology, for the dental prostheses obtained through SLM, the post-processing stage in which they are in a preliminary finishing and polished state was considered. Therefore, for the determination of important mechanical characteristics and the comparative study of dental prostheses, the indentation test was used, after which the hardness, penetration depths (maximum, permanent, and contact depth), contact stiffness, and contact surface were established, and for the determination of the microtopography of the surfaces, atomic force microscopy (AFM) was used, obtaining the local areal roughness parameters at the miniaturized scale—surface average roughness, root-mean-square roughness (RMS), and peak-to-peak values. Following the research carried out, several interesting conclusions were drawn, and the superiority of the SLM technology over the classic casting method for the production of dental prostheses in terms of some mechanical properties was highlighted. At the same time, the degree of finishing of dental prostheses made by SLM has a significant impact on the mechanical characteristics and especially the local roughness parameters on a miniaturized scale, and if we consider the same degree of finishing, no major differences are observed in the roughness parameters of the surfaces of the prostheses produced by different technologies. Full article
(This article belongs to the Special Issue Recent Advances in Metal Powder Based Additive Manufacturing)
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19 pages, 37945 KB  
Article
Comparative Analysis of Minimum Chip Thickness, Surface Quality and Burr Formation in Micro-Milling of Wrought and Selective Laser Melted Ti64
by Uçan Karakılınç, Berkay Ergene, Bekir Yalçın, Kubilay Aslantaş and Ali Erçetin
Micromachines 2023, 14(6), 1160; https://doi.org/10.3390/mi14061160 - 30 May 2023
Cited by 37 | Viewed by 3645
Abstract
Selective laser melting (SLM) is a three-dimensional (3D) printing process that can manufacture functional parts with complex geometries as an alternative to using traditional processes, such as machining wrought metal. If precision and a high surface finish are required, particularly for creating miniature [...] Read more.
Selective laser melting (SLM) is a three-dimensional (3D) printing process that can manufacture functional parts with complex geometries as an alternative to using traditional processes, such as machining wrought metal. If precision and a high surface finish are required, particularly for creating miniature channels or geometries smaller than 1 mm, the fabricated parts can be further machined. Therefore, micro milling plays a significant role in the production of such miniscule geometries. This experimental study compares the micro machinability of Ti-6Al-4V (Ti64) parts produced via SLM compared with wrought Ti64. The aim is to investigate the effect of micro milling parameters on the resulting cutting forces (Fx, Fy, and Fz), surface roughness (Ra and Rz), and burr width. In the study, a wide range of feed rates was considered to determine the minimum chip thickness. Additionally, the effects of the depth of cut and spindle speed were observed by taking into account four different parameters. The manufacturing method for the Ti64 alloy does not affect the minimum chip thickness (MCT) and the MCT for both the SLM and wrought is 1 μm/tooth. SLM parts exhibit acicular α martensitic grains, which result in higher hardness and tensile strength. This phenomenon prolongs the transition zone of micro-milling for the formation of minimum chip thickness. Additionally, the average cutting force values for SLM and wrought Ti64 fluctuated between 0.072 N and 1.96 N, depending on the micro milling parameters used. Finally, it is worth noting that micro-milled SLM workpieces exhibit lower areal surface roughness than wrought ones. Full article
(This article belongs to the Special Issue Laser Additive Manufacturing of Metallic Materials)
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23 pages, 6681 KB  
Article
Simulating the Effects of Land Surface Characteristics on Planetary Boundary Layer Parameters for a Modeled Landfalling Tropical Cyclone
by Yu Wang and Corene J. Matyas
Atmosphere 2022, 13(1), 138; https://doi.org/10.3390/atmos13010138 - 14 Jan 2022
Cited by 10 | Viewed by 4324
Abstract
This study examined whether varying moisture availability and roughness length for the land surface under a simulated Tropical Cyclone (TC) could affect its production of precipitation. The TC moved over the heterogeneous land surface of the southeastern U.S. in the control simulation, while [...] Read more.
This study examined whether varying moisture availability and roughness length for the land surface under a simulated Tropical Cyclone (TC) could affect its production of precipitation. The TC moved over the heterogeneous land surface of the southeastern U.S. in the control simulation, while the other simulations featured homogeneous land surfaces that were wet rough, wet smooth, dry rough, and dry smooth. Results suggest that the near-surface atmosphere was modified by the changes to the land surface, where the wet cases have higher latent and lower sensible heat flux values, and rough cases exhibit higher values of friction velocity. The analysis of areal-averaged rain rates and the area receiving low and high rain rates shows that simulations having a moist land surface produce higher rain rates and larger areas of low rain rates in the TC’s inner core. The dry and rough land surfaces produced a higher coverage of high rain rates in the outer regions. Key differences among the simulations happened as the TC core moved over land, while the outer rainbands produced more rain when moving over the coastline. These findings support the assertion that the modifications of the land surface can influence precipitation production within a landfalling TC. Full article
(This article belongs to the Special Issue Feature Papers in Atmosphere Science)
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12 pages, 3432 KB  
Article
Characterization of 3D Printed Yttria-Stabilized Zirconia Parts for Use in Prostheses
by Irene Buj-Corral, Daniel Vidal, Aitor Tejo-Otero, José Antonio Padilla, Elena Xuriguera and Felip Fenollosa-Artés
Nanomaterials 2021, 11(11), 2942; https://doi.org/10.3390/nano11112942 - 3 Nov 2021
Cited by 38 | Viewed by 4598
Abstract
The main aim of the present paper is to study and analyze surface roughness, shrinkage, porosity, and mechanical strength of dense yttria-stabilized zirconia (YSZ) samples obtained by means of the extrusion printing technique. In the experiments, both print speed and layer height were [...] Read more.
The main aim of the present paper is to study and analyze surface roughness, shrinkage, porosity, and mechanical strength of dense yttria-stabilized zirconia (YSZ) samples obtained by means of the extrusion printing technique. In the experiments, both print speed and layer height were varied, according to a 22 factorial design. Cuboid samples were defined, and three replicates were obtained for each experiment. After sintering, the shrinkage percentage was calculated in width and in height. Areal surface roughness, Sa, was measured on the lateral walls of the cuboids, and total porosity was determined by means of weight measurement. The compressive strength of the samples was determined. The lowest Sa value of 9.4 μm was obtained with low layer height and high print speed. Shrinkage percentage values ranged between 19% and 28%, and porosity values between 12% and 24%, depending on the printing conditions. Lowest porosity values correspond to low layer height and low print speed. The same conditions allow obtaining the highest average compressive strength value of 176 MPa, although high variability was observed. For this reason, further research will be carried out about mechanical strength of ceramic 3D printed samples. The results of this work will help choose appropriate printing conditions extrusion processes for ceramics. Full article
(This article belongs to the Special Issue Scalable Fabrication of Nanostructured Materials and Devices)
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18 pages, 5033 KB  
Article
Modification of Surface and Subsurface Properties of AA1050 Alloy by Shot Peening
by Yasemin Yıldıran Avcu, Berkay Gönül, Okan Yetik, Fikret Sönmez, Abdulkadir Cengiz, Mert Guney and Egemen Avcu
Materials 2021, 14(21), 6575; https://doi.org/10.3390/ma14216575 - 1 Nov 2021
Cited by 23 | Viewed by 4418
Abstract
AA1050 Al alloy samples were shot-peened using stainless-steel shots at shot peening (SP) pressures of 0.1 and 0.5 MPa and surface cover rates of 100% and 1000% using a custom-designed SP system. The hardness of shot-peened samples was around twice that of unpeened [...] Read more.
AA1050 Al alloy samples were shot-peened using stainless-steel shots at shot peening (SP) pressures of 0.1 and 0.5 MPa and surface cover rates of 100% and 1000% using a custom-designed SP system. The hardness of shot-peened samples was around twice that of unpeened samples. Hardness increased with peening pressure, whereas the higher cover rate did not lead to hardness improvement. Micro-crack formation and embedment of shots occurred by SP, while average surface roughness increased up to 9 µm at the higher peening pressure and cover rate, indicating surface deterioration. The areal coverage of the embedded shots ranged from 1% to 5% depending on the peening parameters, and the number and the mean size of the embedded shots increased at the higher SP pressure and cover rate. As evidenced and discussed through the surface and cross-sectional SEM images, the main deformation mechanisms during SP were schematically described as crater formation, folding, micro-crack formation, and material removal. Overall, shot-peened samples demonstrated improved mechanical properties, whereas sample surface integrity only deteriorated notably during SP at the higher pressure, suggesting that selecting optimal peening parameters is key to the safe use of SP. The implemented methodology can be used to modify similar soft alloys within confined compromises in surface features. Full article
(This article belongs to the Special Issue Commemorating the Launch of the Section 'Metals and Alloys')
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22 pages, 5772 KB  
Article
Evaluation of Maraging Steel Produced Using Hybrid Additive/Subtractive Manufacturing
by Sheida Sarafan, Priti Wanjara, Javad Gholipour, Fabrice Bernier, Mahmoud Osman, Fatih Sikan, Marjan Molavi-Zarandi, Josh Soost and Mathieu Brochu
J. Manuf. Mater. Process. 2021, 5(4), 107; https://doi.org/10.3390/jmmp5040107 - 12 Oct 2021
Cited by 39 | Viewed by 8332
Abstract
Hybrid manufacturing is often used to describe a combination of additive and subtractive processes in the same build envelope. In this research study, hybrid manufacturing of 18Ni-300 maraging steel was investigated using a Matsuura LUMEX Avance-25 system that integrates metal additive manufacturing using [...] Read more.
Hybrid manufacturing is often used to describe a combination of additive and subtractive processes in the same build envelope. In this research study, hybrid manufacturing of 18Ni-300 maraging steel was investigated using a Matsuura LUMEX Avance-25 system that integrates metal additive manufacturing using laser powder bed fusion (LPBF) processing with high-speed machining. A series of benchmarking coupons were additively printed at four different power levels (160 W, 240 W, 320 W, 380 W) and with the integration of sequential machining passes after every 10 deposited layers, as well as final finishing of selected surfaces. Using non-contact three-dimensional laser scanning, inspection of the final geometry of the 18Ni-300 maraging steel coupons against the computer-aided design (CAD) model indicated the good capability of the Matsuura LUMEX Avance-25 system for net-shape manufacturing. Linear and areal roughness measurements of the surfaces showed average Ra/Sa values of 8.02–14.64 µm for the as-printed walls versus 0.32–0.80 µm for the machined walls/faces. Using Archimedes and helium (He) gas pycnometry methods, the part density was measured to be lowest for coupons produced at 160 W (relative density of 93.3–98.5%) relative to those at high power levels of 240 W to 380 W (relative density of 99.0–99.8%). This finding agreed well with the results of the porosity size distribution determined through X-ray micro-computed tomography (µCT). Evaluation of the static tensile properties indicated that the coupons manufactured at the lowest power of 160 W were ~30% lower in strength, 24% lower in stiffness, and more than 80% lower in ductility relative to higher power conditions (240 W to 380 W) due to the lower density at 160 W. Full article
(This article belongs to the Special Issue Metal Additive Manufacturing and Its Post Processing Techniques)
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20 pages, 1383 KB  
Article
An Urban Lagrangian Stochastic Dispersion Model for Simulating Traffic Particulate-Matter Concentration Fields
by Eyal Fattal, Hadas David-Saroussi, Ziv Klausner and Omri Buchman
Atmosphere 2021, 12(5), 580; https://doi.org/10.3390/atmos12050580 - 30 Apr 2021
Cited by 10 | Viewed by 3783
Abstract
The accumulated particulate matter concentration at a given vertical column due to traffic sources in urban area has many important consequences. This task, however, imposes a major challenge, since the problem of realistic pollutant dispersion in an urban environment is a very demanding [...] Read more.
The accumulated particulate matter concentration at a given vertical column due to traffic sources in urban area has many important consequences. This task, however, imposes a major challenge, since the problem of realistic pollutant dispersion in an urban environment is a very demanding task, both theoretically and computationally. This is mainly due to the highly inhomogeneous three dimensional turbulent flow regime in the urban canopy roughness sublayer, which is far from “local equilibrium” between shear production and dissipation. We present here a mass-consistent urban Lagrangian stochastic model for pollutants dispersion, where the flow field is modeled using a hybrid approach by which we model the surface layer based on the typical turbulent scales, both of the canopy and in the surface layer inertial sub-layer. In particular it relies on representing the canopy aerodynamically as a porous medium by spatial averaging the equations of motion, with the assumption that the canopy is laterally uniform on a scale much larger than the buildings but smaller than the urban block/neighbourhood, i.e., at the sub-urban-block scale. Choosing the spatial representative averaging volume allows the averaged variables to reflect the characteristic vertical heterogeneity of the canopy but to smooth out smaller scale spatial fluctuations caused as air flows in between the buildings. This modeling approach serves as the base for a realistic and efficient methodology for the calculation of the accumulated concentration from multiple traffic sources for any vertical column in the urban area. The existence of multiple traffic sources impose further difficulty since the computational effort required is very demanding for practical uses. Therefore, footprint analysis screening was introduced to identify the relevant part of the urban area which contributes to the chosen column. All the traffic sources in this footprint area where merged into several areal sources, further used for the evaluation of the concentration profile. This methodology was implemented for four cases in the Tel Aviv metropolitan area based on several selected summer climatological scenarios. We present different typical behaviors, demonstrating combination of source structure, urban morphology, flow characteristics, and the resultant dispersion pattern in each case. Full article
(This article belongs to the Special Issue Air Pollution and Human Exposures in Israel)
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20 pages, 6769 KB  
Article
Influence of Overlap on Surface Quality in the Laser Polishing of 3D Printed Inconel 718 under the Effect of Air and Argon
by Michał Ćwikła, Robert Dziedzic and Jacek Reiner
Materials 2021, 14(6), 1479; https://doi.org/10.3390/ma14061479 - 17 Mar 2021
Cited by 18 | Viewed by 4050
Abstract
Laser Polishing (LP) is a well-defined technology that has recently been applied to improve three-dimensional (3D) printed Inconel 718 (IN718) parts. However, the necessity to conduct the process in an argon chamber is one of its major drawbacks, which is associated with an [...] Read more.
Laser Polishing (LP) is a well-defined technology that has recently been applied to improve three-dimensional (3D) printed Inconel 718 (IN718) parts. However, the necessity to conduct the process in an argon chamber is one of its major drawbacks, which is associated with an increase in the costs of production and the limitations of the technology regarding the size of parts that can be polished. This article investigates the possibility to conduct LP of IN718 in an air atmosphere and compares the results with those from an argon chamber setup. The experiment was carried out in the context of the influence of overlap on the final surface. The improvement of surface quality was defined through the evaluation of average areal roughness parameters, material relocation, periodic surface components, and the categorization of process-induced structures. It was found that LP allows for the average roughness to be reduced by 82.8% and 87.9% for an air and argon atmosphere, respectively. The oxidation layer was characterized using Energy-Dispersive X-ray Spectroscopy (EDS) analysis. The formation of overlap with regards to Ti and Al oxides had a vital influence on surface quality. Full article
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20 pages, 8936 KB  
Article
Prediction of Parameters of Equivalent Sum Rough Surfaces
by Pawel Pawlus, Rafal Reizer and Wieslaw Zelasko
Materials 2020, 13(21), 4898; https://doi.org/10.3390/ma13214898 - 31 Oct 2020
Cited by 30 | Viewed by 3470
Abstract
In statistical models, the contact of two surfaces is typically replaced by the contact of a smooth, flat, and an equivalent rough sum surface. For the sum surface, the zeroth, second, and fourth moments of the power spectral density m0, m [...] Read more.
In statistical models, the contact of two surfaces is typically replaced by the contact of a smooth, flat, and an equivalent rough sum surface. For the sum surface, the zeroth, second, and fourth moments of the power spectral density m0, m2, and m4 respectively, are the sum of spectral moments of two contacted surfaces. In this work, the selected parameters of the sum surfaces were predicted when the parameters of individual surfaces are known. During parameters selection, it was found that the pair of parameters: Sp/Sz (the emptiness coefficient) and Sq/Sa, better described the shape of the probability ordinate distribution of the analyzed textures than the frequently applied pair: the skewness Ssk and the kurtosis Sku. It was found that the RMS height Sq and the RMS slope Sdq were predicted with very high accuracy. The accuracy of prediction of the average summit curvature Ssc, the areal density of summits Sds, and parameters characterizing the shape of the ordinate distribution Sp/Sz and Sq/Sa was also good (the maximum relative errors were typically smaller than 10%). Full article
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11 pages, 4072 KB  
Article
Blister Formation in Film Insert Moulding
by Timo Wöhner, Aminul Islam, Hans N. Hansen, Guido Tosello and Ben R. Whiteside
Micromachines 2020, 11(4), 424; https://doi.org/10.3390/mi11040424 - 17 Apr 2020
Cited by 4 | Viewed by 4156
Abstract
The formation of blister in the injection moulded parts, especially in the film insert moulded parts, is one of most significant causes of part rejection due to cosmetic requirements or functionality issues. The mechanism and physics of blister formation for molded parts are [...] Read more.
The formation of blister in the injection moulded parts, especially in the film insert moulded parts, is one of most significant causes of part rejection due to cosmetic requirements or functionality issues. The mechanism and physics of blister formation for molded parts are not well-understood by the state-of-the-art literature. The current paper increases the fundamental understanding of the causes for blister formation. In the experiment, a membrane strip of 5 mm in width was overmoulded with Polypropylene (PP), which formed a disc-shaped part with a diameter of 17.25 mm and a thickness of 500 µm. To investigate the influence of the processing parameters, a full factorial design of experiments (DoE) setup was conducted, including mould temperature (Tm), barrel temperature (Tb), injection speed (Vi) and packing pressure (Pp) as variables. The degree of blistering at the surface was characterized by the areal surface roughness parameters Spk and Smr1, measured with a confocal laser microscope. The measurements were taken on the 10 mm long section of the membrane surface in the centre of the moulded part across the entire width of the film. In addition, the film insert moulding (FIM)-process was simulated and the average shrinkage of the substrate material under the membrane was investigated. Eventually, a method and processing window could be defined that could produce blister-free parts. Full article
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22 pages, 6762 KB  
Article
Multi-Scale Evaluation of the SMAP Product Using Sparse In-Situ Network over a High Mountainous Watershed, Northwest China
by Lanhui Zhang, Chansheng He and Mingmin Zhang
Remote Sens. 2017, 9(11), 1111; https://doi.org/10.3390/rs9111111 - 2 Nov 2017
Cited by 27 | Viewed by 7694
Abstract
As the latest L-band mission to date, evaluation of the Soil Moisture Active Passive (SMAP) products is one of its post-launch objectives. However, almost all previous studies have been conducted at the core validation sites (CVS) of the SMAP mission. This paper presents [...] Read more.
As the latest L-band mission to date, evaluation of the Soil Moisture Active Passive (SMAP) products is one of its post-launch objectives. However, almost all previous studies have been conducted at the core validation sites (CVS) of the SMAP mission. This paper presents an evaluation of the SMAP soil moisture Level 3 (L3) and Level 4 (L4) products under different vegetation types at multiple tempo-spatial scales over the upper reach of the Heihe River Watershed, a topographically complex mountainous area in Northwest China. This was done through comparisons of the L3 and L4 products with ground-based observations from a sparse in situ network of permanent and temporary stations from 1 April 2015 to 22 June 2017. Results show that, compared with in situ observations at point scale, both the L3 and L4 products represent the temporal trends of the in situ observations in the study area well, with R values of 0.601 and 0.538 for the L3 ascending and descending products, respectively, and ranging from 0.353 to 0.410 for the L4 product at eight overpassing moments. However, because of the uncertainties of brightness temperature TBp and effective temperature Teff as well as their propagations in the inversion algorithm, both products did not achieve the accuracy of 0.04 m3/m3 in mountainous area. These uncertainties also result in the “dry bias” of the SMAP products in almost all the evaluations to date. Compared with areal average values at the watershed scale, the L3 product is far beyond the accuracy of 0.04 m3/m3 and the L4 product basically achieves the accuracy. In vegetation-covered land, the suitability and the variability of the coefficient bp result in both products performing best in cropland, then coniferous forest, sparse grassland, dense grassland, and alpine meadow, and worst in shrub. In barren land, the errors in estimating surface roughness h caused by the complex topography lead to poor performance of the SMAP products. With the relative errors of the SMAP brightness temperature observations and the corresponding land model forecast in the assimilation; the L3 and L4 products show different performance at both temporal and spatial scales; and the L3 product provides more reliable soil moisture estimates in the study area. Based on the results of this study, we propose: quantifying the uncertainties in estimating brightness temperature TBp and effective temperature Teff; determine coefficient bp and surface roughness h factor under various conditions; improving Goddard Earth Observing Model System Version 5 (GEOS-5) model; and deriving the SMAP-only climatology to improve the SMAP soil moisture estimates in the future. Full article
(This article belongs to the Special Issue Retrieval, Validation and Application of Satellite Soil Moisture Data)
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