Abstract
Chitosan is a natural biopolymer that is industrially produced from chitin via deacetylation. Due to its unique properties and a plethora of biological activities, chitosan has found application in diverse areas from biomedicine to agriculture and the food sector. Chitosan is regarded as a biosafe, biodegradable, and biocompatible compound that was demonstrated to stimulate plant growth and to induce a general plant defense response, enhancing plant resistance to various pathogens, including bacteria, fungi, nematodes, and viruses. Here, we focus on chitosan application as an antiviral agent for plant protection. We review both the pioneer studies and recent research that report the effect of plant treatment with chitosan and its derivatives on viral infection. Special attention is paid to aspects that affect the biological activity of chitosan: polymer length and, correspondingly, its molecular weight; concentration; deacetylation degree and charge; application protocol; and experimental set-up. Thus, we compare the reported effects of various forms and derivatives of chitosan as well as chitosan-based nanomaterials, focusing on the putative mechanisms underlying chitosan-induced plant resistance to plant viruses.
1. Introduction
Climate change and depletion of the natural resources together with human population growth raise the need for an increase in global yield. Numerous plant pathogens cause significant losses of crop yield, forcing farmers to apply potent chemicals that could both accumulate in the environment and be harmful for consumers [,]. At the same time, nowadays, there is a focus on sustainable agriculture that includes a reduction in the negative impact of the food production industry to the environment and a search for alternative biosafe and eco-friendly pesticides []. Development and implementation of novel approaches to crop plant protection is one of the main directions on the way to productive and sustainable agriculture. There is a demand for innovative and environmentally friendly materials, which could be applied in agriculture for plant protection against various pathogens. Therefore, the biopolymers have widened their range of applications due to their biocompatibility and biodegradability in addition to other beneficial features.
Chitosan (CHT) is a linear polysaccharide composed of β-(1,4)-2-amino-D-glucose and β-(1,4)-2-acetamido-D-glucose units []. CHT-based formulations and materials are used in biomedicine, food preservation, agriculture, and other fields (for a review, see, e.g., [,,,,]). The source of industrial production of CHT is chitin. Chitin is the second most abundant biopolymer in nature after cellulose. Chitin is a main part of ordered macrofibrils in the exoskeleton of mollusks and crustaceans, as well as in fungi and insect cuticles []. Its natural abundance allows obtaining more than 1000 tons every year, of which about 70% comes from marine species []. CHT extraction from natural chitin-containing sources (e.g., crab and shrimp shells) requires several steps including demineralization, deproteinization, and deacetylation. Demineralization is performed with strong acids while deproteinization is conducted in alkaline conditions and/or using proteolytic enzymes. Deacetylation is the final step that converts chitin to chitosan. It is performed by treatment with concentrated NaOH or deacetylases; the latter is much less common due to higher costs and lower efficiency []. The properties and quality of the resulting CHT preparation highly depend on the conditions (time, concentrations, and temperature) of each step. CHT molecules vary in their molecular weight (MW) depending mainly on the polymerization degree. The polymer length defines its physicochemical and biological properties and, therefore, fields of its practical application []. CHT MW is considered one (but not the only) of the main factors defining its solubility in water; there is a reverse correlation between these parameters []. There are two main approaches for CHT depolymerization: chemical and enzymatic []. Notably, CHT activity could vary depending on the method of its digestion []. CHT molecules containing less than 20 units are designated as CHT oligosaccharides. They are highly soluble in aqueous (in the presence of a counterion) and polar solvents. Characterization of CHT chemical structure in addition to the MW includes the deacetylation degree (DD) and the pattern of acetylation [,,]. In contrast to chitin, CHT is a positively charged polymer that is soluble in acidic conditions (pH 5–6) with its groups protonated to . The higher the CHT deacetylation degree, the more positive charges are present on its surface []. In addition, deacetylated groups along with –OH groups are available for crosslinking or modification with various compounds that allow for the obtainment of numerous CHT derivatives with novel beneficial properties [,]. Taking into account the strong dependency of CHT activity on its MW, one of the main hurdles in CHT application is that the industrially produced batches are often not homogenous and are poorly characterized; their MW is not indicated or is defined in a very wide range (low MW—less than 150 kDa, medium MW—150–700 kDa, and high MW more than 700 kDa) which is not always enough for its further application [,]. Usually, MW is determined using viscosimetry, resulting in identification of the average MW but not specifying the range of CHT molecules’ length and the ratio of molecules of each length in the particular batch. On the other hand, such heterogeneous preparations of CHT are likely to be suitable for generation of nanoparticles (NPs) []. CHT-based NPs are gaining popularity as a tool for delivery and gradual controlled release of various cargo including pesticides, fertilizers, nutrients, and even nucleic acids [,,]. In addition, they could be regarded as another promising CHT derivative that is believed to possess higher biological activity compared to unmodified CHT.
The beneficial properties of CHT have been known for decades; its activity against plant pathogens was discovered more than forty years ago. The last thirty years have resulted in a burst of studies on CHT properties as a growth stimulator, plant defense inducer, and a perspective biopolymer for production of nanomaterials. CHT was demonstrated to act as an elicitor, i.e., an inductor of the plant defense reactions that activate local and systemic resistance [,,,]. In addition, CHT could affect some pathogens directly, possessing bactericidal, fungicidal, and nematocidal properties (recently reviewed in []). Chitosan was reported to reduce bacterial [,] and fungal [,,] growth rate and induce lower fecundity and higher mortality of pests feeding on plants treated with chitosan and its derivatives [,,]. Numerous studies report CHT-mediated induction of plant resistance to viral infection [,,,,]. However, the mechanisms underlying CHT antiviral activity are still not clear. Moreover, some results concerning CHT–plant–virus interactions are controversial.
Here, we summarize and analyze the data available at present on CHT-induced plant resistance to viral infection, give an overview of the tested pathosystems with a particular focus on the experimental set-up and protocol of CHT application, and make an effort to compare the effect of various CHT preparations with regard to their homogeneity, MW, DD, and chemical modifications (Figure 1). In addition, we pay special attention to studies of CHT-based NPs’ antiviral effect. And, finally, we discuss the putative mechanisms of CHT activity against plant viruses.
Figure 1.
Chitosan activity against plant viruses depends on the plant–virus pair, CHT physico-chemical properties, and the experimental set-up.
3. Mechanisms Underlying CHT Biological Effects
Several hypotheses on the CHT antiviral effect are being discussed; however, the exact mechanism is still to be elucidated. While the direct antifungal and bactericidal activity of CHT is demonstrated in numerous studies (reviewed in [,,]) no specific mechanism underlying its antiviral effect is discovered. Thus, presumably, CHT-induced plant resistance towards viral infection is a result of a non-specific plant defense reaction, including systemic acquired resistance, expression of the genes controlling oxidative stress and PR-encoding genes, etc., rather than some direct effect against viruses [,]. However, the latter could not be excluded as an “inactivating” protocol of CHT application was reported by several researchers to result in a more pronounced reduction in virus accumulation compared to other treatment protocols as was mentioned above [,,,]. Moreover, the production of abnormal virions in plants treated with CHT was also registered [].
3.1. CHT Perception and Early Events
CHT is regarded as a general elicitor, and as a pathogen-associated molecular pattern (PAMP) it is perceived via pattern recognition receptor(s) (PRR). At present, the mechanism for chitooligosaccharide sensing was revealed for A. thaliana: Lys motif (LysM)-containing receptor-like kinases—AtLYK4 and AtLYK5—form a tripartite complex with a chitin elicitor receptor-like kinase (AtCERK1/LYK1) upon binding of a chitooligosaccharide [,,,]. A similar model was suggested for rice [,]. LysM-RLKs recognizing chitooligosaccharides were isolated from other plants as well [,]. In addition, a CHT-binding protein was also identified [], and it is suggested to be another putative CHT receptor.
The first changes in response to CHT were documented in a few minutes after it was added to the cultured plant cells [,]. They include membrane depolarization, modulation of Ca2+ and other ions’ balance, a decrease in cytosolic pH, and inhibition of plasma membrane proton pump ATPase activity. Another early event is a CHT-induced increase in the production of reactive oxygen species (ROS)—markers of the first stages of the plant cell response to pathogen attack. ROS accumulation is followed by upregulation of antioxidant genes’ expression and synthesis of ROS scavengers. Both CHT and CHT-based NPs were demonstrated to activate a nitric oxide-dependent defense pathway [,,,,]. ROS, Ca2+, and nitric oxide are the key players in the induction of programmed cell death (PCD) and, in particular, a hypersensitive response (HR). Characteristic features of PCD—ROS generation and chromatin condensation—were observed in cultured cells, epidermis, or plants treated with CHT [,,,]. The appearance of PCD features was associated with induced resistance against viruses []. Along with the local acquired resistance, the systemic acquired resistance (SAR) develops which results in the upregulation of PR genes as was demonstrated in numerous studies (e.g., [,,,,]).
3.2. CHT-Induced Activation of Hormone-Dependent Defense Reactions
Salicylic acid (SA) plays a key role in SAR activation [,]. There are two main pathways of SA biosynthesis; one is mediated by phenylalanine ammonium lyase (PAL) and the other by isochorismate synthase. The ratio of SA synthesized via each pathway varies between species []. CHT was shown to activate PAL expression [,,,]. CHT oligomers induce resistance to TMV in wild-type A. thaliana plants but fail to affect NahG Arabidopsis which is regarded as a model deficient in the salicylate pathway []. In addition, in the same study, it was shown that the Arabidopsis mutant jar1 lacking the jasmonic acid (JA) pathway responds to CHT treatment similar to the wild-type plants indicating that it is the SA pathway but not the JA pathway that is important for CHT-dependent induction of resistance to TMV. In contrast to these results, several studies reported activation of the octadecanoic pathway leading to increased JA content in plant tissues after CHT application [,,]. Finally, CHT oligosaccharides were demonstrated to induce both the JA and SA pathways in A. thaliana []. Despite SA and JA being regarded as antagonists in many plant reactions to stress, the fine-tuned defense signaling sometimes implies their synergy and some kind of trade-off between them depending on the attacking pathogen [].
In addition to SA and JA signaling activation, it was shown that CHT affects other hormones’ pathways. Abscisic acid (ABA) plays a significant role in plant reactions in response to abiotic and biotic stress, in particular, viral infection []. Thus, special attention to ABA should be paid in the context of CHT antiviral activity as well as interconnection between ABA and callose (the latter is discussed below). An increase in ABA content after CHT application was reported by Iriti and Faoro [,], and it correlated with plant resistance to TNV. Kuyyogsuy et al. [] revealed ABA accumulation in Hevea brasiliensis tissues in response to CHT.
Genes whose expression affects indolile acetic acid and giberillic acid synthesis were identified among those responsive to CHT treatment []. Zhang et al. [] analyzed the transcriptome and proteome of passiflora and showed that CHT oligosaccharides activated brassinosteroids (BRs) cell signaling pathway. BRs are perceived via BR1 receptor protein kinase on the plasma membrane which further leads to (1) the enhanced production of ROS; (2) upregulation of mitogen-activated protein kinase (MAPK); and (3) stimulation of nitric oxide (NO) generation and enhancement in the antioxidative defense system []. Thus, BRs pathway activation results in the enhanced local production of H2O2 and NO followed by development of systemic reactions due to the transfer of these signal molecules to the upper leaves of the plant inducing antiviral defense []. The data on ethylene involvement in CHT-induced reactions seem to be controversial: Iriti et al. [], using chemical inhibitors, showed that the ethylene pathway is not involved in CHT-induced resistance to a virus, while in a more recent study, Czékus et al. [] demonstrated that CHT treatment launched ethylene emission and suggested an important role of ethylene in the establishment of local and systemic acquired resistance in response to CHT.
Thus, there is a complicated interplay between CHT-mediated activation of hormone crosstalk leading to plant protection against various pathogens and resistance to multiple abiotic stresses.
3.3. The Role of Callose in CHT-Mediated Plant Defense
Numerous studies report that CHT induces callose synthesis [,,,]. It was shown for the bean/TNV pathosystem that CHT application leads to the accumulation of ABA in plant tissues, downregulation of the callose-degrading enzymes, 1,3-β-glucanases, activity, and enhanced callose deposition that correlates with resistance to TNV []. In A. thaliana, ABA was demonstrated to suppress 1,3-β-glucanase gene expression and promote callose accumulation []. Callose is a well-known regulator of plasmodesmata (PD) permeability: an increase in PD callose deposition leads to the reduction in intercellular transport of macromolecules, therefore, restricting viral local spread []. Correlations were observed for virus accumulation, callose depositions, and 1,3-β-glucanase activity in leaves treated with CHT: reduction in PVX content was associated with increased callose in the background of decreased β-1,3-glucanase activity. Noteworthy, 1,3-β-glucanase and callose were assessed just after virus inoculation (in 15 min), while PVX content was determined 6 days after inoculation. Thus, the level of β-1,3-glucanases had been changed at the moment of virus inoculation, “preparing a background” for the infection and, therefore, affecting infection development []. However, callose-dependent downregulation of viral movement is definitely not the only mechanism underlying the CHT-induced effect because it was demonstrated that CHT treatment of the protoplasts which lacks a cell wall, and thus PD, nevertheless resulted in their partial resistance to TMV infection []. Notably, an ABA inhibitor applied before CHT reduced but did not completely cancel CHT antiviral effect [], indicating that there are other defense pathways launched by CHT.
In contrast, other studies on CHT and CHT-NPs effects report upregulation of callose-degrading 1,3-β-glucanase activity [,,,]. The authors discuss 1,3-β-glucanases as PR-2 proteins playing in the orchestra of the plant defense against fungal and bacterial pathogens. The contradictory data on 1,3-β-glucanase levels might arise as a result of differences in the experimental conditions and properties of the CHT used. For example, Faoro and Iriti [] showed that low-MW (6 and 22 kDa) CHT did not induce callose deposition, while CHT of 76, 120, 139 kDa did. Moreover, 1,3-β-glucanase activity and callose content vary significantly depending on the time passed from CHT treatment []. Chandra et al. [] showed that 1,3-β-glucanase enzymatic activity increased by ~29% and 34% in 24 h after treatment with either CHT (0.01%) or CHT-NPs (0.001%), respectively. And finally, Jogaiah et al. [] reported that both callose content and 1,3-β-glucanase enzymatic activity increased in response to CHT treatment.
Noteworthy, the family of 1,3-β-glucanases comprises several dozen members that share structural similarity but a high diversity of temporal and tissue-specific expression patterns. This diversity indicates that 1,3-β-glucanases respond to different stimuli and have various biological roles []. A large number of 1,3-β-glucanases fall into the group of PR-2 proteins, while others participate in PD callose hydrolysis and regulation of PD permeability. Thus, some 1,3-β-glucanases could be activated while others are downregulated in response to the same stress factor or environmental stimuli. This could partially explain the controversy in the results, reported by different authors, as mainly it was enzymatic activity in the plant extracts that was assessed and that reflected the total sum of either up- or downregulated 1,3-β-glucanases possessing various functions and intracellular localization.
3.4. Putative Mechanisms of CHT Antiviral Activity
Thus, multiple pathways are activated after CHT application, most of them are connected with plant innate immunity activation. Moreover, the plant response to CHT markedly varies between species. Therefore, it is hard to distinguish which of these processes in particular underlie the acquired resistance against viruses. As mentioned above, CHT induces accumulation of SA and activates SAR. However, SAR significance in the antiviral plant response varies depending on the host–virus combination and the type of infection: SAR appeared to be more effective in virus–host systems characterized with localized infection (HR) than in case of systemic infection [,]. At the same time, SA was demonstrated to play an important role in antiviral defense being a signal molecule that activates multiple pathways and initiates various changes in plant cell physiological status and gene expression []. SA was reported to negatively affect replication, viral intercellular spread, and systemic movement [,,,]. Notably, the particular stage of viral infection that is affected by SA depends on the virus–host combination. Thus, it could be hypothesized that the different extent of CHT activity towards various virus–host pairs may be partly explained by this feature of SA-mediated antiviral defense. Furthermore, viral infection per se activates host defense responses that could involve the same pathways as CHT does or induce the finely tuned interplay between host defense and virus counter-defense.
From a bird’s eye view, viral infection contains three major stages: cell penetration, reproduction, and transport. CHT could interfere with any of these processes (Figure 2). First, it potentially could prevent cellular penetration as it was shown that CHT forms a film on the leaf surface when applied as a spray. However, in most of the experiments, virus inoculation is performed using some abrasive to wound the leaf and damage the surface (cuticle and cell wall) guarantying successful penetration of the virions. It is possible that the CHT layer would partially protect the leaf from virus entry mechanically (if the abrasive is not used) or would bind virions somehow affecting their viability.
Figure 2.
Schematic representation of the putative mechanisms related to CHT-mediated plant resistance to viral infection. CW, cell wall; PM, plasma membrane; ROS, reactive oxygen species; RNAses, ribonucleases; SA, salicylic acid; JA, jasmonic acid; ABA, abscisic acid; RDRs, RNA-dependent RNA polymerases; SAR, systemic acquired resistance; PD, plasmodesmata.
Second, CHT-induced reactions interfere with virus performance inside the cell. Virus reproduction includes multiple events; its efficiency depends on viral RNA replication and stability, availability of the essential cellular factors, and intensity of the cellular defense responses (RNA interference, for example). CHT was demonstrated to induce synthesis of a putative cellular RNA-dependent RNA polymerase (RDR) [], the enzyme participating in one of the major mechanisms of antiviral defense—RNA interference leading to degradation of the viral RNA. On the other hand, SA plant treatment also induces RDR1 and RDR6 in some species [,,]; thus, it could be speculated that CHT-mediated activation of RDR in protoplasts [] may be mediated by SA. In addition to SA-mediated inhibition of virus replication and priming of silencing [], recent studies have linked another hormone, ABA, to the antiviral silencing pathway, which interferes with virus accumulation, and the micro RNA (miRNA) pathway through which ABA affects the maturation and stability of miRNAs []. CHT treatment also was shown to result in the increased activity of ribonucleases that could negatively affect viral RNA accumulation [].
Finally, a stage that is very important for efficient propagation is viral movement within the plant. It includes intercellular local spread and systemic transport and could also be a target of CHT action. As was mentioned above, CHT induces callose synthesis [,,,] and its deposition around PD, which leads to a decrease in PD permeability, thus preventing viral cell-to-cell transport. Moreover, SA was reported to induce the restriction of TMV infection to the primary-infected mesophyll cells independently of PD regulation or interference with movement protein function []. Another mechanism of CHT indirect influence on virus local spread could be suggested based on the study of oligochitosan-induced protein kinase (OIPK) isolated from tobacco []. OIPK was shown to play an important role in plant resistance to TMV as its upregulation led to less effective TMV infection []. It could be speculated that OIPK being a Ser/Thr kinase participates in TMV movement protein phosphorylation regulating its ability to perform PD gating and mediating TMV local spread.
4. Conclusions and Perspectives
In context of plant–pathogen interactions, CHT and its derivatives are regarded as an attractive tool for activation of different branches of the plant immune response. Moreover, CHT showed high efficiency as an inductor of plant resistance to viral infection. Most of the tested pathosystems that include diverse viruses and host plants are sensitive to CHT albeit to a different extent that depends on the properties of CHT preparation and the protocol of application. It is believed that a general non-specific plant defense response underlies CHT antiviral activity; however, the exact mechanisms and pathways responsible for it are still far from clear. CHT is an elicitor that launches a network of phytohormone crosstalk. Numerous studies report activation of defense-related genes and enzymes involved in hormones’ biosynthesis and hormone-mediated pathways. Therefore, it is hardly possible to distinguish between multiple consequences of CHT perception by the plant cell and to define which branch in particular is important for CHT-induced resistance to viral infection. In addition, viruses induce diverse defense reactions in plants, including accumulation of such signaling molecules as SA, JA, and ABA, activation of HR, or establishment of systemic infection. Therefore, these responses could interfere with or enhance CHT-mediated effects, resulting in complication of the mechanism underlying the interaction between the plant and virus in CHT-treated plants. Moreover, some results on CHT effects obtained at the moment are inconsistent with each other and even controversial. One of the main difficulties that does not allow analyzing and comparing the bulk of data obtained by different research groups is the difference in experimental set-up, protocols, and, finally, the physico-chemical properties of CHT preparations used in the studies. For example, it is generally accepted that CHT polymerization degree and MW are crucial for its efficiency as an antiviral agent, but it is still debated what variant is more potent. A significant advance made in the field of CHT application is the generation of CHT-based nanomaterials. This approach is believed to be advantageous because CHT-NPs are likely to show better performance compared to the “raw” CHT. However, there are only a few studies in which the direct comparison of CHT-NPs and CHT antiviral activity is performed; thus, more research on this subject is needed.
Although CHT is gaining more and more attention as a basis for environment-friendly pesticides, herbicides, fertilizers, and a platform for delivery of various cargo, a lot is to be studied before it becomes a commonly used compound. More research is to be performed to prove CHT and its derivatives are really safe for the biosphere, to assess their effect on the environment, and to comprehend how CHT is “processed” once being applied in the field. Another hurdle for the transfer of CHT-based formulations from the laboratory to the field is the cost of its large-scale production: despite the main “precursor” of CHT—chitin—being widely available, its downstream processing to obtain the homogenous CHT preparation with desirable properties is rather cost-consuming. Search for novel CHT sources and development of the technologies that allow for the reduction in CHT production costs and to increase the volume are the tasks of high significance on the way to wide application of this polymer. On the other hand, CHT derivatives and CHT-based nanomaterials might solve this problem as (1) the biological activity of CHT-NPs is likely to be higher; (2) CHT could be a basis for obtaining more potent derivatives; (3) the range of the CHT MWs for generation of a homogenous preparation of CHT-NPs could be rather wide; and (4) composite CHT-based NPs supplemented with metals or other polymers with novel properties and higher efficiency could be produced.
Thus, CHT could be and should be regarded as a prospective ingredient for the development of bioactive formulations aimed to protect agricultural plants from various pathogens and especially from viral infection. In addition, treatment of seeds or leaves with CHT-based preparations would lead to other beneficial effects such as an increase in biomass and the content of active components (polyphenols, antioxidants, etc.) in cultured plants. As CHT is believed to be biodegradable, biosafe, and biocompatible, even partial substitution of traditional chemical pesticides with CHT-based products promises to be a step towards sustainable agriculture.
Author Contributions
Conceptualization, T.K., N.K. and M.T.; writing—original draft preparation, T.K. and I.S.; writing—review and editing, T.K., I.S., N.K. and M.T.; funding acquisition, M.T. All authors have read and agreed to the published version of the manuscript.
Funding
This study was supported by the Russian Science Foundation, grant number 23-74-30003.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflicts of interest.
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