1. Introduction
The modelling of materials is often described by allowing for nonlocality in space in that the response at a point
is affected by appropriate fields in a neighbourhood of
. The effect of the neighbourhood may be described by means of convolution integrals [
1] or higher-order gradients (see [
2] and refs therein). In periodic architectures (metamaterials) the nonlocality describes effective properties that go beyond those of the constituent parts [
3,
4]. According to the literature on nonlocality, in solids and fluids [
2,
5,
6], there seems to be the need of new concepts for the description of the stress and strain states. It was pointed out in ref. [
2] that higher-order gradients involved in nonlocal thermodynamics represent micro-length effects and these phenomena are very important in nanostructures. Moreover, a second-gradient model offers the possibility of describing the adherence interaction of a three-dimensional viscous fluid with one-dimensional structures immersed in it, thanks to the non-classical structure of the stresses which act on the fluid [
7]. Accordingly, nonlocal effects can also be viewed as corrections of local descriptions.
In this paper, we investigate the thermodynamic admissibility of nonlocal models by looking for the requirements placed by the second law of thermodynamics. Despite the wide literature on nonlocality, thermodynamics needs corresponding developments also in connection with the balance of energy. About the balance of energy, most papers on nonlocality use a balance with an additional energy flux associated with the hyperstress. It seems a conceptual improvement to involve the stress through the Cauchy stress tensor and to avoid any recourse to ad hoc energy fluxes.
For definiteness, we look at nonlocality for elastic solids, heat conductors, and magnetic materials. The nonlocal description in terms of gradients (often referred to as weakly nonlocal approach) seems to be the most appropriate modelling and the wide variety of theories of this type in the literature substantiates this view. The key feature of higher-gradient theories is the presence of multiple length scales and the possibility of encompassing non-standard interactions. Yet the more involved structure of gradient-type models places problems about the consistency with the balance equations. In particular, from the balance of angular momentum, it follows a condition on the symmetry of the stress tensor and often this condition is ignored.
Relative to some schemes in the literature, we mention that Eringen [
8] in passing from integral-type nonlocality to gradient-type nonlocality arrived to a constitutive equation of the form
where
is the nonlocal stress tensor,
ℓ is a length scale parameter,
is the elasticity tensor, ∇ is the gradient operator,
is the Laplacian, and
is the displacement field. Next, Askes and Aifantis [
9] arrived at the dual representation with an equation of the equilibrium
where
is the body force density.
Lately, various approaches have modelled the internal structure by starting with a new form of the stress power. The non-classical form of the approach is made formal (see, e.g., [
2,
10,
11]) by accounting for a hyperstress, say
, characterized by the mechanical power in the Eulerian form
where
is the velocity gradient. An analogous formulation in terms of the deformation gradient
has been applied in refs. [
11,
12] in the Lagrangian form
Furthermore, similar formulations have been investigated in terms of strain rate [
13] by assuming
where
denotes the infinitesimal strain. In the corresponding approaches,
denote the stress and
the hyperstress (see details in
Section 2.3).
More recently, the internal structure has been framed within a Hamiltonian scheme with a strain energy density as a function of strain and strain gradients (see, e.g., [
5,
9] for an overview of formulations).
The purpose of this paper is to establish thermodynamically consistent nonlocal models of elasticity, heat conduction, and magnetism without any appeal to hyperstresses and corresponding powers. The consistency is determined by deriving the restrictions placed by the Clausius–Duhem inequality as the statement of the second law. The novelty of our application of the Clausius–Duhem inequality is to regard the entropy production as a constitutive function as is the case for the entropy flux. Furthermore, our procedure avoids the introduction of ad hoc energy fluxes and merely assumes (for non-polar solids) as the stress power, where is the stretching tensor, as is the case for classical local theories.
Notation and Definitions
Let be the time-dependent region occupied by the body. The points of the body are labelled by the position vector in a reference configuration . The motion of the points is described by a twice continuously differentiable function on . The displacement of is denoted by . We let denote the deformation gradient, , and let while is the Green–Lagrange strain tensor. The symbols denote the gradient in and in . For any function , it is whence . and denote the symmetric and skew-symmetric parts while and are the sets of symmetric and skew-symmetric tensors. The symbol denotes the velocity gradient, , while and . is the Cauchy stress tensor and is the second Piola stress tensor.
In dealing with magnetization in matter, we use the magnetization , per unit volume, and the magnetic field , while is the permeability of free space. The referential description is developed using the Lagrangian fields and .
3. Strain-Gradient Elasticity
With the purpose of extending the classical theory of elasticity, nonlocal properties are introduced in various ways in the literature. At first, the elasticity theory has been improved by allowing for internal structures. In this sense, deformable directors have been introduced in ref. [
18], thus allowing for a structured unit cell and generalizing the model of Cosserat continua. Along this line, it is worth mentioning the works on linear elasticity with couple stresses where the model is improved by allowing for couple stress and body couple vectors [
19]. In [
20], the theory is free from couple stress and body couple and accounts for the internal structure by letting the relative deformation and the micro-deformation gradient be among the variables in addition to the macro-strain. The corresponding equations of motion are then derived through Hamilton’s principle upon a proper definition of kinetic and potential energies.
Lately, various approaches have modelled the internal structure by letting the stress tensor depend on strain gradients. The non-classical form of the approach is made formal by accounting for a hyperstress, say
, dependent on the strain gradient and assuming the stress power to be in the form (
1) (see, e.g., [
2,
10,
11]). The corresponding elasticity-gradient theories are called Laplacian-based (see [
9]). Other formulations have been developed in terms of the variable
[
11,
12] or
[
13,
17]. More recently, the internal structure has been framed within a Hamiltonian scheme with a strain energy density as a function of strain and strain gradients (see, e.g., [
5,
9] for an overview of formulations).
In this section, we develop three thermodynamic schemes for strain-gradient elasticity without introducing any hyperstress tensor. The difference among the schemes is based on the variable representing the strain gradient, namely the Green–Lagrange strain , the deformation gradient , and the infinitesimal strain .
3.1. Models Involving the Green–Lagrange Strain
Models of nonlocal elastic solids are investigated by letting the stress tensor depend on strain gradients, in addition to temperature gradients. For definiteness, we look for fourth-grade elastic solids in that the dependence is allowed up to fourth-order gradients (sometimes, the grade of the materials is defined to be the order of the highest velocity gradient in the internal power: see, e.g., [
2]). Hence, we let
be the variables and
be the constitutive functions. Though we might proceed with a strict application of the rule of equipresence [
21], for formal simplicity, we let the free energy depend on gradients up to the second order, namely
Assume the function
is continuously differentiable while
are continuous.
Using the Coleman–Noll procedure [
22], we now establish the thermodynamic requirements for fourth-grade materials with a free energy in the form (
16). Upon computation of
and substitution in (
9), we have
The values of
cannot be regarded as (arbitrary and) independent of the other terms in the CD inequality, particularly in the expression of
. Accordingly, we divide Equation (
17) by
to have
Next, we consider the identities
and the analogous ones with
. Now, define
Remark 1. The functions and can be viewed as the extended versions, via the factor , of the variational derivatives of ψ, of order 2, with respect to θ and . If and θ are constant, thenis the standard variational derivative, of order 2, of mathematical analysis [23]. Upon substitution of these identities in (
18), we may write
where
Sufficient conditions for the validity of (
19) with
determine particular thermodynamically consistent models. In this sense, a simple case arises by letting
where
and
are semi-positive definite tensors of the fourth and second order. Hence, the corresponding expression of the entropy production is
The vectors
and
denote entropy fluxes, induced by the time derivatives
and
. Within the first order, the linear dependence of entropy fluxes on the time derivatives
or
is common in the literature (see, e.g., ([
14], Section 8.9.1) and [
12,
24]).
Restrict attention to the non-dissipative part of
, say
In suffix notation, the constitutive Equation (
20) for the Piola stress
takes the form
By definition, the Cauchy stress
is then found to be
in components
We mention that, within the first order, the occurrence of the variational derivative is common in the Ginzburg–Landau modelling of phase fields [
25].
If
and
are constant, then
As an example, if
then
The symmetry of
and
is apparent from the thermodynamic requirement (
20) and, necessarily, in the selected examples.
The result (
23) for the strain
and the stress
has a simple physical analogue within the one-dimensional model of particles and springs [
9]. Denote by
the position of the
n-th particle, with
d the particle spacing at equilibrium. Letting
K be the spring constant and
M the mass of the particles, we can write the force on the
n-th particle in the form
A formal Taylor’s formula for
and
allows us to write
Hence, it follows that
The correspondence
and
yields the formal correspondence between (
24) and (
23). The main difference between Equations (
24) and (
23) concerns the sign of the strain-gradient terms (see [
9] for an in-depth discussion).
Though the Lagrangian scheme for the strain-gradient is quite unusual in the literature, by analogy with other schemes, one might say that represents the (local) stress, while and denote hyperstresses (of a different order). Apart from the interpretation of the tensors , , and here, we conclude that the effective stress, entering the equation of motion, involves the strain and even-order derivatives of strain.
It is worth remarking that if the dependence on the strain is through
and its gradients then Equation (
21) is the form of thermodynamically admissible stresses where the temperature gradient gives a further contribution.
Among the admissible models, we mention the case where
and hence
If the free energy has the form (
22) where
are independent of
and
, then
Consequently, the internal energy
is given by
Otherwise, a free energy of the form (
22) with
a independent of temperature but
proportional to
, say
, gives
and then
is independent of strain gradients.
3.2. Models Involving the Deformation Gradient
The description of the material in terms of the deformation gradient
might seem similar to the previous one in terms of
. However, as we can see, things are significantly different. The Cauchy stress
has to be symmetric due to the balance of angular momentum (
4). For formal convenience, we write the stress power in terms of
. Since
, then
where
is the first Piola stress. Relative to expected results for
, the check of the symmetry is through the equality
For technical convenience, we follow the Lagrangian description. Hence, we multiply the CD inequality (
7) by
J to obtain
Possible models of strain-gradient elastic solids are now investigated. Here, too, we look for fourth-grade models. By analogy with the dependence on
, we let
be the variables and
the constitutive functions. For formal simplicity, we consider the free energy in the form
the dependence on the gradients of
is considered, in a different way, in ref. [
26]. The function (
27) is continuously differentiable while
are continuous. Compute
and substitute in (
26) to obtain
Since
comprises linear terms in
, we need some rearrangements of (
28). Divide by
the remaining form of the CD inequality (
28) to have
Using the identities
and
we can write Equation (
29) in the form
where
and
The CD inequality (
30) allows various models of strain-gradient elasticity. The simplest one restricts the dissipative effects to heat conduction and is expressed by the constitutive functions
The Piola stress
need not be symmetric but
and
are required to be so. Hence, we have to check the symmetry condition (
25) whence
The dependence of
on
might be through the invariant quantities
and
. To begin with, we check whether
. In suffix notation, since
then
This positive check is not surprising because
and the dependence on
provides admissible strains.
As to the dependence on
assume, for simplicity,
Hence
Consequently,
is apparently non-symmetric. Likewise, the dependence on the second-order derivatives lead to non-symmetric terms. As a consequence, the symmetry condition (
31) is not fulfilled.
3.3. Models Involving Eulerian Variables
As with other models in continuum mechanics, a simpler and more direct description of the elastic properties of a body is thought of as being given in the Eulerian description. As a first attempt, we might consider the scheme arising from the choice of the displacement
, the gradient
, and the second gradient
as the variables along with the thermal variables [
27].
The mathematical form of the total time derivative
much influences the thermodynamic consequences on the constitutive properties. For any continuously differentiable function,
we have
If
g is replaced with the displacement vector
, we have
Hence, we compute
where
denotes the Kronecker delta.
Then, a repeated use of (
32) and some rearrangements lead to
With these relations, we might proceed with a model where elastic nonlocality is described by
and
. However, this would prevent the symmetry of the stress tensor.
An Eulerian description of the strain-gradient model, along with the need of a symmetric Cauchy stress, might suggest that we look for the infinitesimal strain tensor as the mechanical deformation variable. Here, we ascertain whether this dependence satisfies the requirements of thermodynamics and the symmetry of the Cauchy stress tensor.
Observe that, in suffix notation:
As it must be, the expression of
is symmetric with respect to the indices
. For formal convenience, define the spatial deformation gradient
:
Hence, we can write
in the form
Furthermore, for later purposes, we consider some identities. First, we notice that
Next, by
we have
or
Let
be the variables and
the constitutive functions. To save writing, we let the free energy
take the form
the independence of
of
, and
, when the set of variables is (
35), can be proved using the Coleman–Noll procedure. For the moment, we ignore the requirement
and then establish whether this follows from thermodynamics; accordingly, we let
, instead of
, be the stress power. Consequently, the CD inequality (
7) results in
Using the identities (
33) and (
34) we have
and then the CD inequality can be written in the form
The linearity and arbitrariness of
implies that
. Divide by
the remaining relation to have
Notice that
We might take
in the form
Yet, since
, the condition (
36) on
is allowed provided we let
be a non-objective quantity. Based on the assumed non-objectivity of
, we can write the remaining CD inequality in the form
where
The linearity and arbitrariness of
implies that
and then (
37) reduces to
While the reduced CD inequality (
39) allows for non-dissipative properties modelled by the stress and the heat flux, the condition (
38) yields
The tensor is symmetric whenever is a scalar times . While this is true for a number of models, the requirement looks very restrictive. Accordingly, strain-gradient elastic solids are not consistent, in general, with the joint validity of the second law of thermodynamics, expressed by the CD inequality, and the symmetry of the Cauchy stress tensor arising from the balance of angular momentum.
If, however, strain-gradient models are considered in the Eulerian description in terms of the infinitesimal strain
, then a justification might be the observation that for small strains (
and then
) in linear models, where
the constitutive function
where
is symmetric and subject to (
39), can be used as a symmetric approximation. With the same condition
, the approximate extra-entropy flux
is objective.
We now examine why some approaches in the literature lead directly to results analogous to
possibly to within a dissipative stress
.
3.4. Relation to Other Approaches
Other approaches in the literature involve modified general principles as the framework of the strain-gradient models. Here, we sketch the main distinctions among some approaches.
The starting point is the generalization of the stress power. A possibly non-symmetric Cauchy stress
is considered and, in addition to the classical stress power
, an analogous power
is considered,
being a third-order tensor (hyperstress). Hence, the internal stress-power, say
w, is assumed in the form [
2]:
Using the principle of virtual power, whereby the external and internal powers are equal, upon a proper definition of both powers, the balance of linear momentum is found to involve an effective stress tensor
with
.
The approach in ref. [
27] follows the main ideas in ref. [
2] though it addresses the attention to the Eulerian variable
. The power
w is taken in the form
Furthermore, with
, the derivative
is taken in the form
thus following the approximation
. Hence, the terms
and
are ignored. Anyway, the stresses
or
need not be symmetric.
In [
17], different representations of the stress are considered as defined by
and letting the stress power have the form
with
the stress tensor. Again, by the definitions of
and
, the procedure amounts to the approximation
.
There are approaches where the constitutive equations are defined through a strain energy while the evolution (or balance) equations are established through the Euler–Lagrange equations of an appropriate action integral [
5,
6]. The Cauchy stress tensor
and the hyperstress (or double stress tensor)
are defined through a strain energy density
in the form
The evolution equation is the EL (Euler–Lagrange) equation associated with the Lagrangian density
where
is the potential of the body force
. The EL equation reads
and results in the equilibrium condition
which indicates
as the effective stress. The choice of
specifies the equilibrium condition.
It is of interest that, in general, a variational approach leads to an EL equation that looks similar to what happens in thermodynamics thanks to the extra-entropy flux. Yet, in thermodynamics, the variational derivative involves the temperature while the EL equations are not affected by the temperature.
5. Nonlocality in Magnetization
We examine thermodynamic restrictions on the dependence of constitutive functions on gradient fields in polar media. For definiteness, we consider effects of temperature and magnetization gradients in polar magnetic solids. In addition to being of interest on their own, these dependencies look of basic importance in detailed models of dynamics of magnetic domains.
We describe the continuum through the variables
and let
, and
be given by constitutive functions. The free energy, as well as
and
, has to be Euclidean invariant and then so has to be the dependence on
.
Upon computation and substitution of
in (
14), we find
First, we observe that
occur linearly and can take arbitrary values. Hence, it follows
The remaining equation has the form
We now consider the three analogous terms in
. In this regard, divide (
54) by
and observe that
Analogous identities hold for the terms with
and
. Furthermore,
Hence, we can write (
54), upon division by
, in the form
where
and the like for
and
. The linearity and arbitrariness of
implies that
Furthermore, we let
and
Dissipative effects are described in terms of
and
. Viscous effects are represented by letting
where
is a positive definite tensor function. The heat flux
is then subject to
We assume
and express the function
through the representation formula:
where
is a generic vector function of the variables under consideration.
The thermodynamic result (
56) differs from (
10) by the term
. In order to analyze this contribution, for definiteness, we let
depend on
and
through
The dependence on
through the Green–Lagrange tensor
will be commented upon later on.
Now, if
depends on
and
through
, and
then
whence
Consequently
We now show that the contrast with the condition (
10) is removed if the free energy depends on
and
through
and
so that
depends on
We compute
and substitute in the CD inequality (
14). The linearity and arbitrariness of
imply that
Divide by
the remaining expression of the CD inequality to have
Using the standard identities for the terms with
, and
, we may write
where
and, e.g.,
We then let
Assuming
is independent of
, by the linearity and arbitrariness of
, we conclude that
Furthermore, we restrict attention to stationary conditions and then assume
Since
and
then the CD inequality (
57) simplifies to
The arbitrariness of
implies the validity of the condition (
10):
Furthermore,
where
is the possible dissipative stress subject to the reduced inequality
Notice that
and
can occur also in
, in that
the dots denoting terms originated by the other dependencies. To determine
, it is convenient to divide the remaining equation by
to have
We now use the identities
and define
Hence, Equation (
58) may be given the form
Consequently, we let
The entropy
and the magnetic field
might depend on
and
, thus providing non-zero entropy production terms. Since we are eventually interested in stationary solutions it is appropriate to assume
Hence, the linearity and arbitrariness of
imply that
Define
Equation (
59) then reduces to
Though
and
might result in cross-coupling effects, we assume
is independent of
and
is independent of
. Hence, we let
where
is independent of
and
is independent of
. It follows
The representation formulae for
and
read
where
is a second-order tensor function (independent of
) and
is a vector-valued function (independent of
). The expressions of
and
simplify if the entropy production rates are selected in the form
where the constitutive functions
and
are subject to
The result would be
and
.
6. Conclusions
This paper is devoted to the modelling of nonlocality in continuum physics through constitutive functions that depend on suitable spatial gradients. For definiteness, attention is addressed to elastic solids, heat conductors, and magnetic solids. The presentation of the various models is based on the view that the set of constitutive functions obeys the requirements of the second law of thermodynamics and satisfies the balance equations.
As to the balance equations, the stress tensor, in elastic and magnetic solids, is subject to a well-known symmetry condition arising from the balance of angular momentum. While the symmetry is often ignored in the literature, here emphasis is given to the connection between the validity of the symmetry and the selection of independent variables. For non-polar media, no body couple vector occurs and then the stress tensor is taken to be symmetric. Instead, for polar materials, the stress is subject to appropriate symmetry restrictions; for definiteness, the modelling is established for magnetic materials in terms of the Lagrangian magnetic field .
Usually, the approaches developed in the literature are based on different schemes. There are cases where a form of the principle of virtual power is used conceptually in place of the second law of thermodynamics. In many approaches, the standard Cauchy stress is abandoned in favour of the pair of stress tensor
and hyperstress
with power in the form (
1). In a deeply different approach, the evolution equations are derived as the Euler–Lagrange equations of a suitable functional (of strain and strain gradient).
This paper provides models of nonlocality by following a systematic analysis, through the second law inequality, of functions of strain gradients or temperature gradients. It is then shown that nonlocal models that satisfy the balance equations can be established without any modification of the basic principles, namely within the balance equations and the second law inequality.
Among the results, we mention that within the strain-gradient elasticity with a free energy function of the strain
and the gradients
, the Cauchy stress proves symmetric and involves gradients up to the fourth order. As to heat conduction, nonlocal models are given in terms of both temperature gradients and heat-flux gradients. Next, models of magnetic materials are established with the magnetic field
in terms of the gradients of the magnetization
(Equation (
60)).