Abstract
We present a comprehensive theoretical investigation about the operational regions of quantum systems, specifically examining their roles as working media functioning between two thermal reservoirs in quantum thermal machines (QTMs). This study provides relevant and novel insights, including a complete spectrum of QTMs within the operational region of these quantum systems, and introduces new QTM designs never before described in the literature. Additionally, this work introduces a standardized and cohesive classification scheme for QTMs, ensuring robustness in nomenclature and operational distinctions, which enhances both theoretical understanding and practical application. Notably, one of these designs directly addresses the need for a more appropriate explanation of the operation of a laser (or maser) as a QTM. Initial calculations were performed to achieve results applicable to any quantum system subjected to rules analogous to those used in classical thermal machine studies. These results were then used to analyze two-level quantum systems as the working medium of QTMs in the Otto cycle. In particular, we analyzed two specific quantum systems: the laser and a spinless electron in a one-dimensional quantum ring, yielding consistent and innovative results. Overall, this study offers valuable insights into the operation and classification of QTMs, establishing a clear and unified framework for their nomenclature while opening new avenues for the design and enhancement of these devices.
1. Introduction
The study of quantum thermodynamics has emerged as a vibrant field driven by both theoretical advancements and experimental progress in manipulating various quantum systems and developing new tools, techniques, and platforms [1,2,3,4,5,6]. Nonlinear interactions and quantum measurements play a crucial role in quantum thermodynamics [7]. The spectral response of nonlinear systems described through deformed operators may be relevant for applications such as quantum thermometry of nonthermal baths [8]. Moreover, the operation of quantum thermal machines in non-Markovian environments reveals how non-Markovianity and quantum correlations can influence—and even violate—classical thermodynamic principles, leading to the formulation of generalized bounds [9].
Some recent works on quantum thermodynamics and quantum heat engines address important issues. In [10], the authors investigate how fractional quantum mechanics and Lévy flights can be applied to optimize the performance of quantum Stirling engines, suggesting that tuning the fractional parameters may lead to ideal regeneration and enhanced efficiency. In [11], the use of reinforcement learning is explored to optimize the cycles of three-level quantum heat engines, demonstrating that this approach can identify cycles yielding higher power compared to traditional methods. In [12], the performance of a quantum Otto engine based on spin chains is analyzed, particularly at low temperatures, where quantum entanglement plays a significant role in enhancing work output and efficiency. Additionally, Ref. [13] addresses level degeneracy in a Carnot-like quantum heat engine, concluding that in the high-temperature regime, degeneracy does not affect the maximum power but can serve as a thermodynamic resource for optimization. It is worth noting that the literature on this subject is extensive, and numerous other relevant studies are available elsewhere.
While quantum thermodynamics primarily focuses on nonequilibrium quantum systems [14,15,16], its significance in studying equilibrium conditions remains crucial for several reasons: establishing foundations and reference points, setting limits, connecting with statistical mechanics, and accessing experimental data [17].
In this context, QTMs have recently attracted significant attention due to their potential to surpass classical limits and enable novel applications in energy conversion and information processing [18]. Most theoretical studies on QTMs have concentrated on the thermodynamic properties of the quantum thermal engine (QEN) and the quantum refrigerator (QRE), often comparing them to their classical counterparts [19,20,21,22,23,24,25,26,27,28,29,30,31,32].
This paper addresses these issues by presenting a comprehensive theoretical analysis of the QEN, QRE, and all other possible QTM configurations that extend beyond the standard engine, refrigerator, and heater setups [33], considering quantum systems as working media operating between two thermal reservoirs (TRs) at different temperatures.
In Section 2, we systematically explore the operational regions of these systems and the corresponding QTMs that emerge from their specific configurations. New QTM designs naturally arise from considerations of the energy conservation law and the second law of thermodynamics, exhibiting distinct behaviors and efficiencies compared to other configurations. This framework enables a wide exploration of all potential operational configurations of working media. By exploring these operational configurations in Section 3, we provide a detailed understanding of QTM efficiencies and their respective Carnot efficiencies, along with relationships between different operational regions and definitions of intersection points between them.
Section 2 and Section 3 present a comprehensive exposition of fundamental concepts. Although these concepts are seemingly well established in quantum thermodynamics, ambiguities and misinterpretations still persist in the current literature. Specifically, the literature often lacks a formal definition of operational regions and presents frequent inconsistencies in the characterization of machines — including the indiscriminate use of terms such as “thermal pumpers” and “heaters” and the proposal of machine configurations that are not physically viable. Additionally, although some key results, such as the expressions for efficiencies, are individually known, there is no generalized and systematic framework connecting all possible QTMs across the different operational regions. The approach developed in Section 3 offers a unified framework for defining efficiency across different operational regimes. It also clarifies the underlying relations between energy exchanges, allowing for the analysis of all operational modes within a single consistent formalism — an aspect often fragmented or entirely absent in previous studies. Furthermore, the systematic analysis of the limiting behaviors of the efficiencies and the thermal high–low energy ratio parameter, performed in Section 3, has not been performed before in a structured and comprehensive way. This detailed exposition establishes a rigorous foundation. It supports the development of the new QTM designs introduced in this work, clarifies misunderstandings in the literature, and facilitates a broader understanding of the proposed theoretical framework.
In Section 4, we apply these concepts to a quantum system with one quantum particle transitioning between two energy levels, named a two-level quantum system, as our working media. Among these systems, we focus specifically on the laser, presenting it as a newly categorized QTM, and investigate all possible operational regions and QTM designs for a spinless electron in a one-dimensional quantum ring [34,35], which we named as in a quantum ring. Our findings suggest that the laser operates as a QTM within the same operational region as the QEN but with distinct characteristics and efficiency. For the in a quantum ring system, we identify a broad range of potential QTMs, along with their respective characteristics and efficiencies, particularly when operating in the Otto cycle.
We believe this work makes a significant contribution to the field of quantum thermodynamics by offering new perspectives into QTM design and performance, and we expect that it will inspire further research and development in this domain.
2. Operating Configurations for QTMs
2.1. General Definition of QTMs: Functions and Energy Exchanges
A QTM is fundamentally a device that operates in cycles with a quatum system as its working medium connected to two TRs—one at a higher temperature (denoted as ) and the other at a lower temperature (), that is . The working medium mediates energy exchanges between , and the environment external to the QTM. The main purpose of QTMs is to promote a specific type of energy transfer while simultaneously acquiring energy from at least one source.
The schematic of a generic QTM is shown in Figure 1a. and represent the total energy exchanged with and , respectively. We introduce the concept of a QTM’s outside exchange energy (denoted as ), which represents all energy exchanges by the QTM that are not directly absorbed from or released to or , i.e., energy exchanged with the environment external to the QTM. Specifically, from energy conservation law, we have
Figure 1.
(a) General schematic of a QTM that consists of a quantum system as the working medium and two reservoirs and . The function of the working medium is to promote the exchange of energy between the TRs themselves as well as between the TRs and the QTM’s outside environment. (b) QTMs operating within the 2Acquirers’OR receive from outside, absorb from , and release to . The 2Acquirers’OR includes two subregions: 2Acqout, where QTMs utilize as their primary energy source, such as QCO and QHT; and 2Acqh, where QTMs utilize as their primary energy source, such as QDP and QHO. (c) QTMs operating within the OutTransfers’OR absorb from , generate to outside, and release to . This operational region includes QEN and QLL. (d) QTMs operating within the Pumpers’OR absorb from , receive from outside, and release to . This operational region includes QRE and QHP.
Since our calculations are based on the most widely accepted standard in the literature for studying QEN, we define
where refers to the energy absorbed from or , and refers to the energy released to these TRs.
In the same way, we define
where corresponds to the net generation of energy transferred to the QTM’s outside, while signifies the net reception of energy from the QTM’s outside. In other words, may originate from or be sent to outside the –working medium– axis, which is essentially the QTM.
To distinguish the different types of energy exchanges occurring in a QTM cycle, we have standardized the use of specific verbs for each exchange process. Energy acquired from TRs is described as “absorbed”, while energy drawn from the QTM’s outside is referred to as “received”. Conversely, energy directed toward the TRs is termed “released”, and energy sent to the QTM’s outside is called “generated”. This standardization not only facilitates the recognition of each energy exchange event but also helps prevent confusion throughout the analysis. As defined above, energy “absorbed” from the TRs or generated to QTM’s outside is treated as positive, whereas energy received from the QTM’s outside or released to TRs is considered negative.
2.2. Defining the Operational Regions of a Working Medium and Their Corresponding QTMs
We define the operational region of a working medium as the set of configurations that enable it to exchange energy with , and the environment external to the QTM in a manner consistent with the fundamental principles of thermodynamics. A QTM operates within a specific operational region when its behavior aligns with the defining characteristics of that operational region. The distinction between QTMs in the same operational region is determined by their prioritization of energy exchanges and their primary energy sources.
The general schematic in Figure 1a illustrates all possible energy exchanges between the working medium, , , and the QTM’s outside.
The schematic reveals that only three distinct operational regions emerge, each satisfying both the law of energy conservation and the second law of thermodynamics, while also allowing for cyclic processes. In Appendix A, we define and analyze the other hypothetical configurations that violate these laws.
The first operational region is referred to as the Bi-Acquirers’ Operational Region (2Acquirers’OR). In this configuration, the QTM receives from the external environment, absorbs from , and releases to . A key feature of this regime is that the magnitude of absorbed energy from the hot reservoir is smaller than the energy released to the cold one, i.e., .
This operational region is unique in that it allows for two possible energy sources, leading to two subregions: 2Acqout and 2Acqh. In 2Acqout, QTMs use as their primary energy source. Two configurations are identified here: the quantum cooler (QCO), which emphasizes the absorption of , and the quantum heater (QHT), which emphasizes the release of .
QTMs in the 2Acqh subregion instead use as their main energy source. Two machines fall into this category: the quantum thermal damper (QDP), which prioritizes the reception of , and the quantum heating optimizer (QHO), which prioritizes the release of .
Figure 1c illustrates the Outside Transfers’ Operational Region (OutTransfers’OR). QTMs operating within the OutTransfers’OR absorb from and release to , where . In this process, is generated. The well-studied QEN, which prioritizes the generation of , and the newly designed quantum thermal laser- like (QLL), which prioritizes the release of , are QTMs operating within this region. As its name suggests, we believe that the QLL provides a more accurate representation of the laser functionality as a QTM (see Section 3.8).
Finally, Figure 1d illustrates the Thermal Pumpers’ Operational Region (Pumpers’OR). QTMs in this operational region operate in a cycle opposite to that of the QTMs in the OutTransfers’OR. Here, is released from , and is absorbed from , where . This process does not occur naturally between the TRs and requires the input of from the QTM’s outside to enable the exchange. It is important to emphasize that cannot be considered an energy source, as doing so would contradict the second law of thermodynamics. Two QTMs operate within the Pumpers’OR: the well-known QRE, which is essentially a cold pumper and prioritizes the absorption of from , and the quantum heat pumper (QHP), which prioritizes the release of to .
Although terms such as “cold”, “heat”, or “refrigerator” may appear inconsistent with quantum-level processes, we choose to retain this classical nomenclature due to its widespread use in QTM studies.
We are dealing with a working medium coupled to two TRs. Consequently, if the working medium receives energy from one TR, it must release energy to the other for the cycle to occur, that is,
Moreover, since the aim is to present the results for all operational regions of a working medium in a single graph, and given the definition in Equation (2) and the implications summarized in Equation (4), we can express a common equation between and for all operational regions as follows
where we named as the thermal high–low energy ratio.
Therefore, considering the previously defined energy conventions for all operational regions, we conclude that corresponds to the relationship between and in the 2Acquirers’OR, while represents this relationship in the OutTransfers’OR and Pumpers’OR.
2.3. Classical and Quantum Energy Relationships
The first law of thermodynamics, when applied to a classical working medium, is expressed as
which, in quasi-static processes, becomes
where is the change in internal energy of the classical working medium, is the total heat exchanged with the TRs, and denotes the net work exchanged with the machine’s external environment.
According to Equation (7), both the heat absorbed from the TRs, , and the work generated by the classical working medium, , are considered positive. Conversely, the heat released to the TRs, , and the work received from the external environment, , are negative.
Because classical thermal machines operate cyclically, implying , Equation (7) simplifies to . Substituting , we obtain
We do not substitute into Equation (8) because for most classical thermal machines, distinguishing between and is unnecessary. In typical analyses, is used when the net work is positive, and is used when it is negative.
For instance, when evaluating the efficiency of a thermal engine, the critical question is: How much useful work can it perform? In such cases, in Equation (8), W represents the net or useful work produced by the classical working medium in each engine cycle, specifically .
By comparing Equation (1) with Equation (8), and considering Equation (4), we can conclude that
where CTM is an acronym for the classical thermal machine.
The last equivalence above can also be expressed as
It is important to note that in operational regions such as the Pumpers’OR and 2Acquirers’OR, the QTM operates under a negative work condition. In these scenarios, as seen in the previous section, the machine requires a net energy input from the outside-QTM environment (), which is directly analogous to the classical concept of negative work () associated with refrigeration and pumping processes. This stands in contrast to QTMs operating within the OutTransfers’OR where the machine delivers energy to the outside environment (), corresponding to a positive work condition (). This distinction between positive and negative work modes is essential for understanding the role and operational purpose of each QTM design proposed in this framework.
Despite the formal equivalence between work and heat in terms of energy exchanges described in this paper, maintaining our generalized definitions and nomenclature for these quantities is essential to ensure a comprehensive analysis of QTMs.
3. Efficiency Calculation and Carnot Efficiency
Typically, efficiency is denoted by the symbol or , and the coefficient of performance by the symbol COP, depending on how the QTM operates. For convenience, we adopt the term “efficiency” and use the symbol to represent both concepts, as their distinction will remain clear from context throughout the manuscript.
In general, the QTM efficiency, , is defined as
where is the energy that the QTM prioritizes, and is the main energy source required for the QTM to operate.
Likewise, the QTM Carnot efficiency, , is expressed as
where and refer to the energy exchange and source under Carnot-cycle operation.
The efficiency expressions in Equations (11) and (12) are well established. However, the proposed classification of operational regions and the introduction of new QTM types call for a broader understanding of the role and behavior of the Carnot efficiency function .
The design of any QTM, which necessarily involves interaction between the working medium and both and , imposes constraints on the magnitude of exchanged energy. As illustrated in Figure 1, the values of and are bounded by the finite temperatures of the reservoirs. These bounds are theoretically set by the Carnot-cycle operation, which represents the QTM’s optimal efficiency configuration.
Therefore, we define as the limiting efficiency for a QTM in any cycle. It is important to highlight that this definition is comprehensive: the Carnot efficiency may represent either a maximum or a minimum value of , depending on the QTM configuration. The implications of this will become clear in subsequent analyses.
3.1. Carnot Cycle
Figure 2 illustrates the three operational regions in temperature–entropy (T-S) diagrams, representing all potential configurations for a QTM operating in the Carnot cycle. The notation I–II-III–IV designates the thermodynamic states and the direction of the cycle for each operational region, establishing a standard framework for analysis across the diagrams in this work. and correspond to the maximum and minimum temperatures reached by the QTMs during the cycle, which align with the temperatures of the thermal reservoirs and , respectively.
Figure 2.
Representation of the Carnot cycle in a T-S diagram for each operational region. The I–II-III–IV notation represents the thermodynamic states of the working medium and the cycle direction. This notation serves as the standard for all analyses in this study. and represent the maximum and minimum temperatures reached by the QTMs during the cycle, corresponding to the temperatures of and , respectively. (a) Counterclockwise Carnot cycle for QTMs in the 2Acquirers’OR. (b) Clockwise Carnot cycle for QTMs in the OutTransfers’OR. (c) Counterclockwise Carnot cycle for QTMs in the Pumpers’OR.
For simplifying several aspects of our analysis, we define the high–low temperature ratio, , as
where for any QTM configuration.
In the previous section, we concluded that comparing Equation (1) with Equation (8) reveals that the energy exchanges between the working medium and the thermal reservoirs, and , are analogous to classical heat exchanges. This analogy is well supported in the literature (see [18,21]), forming a basis for applying the following classical relationship between entropy (S), temperature (T), and heat (Q), in the study of quantum systems:
Equation (14) enables the calculation of entropy variation for the working medium in any operational region, assuming Q given by Equation (10).
The QTMs operating within the 2Acquirers’OR follow a counterclockwise Carnot cycle, as shown in Figure 2a. During this process, is released to in an isothermal stroke at , which exceeds the absorbed from during an isothermal stroke at . Essentially, the reception of from the machine’s outside positions the QTM such that the working medium reaches its maximum temperature () just before releasing energy to .
In the Carnot cycle, the entropy variation of the working medium for QTMs in the 2Acquirers’OR is expressed as
In the strokes II–III and IV–I, there is no entropy change, as these are adiabatic processes, and there is no entropy change in a closed cycle. Thus, considering that the strokes I–II and III–IV are quasi-static isothermal processes, from Equations (13) and (15), we have
The QTMs in the OutTransfers’OR work in a clockwise cycle (Figure 2b), absorbing the energy during an isothermic stroke at and releasing the energy during an isothermic stroke at .
Building on the same analysis that led to Equation (15), we obtain the following result for the entropy variation of the QTMs’ working medium in the OutTransfers’OR
and, from Equations (13) and (17), we have
Figure 2c shows the counterclockwise cycle for the QTMs in the Pumpers’OR, where is absorved during an isothermic stroke at and is released during an isothermic stroke at . The Carnot cycle that follows by these QTMs is the exact opposite to the Carnot cycle followed by the QTMs in the OutTransfers’OR, and the working medium’s entropy variation is given by
and
Next, we apply these results to calculate the efficiency and the Carnot efficiency for each type of QTM operating within its respective operational region. These calculations provide insight into how different configurations and energy exchanges impact the overall performance of QTMs.
3.2. Bi-Acquirers’ Operational Region
In the 2Acquirers’OR, QTMs can use two distinct acquired energies as their primary source: or . This results in two subregions: 2Acqout and 2Acqh. QTMs operating within the 2Acqout subregion, such as the QCO and the QHT, use as the main energy source. Conversely, QTMs in the 2Acqh subregion, like the QDP and QHO, use .
Both QCO and QHT have already been covered in existing publications. However, their characterizations and nomenclatures remain inconsistently defined, and they are often used arbitrarily, which obstructs a broader understanding of their actual potential and limitations.
The specific characteristics and operational principles of these machines will be analyzed in detail below with the aim of clarifying their classifications and highlighting their distinct thermodynamic roles within the 2Acquirers’OR.
3.2.1. Quantum Cooler
- QCO Operational Mode
- –
- Energy priority: .
- –
- Energy source: .
- QCO Efficiency
- QCO Carnot EfficiencyIt is very important to emphasize that depends exclusively on the ratio between and , as given by Equation (13).
- Analysis of Limits for and ValuesEquation (5) is defined such that represents the relationship between and for any QTM within the 2Acquirers’OR. The implication of this restriction in Equation (22) is as follows:
- –
- When , .
- –
- When , .
There is no impediment to . Therefore, there are also no restrictions on the minimum value of , allowing for
3.2.2. Quantum Heater
- QHT Operational Mode
- –
- Energy priority: .
- –
- Energy source: .
- QHT Efficiency
- QHT Carnot Efficiency
- Analysis of Limits for and ValuesFor QHT, . In Equation (28), the following apply:
- –
- When , .
- –
- When , .
Since it is allowed for , we haveOn the other hand,
3.2.3. Quantum Thermal Damper
Currently, no mention in the literature addresses a QTM with the specific configuration proposed for the QDP. The main priority of this QTM is to receive from outside. As we will demonstrate, is inversely related to that of the QEN (). While a QEN generates useful to the outside, the QDP prioritizes extracting from the outside, functioning as a quantum damper.
- QDP Operational Mode
- –
- Energy priority: .
- –
- Energy source: .
- QDP Efficiency
- QDP Carnot Efficiency
- Analysis of Limits for and ValuesFor QDP, . In Equation (33), the following apply:
- –
- When , .
- –
- When , .
In this case, we observe that is also allowed, and it is also allowed for to reach its maximum value, i.e.,At the opposite limit,
3.2.4. Quantum Heating Optimizer
The transfer of energy from to is a natural process consistent with the second law of thermodynamics and occurs even without the intervention of a QTM. A QHO facilitates this process by prioritizing the release of to , while absorbing from . Although from the outside is not the QTM’s primary energy source, its presence enhances the energy released to without affecting the energy absorbed from , thus improving the QTM’s overall efficiency.
As with the QDP, this QTM is not mentioned in the existing literature. Despite its simpler configuration, understanding all potential QTM designs remains crucial for a comprehensive theoretical investigation.
- QHO Operational Mode
- –
- Energy priority: .
- –
- Energy source: .
- QHO Efficiency
- QHO Carnot Efficiency
- Analysis of Limits for and ValuesFor the QHO, . In Equation (38), the following apply:
- –
- When , .
- –
- When , .
3.3. Outside Transfers’ Operational Region
This is the most extensively studied and cited operational region in the literature, as it includes the quantum engine (QEN). However, we propose that an alternative QTM design, the quantum laser-like machine (QLL), can also be constructed within this region. As discussed in Section 3.8, we argue that the QLL provides a more accurate description of how the laser operates.
3.3.1. Quantum Thermal Engine
- QEN Operational Mode
- –
- Energy priority: .
- –
- Energy source: .
- QEN EfficiencyThe efficiency of a monatomic ideal gas acting as the working medium in a classical thermal engine, , operating under the Otto cycle, is given bywhere is the compression ratio, which is defined as
- QEN Carnot Efficiency
- Analysis of Limits for and ValuesAs defined in Equation (5), expresses the relationship between and for any QTM in the OutTransfers’OR. From Equation (43), we observe the following limiting behaviors:
- –
- When , .
- –
- When , .
Therefore, the minimum efficiency corresponds toHowever, it is well known that implies , which would violate the second law of thermodynamics for a thermal engine. The efficiency limit is ultimately determined by the ideal capacity of the thermal reservoirs to supply and absorb energy from the working medium. Accordingly,and
3.3.2. Quantum Thermal Laser-like
- QLL Operational Mode
- –
- Energy priority: .
- –
- Energy source: .
- QLL Efficiency
- QLL Carnot Efficiency
- Analysis of Limits for and ValuesFor QLL, . In Equation (50), the following apply:
- –
- When , .
- –
- When , .
QLL is the only QTM for which must bound the minimum value of , as , when .Therefore,The data above indicate that reaches its minimum at the maximum value of . This value can be determined by substituting Equations (50) and (51) into Equation (52), as followsConversely, there are no constraints on , and thus,
3.4. Thermal Pumpers’ Operational Region
As previously mentioned, in the Pumpers’OR, energy transfer between the thermal reservoirs (TRs) does not follow the thermodynamically natural direction. The presence of is crucial, as it enables the QTM to extract energy from and release it into . The quantum refrigerator (QRE) and the quantum heat pumper (QHP) are the QTMs operating within this region. While the QRE is well established in the current literature—similarly to QCO and QHT—a proper definition of the QHP’s characteristics and the adoption of standardized nomenclature are still required.
3.4.1. Quantum Refrigerator
- QRE Operational Mode
- –
- Energy priority: .
- –
- Energy source: .
- QRE Efficiency
- QRE Carnot Efficiency
- Analysis of Limits for and ValuesFor the QRE, . From Equation (55), the following apply:
- –
- When , .
- –
- When , .
In this case, we havesince no physical constraint prevents .At the opposite limit, we obtain
3.4.2. Quantum Heat Pumper
- QHP Operational Mode
- –
- Energy priority: .
- –
- Energy source: .
- QHP Efficiency
- QHP Carnot Efficiency
- Analysis of Limits for and ValuesFor the QHP, . From Equation (60), the following apply:
- –
- When , .
- –
- When , .
Therefore, as in previous analyses, we haveand
3.5. Efficiency Relationships Within the Same Operational Region
The relationships between the efficiencies of QTMs within each operational region can be inferred directly from the schematic representations in Figure 1b–d. Moreover, the analytical expressions derived for the efficiencies of all QTMs allow for precise deductions of these relationships, as described below.
- Bi-Acquirers’ Operational Region
- Outside Transfers’ Operational RegionThe relationship among efficiencies in the OutTransfers’OR is different. From Equations (43) and (50), we haveIn this case, neither QEN nor QLL dominates in efficiency. Equation (69) also implies that neither can exceed unity in efficiency.
- Thermal Pumpers’ Operational Region
3.6. Thermal High–Low Energy Ratio Values at Operational Region Intersections
Based on the results obtained in the previous subsections regarding the limiting values of for each QTM, we can define the values that characterize the intersections between operational regions, including the boundary between the two subregions in the 2Acquirers’OR.
- Intersection
- Intersection
- Intersection
Table 1 summarizes the findings from this study, providing a comprehensive reference for any QTM whose working medium operates between and , and it is governed by principles similar to those outlined in this work.
Table 1.
Summary of operational regions and their corresponding potential QTMs: essential information for any QTM using a working medium operating between and governed by principles analogous to those applied in this work.
In the next section, we apply these results to analyze two-level quantum systems as the working medium of QTMs operating under the Otto cycle.
Based on the proposed operational regions and subregions, Figure 3 illustrates the possible configurations of a two-level quantum system as the working medium of a QT. Figure 3a–c represent the 2Acquirers’OR, OutTransfers’OR, and Pumpers’OR configurations of the two-level quantum system, respectively.
Figure 3.
Configurations of a two-level quantum system used as a working medium in its three distinct operational regions: (a) 2Acquirers’OR, (b) OutTransfers’OR, and (c) Pumpers’OR. The I–II-III–IV notation represents the thermodynamic states of the working medium and the cycle direction. For each configuration, there are four strokes, transitioning the system through four distinct states. and represent the ground and excited energy eigenvalues of the two-level quantum system, respectively, with an energy gap , while and denote the ground and excited levels for an energy gap . The strokes involve energy exchanges with the TRs—absorbing or releasing to/from and to/from —as well as changes in the system’s dimensional configuration, during which it either receives or delivers .
We treat the OutTransfers’OR configuration as the reference (Figure 3b), from which the subsequent calculations naturally evolve.
As shown in Figure 3b, the two-level quantum system has four possible states. In state I, the particle is in the ground state with energy , and the energy gap between the levels, , is given by
where is the excited energy level in state I. In state II, the particle occupies the ground level of a different dimensional configuration with levels and separated by the gap
In state III, the system retains the dimensional configuration of state II, but the particle is now in the excited state, . In state IV, the system returns to the dimensional configuration of state I with the particle occupying the excited state .
As detailed in Section 3.7, changes in the dimensional configuration of the two-level system are driven by energy exchanges with the QTM’s external environment (), while transitions between energy levels are mediated by the absorption or emission of photons. These transitions correspond to exchanges with , denoted as , and with , which is denoted as .
In the OutTransfers’OR configuration, the system reaches its maximum temperature, , after absorbing energy from , i.e., when in state III. Conversely, it reaches its minimum temperature, , after releasing energy to , in state I.
The state labels across the three operational regions were defined such that state III (I) corresponds to the configuration with the largest (smallest) energy level separation with the particle in the excited (ground) state at temperature (). Note that, as analyzed in Section 3.1, in the 2Acquirers’OR configuration, the system reaches its maximum () or minimum () temperature immediately before releasing energy to or absorbing energy from , respectively—corresponding to state III () or state I () in Figure 3a.
3.7. Otto Cycle
A classical thermal machine operating under the Otto cycle consists of two adiabatic and two isochoric strokes. During the adiabatic strokes, no heat is exchanged with the surroundings, and energy variations arise solely from volume changes. In contrast, during the isochoric strokes, the working medium exchanges heat with and , while its volume remains constant.
One of the distinctive features of the Otto cycle is that each stroke involves either work or heat exchange but never both simultaneously. This is particularly valuable for the theoretical study of QTMs, as each stroke corresponds to either an or an exchange, thus simplifying the analysis.
In any QTM thermodynamic cycle, a wide range of outcomes is possible, largely depending on the nature of the working medium. In our case, the working medium is a two-level quantum system whose thermodynamic behavior is determined by solving the Schrödinger equation to obtain the energy levels associated with quantum transitions during the cycle.
Multilevel quantum systems as the working medium of a QEN operating in the Otto cycle were thoroughly analyzed by Quan et al. [21]. They introduced quantum analogs of heat, , and work, , for systems with energy eigenvalues , where . We apply their formalism to our QTMs using the implications of Equations (9) and (10), and the state labels from Figure 3b, as follows:
where in our case, and denote the ground and excited states, respectively.
The occupation probability of the n-th energy eigenstate is given by
with the partition function
Assuming quasi-static strokes, Equation (77) gives the absorbed energy in the OutTransfers’OR (Figure 3b) as
Similarly, from Equation (77), we obtain the released energy:
In the Otto cycle, strokes I–II and III–IV are adiabatic, so the occupation probabilities remain unchanged during these transitions:
Thus, the calculations use and obtained from states I and III, where the temperatures are known: and .
This gives
Since the released energy is defined as negative, Equation (87) yields a negative result, as expected.
To compute , we use
Analogous expressions to Equations (86)–(88) can be derived for the 2Acquirers’OR and Pumpers’OR configurations shown in Figure 3a and Figure 3c, respectively.
Thus, we generalize the expressions for any operational region as
and
where in Equations (89) and (90), we have used (from Equation (13)). The results are consistent with the general form of energy balance (Equation (1)) across operational regions.
This confirms that corresponds to the compression ratio (see Equation (45)) for two-level quantum systems operating under the Otto cycle. Therefore, all QTM designs and classifications proposed in this work remain valid provided the energy eigenvalues of the two-level system are known.
3.8. Rethinking the Laser: Beyond the Quantum Engine Classification
More than sixty years ago, Scovil and Schultz-DuBois [19] proposed that the operation of a maser (microwave amplification by stimulated emission of radiation) could be analyzed similarly to a classical thermal engine. The laser (light amplification by stimulated emission of radiation), which directly succeeded the maser, should also operate on the same fundamental principle.
They suggested that a maser could be described as a three-level system that amplifies a signal at frequency , which is driven by a pump at frequency . The surplus energy is released into an idler mode with frequency . According to Scovil and Schultz-DuBois, the maser functions as a thermal engine if the idler mode is connected to , while the pumping process is supported by , as illustrated in Figure 4. However, their analysis remained preliminary and did not evolve into studies exploring solid-state quantum effects [18].
Figure 4.
Schematic representation of a maser or laser as a QEN based on the three-level model proposed by Scovil and Schultz-DuBois. The idler mode at frequency connects to , the pump at connects to . The signal at (laser light) is interpreted as work generation. Energy levels , , and denote the quantum states involved in the lasing process.
In this work, we consider the configuration shown in Figure 5a as our model for the laser. Although simplified and non-generic, we argue that the analysis presented here is extensible to other laser configurations as well.
Figure 5.
(a) A laser modeled as a quantum system with two two-level atoms labeled as A and B. The energy generated in ExT is interpreted as , and the laser light as released to . (b) Laser viewed as a QTM operating in the OutTransfers’OR, as shown in the Figure 3d.
We treat the laser as a QTM composed of two distinct atoms, each contributing two energy levels. The electronic transition between their excited states is interpreted as a change in the dimensional configuration of the system, generating the energy , while the laser light corresponds to the energy released to . Thus, according to our proposal, the laser operates as a QTM in the OutTransfers’OR, as illustrated in Figure 5b.
Classifying the laser as a QEN raises conceptual inconsistencies. A QEN must prioritize the generation of energy associated with the expansion of the system’s spatial dimensions—which classically corresponds to the performance of mechanical work, W. For multilevel systems, this implies decreasing the energy gap. Hence, if the laser were treated as a QEN, it would have to prioritize the generation of idler-mode energy, which is physically unjustified. Additionally, in solid-state lasers, the energy release can occur via non-radiative relaxation [36], contradicting the notion that such energy is transferred to .
Our proposal is to reclassify the laser as a QLL, a QTM that prioritizes the release of energy to , which is in accordance with the defining features of this machine type as developed in this paper.
However, the laser does not operate under an Otto cycle, since the occupation probabilities must satisfy Equations (84) and (85)—conditions that are incompatible with the laser’s fundamental requirement: population inversion. This can be achieved, for example, by using two atoms with distinct characteristics. Therefore, it is both expected and desirable that the occupation probabilities in a laser do not satisfy Otto cycle conditions. As a result, the actual thermodynamic cycle of a laser constitutes an interesting direction for future research.
3.9. A Spinless Electron in a One-Dimensional Quantum Ring as the Working Medium of QTMs
Quantum rings are an important example of quantum systems in the physics of low-dimensional materials [34,35]. However, to our knowledge, no studies have been conducted in the context of QTMs for quantum rings. Therefore, in this work, we have chosen the in a quantum ring as the two-level quantum system working medium. We explore its possible operational regions and the corresponding QTMs operating in the Otto cycle.
According to Viefers et al. [35], the Schrödinger equation for a in a quantum ring depends solely on the polar angle and can be expressed as
where r is the quantum ring radius and is the effective mass of the electron.
We consider the solutions of Equation (94) in the form , where m is an integer number. The continuity of the wave function at requires that m be an integer. Using this solution in Equation (94), we can find the energy eigenvalues depending on the quantum number m. These energies are given explicitly by
where .
Figure 3 effectively illustrates the three distinct operational regions of a QTM based on an in a quantum ring with the understanding that the system’s dimensional configuration changes are driven by variations in the radius of the quantum ring.
Since Equation (95) represents the energy eigenvalues of our quantum system, we can express the energy as
and
where corresponds to the ground energy level (Equation (96)), and corresponds to the excited energy level (Equation (97)). Here, and denote the quantum ring radius when the energy gaps are and , respectively. The ratio can be derived from Equations (75) and (76), and compared with Equation (93), which yields
Since our system is one-dimensional and changes in its dimensional configuration arise from variations in the radius r, the compression ratio is expected to be defined by the relation
Therefore, we conclude that for the in a quantum ring acting as the working medium,
where in accordance with Equation (93), we can take .
For the calculations and analyses that follow, we use the following experimental parameters: , , and .
Table 2 presents the results derived from the expressions summarized in Table 1, for in a quantum ring as the working medium, functioning between and in the Otto cycle.
The graph in Figure 6 illustrates the energies as a function of the compression ratio , normalized by the maximum energy value, for the three possible operational regions of the system. The dashed lines represent the energies exchanged with the TRs, where blue circles indicate the energy exchanged with () and red squares represent the energy exchanged with (). The solid gray line denotes the energy exchanged with the QTM’s outside (). These energy values are calculated using Equations (89)–(91) by substituting the energy levels from Equations (96) and (101). The solid vertical lines divide the graph into three distinct operational regions. The attached table helps identify these regions by analyzing the allowed values as well as whether the energies involved are positive—indicating absorption (for TRs) or generation (for the QTM’s outside)—or negative—indicating release (for TRs) or reception (from the QTM’s outside).
Figure 6.
(red squares), (blue circles), and (gray solid line) as functions of , normalized by the maximum energy value, for in a quantum ring as the working medium of QTMs operating in the Otto cycle, assuming , , and . The attached table provides the corresponding energy values, assisting in determining whether the energies are positive—indicating absorption (for TRs) or generation (for QTM’s outside)—or negative—indicating release (for TRs) or reception (from QTM’s outside). Solid vertical lines mark the boundaries between the operational regions, and the dashed line indicates the subregion division within the 2Acquirers’OR.
Since (Equation (100)), the 2Acquirers’OR exists only for . Furthermore, we obtain , , and throughout this operational region, indicating that QTMs based on the in a quantum ring can be constructed in the 2Acquirers’OR for any between 0 and 1. Although the distinction between the 2Acqout and 2Acqh subregions is not visually apparent, Table 2 indicates their intersection at , which is represented by the dashed vertical line in Figure 6.
In contrast, the OutTransfers’OR and Pumpers’OR exist only for . As shown in Figure 6, for values of near 1, we have , , and , corresponding to the OutTransfers’OR. Beyond a certain value of , the signs of these quantities invert, i.e., , , and , indicating the Pumpers’OR. The boundary between these two operational regions is visually evident, and Table 2 shows that it occurs at .
The intersections between the 2Acquirers’OR and the OutTransfers’OR, as well as between the OutTransfers’OR and the Pumpers’OR, are indicated by solid vertical lines in Figure 6.
The efficiencies of all QTMs based on the in a quantum ring operating in the Otto cycle were analyzed as a function of , using the data from Table 2 (Figure 7). As in Figure 6, Figure 7 separates the operational regions with solid vertical lines, while dashed lines indicate subregion divisions. The graph clearly shows the values of and for each QTM within its respective operational region.
Figure 7.
Efficiencies as a function of for all QTMs based on the in a quantum ring operating in the Otto cycle. The graph was constructed using data from Table 2. The divisions, indicated by solid vertical lines, and the subdivision, indicated by a dashed vertical line, correspond to those in Figure 6. The minimum of and the maximum of any other occur at the intersection between the efficiency curve of each QTM and the dashed horizontal line, representing the of the corresponding QTM. Curve extensions beyond the permitted limits are omitted.
The minimum efficiency for QLL and the maximum efficiencies for all other QTMs are determined at the points where their efficiency curves intersect the dashed horizontal line representing . It is important to note that curve extensions beyond operational limits are omitted to ensure consistency within the valid range of . While a more detailed analysis of these results would be valuable, we believe it is more appropriate for future investigations involving parameter variation and comparative studies. Nevertheless, we are confident that the consistency and accuracy of the results obtained for this system, as summarized in Table 2 and Figure 6 and Figure 7, validate and support our proposed framework.
A detailed examination of Figure 6 demonstrates that its structure closely aligns with results previously reported in the literature for QTMs operating under the Otto cycle with quantum systems as working media. Several studies present graphical representations equivalent to Figure 6, where the energies are plotted as functions of a parameter equivalent to the compression ratio [25,37,38,39,40]. This agreement not only validates the correctness of our model but also reinforces the robustness of the theoretical framework adopted in this work.
However, it is important to emphasize that Figure 6 alone does not reveal the full set of thermodynamic behaviors that the same quantum working medium can exhibit. Specifically, it does not provide sufficient information about the existence, limits, and characteristics of the other QTMs that can be constructed from the same working medium.
This limitation is overcome by the introduction of Figure 7, which substantially expands the scope of information available. Unlike Figure 6, Figure 7 displays the efficiencies of all QTMs associated with the different operational regions and subregions of the working medium. This graphical representation clearly highlights the variety of possible machine designs, making explicit the transitions between them as the control parameter, , varies.
To the best of our knowledge, there is no equivalent figure in the existing literature that consolidates, in a single plot, both the efficiency curves and the comprehensive classification of QTMs based on the same working medium. Therefore, Figure 7 provides an unprecedented perspective that significantly enhances the understanding of the thermodynamic potential of quantum systems. It allows for the identification of operational boundaries, the recognition of the conditions under which each machine operates optimally, and the exploration of transitions between different operational modes—an analysis that is not accessible through the standard efficiency plots typically found in previous studies.
The theoretical insights presented here gain further relevance when considered alongside experimental advances. A laser-cooled ion, confined within the combined electrostatic harmonic potential of a Paul trap and the sinusoidal potential of an optical lattice, serves as an example of an experimental platform for implementing quantum refrigerators, heaters, and engines [22]. Nuclear magnetic resonance (NMR) has emerged as a reliable experimental platform for the realization and investigation of quantum thermal machines, enabling the implementation of heat engines, refrigerators, and protocols exploring energy fluctuations and quantum thermodynamic relations [41]. Our findings suggest that new directions, still at the classical–quantum interface, may be explored to advance and refine studies in quantum thermodynamics, particularly concerning QTMs. For example, the quantum thermal damper (QDP) and the quantum heating optimizer (QHO) are novel proposed QTM configurations. To the best of our knowledge, no experimental realizations have been reported so far. Nonetheless, both represent physically consistent and thermodynamically sound operational modes, which are potentially implementable in specific quantum platforms.
In this regard, Ref. [42] presents a study of quantum Otto engines with spatial curvature dependence, using a quantum harmonic oscillator on a circle as the working substance. Our work could contribute to this line of research, as the different regimes analyzed here could also be explored within that context. Furthermore, it would be particularly interesting to investigate how these regimes are modified through the manipulation of parameters such as the curvature of the ring and the oscillator frequency, or even through the inclusion of a magnetic flux.
Complementarily, Ref. [43] theoretically examines a quantum heat engine (QHE) based on the quantum Otto cycle (QOC), employing a spin–star–chain system model as the working fluid. This system consists of a central atom interacting with multiple Heisenberg spin chains. The study considers three distinct configurations of the working fluid—X, XX, and XYZ—evaluating the work output and heat exchange in each case. The results indicate that the X configuration exhibits the highest efficiency among the three. Moreover, an increase in the relative frequency of the central atom enhances the efficiency in all configurations, although none reaches the ideal Carnot efficiency. By analyzing the plots of work, absorbed heat, and released heat presented in the study, one can identify all the configurations discussed here. This suggests that a further investigation could not only provide a unified description of these regimes but also propose strategies to tune different thermal machines by manipulating the relevant parameters of the systems under consideration.
In Ref. [39], the performance of quantum heat engines of the Otto and Carnot types is compared using a two-spin Heisenberg system as the working substance. The study analyzes how interactions such as Dzyaloshinsky–Moriya and dipole–dipole, as well as the presence of an external magnetic field, affect work extraction and heat exchange in four-stroke thermodynamic cycles. The results show that the Carnot cycle generally produces more useful work than the Otto cycle and that the laws of thermodynamics are upheld. The study also identifies the operational conditions corresponding to different modes of operation, such as engine, refrigerator, and heater. Moreover, all the regimes discussed here can be explored within the context of this work as well as the transitions between them through the manipulation of the parameters involved in this system.
In Ref. [40], an operational regime characterized by , and is described. This set of signs indicates a passive device that dissipates energy rather than a traditional heat engine. It can be interpreted as a heat dissipator with externally applied work, or as a system that performs no useful work, does not transfer heat from a cold to a hot reservoir—as in a refrigerator—and does not convert heat into work—as in a heat engine (see Appendix A). In other words, it is a system that consumes work and releases heat to two thermal reservoirs without any apparent benefit. In addition to this case, the operational regimes of engine, heater, and refrigerator are also described. This is also an example in which a more in-depth study can be conducted in light of what we propose here, since the necessary ingredients for such an investigation are present. A similar situation occurs in Refs. [44,45], and this can also be found in several previous studies involving quantum thermal machines, considering only the thermal reservoirs involved.
It is worth highlighting that the framework developed in this study is applicable to a wide range of quantum systems, including those whose dynamics are governed by advanced quantum control protocols. For instance, the quantum system explored in Ref. [46] can be naturally interpreted as the working medium of a QTM, while each of the four distinct nonequilibrium protocols, optimized to enhance performance in quantum thermal tasks, corresponds to a possible thermodynamic cycle. This approach not only determines whether the quantum system can indeed function as a working medium but also enables a rigorous assessment of its performance based on the general efficiency expressions developed here. Such an analysis may offer an alternative perspective on the results reported in Ref. [46], particularly in evaluating whether the protocol identified as the most efficient is consistent with the thermodynamic boundaries and operational limits established in this work.
4. Conclusions
This study introduces an innovative framework for analyzing QTMs by distinguishing the different ways in which a working medium exchanges energy with , , and the external environment. It defines the concept of an operational region and proposes new designs of QTMs, including the QDP, QHO, and QLL, which naturally emerge from a detailed analysis of each region. In addition to expanding theoretical perspectives, this work introduces a standardized classification scheme for QTMs, providing a cohesive nomenclature and operational framework that may serve as a foundation for future research and practical implementations.
Our theoretical analysis of previously known QTMs highlights their strong agreement with established predictions, reinforcing the validity and applicability of our framework.
A particularly significant result is the reclassification of the laser. Rather than being considered a QEN, we propose it as a distinct QTM operating in the OutTransfers’OR. Furthermore, results obtained for two-level quantum systems—especially those involving an electron in a quantum ring operating under an Otto cycle—illustrate the robustness of our approach. We identified a broad spectrum of possible QTMs, each exhibiting unique properties and operational efficiencies.
We believe this work makes important contributions to the field of quantum thermodynamics by expanding theoretical insight and opening new avenues for technological development. The proposed classification scheme also brings clarity and cohesion to an area where previous nomenclatures and operational definitions lacked standardization. The framework developed here supports researchers in analyzing quantum systems with tunable parameters across different operational regimes without the need to design new configurations from scratch [22,37,38,40,44].
Correctly identifying all operational modes of a QTM under investigation is crucial, as it ensures that no regime is overlooked. This, in turn, enhances our understanding of their physical behavior and broadens their range of applications. The ideas presented here may also inspire similar investigations in nonequilibrium thermodynamic systems [46,47], as well as in quantum systems operating either in coherent regimes [48,49] or in those vulnerable to decoherence [50]. In these contexts, parameter tuning could reveal new operational states and transitions.
Moreover, these methods could be extended to investigate regimes beyond that of a finite-time, non-regenerative quantum Stirling-like cycle functioning as a heat engine [51], paving the way for a deeper understanding of the dynamics and thermodynamic behavior of quantum machines.
In future studies, we plan to explore how parameter variations can further optimize the proposed QTMs, enhancing the connection between theoretical predictions and practical implementation in quantum devices.
Author Contributions
Conceptualization, A.D.L.; methodology, A.D.L. and C.F.; validation, C.F. and M.R.; investigation, A.D.L., C.F. and M.R.; writing—original draft preparation, A.D.L.; writing—review and editing, C.F. and A.D.L.; visualization, M.R.; supervision, C.F.; funding acquisition, C.F. and M.R. All authors have read and agreed to the published version of the manuscript.
Funding
This work was partially supported by the Brazilian agencies CNPq and FAPEMIG: C. Filgueiras and M. Rojas acknowledge FAPEMIG Grant No. APQ 02226/22. C. Filgueiras acknowledges CNPq Grant No. 310723/2021-3 and M. Rojas acknowledges CNPq Grant No 317324/2021-7.
Data Availability Statement
No new data were created or analyzed in this study.
Conflicts of Interest
The authors declare no conflicts of interest.
Abbreviations
The following abbreviations are used in this manuscript:
| 2Acquirers’OR | Bi-Acquirers’ Operational Region |
| OutTransfers’OR | Outside Transfers’ Operational Region |
| Pumpers’OR | Thermal Pumpers’ Operational Region |
| QCO | quantum cooler |
| QDP | quantum thermal damper |
| QEN | quantum thermal engine |
| QHO | quantum heating optimizer |
| QHP | quantum heat pumper |
| QHT | quantum heater |
| QLL | quantum thermal laser-like |
| QRE | quantum refrigerator |
| QTM | quantum thermal machine |
| TR | thermal reservoir |
Appendix A. Forbidden Operational Regions
From Figure 1a, eight possible configurations arise for a system operating between two thermal reservoirs. Among them, three correspond to valid thermal machine designs, which are analyzed in detail in the main text.
This appendix presents and analyzes the remaining five configurations, illustrated in Figure A1, which fail to define valid operational regions for a working medium. These configurations violate either the second law of thermodynamics (Figure A1a–c) or the first law of thermodynamics (Figure A1d,e) when considering a closed thermodynamic cycle.
Figure A1.
The five configurations that do not define operational regimes for thermal machines. Configurations (a–c) violate the second law of thermodynamics. Configurations (d,e) violate the first law.
Appendix A.1. Violations of the Second Law
Figure A1a–c represent configurations that contradict the second law of thermodynamics, whether in the Clausius or Kelvin–Planck formulations.
- (a)
- The system absorbs energy from the cold reservoir () and releases energy to the hot reservoir () while simultaneously generating energy to the external environment. This configuration leads to a spontaneous transfer of energy from cold to hot, coupled with external energy generation, without any external compensation—a direct violation of the Clausius statement of the second law.
- (b)
- In this case, the system absorbs energy from both reservoirs ( and ) and generates to the external environment without releasing any energy back to either reservoir. This process violates the Kelvin–Planck statement by proposing the full conversion of thermal energy into external energy, which is thermodynamically impossible for any machine operating between two reservoirs.
- (c)
- The system releases energy to both reservoirs ( and ) while simultaneously receiving energy from the external environment. This scenario is analogous to a device that, powered solely by external energy, heats both reservoirs—including the hot one—without generating entropy or any other compensating mechanism. Such a cyclic process is thermodynamically forbidden.
Appendix A.2. Violations of the First Law
Figure A1d,e clearly violate the first law of thermodynamics, which is the thermodynamic formulation of the conservation of energy.
- (d)
- The system absorbs energy from , from , and simultaneously receives from the external environment. However, it does not release any energy to balance the total input, resulting in a clear violation of energy conservation.
- (e)
- The system releases energy to , to , and simultaneously generates to the external environment without receiving any incoming energy. This also constitutes a direct violation of the first law.
In summary, among the eight conceivable configurations for a system operating between and , only three satisfy both the first and second laws of thermodynamics and thus represent physically admissible thermal machine designs, as discussed in the main text. The remaining five configurations, illustrated in Figure A1, are thermodynamically forbidden and do not define any valid operational regime for a thermal machine.
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