A Reward-and-Punishment-Aware Incentive Mechanism for Directed Acyclic Graph Blockchain-Based Federated Learning in Unmanned Aerial Vehicle Networks

The integration of unmanned aerial vehicles (UAVs) and Federated Learning (FL) enables distributed model training while preserving data privacy. To overcome the challenges caused by centralized and synchronous model updates, we integrate Directed Acyclic Graph (DAG) blockchain-based FL into UAV networks. In this decentralized and asynchronous framework, UAVs can independently and autonomously participate in the FL process according to their own requirement. To achieve the high FL performance, it is essential for UAVs to actively contribute their computational and data resources to the FL process. However, it is challenging to ensure that UAVs consistently contribute their resources, as they may have a propensity to prioritize their own self-interest. Therefore, it is crucial to design effective incentive mechanisms that encourage UAVs to actively participate in the FL process and contribute their computational and data resources. Currently, research on effective incentive mechanisms for DAG blockchain-based FL framework in UAV networks remains limited. To address these challenges, this paper proposes a novel incentive mechanism that integrates both rewards and punishments to encourage UAVs to actively contribute to FL and to deter free riding under incomplete information. We formulate the interactions among UAVs as an evolutionary game, and the aspiration-driven rule is employed to imitate the UAV’s decision-making processes. We evaluate the proposed mechanism for UAVs within a DAG blockchain-based FL framework. Experimental results show that the proposed incentive mechanism substantially increases the average UAV contribution rate from $77.{04}_{\pm 0.84}\%$ (without incentive mechanism) to $97.{48}_{\pm 1.29}\%$. Furthermore, the higher contribution rate results in an approximate 2.23% improvement in FL performance. Additionally, we evaluate the impact of different parameter configurations to analyze how they affect the performance and efficiency of the FL system.