Abstract
This paper presents three novel sufficient and necessary conditions for the admissibility of singular fractional-order systems (FOSs), a stabilization criterion, and a solution algorithm. The strict linear matrix inequality (LMI) stability criterion for integer-order systems is generalized to singular FOSs by using column-full rank matrices. This admissibility criterion does not involve complex variables and is different from all previous results, filling a gap in this area. Based on the LMIs in the generalized condition, the improved criterion utilizes a variable substitution technique to reduce the number of matrix variables to be solved from one pair to one, reflecting the admissibility more essentially. This improved result simplifies the programming process compared to the traditional approach that requires two matrix variables. To complete the state feedback controller design, the system matrices in the generalized admissibility criterion are decoupled, but bilinear constraints still occur in the stabilization criterion. For this case, where a feasible solution cannot be found using the MATLAB LMI toolbox, a branch-and-bound algorithm (BBA) is designed to solve it. Finally, the validity of these criteria and the BBA is verified by three examples, including a real circuit model.
1. Introduction
Fractional-order systems (FOSs) have attracted a wide range of attention in recent years from an application point of view, since many physical systems can be described concisely and accurately in terms of FOSs [1,2]. In fact, physical systems with properties such as viscoelasticity and memory can be modeled succinctly and accurately using FOSs, such as inverted pendulums with viscoelastic solution joints [3], circuits containing super capacitors [4,5], and cement-based materials [6]. In addition, FOSs have also been successfully applied in image processing tasks, such as edge detection and image enhancement, due to their superior ability to capture fine-scale variations and long-range dependencies [7]. Thanks to the great efforts of researchers, many valuable results have been obtained for stability analysis [8] and controller synthesis [9,10,11] of FOSs.
Stability is a fundamental issue in control theory [12,13,14,15,16]. One of the most famous conditions for the stability of integer-order systems (IOSs) is the Lyapunov stability theorem. While extensive research has been conducted on the stability analysis of IOSs [17,18,19], the studies on FOSs remain relatively limited. Matignon [20] first provided stability criteria from a frequency domain perspective. However, the research results in [20] lack a systematic approach to addressing FOS stability issues and are limited to stability analysis rather than control applications. Since the early 1960s, the linear matrix inequalities (LMIs) approach has been instrumental in control theory, primarily since many control-related problems can be formulated as convex optimization problems involving LMIs [21]. Considering that the concavity and convexity of the stability region of fractional-order systems varies with the order belonging to different intervals, researchers have classified the order of FOSs into two primary ranges: and [22,23]. There are many results for FOSs for both of these cases. Among them, refs. [24,25] give stability criterion using one and two complex variables, respectively. Farges et al. [26] simplified the programming by reducing the number of solved complex variables from two to one of the criterion in [25] to one. However, the above results [24,25,26] involve complex variables, which cause difficulties in solving feasible solutions and controller design. Many open problems still remain in the stability analysis and controller synthesis of singular FOSs. In particular, some methods require too many decision variables [27,28], while others lead to LMI conditions containing equality constraints [29,30], both of which cause difficulties in solving feasible solutions. For example, Theorem 1 in [29] is an admissibility criterion that generalizes a related result for systems of integer order to systems of singular fractional order, but it contains a non-strict LMI that cannot be solved directly using the LMI toolbox. These limitations make these criteria too complex to be used directly in controller design. Specifically, ref. [28] makes assumptions about the form of the variables in the controller design, thus introducing conservatism. Furthermore, the results in [31,32] were in the bilinear matrix inequality form, which is more complicated to solve. None of the matrix inequalities in Theorem 3 in [31] and Theorem 2 in [32] are linear and similarly cannot be solved directly using the LMI toolbox. To eliminate these drawbacks, some results have been proposed for the synthesis of state feedback controllers in the form of LMI based on matrix singular value decomposition [33]. However, the results presented in [33] only provide sufficient conditions. For singular FOSs of the order belonging to , refs. [34,35] provided design methods for state feedback controllers and state output feedback controllers, respectively. Nevertheless, refs. [34,35] focused only on the stability problem rather than the broader admissibility problem and provided results under the assumption that singular FOSs are regular, which is not always the case. In recent years, some results using strict LMIs have been reported for solving control problems of various types of FOSs. In [4], the problem of the stability and robust stabilization of FOSs is investigated and an approach using strict LMIs with minimal decision variable is proposed. In [5,36,37,38], control methods for singular FOSs are also proposed, including state feedback control, derivative feedback control, and control. For , Zhang et al. [39] proposed a unified framework for singular FOSs.
The above discussion motivates us to focus on the issues of admissibility and stabilization of singular FOSs. First, the strict LMI criterion for IOSs in [18] is generalized to the case of singular FOSs, enriching the results of the admissibility criteria for singular FOSs. Subsequently, the number of matrices to be solved in the LMI criterion is reduced from a pair to only one, and the solution is simpler and clearer with more efficient and critical results. In addition, in the column-full-rank matrix-based stabilization criterion, bilinear constraints arise that cannot be solved directly using the LMI toolbox in MATLAB R2024a. In this regard, a Branch-Bound Algorithm (BBA) is designed to solve the bilinear problem encountered in the design of state feedback controllers. The main contributions are summarized as follows:
- (1)
- The proposed admissibility criteria are different from all existing criteria. Extending the results of [18] from IOSs to singular FOSs with order further enriches the theory of admissibility analysis. Moreover, unlike the method in [28], which requires numerous decision variables, the proposed criterion involves only a single LMI variable, thereby reducing computational complexity.
- (2)
- These criteria provide several advantageous characterizations of existing results. The proposed approach avoids the use of complex variables [24,25,26], making it well-suited for handling eigenvalues of system matrices with positive real parts. It also eliminates the need for a large number of LMI variables [27] and does not include equality constraints [29,30], thereby facilitating both controller design and numerical implementation.
- (3)
- For bilinear matrix inequalities that cannot be directly solved using the LMI toolbox [31,32], the proposed BBA provides an effective approach of obtaining feasible solutions and facilitates the design of state feedback controllers. In addition, the algorithm features low computational complexity and achieves high efficiency in solving feasible solutions.
The paper is organized as follows: The foundational results needed for the analysis are provided in Section 2. Section 3 details the main findings related to singular FOSs. Section 4 validates these results with computational examples. In conclusion, Section 5 presents final remarks and highlights the main contributions.
2. Problem Statements and Preliminaries
Notations: A matrix is a complex matrix of dimension , while indicates a real matrix of the same size. A complex number is expressed as , where and refer to the real and imaginary parts of , respectively, and is the imaginary unit. The identity matrix of an appropriate dimension is denoted by I. The notation () implies that all eigenvalues of the matrix X are negative (positive). The conjugate transpose of X is represented by , and the standard transpose by . The symmetric part of X, defined as , is abbreviated as , and the anti-symmetric part of X, defined as , is abbreviated as . The symbol denotes the Kronecker product of the matrices X and Y. Given a fractional order , let , where and .
Consider the following singular fractional-order linear system:
where is the state vector; is the fractional order; and represent the known matrices; and signifies a singular matrix with a rank of m, where m is less than n. The symbol is the fractional differential operator of order of , defined using Caputo derivative as follows:
where k is an integer satisfying , is Euler Gamma function:
The Caputo definition is used here and throughout the paper since its Laplace transform permits the use of classical initial values of whole-order derivatives with a clear physical interpretation.
In the case of , system (1) reduces to
For the given system (2), there exist dimensional real invertible matrices G and W satisfying
Before deriving the admissibility criterion, we first present the following definitions and lemmas.
Lemma 1
([5]). A sufficient and necessary condition for the system (2) to be impulse-free is that the matrix is non-singular.
Lemma 2
([5]). The system described in (2) is admissible if and only if the following statements hold, respectively:
- (1)
- for , there exist dimensional real square matrices X and Y such that
- (2)
- for , there exist dimensional real square matrices X and Y, and the dimensional real matrix Q, such thatwhere , the function returns the standard orthogonal basis of the zero space. The definition of the matrix S, which appears later in this paper, remains the same and will not be repeated.
Lemma 3
Lemma 4
([39]). Given an complex matrix Z,
if and only if
or
where the real and imaginary parts of Z are X and Y, respectively.
3. Main Results
3.1. Novel Admissibility Conditions for Singular FOSs
This section introduces new admissibility criteria based on LMIs.
Theorem 1.
In the case of , the system described in (2) is admissible if and only if there exist the dimensional symmetric real matrix P and dimensional anti-symmetric real matrix Q that satisfy the following LMIs:
Proof. (Sufficiency)
There exist reversible matrices G and W satisfying inequality (3). Decompose the matrix as
Let
Then, Suppose that inequalities (6) and (7) hold. Let
Multiplying the 1-1 block in (6) by on the left side and on the right by its transpose yields
where ∗ is the entries that are not relevant in the following discussion. Thus, , i.e., is a non-singular matrix. According to Lemma 1, system (2) is regular and impulse-free. The next step involves demonstrating the stability of system (2). Let be the generalized eigenvalue of system (2) and be the eigenvector corresponding to , i.e.,
By pre-multiplying Equation (7) by and post-multiplying by its conjugate transpose, the following result is obtained:
For , there are and . System (2) is stable when (with in the case that ). Thus, only the case is considered. In this scenario, . Let By applying Lemma 4, inequality (6) is equivalent to
and
By pre- and post-multiplying inequalities (12) and (13) and the 1–1 block in inequality (6) with and its conjugate transpose, respectively, we obtain the following three results:
These expressions compactly illustrate that and are all positive definite, thereby establishing the desired inequality conditions. The following discussion is categorized based on the comparison of with zero.
- (1)
- (2)
- Case 2: . By the definition of b, it follows that .
- (i)
- (ii)
- (iii)
(Necessity) Suppose that system (2) is admissible. According to the property of a block matrix, there exist invertible matrices satisfying the following conditions:
as well as
According to Lemma 3, there exist matrices and that satisfy the inequalities (4) and (5). Set
Then,
From inequalities (4), (5), and (23), inequality (6) holds. Meanwhile,
which shows that inequality (7) holds. □
Remark 1.
Theorem 1 extends the admissibility criterion for singular IOSs established in [18] to singular FOSs in the interval using minor LMI variables. For conventional linear systems ( and ), conditions (6) and (7) reduce to the well-known condition that the matrix A is Hurwitz: there exists a matrix such that .
According to Theorem 1, by setting and , an admissibility criterion using only one LMI variable can be obtained.
Corollary 1.
In the case of , the system described in (2) is admissible if and only if there exists the dimensional real matrix X that satisfies the following LMIs
Remark 2.
Corollary 1 is derived from a strict LMI-based criterion that eliminates the need for equality constraints and avoids the introduction of redundant decision variables. This simplification enhances computational efficiency and leads to more practical and fundamental results.
Remark 3.
While Theorem 1 provides necessary and sufficient conditions for determining the acceptability of the system (2), it suffers from the disadvantage that it involves bilinear matrix inequalities, which complicates the design of the controller. The following result addresses this limitation by introducing a matrix Q that linearizes the nonlinear term associated with A in Theorem 1.
Theorem 2.
In the case of , the system described in (2) is admissible if and only if there exists the dimensional symmetric real matrix P, dimensional anti-symmetric real matrix Q, and dimensional real matrix H that satisfy the following LMIs:
Proof. (Sufficiency)
There exist reversible matrices G and W satisfying inequality (3). Then, the 1-1 block in (26) becomes
where G and S satisfied (8) and (9); . Thus, is a non-singular matrix, i.e., is a non-singular matrix. According to Lemma 1, system (2) is regular and impulse-free. Subsequently, from the stability analysis presented in the sufficiency proof of Theorem 1, it follows that the satisfaction of inequalities (26) and (27) establishes the stability of the system. Thus, the system (2) is proved to be admissible since it is regular, impulse-free, and stable.
Remark 4.
The stability of FOSs refers to the convergence of the state to the equilibrium point as for any initial condition . Due to the difference in the stability regions, it is impossible to apply the stability criterion for IOSs (i.e., the Lyapunov stability theorem) to FOSs in a direct way. For the stability of FOSs, Matignon proposed a first criterion that relates the stability of a fractional-order system to the position of the eigenvalues of the system matrix in the complex plane. This is a stability criterion given from the perspective of the frequency domain, and it is not possible to use a computer to systematically determine the stability of a fractional-order system. For the admissibility of singular fractional-order systems, Theorem 1, Corollary 1, and Theorem 2 are all strict LMI criteria from a time-domain perspective, which can be used to easily find feasible solutions using the MATLAB LMI toolbox.
Remark 5.
For and , one obtains for Theorems 1 and 2. In this case, the LMI conditions given in Theorems 1 and 2 all reduce to the LMI conditions provided in Lemma 3. For , the singular FOSs reduces to the singular IOSs. Thus, Theorem 1, Corollary 1, and Theorem 2 extend the Lyapunov stability theorem from the normal IOSs to the singular FOSs of order .
3.2. Novel Stabilization Conditions for Singular FOSs
Consider the state feedback controller given by
Applying the controller in (29) to system (1) yields the following closed-loop singular FOS
Remark 6.
Considering the closed-loop singular FOS (30) and applying Theorem 2 in conjunction with Remark 5, the desired results are obtained immediately.
Theorem 3.
In Theorem 3, the feedback gain K is coupled to and , respectively. This means that Theorem 3 contains bilinear terms; it cannot be solved directly using the LMI toolbox. Therefore, a BBA is employed to determine the control system parameters , and K, subject to the conditions of LMIs (32) and (33). First, the variables M and N are introduced to linearize the bilinear term in Equations (32) and (33), yielding relaxation LMIs (34) and (35):
Then, solving LMIs (34) and (35) using the MATLAB LMI toolbox yields the initial values of , and N. Afterwards, the initial value of K is obtained via Equation (36):
Since the required feasible solutions , and K need to satisfy the Equations (32) and (33), only the inequalities (37), (38), and (39) need to be considered:
as well as
where is the total number of iterations. The implementation of the BBA is shown in Figure 1. The process operations in Figure 1 are explained in Table 1.
Figure 1.
Flowchart of BBA.
Table 1.
Description of the operation of the BBA.
Remark 7.
The proposed algorithm solves an LMI problem in each iteration, with computational complexity primarily determined by the dimensions of the matrix variables. It involves a two-level iterative process: the outer loop updates and H, while the inner loop adjusts the feedback gain K via step size control. The overall complexity is approximately . For high-dimensional systems or slow convergence, the computational burden increases significantly. Numerical stability may be affected by matrix inversion and eigenvalue computations, especially near-singular matrices or eigenvalues close to zero. Proper step size selection and termination criteria are essential. Robustness can be enhanced by introducing constraints, such as bounding the spectral radius of P.
4. Numerical Examples
Numerical examples are provided to verify the results presented in Section 3. These examples serve to confirm the theoretical findings and demonstrate their validity under various conditions.
Example 1.
Set the parameters of System (2) as and
It has been verified that , indicating that the system in Example 1 is regular. The degree of , given by , implies that the system in Example 1 is impulse-free. The roots of the characteristic polynomial are . All roots satisfy the stability condition , which confirms the stability of the system in Example 1. Therefore, the system in Example 1 is admissible. Set . Solving the LMIs (6) and (7) yields the following feasible solutions:
Solving the LMIs (24) and (25) yields the following feasible solution:
The feasible solutions obtained by solving the LMIs in (26) and (27) are as follows:
The state responses of the system in Example 1 are shown in Figure 2, which shows that the system is admissible and its state tends to zero.
Figure 2.
Responses of the system states for as shown in Example 1.
As a comparison, for the parameters of the singular FOS in Example 1, the feasible solution is solved using the method shown in Theorem 2 in [31]. It is not possible to define complex variables directly in MATLAB, so it is necessary to use two real variables to define the complex variable X in programming, which increases the programming difficulty. In addition, set . Solving the LMIs of Theorem 2 in [31] yields feasible solutions as follows:
It can be seen that the order of magnitude of the feasible solutions obtained is bad, while the order of magnitude of the solutions obtained using our approach is valid.
Example 2.
Set the parameters of System (2) as , and
Similar to the calculations in Example 1, it is verified that the system in Example 2 is regular and impulse-free when . However, the system is unstable, indicating that it is not admissible. Set and the spectral radius of the matrix P is . According to the BBA shown in Figure 1, the feasible solutions are obtained as:
The proposed BBA was implemented and executed in MATLAB R2024a on a laptop equipped with an Intel(R) Core(TM) i5-8250U CPU @ 1.60GHz (1.80GHz turbo). The execution time for a single run of the algorithm was approximately 0.0289 s, indicating that the method is computationally efficient and suitable for real-time or iterative design applications in low-dimensional systems. As shown in Figure 3, although the open-loop singular system is unstable, the state feedback controller (29) can be employed to stabilize the closed-loop system.
Figure 3.
Responses of the close-loop system states as shown in Example 2.
Remark 8.
Example 2 can be solved for admissibility and stabilization singular FOSs of an order between via strict LMI frameworks. Referring to Table 2, our approaches involve fewer real decision variables and remove the equality constraints, which makes it easy to solve for the decision variables. Overall, from the comparison in Table 2, our results outperform the existing ones.
Table 2.
Comparison of the proposed approaches with existing results for FOSs.
Example 3.
Consider electrical circuit from [5] shown in Figure 4. It includes resistor R; capacitors in the supercondensator; and source voltages and , where the relationship between current and charge in a capacitor can be modeled succinctly and accurately using a fractional-order system. Specifically, let the current in the supercondensator with the capacity C be the α order derivative of its charge
Taking into account that , we obtain
The electrical circuit the equations are as follows:
Figure 4.
Electrical circuit illustration of Example 3.
Let and ; the system can be readily verified to be regular, impulse-free, and unstable. Set and the spectral radius of the matrix P is . According to the BBA shown in Figure 1, the feasible solutions are obtained as:
Using the and commands, we know that the program runs in 0.0311 s. The running time is also very short for similar reasons as in Example 2. Involving the gain matrix K obtained using the BBA shown in Figure 1, the state responses of the closed-loop system in Example 3 are shown in Figure 5. It is clear that while the open-loop singular system is unstable, the closed-loop singular system is admissible.
Figure 5.
Responses of the close-loop system states as shown in Example 3.
5. Conclusions
In this paper, we study the admissibility criterion and stabilization criterion for fractional-order singular FOSs in a class of intervals . The successful generalization of the strict LMI stability criterion for IOS to FOSs has never been reported before, enriching the results of the admissibility criteria. The improved criterion that involved only one matrix variable reflects the admissibility of singular FOSs more essentially and simplifies the programming. The designed BBA effectively solves the bilinear constraints that are difficult to solve for feasible solutions with the MATLAB LMI toolbox and facilitates the synthesis of state feedback controllers. For the singular FOSs in this paper, our future work is to propose a robust stabilization criterion based on the method in this paper.
Author Contributions
Methodology, software, validation, data curation, writing-original draft, writing—review and editing, and visualization, X.W.; conceptualization, formal analysis, and writing—review and editing, X.Z.; formal analysis, validation, and funding acquisition, Q.-G.W.; and visualization supervision, and funding acquisition, D.B. All authors have read and agreed to the published version of the manuscript.
Funding
This work was supported in part by the National Natural Science Foundation of China under Grant 62103093, the National Key Research and Development Program of China under Grant 2022YFB3305905, the National Natural Science Foundation of China under Grant 62373060, and the BNU Talent seed fund and the Guangdong Provincial Key Laboratory of IRADS (2022B1212010006).
Data Availability Statement
No new data were created or analyzed in this study. Data sharing is not applicable to this article.
Conflicts of Interest
The authors declare no conflicts of interest.
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