Abstract
In the present paper, we discuss a Schrödinger–Kirchhoff equation involving the
-Laplacian in the entire space
. The primary focus of this article is on subcritical and critical nonlinearities. We deduce the existence of solutions by employing the mountain pass theorem in two distinct scenarios. Firstly, we discuss the equation when the potential function satisfies a weaker condition in the subcritical case. Secondly, we address the lack of compactness in the critical case without utilizing the concentration compactness principle.
Keywords:
Schrödinger–Kirchhoff equations; p(x)-Laplacian; critical nonlinearities; variational methods MSC:
35J50; 35R11; 35D30; 46E35
1. Introduction
Over the past few decades, Kirchhoff problems have emerged in various models of physical and biological systems. Specifically, Kirchhoff, in [1], proposed the following model:
where the constants
,
,
, e, and L represent some specific physical meanings. Kirchhoff model is a generalization of the classical d’Alembert wave equation. The classical Schrödinger equation is one of the most fundamental equations in quantum mechanics, which profoundly reveals the laws of motion of microscopic particles in space and time. Recently, the focus of attention has been on the study of the following Schrödinger equation:
where V represents the potential function and
satisfies some suitable assumptions as detailed in [2,3]. The Schrödinger–Kirchhoff equation not only has wide applications in physics but also appears in many models of biological systems. Since its introduction, various forms of the Schrödinger–Kirchhoff equation have been formulated, and the existence of solutions was extensively studied mainly using critical point theory [4,5,6,7,8,9,10,11,12].
The
-Laplacian is a generalization of the p-Laplacian, which itself is a generalization of the Laplacian. It not only has many important applications for electrorheological fluids and image processing but also presents mathematical challenges, such as inhomogeneity. In [13], Cammaroto and Vilasi investigated the following Schrödinger–Kirchhoff equation involving the
-Laplacian:
where
,
are real parameters. The multiplicity results are obtained based on the variational approach and the range of the parameters. Xie and Chen [14] derived the existence of multiple solutions for a Schrödinger
-Laplacian equation utilizing Morse theory and minimax methods. For additional details and recent works, refer to [15,16,17,18,19,20,21,22].
Currently, the critical exponent problem is a focal area of ongoing research, attracting considerable attention from scholars. It is worth stressing that critical nonlinearity will bring the difficulty of lack of compactness to elliptic equations. In [23], Fu and Zhang first proved that the concentration compactness principle (CCP) applies in the case of the
-Laplacian. Building upon these pivotal results, Zhang and Qin [24] focused their attention on the following critical Choquard–Kirchhoff problem with variable exponents:
where
is a Kirchhoff function, F is the primitive of f, and
is the critical Sobolev exponent. In addition, the existence results for Schrödinger
-Laplacian equations with a concave–convex term and critical growth were investigated in [25,26], respectively, by using the CCP in the context of weighted variable-exponent Sobolev spaces. For additional insights into critical exponent problems, please refer to [27,28,29,30,31,32,33,34,35,36,37]. Notably, Fan [36] derived some innovative results regarding the fractional Choquard–Kirchhoff equation
where
, with
and
, and where
are constants. In the critical case, the author studied the mountain pass level and established the existence of a solution by comparing the zeros of certain functions, rather than relying on the CCP.
To our knowledge, however, the findings pertaining to Schrödinger–Kirchhoff equations involving the
-Laplacian in the entire space
remain relatively scarce. Inspired by the aforementioned literature, this paper delves into the following problem:
where
and
with
for each
. M is a Kirchhoff function,
is a potential function,
is a parameter, and
is a Carathéodory function. The operator
represents the
-Laplacian, which is defined by
First, we will introduce some notations. For any function
, we denote
and
Throughout this article,
denotes the critical exponent. Next, we consider the Kirchhoff function M that satisfies the following condition:
- (M1)
- , and there exists a constant such that .
- (M2)
- There exists satisfying for each , where .
A classic example of a Kirchhoff function is given by
, where
and
. In order to overcome the lack of compactness when studying an elliptic equation in
, various methods can be employed, such as the weighting method [16], the radially symmetric method [24] and the method where the potential is coercive [22]. In this work, we assume the following conditions on the potential function V:
- (V1)
- . Moreover, there exists such that and .
- (V2)
- satisfies , and for every , .
It is important to note that condition (V1) is less stringent than (V2), and consequently, it fails to ensure the compact embedding of the Sobolev space into the Lebesgue space. This limitation precludes the application of standard critical point theory. Inspired by Ding [6] and Guo [8], who dealt with the Schrödinger equation, we will discuss the problem
for the subcritical case with condition (V1) and study the problem
for the critical case with condition (V2). Our primary analytical tool will be the mountain pass theorem. Compared to [6,8], the variable exponent we deal with is more complex. In addition, we address the lack of compactness in the critical case without using the CCP, which is different from the work of [23,24]. Now, we present the following hypotheses on
.
- (H1)
- There exist and such thatwhere and .
- (H2)
- as uniformly in .
- (H3)
- uniformly in .
- (H4)
- There exists such thatwhere .
- (H5)
- , where .
Our main results are stated as follows.
Theorem 1.
Suppose that conditions (M1)–(M2), (V1), and (H1)–(H4) hold. Then, equations
possess a weak solution for sufficiently large
.
Theorem 2.
Suppose that conditions (M1)–(M2), (V2), and (H5) hold. Then, there exists
such that for any
, the equations
possess at least one weak solution.
2. Preliminaries
In this section, we review some known results of corresponding function spaces and propose a functional framework related to problems
.
Let
be the space of all measurable functions. Subsequently, for each
, we define the Lebesgue space with a variable exponent as
which is a reflexive and separable Banach space (see [15]) with the Luxemburg norm
Lemma 1
([15]). Suppose that the modular
,
. Then, we have the following:
(i)
if and only if
;
(ii)
;
(iii)
(iv)
;
(v)
Lemma 2
([38]). The space
is conjugate space of space
, where
is the conjugate function of
. Let
Then, Hölder’s inequality holds, that is,
for any
.
Remark 1.
Assume that the function
and
for any
. Then, there exists a continuous embedding
. Furthermore, the embedding is compact.
The variable-exponent Sobolev space is given by
endowed with the norm
For the potential term V, we define the linear subspace as
with respect to the norm
where
Both
and
are separable and reflexive Banach spaces (see [38]). From Proposition 2.1 in [17], we have the following connection between the modular
and norm
.
Lemma 3.
Suppose that
. Then, we derive the following:
(i)
if and only if
;
(ii)
;
(iii)
;
(iv)
;
(v)
By analogy to the proof of Lemma 2.6 in [17], we present the following embedding results.
Theorem 3.
Let
and
with
for each
. Assuming that condition (V1) holds and that
for any
, the embedding
is continuous. That is, there are constants
such that
Moreover, if condition (V2) holds, E is continuously embedded in
for each
and compactly embedded in
for each
. Consequently, we define
Next, we give some lemmas and corresponding variational forms related to the problems
.
Definition 1.
A function
is said to be a weak solution of problem
if
for each
, where
The functional
associated with equation
is defined as
for each
. Under our assumptions, the functional
is of
(see [14]). Then,
Lemma 4
([39]). Let E be a real Banach space and
with
. Suppose that J satisfies the Palais–Smale
condition and that the following statements are true:
- (i)
- there are constants such that ;
- (ii)
- there is a with such that .
Then, J possesses a critical value
, where
and
Lemma 5.
Assume that
is an open set, and for some
,
, the function
satisfies the inequality
. Let
,
,
. Suppose
is a bounded sequence in
, such that
a.e. in Ω and in
for each
. Then, there exists a sequence
such that
and
where
, the space
has the norm
, and the space
has the norm
.
Proof.
Let
be a function that satisfies
for
and
for
. Set
Hence, following from ([39], Theorem A.4), we obtain
Now we prove that
in
. Note that the sequence
is a bounded sequence in
, and
a.e. in
as well as in
. Consequently, for every
and almost all n, we have
For each
, we choose an appropriate
according to Lemma 5 such that
Thus, there is a subsequence
of
and a sequence
with
such that
as
whenever
.
Assume that
, and consider a smooth function
such that
whenever
and
whenever
. Obviously,
in
. Since the Nemytskii operator is continuous, we have
and
By
in
and the continuity of the Nemytskii operator, we obtain
. Since
, it follows from (6) and (7) that
for
. By (8)–(10), we obtain
By analogy to the proof for
, by choosing the same subsequence
for both
and
, we deduce that
Since
it follows that
This completes the proof. □
3. Proof of Theorem 1
To complete the proof of Theorem 1, we need the following results.
Definition 2.
Let E be a Banach space and
. If any Palais–Smale (PS) sequence
, namely,
has a convergent subsequence in E, we say that J satisfies the
condition at the level
( condition).
Lemma 6.
If the conditions (M1)–(M2), (V1), and (H1)–(H4) are satisfied, then J fulfills the
condition for sufficiently large
.
Proof.
Let
be a
sequence of J. Then
for some constant
, which implies that
(i) First, we prove, by contradiction, that
is bounded in E. Assume that
Let
. Then,
and
. By Theorem 3, there exists a subsequence
and
such that
for
,
.
Let
. Thus, we have
for all
. Therefore, by hypothesis (H3), for any
and sufficiently large n, we obtain
By Fatou’s lemma, we obtain
(ii) Next, we prove that there exists
such that
in E. Since
is bounded in E, we can extract a subsequence, denoted by
again, that satisfies
Taking
, it follows from Lemma 5 that
in
, where
is a constant sequence with
as
. Moreover,
Since
, there is a
such that
for each
, which implies that
Thus,
in E, as
. Applying Lemma 5 again, if we choose
,
, then
It follows that
and
as
. Therefore,
Let
. Then, by
in E and (V1), we have
as
. From (H1), (22), and Lemma 2, we obtain
Consequently, by (H1) and (21)–(23), we have
Since
and
in E, we conclude that
Fix
. According to the Simon inequality [8], we can obtain
and
By (20), (24), (25), and (27), we have
This means that
for large
. If not, since
is bounded in E and
is large enough that the last term in (28) is positive, this leads to a contradiction. Thus, we conclude that
in E.
Proof of Theorem 1.
From (H2), for each
, there is an
such that
By (H1), for all
and
, we obtain
Combining with (29) and (30), we can find a
satisfying
Using Theorem 3, (31), and Hölder’s inequality, we obtain
Taking
, we have
Since
, there exists a small
such that
for
.
By (H1) and (H3), for any
, there is a positive constant
that satisfies
Then,
as
. If
is large enough that
it follows from (32) and
that
as
. Therefore, there exists
with
such that
. Additionally,
, and by Lemma 6, J satisfies the
condition. This completes the proof. □
4. Proof of Theorem 2
In this section, we turn to the critical case. By analogy to (3) and (4), we define the functional
associated with problems
with
and
for each
.
Lemma 7.
Assume that
is a
sequence for I. Then, there exists a subsequence (denoted by
again) and
such that
in E. Furthermore, υ is a solution of
, meaning that
.
Proof.
From (11), we can find a sequence
and some
satisfying
Combining it with (33) and (34), we obtain
Therefore, we conclude that
is bounded. Consequently, we can extract a subsequence in E (denoted again by
again) and
that satisfies the following:
As
, we have
. Since
converges weakly to
in
,
converges weakly to
in
. Thus,
Note that
is bounded and
in E; accordingly, we have
Therefore, we deduce that
Thus,
,
is a solution of
, and
. □
Lemma 8.
Let
. Assume that
is a
sequence for I and
with
Then,
Proof.
Note that
is a
sequence, and therefore, (35) holds. From Lemma 7, we can find a subsequence in E (denoted by
again) and
satisfying
and
.
Assume that
. Then,
. Using the Brézis–Lieb-type lemma for variable exponents in [35], we obtain
and
From
and
, we obtain
According to (1), we have
Let
. Then,
as
. It follows that either
or
If
, we obtain
As
, we obtain
which means that
.
Since
, we have
which is a contradiction. Thus,
and
. The proof is completed. □
Lemma 9.
The functional I possesses the geometric properties designated (i) and (ii) in Lemma 4.
Proof.
(i) From (M1)–(M2), Lemma 3, and Theorem 3, we have
Note that when
, the first conclusion of Lemma 4 holds provided that we choose
to be sufficiently small.
(ii) Fix
with
. We deduce from (M2) that
Note that when
, we have
. Consequently, I satisfies property (ii). The lemma is proved. □
Lemma 10.
Suppose that (M1)–(M2), (V2), and (H5) hold. Then, we can find a constant
such that
for each
.
Proof.
Let
such that
. Obviously, when
there exists
satisfying
. Therefore,
, that is,
According to (42) and (M2), we have
Without loss of generality, we assume that
for each
. Using (M2) once more, we obtain
Thus,
is bounded. Next, we prove that
as
. Assume, for the sake of contradiction, that there is a constant
and a sequence
as
satisfying
By the Lebesgue Dominated Convergence Theorem, we have
for
. Thus,
Combining this with (42), we conclude that
This is impossible. Thus,
as
. Consequently, we obtain
Therefore, we can easily derive that
This implies that there exists
such that, for each
,
Taking
to verify
, we have
Therefore,
for each
. The proof is now completed. □
Proof of Theorem 2.
According to Lemma 9, the functional I satisfies properties (i) and (ii) of the mountain pass theorem (see Lemma 4). By Lemmas 7, 8, and 10, we can deduce that Theorem 2 holds. □
Author Contributions
Methodology, T.A. and Z.Z.; Validation, Y.W.; Investigation, Z.Z.; Writing—original draft, S.L.; Writing—review & editing, S.L., T.A. and Y.W. All authors have read and agreed to the published version of the manuscript.
Funding
This research is supported by the Shandong Provincial Youth Innovation Team Development Plan of Colleges and Universities (2022KJ113) and the Postgraduate Research Practice Innovation Program of Jiangsu Province (KYCX24-0822).
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Data sharing does not apply to this article, as no data sets were generated or analyzed during the current study.
Conflicts of Interest
The authors declare that they have no competing interests.
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