Abstract
In this paper, we discuss the existence and uniqueness of solutions for a new class of single and multi-valued boundary value problems involving both Riemann–Liouville and Caputo fractional derivatives, and nonlocal fractional integro-differential boundary conditions. Our results rely on modern tools of functional analysis. We also demonstrate the application of the obtained results with the aid of examples.
1. Introduction
Fractional differential equations have gained much importance due to their widespread applications in various disciplines of social and natural sciences, and engineering. In recent years, there has been a remarkable development in fractional calculus and fractional differential equations; for instance, see the monographs by Kilbas et al. [1], Lakshmikantham et al. [2], Miller and Ross [3], Podlubny [4], Samko et al. [5], Diethelm [6], Ahmad et al. [7] and the papers [8,9,10,11,12,13,14,15,16].
In the literature, one can find many works on boundary value problems containing mixed fractional derivatives of different types. In [17] the authors studied a new class of nonlinear differential equations with Caputo-type fractional derivatives of different orders, and Caputo-type integro-differential boundary conditions:
where is Caputo fractional derivative of order is the Riemann–Liouville fractional integral of order , are given functions and
In [18] the authors considered two Caputo–Hadamard type fractional derivatives in a neutral-type differential equation supplemented with Dirichlet boundary conditions:
where denotes the Caputo–Hadamard fractional derivatives of order , and are appropriate functions.
More recently, in [19], both Caputo–Hadamard and Hadamard–Caputo fractional derivatives were considered in the boundary values problems:
and
where and are the Caputo and Hadamard fractional derivatives of orders p and q, respectively, , is a continuous function, and , .
Motivated by the above papers, we introduce and investigate a new boundary value problem involving both Riemann–Liouville and Caputo fractional derivatives, and nonlocal fractional integro-differential boundary conditions given by
where denote the Riemann–Liouville fractional derivative of order denote the Caputo fractional derivatives of orders r and respectively, is the Riemann–Liouville fractional integral of order , and
The main results for the problem (5), based on Banach contraction mapping principle, Krasnoselskii fixed-point theorem and nonlinear alternative of Leray–Schauder type, are obtained in Section 3. In Section 4 we extend our study to the multi-valued analogue of the problem (5) given by
where is a multi-valued map ( is the family of all nonempty subsets of ) and all other constants are the same as defined in problem (5). We derive the existence results for the inclusion boundary value problem (6) with the aid of standard fixed-point theorems for multi-valued maps. In case of convex-valued right-hand side of the inclusion, we use Leray–Schauder nonlinear alternative for multi-valued maps. In the case of non-convex-valued right-hand side of the inclusion, we apply a fixed-point theorem for multi-valued contractions due to Covitz and Nadler.
Examples illustrating the obtained results are presented in Section 5, while we recall some basic concepts of fractional calculus, multi-valued analysis and fixed-point theory in Section 2. We also establish a preliminary result related to the linear variant of the problem (5) in this section. Section 6 contains concluding remarks and some interesting discussion for possible extensions.
2. Preliminaries
In this section, we outline some basic concepts of fractional calculus and multi-valued analysis, and state some fixed-point theorems related to our work.
2.1. Fractional Calculus
In this subsection, we recall some basic ideas of fractional calculus [1,4] and present known results needed in our forthcoming analysis.
Definition 1.
The Riemann–Liouville fractional derivative of order q for a function is defined by
where denotes the integer part of the real number q, provided the right-hand side is pointwise defined on .
Definition 2.
The Riemann–Liouville fractional integral of order q for a function is defined by
provided the right-hand side is pointwise defined on .
Definition 3.
The Caputo derivative of fractional order q for a n-times differential function is defined as
Lemma 1.
If then the equation is satisfied for
Lemma 2.
Let Then the equation is satisfied for
Lemma 3.
Let if and if Then the following relations hold:
- (i)
- for
- (ii)
- if then
- (iii)
Lemma 4.
(see [1]) Let . Then, for , the following formula holds:
where , and .
Lemma 5.
(see [1]) Let . Then for holds
where , and .
Lemma 6.
Let
and Then the unique solution of the linear problem
is given by
2.2. Multi-Valued Analysis
Let denote the Banach space of continuous functions x from J into with the norm By we denote the Banach space of Lebesgue integrable functions endowed with the norm by
Let be a Banach space. A multi-valued map
- (i)
- is convex (closed) valued if is convex (closed) for all
- (ii)
- is bounded on bounded sets if is bounded in X for all bounded set B of X, i.e.,
- (iii)
- is called upper semi-continuous (u.s.c. for short) on X if for each the set is nonempty, closed subset of X, and for each open set of X containing , there exists an open neighborhood of such that
- (iv)
- is said to be completely continuous if is relatively compact for every bounded subset B of
- (v)
- has a fixed point if there exists such that
For each the set of selections for the multi-valued map F is defined by
In the following, by we denote the set of all nonempty subsets of X which have the property “p”where “p”will be bounded (b), closed (cl), convex (c), compact (cp) etc. Thus Next, we define the graph of G to be the set and recall two useful results regarding closed graphs and upper-semicontinuity.
Lemma 7.
([20] Proposition 1.2) If is u.s.c., then is a closed subset of , i.e., for every sequence and , if , and when , then . Conversely, if G is completely continuous and has a closed graph, then it is upper semi-continuous.
Lemma 8.
([21]) Let X be a separable Banach space. Let be an Carathéodory multi-valued map and let Θ be a linear continuous mapping from to . Then the operator
is a closed graph operator in
For more details on multi-valued maps and the proof of the known results cited in this section, we refer the interested reader to the books by Deimling [20], Gorniewicz [22] and Hu and Papageorgiou [23].
2.3. Fixed-Point Theorems
In this subsection we collect the fixed-point theorems which are used in the proofs of our main results.
Lemma 9.
(Banach fixed-point theorem) [24] Let X be a Banach space, be closed and is a strict contraction, i.e., for some and all Then F has a unique fixed point in
Lemma 10.
(Krasnoselskii fixed-point theorem) [25]. Let M be a closed, bounded, convex, and nonempty subset of a Banach space X. Let A, B be the operators such that (a) whenever ; (b) A is compact and continuous; (c) B is a contraction mapping. Then there exists such that z = Az + Bz.
Lemma 11.
(Nonlinear alternative for single-valued maps) [26]. Let E be a Banach space, C be a closed, convex subset of E, U be an open subset of C and . Suppose that is a continuous, compact (that is, is a relatively compact subset of C) map. Then either
- (i)
- F has a fixed point in , or
- (ii)
- there is a (the boundary of U in C) and with
Lemma 12.
(Nonlinear alternative for Kakutani maps) [26]. Let C be a closed convex subset of a Banach space and U be an open subset of C with Suppose that is an upper semi-continuous compact map. Then either
- (i)
- F has a fixed point in or
- (ii)
- there is a and with
Lemma 13.
(Covitz and Nadler fixed-point theorem) [27] Let be a complete metric space. If is a contraction, then .
3. Main Results for Single-Valued Problem (5)
Let denote the Banach space of all continuous functions from to endowed with the norm defined by . By Lemma 6, we define an operator by
with . It should be noticed that problem (5) has solutions if and only if the operator has fixed points.
For the sake of convenience, we put
Our first result, dealing with the existence of a unique solution, is based on the Banach contraction mapping principle.
Theorem 1.
Let be a continuous function satisfying the Lipschitz condition:there exists a positive constant L such that
Proof.
We transform the problem (5) into a fixed-point problem, , where the operator is defined by (15). By using the Banach’s contraction mapping principle, we shall show that has a fixed point which is the unique solution of problem (5).
We set and choose
Now, we show that where For any we obtain by the assumption that
which implies that . For and we have
which, on taking the norm for yields . As , therefore is a contraction. Hence, by the conclusion of Banach contraction mapping principle, the operator has a unique fixed point which corresponds to a unique solution of the problem (5). The proof is completed. □
Next, we prove an existence result for the given problem by using Krasnoselskii fixed-point theorem.
Theorem 2.
Assume that is a continuous function satisfying the assumption In addition we suppose that:
, and
Proof.
We define and choose a suitable constant such that
Furthermore, we define operators and on by
Observe that . For , we have
This shows that . It follows from the assumption together with (19) that is a contraction. Since the function f is continuous, we have that the operator is continuous. It is easy to verify that
Therefore, is uniformly bounded on . Next, we prove the compactness of the operator . Let us set . Let with Then we have
which is independent of x and tends to zero as . Thus, is equicontinuous. So is relatively compact on . Hence, by the Arzelá-Ascoli theorem, is compact on . Thus, all the assumptions of Lemma 10 are satisfied. Therefore, the boundary value problem (5) has at least one solution on . The proof is completed. □
Remark 1.
In the above theorem, we can interchange the role of the operators and to obtain a second result by replacing (19) with the following condition:
Now we prove our next existence result by means of Leray–Schauder nonlinear alternative.
Theorem 3.
Assume that is a continuous function. In addition, we suppose that:
- there exist a continuous nondecreasing functions and a function such that
- there exists a constant such thatwhere Φ is given by (17).
Then the boundary value problem (5) has at least one solution on
Proof.
Firstly, we shall show that the operator defined by (15), maps bounded sets (balls) into bounded sets in . For a positive number R, let be a bounded ball in . Then, for we have
which leads to
Secondly, we show that maps bounded sets into equicontinuous sets of . Let with and . Then, as argued in the proof of Theorem 2, we have
Obviously the right-hand side of the above inequality tends to zero independently of as . Therefore, it follows by the Arzelá-Ascoli theorem that is completely continuous.
The result will follow from the Leray–Schauder nonlinear alternative once it is shown that the set of all solutions to the equation is bounded for For that, let x be a solution of for . Then, for and following the similar computations as in the first step, we have
Consequently, we have
In view of , there exists N such that . Let us set
Please note that the operator is continuous and completely continuous. From the choice of U, there is no such that for some . Consequently, by nonlinear alternative of Leray–Schauder type (Lemma 11), we deduce that has a fixed point in which is a solution of the boundary value problem (5). This completes the proof. □
4. Existence Results for Multi-Valued Problem (6)
Definition 4.
A function is said to be a solution of the problem (6) if there exists a function with a.e. on J such that
and
4.1. The Upper Semi-Continuous Case
Our first result, dealing with the convex-valued F, is based on Leray–Schauder nonlinear alternative for multi-valued maps.
Definition 5.
A multi-valued map is said to be Carathéodory if (i) is measurable for each and (ii) is upper semi-continuous for almost all Further a Carathéodory function F is called Carathéodory if (iii) for each , there exists such that for all with and for a.e.
Theorem 4.
Assume that:
- is -Carathéodory;
- there exists a continuous nondecreasing function and a function such that
- there exists a constant such thatwhere Φ is given by (17).
Then the boundary value problem (6) has at least one solution on
Proof.
Firstly, we transform the problem (6) into a fixed-point problem. Consider the multi-valued map: defined by
for Clearly the fixed points of N are solutions of problem (6). Now we proceed to show that the operator N satisfies all condition of Lemma 12. This is done in several steps.
Step 1.
is convex for each
Indeed, if belongs to , then there exist such that for each , we have
Let . Then, for each , we have
Since F has convex values ( is convex), therefore
Step 2.
maps bounded sets (balls) into bounded sets in
For a positive number r, let be a bounded ball in . Then, for each there exists such that
In view of for each we have
which yields
Step 3.
maps bounded sets into equicontinuous sets of
Let x be any element in and . Then there exists a function such that for each we have
Let . Then
The right-hand side of the above inequality tends to zero independently of as .
As a consequence of Steps 1–3 together with Arzelá-Ascoli theorem, we conclude that is completely continuous.
Since N is completely continuous, it is enough to show that it has a closed graph in view of Lemma 7, which will imply that N is u.s.c. This is done in the following step.
Step 4.
N has a closed graph.
Let , and . Then we need to show that . Observe that implies that there exists such that for each ,
Therefore, we must show that there exists such that, for each ,
Consider the continuous linear operator defined by
Obviously as So it follows from Lemma 8, that is a closed graph operator. Moreover, we have
Since , Lemma 8 implies that
for some .
Step 5.
We show there exists an open set with for any and all
Let and Then there exists with such that, for , we have
Using the method of computation employed in Step 2, for each we get
which can alternatively be written as
In view of , there exists M such that . Let us set
Note that the operator is a compact multi-valued map, u.s.c. with convex closed values. From the choice of U, there is no such that for some . Consequently, by the nonlinear alternative of Leray–Schauder type (Lemma 12), we deduce that N has a fixed point which is a solution of the boundary value problem (6). This completes the proof. □
4.2. The Lipschitz Case
Now we prove the existence of solutions for the boundary value problem (6) with a non-convex-valued right-hand side by applying a fixed-point theorem for multi-valued map due to Covitz and Nadler [27].
Let be a metric space induced from the normed space . Consider given by
where and . Then is a metric space (see [28]).
Definition 6.
A multi-valued operator is called
- (a)
- Lipschitz if and only if there exists such that
- (b)
- a contraction if and only if it is Lipschitz with .
Theorem 5.
Assume that the following conditions hold:
- (H4)
- is such that is measurable for each
- (H5)
- for almost all and with and for almost all .
Proof.
We transform the boundary value problem (6) into a fixed-point problem by considering the operator defined in the beginning of the proof of Theorem 12. Actually, we show that the operator N satisfies the assumptions of Lemma 13. The proof will be given in two steps.
Step I.
is nonempty and closed for every
Since the set-valued map is measurable, by the measurable selection theorem (e.g., ([29] Theorem III.6)), it admits a measurable selection . Moreover, by the assumption we have
i.e., and hence F is integrably bounded. Therefore, .
Next we show that is closed for each Let be such that in Then and there exists such that, for each ,
As F has compact values, we pass onto a subsequence (if necessary) to obtain that converges to v in Thus, and for each , we have
Hence
Step II.
Next we show that there exists () such that
Let and . Then there exists such that, for each ,
By , we have
Therefore, there exists such that
Define by
Since the multi-valued operator is measurable (Proposition III.4 [29]), there exists a function which is a measurable selection for U. So and for each , we have .
For each , let us define
In consequence, we get
Hence
Analogously, interchanging the roles of x and , we obtain
Since N is a contraction, it follows by Lemma 13 that N has a fixed point x which is a solution of (6). This completes the proof. □
5. Examples
Consider the following nonlinear Riemann–Liouville and Caputo-type fractional boundary value problem
Here , , , , . With these data we find
5.1. Single-Valued Case
- (i).
- LetPlease note that and thus is satisfied with Since by Theorem 1, the boundary value problem (21), with f given by (22), has a unique solution on .
- (ii).
- With the function f given by (22), we remark that andHence, by Theorem 2, the boundary value problem (21), with f given by (22), has at least one solution on .
- (iii).
- Next considerIt is easy to find that Then by condition with snf we find thatHence, by Theorem 3, the boundary value problem (21), with f given by (23), has at least one solution on .
5.2. Multi-Valued Case
- (I).
- Consider the multi-valued map given byClearly the multi-valued map F satisfies condition and thatwhich yields and . Therefore, the condition is fulfilled. By direct computation, there exists a constant satisfying condition . Hence all assumptions of Theorem 4 hold and hence the problem (21), with F given by (24), has at least one solution on .
- (II).
- Let the multi-valued map be defined by
6. Discussion
Interchanging the position of Riemann–Liouville and Caputo fractional derivatives in problem (5), we get the following boundary value problem:
In this case the condition is necessary for the well-posedness of the problem. The solution for the problem (26) is given by the integral equation
where
Another more general boundary value problem consisting of Riemann–Liouville and Caputo fractional derivatives of neutral type is
where a continuous function while all other quantities are the same as defined in (5). Please note that the problem (5) is a special case of the problem (28) when
We can obtain the existence results for the problem (28) by following the procedure used in the previous sections.
7. Conclusions
We have developed the existence theory for nonlinear fractional differential equations and inclusions involving both Riemann–Liouville and Caputo fractional derivatives, equipped with nonlocal fractional integro-differential boundary conditions. We applied the fixed-point theorems for single-valued and multi-valued maps to derive the desired results for the given problems. We also discussed the case obtained by interchanging the position of Riemann–Liouville and Caputo fractional derivatives in the original equation in (5), supplemented with nonlocal integral boundary conditions. Finally, we introduced a neutral-type fractional differential equation containing both Riemann–Liouville and Caputo fractional derivatives subject to the nonlocal fractional integro-differential boundary conditions and provided the outline for obtaining the existence results for this problem. It is imperative to note that the results obtained in this paper are similar to theoretically well-known propagation properties of fractional Schrödinger equation [30,31]. Moreover, our results are comparable to parity-time symmetry in a fractional Schrödinger equation [32] and propagation dynamics of light beam in a fractional Schrödinger equation [33]. In fact, the work established in the given configuration is new and contributes significantly to the literature on fractional order boundary value problems.
Author Contributions
Formal Analysis, S.K.N., A.A. and B.A.
Funding
This research received no external funding.
Acknowledgments
The authors thank the reviewers for their useful remarks on our work.
Conflicts of Interest
The authors declare no conflict of interest.
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