Applying Principles of Biomechanics of the Spine to Martial Arts: A Review on Balance of Stances in Goju-Ryu Karate-Do
Abstract
1. Background
2. Impact of Biomechanics of the Spine to Stances in Goju-Ryu Karate-Do
2.1. Data Sources and Search Strategy
2.2. The Dubousset’s Cone of Economy
2.3. Stances in Goju-Ryu Karate-Do
2.4. Biomechanics of the Spine and Its Impact on Balance
2.5. Age-Dependent Impact on Balance
2.6. Technical Modifications of Karate Stances in Aged or Disabled Individuals
3. Conclusions
4. Future Directions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| COG | Center of gravity |
| FBI | Full body integrated |
| LL | Lumbar lordosis |
| PI | Pelvic incidence |
| PT | Pelvic tilt |
| ROM | Range of motion |
| SGRKR | Swiss Goju-Ryu Karate-Do Renmei |
| SS | Sacral slope |
| SVA | Sagittal vertical axis |
| TK | Thoracic kyphosis |
| TPA | T1 pelvic angle |
References
- Williams, J. Gōjū-Ryū Karate-Dō Desk Reference: Volume 1: Introduction and Historic Chronology, 2nd ed.; Independently Published: Chicago, IL, USA, 2021. [Google Scholar]
- Le Huec, J.C.; Thompson, W.; Mohsinaly, Y.; Barrey, C.; Faundez, A. Sagittal balance of the spine. Eur. Spine J. 2019, 28, 1889–1905, Correction in Eur. Spine J. 2019, 28, 2631. [Google Scholar] [CrossRef] [PubMed]
- Hasegawa, K.; Dubousset, J.F. Cone of Economy with the Chain of Balance-Historical Perspective and Proof of Concept. Spine Surg. Relat. Res. 2022, 6, 337–349. [Google Scholar] [CrossRef]
- Roussouly, P.; Gollogly, S.; Berthonnaud, E.; Dimnet, J. Classification of the normal variation in the sagittal alignment of the human lumbar spine and pelvis in the standing position. Spine 2005, 30, 346–353. [Google Scholar] [CrossRef] [PubMed]
- Schwab, F.; Ungar, B.; Blondel, B.; Buchowski, J.; Coe, J.; Deinlein, D.; DeWald, C.; Mehdian, H.; Shaffrey, C.; Tribus, C.; et al. Scoliosis Research Society-Schwab adult spinal deformity classification: A validation study. Spine 2012, 37, 1077–1082. [Google Scholar] [CrossRef]
- Le Huec, J.C.; Leijssen, P.; Duarte, M.; Aunoble, S. Thoracolumbar imbalance analysis for osteotomy planification using a new method: FBI technique. Eur. Spine J. 2011, 20, 669–680. [Google Scholar] [CrossRef]
- Diebo, B.G.; Varghese, J.J.; Lafage, R.; Schwab, F.J.; Lafage, V. Sagittal alignment of the spine: What do you need to know? Clin. Neurol. Neurosurg. 2015, 139, 295–301. [Google Scholar] [CrossRef]
- Haddas, R.; Sambhariya, V.; Kosztowski, T.; Block, A.; Lieberman, I. Cone of economy classification: Evolution, concept of stability, severity level, and correlation to patient-reported outcome scores. Eur. Spine J. 2021, 30, 2271–2282. [Google Scholar] [CrossRef]
- Haddas, R.; Kosztowski, T.; Mar, D.; Boah, A.; Lieberman, I.H. Balance effort, Cone of Economy, and dynamic compensatory mechanisms in common degenerative spinal pathologies. Gait Posture 2021, 89, 67–73. [Google Scholar] [CrossRef]
- Barrey, C.; Roussouly, P.; Le Huec, J.C.; D’Acunzi, G.; Perrin, G. Compensatory mechanisms contributing to keep the sagittal balance of the spine. Eur. Spine J. 2013, 22, S834–S841. [Google Scholar] [CrossRef]
- Schmitt, D. Insights into the evolution of human bipedalism from experimental studies of humans and other primates. J. Exp. Biol. 2003, 206, 1437–1448. [Google Scholar] [CrossRef] [PubMed]
- Harcourt-Smith, W.H.E. The First Hominins and the Origins of Bipedalism. Evol. Educ. Outreach 2010, 3, 333–340. [Google Scholar] [CrossRef]
- Haddas, R.; Satin, A.; Lieberman, I. What is actually happening inside the “cone of economy”: Compensatory mechanisms during a dynamic balance test. Eur. Spine J. 2020, 29, 2319–2328. [Google Scholar] [CrossRef] [PubMed]
- Quarto, E.; Zanirato, A.; Vitali, F.; Spatuzzi, M.; Bourret, S.; Le Huec, J.C.; Formica, M. Adult spinal deformity correction surgery using age-adjusted alignment thresholds: Clinical outcomes and mechanical complication rates. A systematic review of the literature. Eur. Spine J. 2024, 33, 553–562. [Google Scholar] [CrossRef]
- Bari, T.J.; Hansen, L.V.; Gehrchen, M. Surgical correction of Adult Spinal Deformity in accordance to the Roussouly classification: Effect on postoperative mechanical complications. Spine Deform. 2020, 8, 1027–1037. [Google Scholar] [CrossRef]
- Higaonna, R. Traditional Karate-Do—Okinawa Goju Ryu; Sugawara Martial Arts Insititute, Inc.: Machida, Japan, 1985; Volume 1. [Google Scholar]
- Cogen, M.P.; Mse, M.P.C.; Sanguinetti, F. A Goju Ryu Guidebook: The Kogen Kan Manual for Karate; Trafford Publishing: Bloomington, IN, USA, 2003. [Google Scholar]
- Toguchi, S. Okinawan Goju-Ryu: Fundamentals of Shorei-Kan Karate; Black Belt Communications, Incorporated: Hillerod, Denmark, 1976. [Google Scholar]
- Smith, J.S.; Shaffrey, C.I.; Fu, K.M.; Scheer, J.K.; Bess, S.; Lafage, V.; Schwab, F.; Ames, C.P. Clinical and radiographic evaluation of the adult spinal deformity patient. Neurosurg. Clin. N. Am. 2013, 24, 143–156. [Google Scholar] [CrossRef]
- Kohno, M.; Iwamura, Y.; Inasaka, R.; Akiyama, G.; Higashihira, S.; Kawai, T.; Niimura, T.; Inaba, Y. Influence of comorbid knee osteoarthritis on surgical outcome and sagittal spinopelvic/lower-extremity alignment in elderly patients with degenerative lumbar spondylolisthesis undergoing transforaminal lumbar interbody fusion. J. Neurosurg. Spine 2020, 32, 850–858. [Google Scholar] [CrossRef]
- Roussouly, P. The Standing Position: Its Principles and Spinopelvic Relations. In Spinal Anatomy: Modern Concepts; Vital, J.M., Cawley, D.T., Eds.; Springer International Publishing: Cham, Switzerland, 2020; pp. 113–125. [Google Scholar] [CrossRef]
- Balmaceno-Criss, M.; Lafage, R.; Alsoof, D.; Daher, M.; Hamilton, D.K.; Smith, J.S.; Eastlack, R.K.; Fessler, R.G.; Gum, J.L.; Gupta, M.C.; et al. Impact of Hip and Knee Osteoarthritis on Full Body Sagittal Alignment and Compensation for Sagittal Spinal Deformity. Spine 2024, 49, 743–751. [Google Scholar] [CrossRef]
- Katsumi, R.; Mannen, E.M.; Bajaj, G.; Smith, J.R.; Mears, S.C.; Stambough, J.B.; Barnes, C.L. The Influence of Knee Osteoarthritis on Spinopelvic Alignment and Global Sagittal Balance. J. Knee Surg. 2023, 36, 917–924. [Google Scholar] [CrossRef]
- Han, H.S.; Yun, K.R.; Cho, K.; Kim, T.W.; Kang, S.B. Relationships between the changes in flexion contracture and standing flexion angle of the knee and sagittal spinal alignment after total knee arthroplasty. Knee 2021, 29, 374–380. [Google Scholar] [CrossRef]
- Benoist, M. Natural history of the aging spine. Eur. Spine J. 2003, 12, S86–S89. [Google Scholar] [CrossRef] [PubMed]
- Ferguson, S.J.; Steffen, T. Biomechanics of the aging spine. Eur. Spine J. 2003, 12, S97–S103. [Google Scholar] [CrossRef]
- Passias, P.G.; Segreto, F.A.; Imbo, B.; Williamson, T.; Joujon-Roche, R.; Tretiakov, P.; Krol, O.; Naessig, S.; Bortz, C.A.; Horn, S.R.; et al. Defining age-adjusted spinopelvic alignment thresholds: Should we integrate BMI? Spine Deform. 2022, 10, 1077–1084. [Google Scholar] [CrossRef]
- Barrey, C.; Roussouly, P.; Perrin, G.; Le Huec, J.C. Sagittal balance disorders in severe degenerative spine. Can we identify the compensatory mechanisms? Eur. Spine J. 2011, 20, 626–633. [Google Scholar] [CrossRef]
- Wang, D.F.; Li, X.Y.; Wang, W.; Li, Y.J.; Kong, C.; Lu, S.B. Compensation Characteristics of Spinal Sagittal Malalignment According to Pelvic Incidence in Elderly Patients with Degenerative Lumbar Spinal Stenosis. Orthop. Surg. 2023, 15, 1884–1892. [Google Scholar] [CrossRef]
- Lafage, R.; Schwab, F.; Challier, V.; Henry, J.K.; Gum, J.; Smith, J.; Hostin, R.; Shaffrey, C.; Kim, H.J.; Ames, C.; et al. Defining Spino-Pelvic Alignment Thresholds: Should Operative Goals in Adult Spinal Deformity Surgery Account for Age? Spine 2016, 41, 62–68. [Google Scholar] [CrossRef]
- Le Huec, J.C.; Charosky, S.; Barrey, C.; Rigal, J.; Aunoble, S. Sagittal imbalance cascade for simple degenerative spine and consequences: Algorithm of decision for appropriate treatment. Eur. Spine J. 2011, 20, 699–703. [Google Scholar] [CrossRef]
- Mummaneni, P.V.; Park, P.; Shaffrey, C.I.; Wang, M.Y.; Uribe, J.S.; Fessler, R.G.; Chou, D.; Kanter, A.S.; Okonkwo, D.O.; Mundis, G.M.; et al. The MISDEF2 algorithm: An updated algorithm for patient selection in minimally invasive deformity surgery. J. Neurosurg. Spine 2019, 32, 221–228. [Google Scholar] [CrossRef]
- Mummaneni, P.V.; Shaffrey, C.I.; Lenke, L.G.; Park, P.; Wang, M.Y.; La Marca, F.; Smith, J.S.; Mundis, G.M., Jr.; Okonkwo, D.O.; Moal, B.; et al. The minimally invasive spinal deformity surgery algorithm: A reproducible rational framework for decision making in minimally invasive spinal deformity surgery. Neurosurg. Focus. 2014, 36, E6. [Google Scholar] [CrossRef]
- Diebo, B.G.; Singh, M.; Balmaceno-Criss, M.; Daher, M.; Lenke, L.G.; Ames, C.P.; Burton, D.C.; Lewis, S.M.; Klineberg, E.O.; Lafage, R.; et al. Defining modern iatrogenic flatback syndrome: Examination of segmental lordosis in short lumbar fusion patients undergoing thoracolumbar deformity correction. Eur. Spine J. 2024, 33, 4627–4635. [Google Scholar] [CrossRef]
- Jackson-Fowl, B.; Hockley, A.; Naessig, S.; Ahmad, W.; Pierce, K.; Smith, J.S.; Ames, C.; Shaffrey, C.; Bennett-Caso, C.; Williamson, T.K.; et al. Adult cervical spine deformity: A state-of-the-art review. Spine Deform. 2024, 12, 3–23. [Google Scholar] [CrossRef]
- Smith, J.S.; Shaffrey, C.I.; Ames, C.P.; Lenke, L.G. Treatment of adult thoracolumbar spinal deformity: Past, present, and future. J. Neurosurg. Spine 2019, 30, 551–567. [Google Scholar] [CrossRef]
- Ogura, Y.; Gum, J.L.; Soroceanu, A.; Daniels, A.H.; Line, B.; Protopsaltis, T.; Hostin, R.A.; Passias, P.G.; Burton, D.C.; Smith, J.S.; et al. Practical answers to frequently asked questions for shared decision-making in adult spinal deformity surgery. J. Neurosurg. Spine 2021, 34, 218–227. [Google Scholar] [CrossRef]
- Hirase, T.; Lovecchio, F.; Allen, M.; Achebe, C.C.; Mazzucco, M.; Uzzo, R.N.; Kazarian, G.S.; Asada, T.; Nakarai, H.; Subramanian, T.; et al. Preoperative Physical Therapy is Associated with Decreased Length of Stay and Improved Postoperative Mobility in Patients with Sarcopenia Undergoing Adult Spinal Deformity Surgery. Spine 2024, 50, 172–178. [Google Scholar] [CrossRef]
- Passias, P.G.; Passfall, L.; Moattari, K.; Krol, O.; Kummer, N.A.; Tretiakov, P.; Williamson, T.; Joujon-Roche, R.; Imbo, B.; Burhan Janjua, M.; et al. Factors Influencing Maintenance of Alignment and Functional Improvement Following Adult Spinal Deformity Surgery: A 3-Year Outcome Analysis. Spine 2024, 49, 90–96. [Google Scholar] [CrossRef]
- Izquierdo, M.; Merchant, R.A.; Morley, J.E.; Anker, S.D.; Aprahamian, I.; Arai, H.; Aubertin-Leheudre, M.; Bernabei, R.; Cadore, E.L.; Cesari, M.; et al. International Exercise Recommendations in Older Adults (ICFSR): Expert Consensus Guidelines. J. Nutr. Health Aging 2021, 25, 824–853. [Google Scholar] [CrossRef]


| Type of Stance | Description |
|---|---|
| Heiko-dachi (parallel stance) | Attention stance where the feet are shoulder-width apart, with the big toes and second toes facing forward. The inner edges of the feet are parallel, and the COG is equidistant from the two feet. |
| Sanchin-dachi (three-battle stance) | Challenging yet crucial stance in Goju-Ryu Karate-Do. The position of the heel of the front foot is on the same line as the toes of the back foot, with both feet slightly turned inward. The front foot is angled inward at approximately 20°. |
| Zenkutsu-dachi (front stance) | Long stance with one foot in front of the other, the front knee being bent and positioned above the center of the foot, and the back leg straight. |
| Shiko-dachi (sumo stance) | Wide and deep stance with feet being about two shoulder-widths apart, with the knees and toes pointing outwards at a 45° angle. The weight is evenly distributed on both legs, and the knees are deeply bent and pulled back (to the exterior) as far as possible. |
| Neko ashi-dachi (cat stance) | Stance with main weight (80%) on the rear foot while bending the knee, with the foot flat on the ground and the toes pointing outwards (30°). Almost no weight on the front leg (20%), which is about a shoulder-width away from the rear leg. The toes of the front foot point forward, the foot is flat on the ground, and the heel is raised. |
| Compensatory Mechanisms | Effect |
|---|---|
| Cervical hyperlordosis | Increased curvature in the neck to shift the head backward |
| Thoracic kyphosis reduction | Decreased thoracic kyphosis (mid-back curve) to restore balance |
| Lumbar hyperlordosis | Increased lumbar lordosis (lower back curve) to counterbalance |
| Pelvic retroversion | Pelvis tilts backward to align the spine |
| Knee flexion | Slight knee bending to shift the center of gravity |
| Ankle extension | Ankles extend to maintain stability |
| Functional Purposes | Rationale |
|---|---|
| Stability and balance | Knee flexion lowers the COG and enhances stability. In Zenkutsu- or Shiko-dachi, bending the knees provides a solid base for maintaining balance during movements including the effective execution of blocks and strikes. Straight legs or a reduced ROM reduce the necessary stability and can compromise the ability to react appropriately. |
| Power generation | Explosive (ballistic) techniques rely on power and momentum generated via vigorous hip rotations stabilized by static legs (stances). Knee flexion stores energy in the muscles and tendons, which can be rapidly released during strikes. In Zenkutsu- or Kumite-dachi, deep knee flexion allows you to generate power for strong punches, kicks, and blocks. |
| Precision | Proper knee flexion ensures that your weight is distributed correctly. In Heiko-dachi, the front knee should be directly above the ankle, forming a stable triangle. Without adequate knee flexion, techniques may lack precision and power, and core balance might be swiftly lost. |
| Injury prevention | Some stances place significant stress on the great joints of the lower extremities. Controlled knee flexion helps to distribute forces evenly. Hyperextension or locking the knees should be avoided as this can strain ligaments and damage cartilage. |
| Adaptions | Description |
|---|---|
| Progressive start | Start training gradually. Avoid intense or sudden movements that may strain joints or muscles. Focus on mastering proper stances before progressing to more complex techniques. |
| Warm-up and stretching | Prioritize warm-up and stretching exercises. Gently stretch muscles to improve flexibility and prevent injuries. Warm-up prepares the body for training, especially for older joints and muscles. Increase the ROM of joints to increase compensatory mechanisms for core balance and for injury prevention. |
| Technique over power | Emphasize correct technique rather than employing brute force. Proper stances ensure stability and harmonious balance. Focus on precision to prevent strains. |
| Adequate rest | Perform repetitive rest periods during training. Allow time for recovery between exercises or repetitions. Listen to the body and avoid overexertion |
| Modified techniques | Adapt stances and techniques to individual needs.
|
| Realistic goals | Set achievable goals based on age and fitness level with gradual progress. Continuity matters more than intensity. |
| Stance | Center of Gravity | Technical Demands | Limitations | Modifications |
|---|---|---|---|---|
| Heiko-dachi | Midline, anterior of second sacral vertebra | Low | None | None |
| Sanchin-dachi | Midline, slightly lowered and forward of front leg | Low | None | None |
| Zenkutsu-dachi | Lowered and forward over front leg | Moderate | Knee flexion, hip/ankle extension | Higher stance and decrease in length |
| Shiko-dachi | Maximally lowered and centered between feet | Moderate to high | Knee flexion, hip flexion and outward rotation | Higher stance, less outward rotation of hips |
| Neko ashi-dachi | Lowered and shifted over rear leg | High | Hip and ankle extension, knee flexion | Higher stance, less flexion of front feet |
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
Share and Cite
Fiechter, M.; Pötzel, T.; Pfeifer, M.E. Applying Principles of Biomechanics of the Spine to Martial Arts: A Review on Balance of Stances in Goju-Ryu Karate-Do. J. Funct. Morphol. Kinesiol. 2026, 11, 11. https://doi.org/10.3390/jfmk11010011
Fiechter M, Pötzel T, Pfeifer ME. Applying Principles of Biomechanics of the Spine to Martial Arts: A Review on Balance of Stances in Goju-Ryu Karate-Do. Journal of Functional Morphology and Kinesiology. 2026; 11(1):11. https://doi.org/10.3390/jfmk11010011
Chicago/Turabian StyleFiechter, Michael, Tobias Pötzel, and Marc E. Pfeifer. 2026. "Applying Principles of Biomechanics of the Spine to Martial Arts: A Review on Balance of Stances in Goju-Ryu Karate-Do" Journal of Functional Morphology and Kinesiology 11, no. 1: 11. https://doi.org/10.3390/jfmk11010011
APA StyleFiechter, M., Pötzel, T., & Pfeifer, M. E. (2026). Applying Principles of Biomechanics of the Spine to Martial Arts: A Review on Balance of Stances in Goju-Ryu Karate-Do. Journal of Functional Morphology and Kinesiology, 11(1), 11. https://doi.org/10.3390/jfmk11010011

