3.1. Thermal Properties
Figure 4 shows the DSC charts of the positive electrode, negative electrode, and separator at heating rate 5 °C/min. Clear peaks due to the thermal decomposition reaction are observed near 300 °C (pos 1) and 320 °C (pos 2) in the positive electrode. On the other hand, sharp peaks are observed near 160 (neg 1) and 340 °C (neg 2) in the negative electrode, which are presumed to be SEI decomposition and negative electrode–electrolyte reaction from the low-temperature side. An endothermic peak is observed near 130 °C (sep 1) in the separator, indicating melting of the separator and electrolyte evaporation.
Focusing on these five peaks, they were extracted by baseline correction with a linear function (see
Figure 5). The heat generation profile at a constant heating rate was calculated using Equations (2) and (3), and the activation energy
E, latent heat
Q, reaction rate constant
k0, and coefficients n and m were identified by fitting to minimize the difference from each measured value. The specific heat and density of the prismatic cells were determined by the external heating method [
34]. Measurements were performed three times each (
n = 3).
Table 3,
Table 4,
Table 5 and
Table 6 summarize the determined parameter values and the previously reported values [
21,
38,
39,
40]. The latent heat
Q and activation energy
E are generally within the reported range; however, direct comparison of the rate coefficient
k0 is difficult, since it can vary over a wide range depending on the values of the constants
n,
m, and
C0. It should be noted that the references correspond to studies employing electrode materials of the same type as those used in this study, although the material properties at the microscopic scale—including the composition and microstructural state of the active material particles—may not fully coincide. Variations of each determined value are observed in the three measurements. This variability is likely due to factors such as the non-uniformity of the sample, the injection and volatility of the electrolyte, and the temperature distribution within the measurement device or variations in the reaction progression inside the sample. Using the mean and standard deviation evaluated here, the simulations are carried out including uncertainty (see
Section 3.3).
It should be noted that, in this study, the probability distribution of the explanatory variables was assumed to be normal. This assumption is not self-evident. With a sample size of n = 3, the data may not accurately reflect the actual variability. The assumed distribution and the accuracy of the standard deviation could potentially affect the frequency of the battery temperature and the thermal runaway timing. In the future, it would be necessary to evaluate the mean and standard deviation based on measurements with an increased number of samples.
3.3. Effect of Thermal Properties of LIB Cell on Thermal Runaway Propagation
Using the parameters determined in
Section 3.1 and
Section 3.2, a parametric study was conducted for various thermal parameters (specific heat
C, intra-cell thermal conductivity
kcell, activation energy
E and latent heat
Q of the thermal decomposition reaction), and the effect of variations in the measured values on the thermal runaway behaviour was evaluated. At that time, assuming that these thermal parameters follow a normal distribution, sampling was performed by the Monte Carlo method, and a total of 400 cases were calculated.
Figure 7a shows the frequency distribution of the sampling of each parameter, and
Table 8 summarizes the average and standard deviation of the parameters used. These values are estimated based on thermal properties obtained from
n = 3 measurements. In considering the variability, the peak of the thermal decomposition reaction with the largest latent heat (pos 2) was selected to reduce the number of parameters and thereby enhance the interpretability of the results.
Figure 7b shows the temperature profiles of the trigger cell (#1), center cell (#2), and end cell (#3). In the trigger cell, the measured temperature (thick solid line in the figure) shows a rapid rise in temperature due to thermal runaway at around 100 s, and the simulation also shows a temperature rise at almost the same timing at all levels, that is, the variation is small. This is probably because the thermal runaway timing in the trigger cell is governed by the heat input from the heater and is not affected by variations in the parameters of the thermal decomposition reaction. On the other hand, in the center cell, the measured temperature rises rapidly at around 300 s, while the simulation shows large variations. The reason for this is thought to be that the thermal runaway timing of the center cell is affected not only by variations in the intra-cell thermal conductivity and specific heat but also by variations in the parameters of the thermal decomposition reaction. In the end cell, the thermal runaway timing in the simulation varies even more, which supports this hypothesis.
In this study, the thermal runaway propagation test used to validate the simulation was conducted only once [
35]; however, it is expected that performing multiple tests under the same conditions would allow for validation of the output distribution. Furthermore, by conducting experiments to investigate reproducibility at the assembled-cell level, it would be possible to evaluate the effects of factors such as cell restraint methods and testing environment conditions.
Figure 8 shows the histograms of the thermal runaway timing (
tTR) and maximum temperature (
Tmax) of each cell in the simulation. The thermal runaway timing (
Figure 8a) is delayed in the order of the trigger cell, center cell, and end cell, indicating that thermal runaway is propagating. As mentioned above, the trigger cell has a relatively small variation, but the variation increases as the distance from the trigger cell increases in the center cell and the end cell.
In the histogram of the maximum temperature (
Figure 8b), the light blue bars represent the frequency of cases where neither the center cell nor the end cell underwent thermal runaway (Case-1). The yellow bars show the frequency for cases where the center cell underwent thermal runaway, but the end cell did not (Case-2), and the red bars indicate cases where both cells experienced thermal runaway (Case-3). It should be noted that the trigger cell reached thermal runaway in all cases. In Case-1, the trigger cell reached approximately 200 °C, but the maximum temperature progressively decreased to about 160 °C in the center cell and 140 °C in the end cell. In contrast, for Case-2, both the trigger cell and the center cell reached maximum temperatures of 300–350 °C, while the end cell’s temperature dropped significantly to approximately 200 °C. On the other hand, in Case-3, the trigger cell and the end cell temperatures are high at about 450 °C, and the center cell temperature is relatively low at about 370 °C. Furthermore, in any cell, the variation in the maximum temperature is about 100 °C, and no clear difference was seen. This is interpreted as follows: Since the heater heating continues in the trigger cell, the temperature rises higher due to the temperature rise caused by the thermal decomposition reaction. In contrast, the temperature of the center cell rises due to heat transfer from the trigger cell, but since it is cooled by heat transfer to the end cell, the temperature does not rise so high. The temperature of the end cell rises due to heat transfer from the center cell, but since there is no heat removal to the cell, cooling does not proceed, and as a result, the temperature tends to be high. Also, these are less affected by variations in thermal runaway timing. It should be noted that the probability of “no thermal runaway” in the center cell is about 3% (the light blue bars in the center cell), whereas that in the end cell reaches 25% (the light blue and yellow bars in the end cell). This suggests that the uncertainty of each measured value propagates from cell to cell, and as a result, the presence or absence of thermal runaway is greatly affected.
3.4. Sensitivity Analysis Using Surrogate Model
Using GPR, a surrogate model with explanatory variables (
C,
kcell,
E,
Q) and objective variables (
Tmax,
tTR) was constructed.
Figure 9 shows scatter plots of the calculated values by the 1-dimensional thermal runaway model and the predicted values by the surrogate model. Each plot is generally on the 45-degree line, and it can be seen that the surrogate model satisfactorily predicts both
Tmax and
tTR in each cell. The R
2 value for the trigger cells
tTR is somewhat low (R
2 = 0.555), which is likely due to the small variability of
tTR across the different conditions. In other words, since the thermal runaway timing for the trigger cells does not vary significantly, the proportion of variance that can be explained by the surrogate model is inherently limited, resulting in a relativity lower R
2. Nevertheless, the absolute prediction error remains small, as indicated by the root mean square error (RMSE), which is comparable to that of the other cells. This suggests that, despite the modest R
2, the surrogate model is still capable of accurately capturing the thermal runaway timing within the narrow range of observed variability. Therefore, we have adopted this model.
Next, using the constructed surrogate model, the maximum cell temperature
Tmax and
tTR were predicted for the explanatory variables (
C,
kcell,
E,
Q) under a total of 10,000 conditions.
Table 9 shows the range of the explanatory variables, corresponding to the evaluated standard deviation described in
Section 3.3.
Figure 10 shows the
Tmax for specific heat
C and intra-cell thermal conductivity
kcell, and the values for activation energy E and latent heat
Q, respectively. In both the center cell and the end cell, the maximum temperature decreases as
C increases and
kcell decreases, but the effect of
kcell is greater than that of
C (
Figure 10 upper). This is probably due to the relatively large variation in the measured value of
kcell and the large uncertainty. On the other hand, in any cell, it can be seen that the maximum temperature changes more significantly depending on the value of
Q than the value of
E (
Figure 10 lower). This is presumably because the uncertainty in the peak position in DSC measurement is relatively smaller than that in latent heat, and as a result, the effect on the maximum temperature is greater.
The scatter plots of
tTR for C and
kcell, and the values for
E and
Q are shown in
Figure 11. In the end cell, there is a tendency for
tTR to decrease as
kcell becomes smaller, while the effect of
C is minimal (
Figure 11 upper). However, this trend is prominent in the end cell but not clear in the center and trigger cells. On the other hand, in the trigger cell, a larger
kcell leads to a smaller
tTR, whereas in the center and end cells,
tTR tends to increase. This is interpreted as a larger thermal conductivity,
kcell, enhancing the heat removal effect in the trigger cell, but promoting temperature rise in the center and end cells. The sensitivity to
Q is prominent in the end cell, where a larger
Q leads to a clear decrease in
tTR.
The Multiview feature is shown in
Figure 12. In this plot, the horizontal axis represents the difference from the mean of the explanatory variable (Δ
E, Δ
Q, Δ
C, Δ
kcell), while the vertical axis represents output variable (
Tmax and
tTR). The gray area in the plot indicates the 95% confidence interval. The cross-sections show how an output variable (
Tmax and
tTR) responds to changes in explanatory variable (Δ
E, Δ
Q, Δ
C, Δ
kcell) when all other input variables are held constant. Thus, it can be seen how these different parameters are influential for the respective
Tmax and
tTR. In the trigger cell, the variation in the thermal runaway timing,
tTR, is very small; therefore, it exhibits only slight sensitivity to Δ
kcell and Δ
C, which remains within the 95% confidence interval (the gray shaded area in
Figure 12). For Δ
kcell, a slight tendency for earlier thermal runaway timing is observed in the range of higher intra-cell thermal conductivity. In contrast, the center and end cells exhibit the opposite trend with respect to Δ
kcell, indicating a stronger influence of Δ
Q. The cell-to-cell differences in sensitivity to Δ
kcell suggest that the balance between the promotion of thermal runaway due to increased thermal conductivity within the cell and heat dissipation to adjacent cells governs the response. Furthermore, for
Tmax, it is confirmed that all cells exhibit high sensitivity to Δ
Q and Δ
kcell, showing a similar dependency.
In order to quantify the influence of the explanatory variables (
C,
kcell,
E,
Q) on the maximum temperature
Tmax and the timing of thermal runaway
tTR, sensitivity analysis was performed using the Sobol index [
44]. The Sobol index is one of the variance-based global sensitivity analysis methods, and the degree of influence of the variance of the input on the variance of the output can be evaluated.
Here,
xi represents the input (here,
C,
kcell,
E,
Q), and
y represents the output (here,
Tmax,
tTR).
Figure 13a,b show the Sobol index of each input at
Tmax and
tTR, respectively. For both the maximum temperature
Tmax and the thermal runaway timing
tTR, the influence of the intra-cell thermal conductivity
kcell and the latent heat
Q is large, and it can be seen that it changes continuously depending on the distance from the trigger cell. This indicates that the heat propagation and the amount of heat generation of the cell affect the temperature-time (position) profile. On the other hand, the Sobol indices (ST values) for the specific heat
C and activation energy
E are low, indicating that the variability of these measured values has a relatively minor effect on the variability of
Tmax and
tTR. This is likely because the assumed ranges of measurement variability in this study were small: 1.2% for
C and 0.16% for
E (both expressed as the standard deviation relative to the mean value), which consequently resulted in a small impact on
Tmax and
tTR within these ranges.