Abstract
Considering the rapid increase in the population over the age of 65, there is increasing need to consider models of care for persons with dementia (PWD). One common deficit associated with dementia progression is difficulty with successful participation in mealtimes. Difficulty participating in mealtimes in PWD is not the result of one factor, but rather a confluence of biological, psychological, and social characteristics common in dementia. Factors leading to mealtime difficulties for PWD may include changes in cognitive status, altered sensorimotor functioning, and increased reliance on caregiver support. The complex nature of biological, psychological, and social factors leading to mealtime difficulty highlights the need for a pragmatic model that caregivers can utilize to successfully support PWD during mealtimes. Existing models of dementia and mealtime management were reviewed and collated to create a model of mealtime management that considers this complex interplay. The Biopsychosocial Model of Mealtime Management builds on past research around patient-centered care and introduces an asset-based approach to capitalize on a PWD’s retained capabilities as opposed to compensating for disabilities associated with dementia. We hope this model will provide a framework for caregivers to understand what factors impact mealtime participation in PWD and provide appropriate means on intervention.
1. Introduction
In 2017, 15.6% of the American population was 65 years or older, representing more than 1:7 Americans [1]. By the year 2060, the number of individuals in America over the age of 65 is expected to double [2]. An increasingly aging population generally reflects positive developments in healthcare leading to increased life-expectancy; however, this is accompanied by inevitable increases in biological and neurological decline seen in aging bodies. The natural degenerative aging process is the largest contributing factor to the development of non-communicable diseases [3].
Dementia, one of the most prevalent non-communicable diseases, is a term used to describe a cluster of symptoms that results from various neurodegenerative diseases. There are over 100 types of dementia, most commonly presenting as Alzheimer’s disease, vascular dementia, Lewy body dementia, and Frontotemporal dementia [4]. Worldwide, the number of persons with dementia (PWD) is estimated to be 47 million, a number expected to increase to 131 million by the year 2050 [5]. Cognitive decline is not the only symptom associated with a dementia diagnosis; behavioral and psychiatric symptoms (BPSD) oftentimes fall into the cluster of symptoms that hallmark the neurodegenerative disorder [6]. Thus, in order to maximize health and quality of life within this growing population, it may be crucial to consider both the biological as well as the psychosocial deficits when implementing a holistic approach to management of dementia.
One primary area of management in dementia care relates to nutritional intake, which is often complicated by the presence of oropharyngeal dysphagia (OD). The prevalence of OD varies greatly across settings, but up to 70% of all referrals for dysphagia assessment are for older adults [7]. OD is commonly seen in PWD, with 57–93% experiencing swallowing-related deficits [8,9]. Given the number of individuals expected to develop dementia, these statistics represent a potential 26.8 million individuals with dementia who will experience some degree of swallowing-related deficit. Yet, despite the high potential of OD in PWD, a consensus on the functional impact of swallowing-related deficits in this population is lacking.
OD among PWD likely results from many different factors that accompany the biological, cognitive, and psychosocial decline during the disease’s progression. OD results from disturbances in motor control, changes in cognition, and/or sensory issues, all of which are common in individuals with progressive neurological diseases [10]. The physiological causes of OD in PWD are varied, but likely related to age-related decline in motor and sensory functioning that is exacerbated by the progressive neurological decline characteristic of dementia [11]. Unfortunately, the consequences of OD can be severe. Even in otherwise healthy older adults, aging cognitive and neuromuscular processes increase the risk for malnutrition and the development of aspiration pneumonia, which puts these individuals at higher risk of mortality [12,13]. In addition to the physiological effects of dysphagia, including malnutrition, weight loss, and dehydration, OD can impact psychosocial domains, resulting in reduced social participation and quality of life (QoL) [12,14,15,16]. PWD, in particular, face a wide range of symptomology congruent with the deleterious effects of OD, including reduced sensory and motor function resulting in altered feeding ability [8,10], which may further reduce social participation and quality of life in PWD.
2. Current Models That Can Inform Mealtime Management
Prior to considering plans for mealtime management in PWD, it is crucial to consider what is known about mealtime management in both clinical and non-clinical populations. A number of current theoretical models of mealtime management exist that can help inform a new conceptualization of mealtime management of PWD. Three models will be discussed below, The World Health Organization’s International Classification of Function, Disability, and Health, Bisogni et al.’s Framework of Typical Mealtime Processes, and historical perspectives on the Biopsychosocial Model of Patient care. Each model presents with both strengths and limitations when considering successful mealtime management for PWD, as will be described further below. Building on the unique strengths of each, these three theoretical models were all used to inform the Biopsychosocial Model of Mealtime Management in PWD proposed here.
2.1. World Health Organization’s International Classification of Function, Disability, and Health
The World Health Organization’s International Classification of Function, Disability, and Health (WHO-ICF) offers a conceptual model for describing an individual’s functional status within the context of disease or disorder [17]. Approved by all member states of the World Health Organization, the WHO-ICF model is one of the most widely accepted models for classification of disfunction within the context of health. The health condition (a disease or disorder) may impact functioning at three mutually interacting levels: in relation to the body, activity, and participatory capability within the context of an individual’s environmental and personal factors [17]. Significantly, the model explicitly recognizes, and draws attention to, the important role of contextual factors on functional outcomes given the presence of disease.
As applied to mealtimes in dementia, the relationship between dementia (disease) and the eating process (activity) is multifaceted. Successful or unsuccessful mealtimes cannot be attributed to any one factor and, as the WHO-ICF model stipulates, multiple contextual factors, such as reliance on others for feeding assistance and altered cognitive functioning, affect the functional outcome. However, it must be recognized that this model of classification is born out of the identification of disability within the context of the person’s diagnosis and environment as opposed to an individual’s preserved abilities. The 2013 WHO Practical Manual for using the ICF framework mentions the word “disability” 270 times, and mentions the word “enable” in the context of human performance twice; the word “ability” is mentioned in the same context just once [18]. This deficit-based terminology may contribute to furthered disease-based treatment approaches that respond to a patient’s disfunction as opposed to a patient-centered approach which leverages the patient’s retained abilities for mealtime success. Combining the WHO-ICF, which highlights the important interconnected nature of disease, function, and environment, with a more asset-based approach to dementia management, which aims to leverage those retained abilities, may better encourage patient-centered care that frames PWD and caregivers as co-producers of positive health outcomes [19].
2.2. Bisogni et al.’s Framework of Typical Mealtime Processes
Moving toward a more asset-based approach to mealtime management for PWD requires a clear understanding of the environmental factors related to mealtimes. A 2007 review of eating habits in healthy adults revealed an intricate series of interconnected dimensions that form a framework to describe the typical mealtime process [20]. These dimensions include social setting, food and drink, time, recurrence, physical condition, location, activities, and mental processes (see Figure 1). Social setting describes the people present and their relationship to the participant. The food and drink domain details the type of material consumed, amount consumed, and how the food or drink was prepared (e.g., homemade or pre-prepared). The dimension of time is described as the time of day the meal was consumed, the chronological relation to other daily experiences (e.g., after exercise or before work), and the subjective experience of time (e.g., participants reported “I was in a rush”). The domain of recurrence was used to describe how repetitious the mealtime experience was (e.g., a meal eaten once a week versus once a year on special occasions). Physical condition refers to two main components, the appetite and hydration needs of the participant and the physical state of the participant such as presence of fatigue, illness, or disease. The location domain describes both the general location (e.g., at home vs. at a restaurant) as well as positionality within that location (e.g., at the dining room table versus in front of the television). Activities include anything that was happening during the mealtime (e.g., parental tasks) and how disruptive they were to the mealtime experience. Lastly, the mental processes domain includes two main features, food-related goals (e.g., eating so the food does not go bad) and associated emotions (e.g., stressed versus at ease).
Figure 1.
The eight interacting dimensions and features of eating and drinking episodes that characterize situational food and beverage consumption among working adults (based on [20]).
Within Bisogni et al.’s (2007) conceptual model, these dimensions come together to characterize a mealtime episode with each dimension describing a particular aspect of the mealtime. For example, mapping a typical dinnertime using this framework may include location (at home), people (with family), and time (after work and picking up children); each of these aspects color the eating experience and converge to define its success or failure. Mapping the mealtime experience of a PWD in a long-term care (LTC) facility may include location (in an isolated room), social setting (alone, without peers), and mental processes (confusion, frustration). Each of these dimensions influences the others, and the interconnected nature of these dimensions affects the ultimate mealtime experience.
2.3. Historical Perspectives of the Biopsychosocial Model of Patient Care
Bisogni et al.’s (2007) description of the mealtime experience as a dynamic process of environmental–social–personal interactions supports a more holistic approach to patient care, which is often framed within a biopsychosocial model. The biopsychosocial model of patient care was introduced as an alternative to the biomedical model of illness classification [21]. Engel’s Biopsychosocial model argued that a patient’s biological, social, psychological, and behavioral domains must be considered together in order to fully understand a patient’s diagnosis and prognosis [21]. Adaptation of the biopsychosocial model to describe dementia was first by described by Cohen-Mansfield, who proposed that the manifestation of dementia is the result of the convergence of biological, psychological, and environmental factors [22].
Considering the progressive nature of dementia, Spector and Orrell (2010) expanded on Cohen-Mansfield’s (2000) model by proposing that the impact of biological, psychological, social, and environmental domains change throughout disease progression [23]. In addition to highlighting the progressive nature of dementia-related symptomatology, the Spector-Orrell model identifies fixed and tractable biopsychosocial characteristics that a PWD experiences. Fixed characteristics are those that are not able to be altered. For example, fixed biological characteristics may be diagnosis or past medical history and fixed psychosocial characteristics may be personality traits or previous life events. Tractable characteristics are those that can be changed. For example, a tractable biological characteristic may be sensory impairment, and a tractable psychosocial characteristic may be environment or levels of mental stimulation. Identification of tractable biological and psychosocial characteristics may allow caregivers to better highlight modifiable personal and contextual factors that impact functional outcomes and leverage the PWD’s retained assets to enhance mealtime participation.
Patient-centered treatment requires consideration of both tractable biological and psychosocial characteristics when managing feeding and swallowing impairments in PWD to ensure that the mealtime is as successful as possible. Central to a biopsychosocial approach is patient-centered, as opposed to, disease-centered care. For example, consider a patient with dementia in an isolated room who is exhibiting heightened levels of agitation. As they throw their lunch tray off the table, is this truly an example of BPSD? Or perhaps the patient is full, and the caregiver did not recognize cues to stop feeding? The caregiver’s response to this behavior may depend on the caregiver’s view of the behavior [24]. Coming from a disease-based perspective, the caregiver may view these behaviors as a result of the neurodegenerative disease process and disregard this attempted communication, potentially resulting in increased frustration for both the caregiver and the PWD [25]. Alternatively, by utilizing a person-centered approach, the caregiver can better recognize this behavior as a reaction to the interplay between biological, social, and environmental factors resulting in an attempt to communicate an unmet need [20,26]. By utilizing a person-centered perspective, the PWD’s needs may be better met, thereby alleviating further frustration for both the PWD and the caregiver. It is crucial for caregivers to look at how these individuals are attempting communication, both with verbal cues and non-verbal behavior. To view the patient and their retained abilities holistically, clinicians must consider how PWD are framed within the context of a degenerative disease. By combining aspects of the three theoretical models described above (WHO-ICF, Bisogni’s conceptual model of mealtime management, and the tractable characteristics of the Spector-Orrell model biopsychosocial model of dementia management) caregivers can utilize a person-centered biopsychosocial model of mealtime management for PWD that views patients’ actions as a result of not only the disease, but also the social and environmental processes.
4. Discussion
Successfully assisted mealtimes are a critical component of caring for PWD as mealtimes have large impacts on QoL, maintenance of nutrition, feelings of autonomy, and socialization [12,15,16,73,84,85,86]. Additionally, considerations for mealtime management must reflect the dynamic relationship between the biological and psychosocial characteristics that impact the ability of PWD to participate in mealtimes. Biopsychosocial interventions that utilize an asset-based approach to mealtime management have been shown to increase nutritive intake, increase QoL, and decrease BPSD in PWD [44,45,56,67,75,83].
The Biopsychosocial Model of Mealtime Management proposed here may be a crucial component in designing person-centered mealtime interventions. However, in order to create meaningful, functional treatment options for PWD, future research in the area of dietary management must consider the perspectives of PWD. While it is understood that a progressive neurological disease will change the way an individual communicates, research has shown that PWD retain the ability to communicate their choices and opinions regarding mealtime management [85]. Unfortunately, however, many PWD report feelings of loss of agency and control when they are not provided opportunities to make choices [85]. Given the importance that recognition of choice and preference has on mealtime participation and maintenance of nutrition [67,83], it is crucial that future research surrounding mealtime management considers the perspectives of PWD. The capacity for an individual with decreased cognitive ability to participate in research may be difficult to ascertain, often resulting in clinical practices that position the PWD as a passive participant of intervention [87,88]. This “default view” needs to be re-examined. Future research must challenge this deficit-based perspective to identify areas where PWD can be integrated into research and clinical practice to better understand where mealtimes can be enhanced. The first step to ensuring truly person-centered care is to consider the perspective of, and minimize compromises to, the dignity of PWD [88]. Utilization of an asset-based biopsychosocial framework may guide the caregiver’s perspective away from an orientation that highlights areas of breakdown in mealtime and instead asks the caregiver to consider capitalizing on retained assets to promote successful mealtimes.
Mealtime management is a crucial component in considering care for PWD. The multifaceted nature of the mealtime experience for PWD, including increased reliance on caregivers, decreased opportunities for socialization, and changes in sensorimotor function, highlight the need for a dynamic approach to mealtime care. Moreover, the interconnected features of eating and drinking episodes suggest that single-component interventions, such as increasing the contrast of food or playing calming music, may not be enough to fully support PWD during mealtimes. Rather, as we propose here, successful mealtimes may be reliant on the consideration and explicit targeting of sensorimotor functioning, dining environment, cognitive status, and preferences of PWD as integral parts of mealtime management. PWD should remain active participants in their care. Utilizing an asset-based biopsychosocial model of mealtime management, that requires centering on the unique strengths and capabilities of each PWD, yields the potential to improve a broad range of mealtime outcomes more effectively, including mealtime engagement, autonomy, and nutrition maintenance.
Author Contributions
Conceptualization, D.F.B. and S.E.S.; methodology, D.F.B. and S.E.S.; formal analysis, D.F.B. and S.E.S.; investigation, D.F.B. and S.E.S.; resources, D.F.B. and S.E.S.; writing—original draft preparation, D.F.B. and S.E.S.; writing—review and editing, D.F.B. and S.E.S.; supervision, S.E.S.; All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest.
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