Abstract
Given a complex Banach space , we investigate the stable character of the property for a bounded linear operator , under commuting perturbations that are Riesz, compact, algebraic and hereditarily polaroid. We also analyze sufficient conditions that allow the transfer of property from the tensorial factors and to its tensor product.
1. Introduction
In 1900, E. Fredholm published his famous article On a new method for the solution of Dirichlet’s problem, which changed the study of the solution of integral equations. This article served as inspiration for F. Riesz, in 1918, to establish Fredholm’s abstract methods in the form of compact operators, thereby initiating what is now known as Fredholm theory for operators. In this theory, there are two classes of operators that play a fundamental role; these are the so-called Browder operators (also classically known as Riez–Schauder operators) and the Weyl operators, which have been the subject of a range of studies. In the last decades, numerous investigations have been developed on Fredholm theory, where some authors have introduced and studied several spectral properties similar to Weyl’s theorem formulated by L. Coburn in [1]. The study of the spectra of the semi B-Fredholm and B-Weyl operators allowed M. Berkani and J. Koliha [2] to introduce two properties known as the generalized Weyl’s and generalized a-Weyl’s theorems, which are generalizations of the classical versions of the Weyl’s and a-Weyl’s theorems, respectively. Recently, other properties have been introduced and studied involving the different spectra of the Fredholm and B-Fredholm theories (started by M. Berkani), which together with the classical properties are known today as Weyl-type theorems. The stability of strong variations of Weyl-type theorems under direct sums and restrictions has been studied, as well as the transmission of spectral properties between a Drazin invertible operator and its Drazin inverse; for example, see [3,4]. In addition, the study of Weyl-type theorems under commuting perturbations has been considered by several authors, among which we can mention Oudghiri [5,6], Berkani et al. [7,8], Aiena and Triolo [9]. Elsewhere, the stability of Weyl’s theorem under the tensor product has been studied by Kubrusly and Duggal in [10]. Subsequently, studies in this direction have been expanded by Duggal [11], Rashid [12] and Rashid and Prasad [13], involving new Weyl-type theorems. This article follows the same line of research as the works referenced above, but now we consider a strong variation of the Weyl-type theorems that was introduced by Sanabria et al. [3,14], namely property . According to [14], if an operator satisfies property , then satisfies equivalently another forty-four spectral properties, among which are Weyl-type theorems such as the properties and recently studied in [15,16], respectively. This arouses the interest of studying property from different points of view. In this paper, we focus our interest on obtaining conditions so that the property remains stable under perturbations that are commutative and tensor products for some classes of operators.
2. Preliminaries
Let , where is a complex Banach space. For , let , and be the dual operator, the range and the kernel of , respectively. We will use the following spectra of : (classical), (approximate point), (surjectivity), (point), (essential), (upper semi-Fredholm), (lower semi-Fredholm), (Browder), (upper semi-Browder), (lower semi-Browder), (Weyl), (upper semi-Weyl), (lower semi-Weyl), (B-Fredholm), (upper semi B-Fredholm), (lower semi B-Fredholm), (Drazin invertible), (left Drazin invertible), (right Drazin invertible), (B-Weyl) and (upper semi B-Weyl). See [17,18] for definitions and other details.
For , let be the codimension of , the dimension of , the ascent of and the descent of . The resolvent set of is denoted by and the quasi-nilpotent part of by . In addition, we put:
and
Definition 1.
An operator is quasi-Fredholm (of degree k) if for some :
- 1.
- ,
- 2.
- For any , is a closed subspace of ,
- 3.
- is a closed subspace of .
In [19], Finch introduced the following property. An operator checks the single valued extension property at (briefly, SVEP at ), if for each open disc with center at the unique analytic function , which satisfies the equation
is on. We say that satisfies SVEP if satisfies SVEP at each point . We put
and
Obviously, . In addition, , where is the frontier of . Note that, and for all being an isolated point of the spectrum of . We also have
and dually,
see [17] (Theorem 3.8). Furthermore,
and dually,
Observe that, in general, is not necessarily closed, and by [17] (Theorem 2.31),
Remark 1.
Let . For , we consider the following sets:
We also define
According to [21], has the a-Browder’s theorem if . Following [2], has the generalized Weyl’s theorem if . Following [22] (resp. [23]), is said to satisfy property (resp. property ) if (resp. ).
3. Perturbation Theory for Property
For , put . Following [14], satisfies property if . Next, we establish several results related to property for an operator (resp. ) satisfying SVEP at each point that does not belong to the lower (resp. upper) semi-Weyl spectrum of and such that . Later, these results will be useful to analyze the stability of property for certain perturbations. Let .
Theorem 1.
Let with . If for each , then .
Proof.
As whenever , it remains to show that . Now, if and , then (since ) and as , also . Hence, , so then , which is not possible. Thus, and hence . □
Corollary 1.
whenever .
Proof.
Let . If , obviously . If , then and since the set of all upper semi-Weyl operators is open in , from hypothesis it follows that . Hence, again. Now, by Theorem 1, . □
The following example points out that the converse of the previous theorem is not true.
Example 1.
Letbe the Volterra operator ongiven byfor each. Observe thatis quasinilpotent and injective. So,,and hence. Asis not closed, we haveand, i.e.,. However,. Note that, because it is quasinilpotent.
Theorem 2.
If for each and , then .
Proof.
Clearly, since , we have . Assume that and . According to this, and . As , and since , . Thus, and therefore , contradicting that . Therefore, and we conclude that . □
Corollary 2.
For such that , we have:
- 1.
- If , then .
- 2.
- If , then .
Corollary 3.
If for each and , then we have the following equalities: .
Proof.
The equalities before are followed by [24] (Corollary 2.18). By hypothesis and Theorem 2, , so from [24] (Theorem 2.10), . Hence, we deduce that equalities after are valid (see [14] (Theorem 2.27)). □
The exploration of the perturbations is very important in the spectral theory of the linear operators, because through them is studied the behavior of the spectral properties when the operators undergo a small change. This topic has occupied a place in applied mathematics, and over time has evolved into a self-interested mathematical discipline. An outstanding aspect of conducting studies of operators under commuting perturbations is that these could be used in harmonic analysis; for example, concerning the Wiener–Pitt phenomenon. In what follows, we mainly analyze the stable character of property through a perturbation that commutes with the operator and is of finite range (resp. Riesz, compact, algebraic). We say that is isoloid if each is an eigenvalue of ; while is called finitely isoloid if each is an eigenvalue of with finite multiplicity.
Theorem 3.
If is isoloid and is a finite rank operator such that , then .
Proof.
By hypothesis and [14] (Theorem 2.8), has the generalized Weyl’s theorem and . Since is isoloid, by [25] (Theorem 3.4), has the generalized Weyl’s theorem. Moreover, as is of finite rank, by [17] (Theorem 3.39), , and by [26] (Theorem 3.2), we get that . Thus, , and again, by [14] (Theorem 2.8), we deduce that . □
Corollary 4.
If is quasi-nilpotent, which has 0 as an eigenvalue, and is of finite rank such that , then .
Proof.
From hypothesis is isoloid, so the proof is completed using Theorem 3. □
According to [27] (Theorem 7), satisfies for each such that if and only if is a Riesz operator. In addition, by [27] (Corollary 7). In the case that , and . In particular, these results hold for finite rank operators.
Theorem 4.
Let and be of finite rank such that . The following are equivalent:
- 1.
- .
- 2.
- .
- 3.
- .
Proof.
(1)⇔(2) Since if and only if and (see [14] (Theorem 2.23)), the proof is completed using the fact that for finite rank operators, , see [17] (Theorem 3.39).
(2)⇔(3) Assume that . If , then , whereby . However, we have , so . Therefore, . Reciprocally, since , and hence, . Thus, it remains to show that . If , then . First, we note that is Riesz, and this way . Now, we consider two cases.
Case 1: .
Case 2: .
For Case 1, obviously , whereby . For Case 2, we have and so, , which implies that again. Thus, by both cases, if then and hence, we deduce that . □
Remark 2.
The equivalence (1)⇔(2) of Theorem 4 holds if we replace by being compact and commuting with .
Corollary 5.
Let for each and be of finite rank commuting with . Then, is equivalent to .
Proof.
Since , , thus . By [28] (Lemma 2.1), , which implies that . Therefore, , and by Theorem 4, . Reciprocally, assume that . So, using symmetry, we have . □
It is well known that if is a nilpotent operator that commutes with , we have and , see [29]. According to this, we establish the next result.
Theorem 5.
Assume that is nilpotent and commutes with . Then, is equivalent to .
Proof.
Assume that . By [30] (Theorem 2.13), . Since and , then and hence, . The converse is obtained by symmetry. □
In the following example we show that the hypothesis of commutativity cannot be omitted from Theorem 5.
Example 2.
Let be defined as
Obviously is nilpotent and . As and , we have . However, and , whereby .
Corollary 6.
Let be of finite rank and commuting with a quasi-nilpotent operator such that . Then, is equivalent to .
Proof.
The hypothesis about and implies that is nilpotent. Indeed, is injective because . As and is quasi-nilpotent, is quasi-nilpotent and of finite rank. Thus, is nilpotent, and as is injective, we have that is nilpotent. Therefore, the proof is completed using Theorem 5. □
The stable character of property seen in Theorem 5 does not hold for compact or quasi-nilpotent operators.
Example 3.
Let us consider the operators and on given by
with defined on as . Note that is a compact quasi-nilpotent operator and . On the other hand, , because and . However, , because .
Theorem 6.
If is quasi-nilpotent and commutes with the operator such that , then .
Proof.
By [31] (Corollary 3.24), and . Since is quasi-nilpotent, it follows that is of Riesz, and from [31] (Corollary 3.18), we get that . Thus, and by Corollary 1, . □
Corollary 7.
Let commute with and suppose that there exists such that is an operator of finite rank. If , then .
Proof.
We have by [31] (Lemma 5.106), and by [31] (Theorem 3.27). Since is a Riesz operator, the remainder of the proof follows as the proof of Theorem 6. □
The proof of the following theorem is obtained using the stability of under Riesz commuting perturbations, see [31] (Corollary 3.18).
Theorem 7.
Let be finitely isoloid and let be a Riesz operator such that and . Then, is equivalent to .
Theorem 8.
Let and let be a Riesz operator such that . Then, is equivalent to .
Proof.
If , then . For the converse, suppose that . As , it has the a-Browder’s theorem, so from [5] (Corollary 2.3), has the a-Browder’s theorem. Consequently, . □
Theorem 9.
If is isoloid and is a Riesz operator such that and , then .
Proof.
If is Riesz, then from [31] (Corollary 3.18), we have . Let . As , and so, is closed. We also have , whereby , so and hence , because . For the other inclusion, let . Then and as is isoloid, and . Consequently, and hence, . Thus, . □
Recall that is algebraic [31] (Section 3.5) if for some complex nontrivial polynomial p. Obviously, each nilpotent operator is algebraic. According to [31] (Theorem 3.72), if is an algebraic operator and for each polynomial p, then there exists such that has finite rank and hence, is Riesz. In addition, being algebraic is equivalent to being algebraic. Given and an open subset of , we put
Theorem 10.
Suppose that , is algebraic such that and . Then:
- 1.
- If and , then .
- 2.
- If and , then .
Proof.
(1) Suppose that is an algebraic operator. Then, is algebraic and since , by [32] (Theorem 2.3) it follows that . Thus, by [17] (Theorem 2.40), we have , and as , by Corollary 2, we get that .
(2) Can be proved similarly to (1). □
Theorem 11.
Let and . Then:
- 1.
- If and is quasi-nilpotent such that , then both and belong to .
- 2.
- If and is algebraic (or Riesz) such that , then belongs to .
Proof.
(1) If , then , by [17] (Theorem 2.40). Since is quasi-nilpotent and commutes with , from [17] (Corollary 2.12), we have that both and belong to . By [31] (Corollary 3.24), and so . Observe that . Again, by using [31] (Corollary 3.24), we have and , which implies that and hence, . By Corollary 2, we conclude that both and belong to .
(2) Since is algebraic (resp. Riesz) commuting with and , by [33] (Theorem 2.14) (resp. [31] (Theorem 2.129)) we get that belongs to . Thus, by Corollary 2, belongs to . □
We say that is called polaroid if ; while is called hereditary polaroid if each part of is polaroid, where a part of means the restriction of to a closed -invariant subspace. Let is non-constant on each component of its domain.
Theorem 12.
Suppose that , is algebraic commuting with and . If is finitely isoloid, then we have:
- (1)
- If is hereditarily polaroid, then .
- (2)
- If is hereditarily polaroid, then .
Proof.
(1) Since is hereditarily polaroid, by [31] (Theorem 4.31), and as is algebraic, by [32] (Theorem 2.3), we get that . In addition, is polaroid, which is equivalent to saying that is polaroid, which implies, by [31] (Theorem 4.24), that is polaroid, or equivalently, is polaroid, by [31] (Theorem 4.19). Now, polaroid and entails that satisties properties and , by [34] (Theorem 3.12). Since is finitely isoloid and polaroid, and hence, . However, polaroid implies, by [15] (Theorem 4.12), that satisfies property , or equivalently, , by [15] (Theorem 4.5).
(2) This is proved similar to (1). □
Following the proof of [32] (Theorem 2.3) we can get:
Lemma 1.
Let be such that . If is algebraic, we have:
- 1.
- If and , then .
- 2.
- If and , then .
Theorem 13.
Suppose that , is algebraic such that and . If with and , then .
Proof.
If , then satisfies SVEP at . Since is algebraic and , from Lemma 1 it follows that satisfies SVEP at . Thus, by Theorem 1, we conclude that satisfies property . □
Theorem 14.
Suppose that , is algebraic such that and . If with and , then .
4. Property under Tensor Products
Let and be two Banach spaces and be the algebraic completion (in some reasonable uniform cross norm) of the tensor product of and . The tensor product of and on is the operator defined as for each . In this section, we analyze some conditions that allow property to be transmitted from the tensor factors and to the tensor product and vice versa. For this, we consider the following three lemmas.
Lemma 2
([35], Theorem 3). If and have the Browder’s theorem, then the following statements are equivalent:
- 1.
- has the Browder’s theorem.
- 2.
- .
Lemma 3.
If and , then
Proof.
By virtue of [35] (Lemma 5), . Thus, the proof follows from the facts that and for every operator . □
Lemma 4.
If and are isoloid and , then
Proof.
Since and are isoloid, then is an isoloid operator. According to this, we have , and .
Suppose that or . By [36] (Proposition 3), , and as , whereby , and so holds. Now, suppose that and . Then, by [36] (Proposition 3(a)), . □
The following Theorem was proved in [13], but here we give a simpler proof.
Theorem 15.
Let and satisfy property . Then, satisfies property , which is equivalent to
Proof.
It is well known that properties and are equivalent (see [3] (Corollary 2.5)). In addition, property implies the equality of the Browder spectrum and the upper semi B-Weyl spectrum (see [3] (Theorem 2.27)). Thus, the proof follows from the identity (see [37] (Theorem 4.2(a))). □
Theorem 16.
Let and be two isoloid operators and . Then, is equivalent to
Proof.
Since property implies the equality between upper semi-Weyl and Browder spectra (see [3], Theorem 2.27), the direct sense is immediate from [37] (Theorem 3.5).
Conversely, suppose that the identity
holds. Then, again by [3] (Theorem 2.27), we get that
Thus, we obtain that . However, we will show that . If , then by Lemma 4. Hence, if with and , then and , and since the identity (1) holds, we get that . Hence, . □
Recall that, if and are quasinilpotent commuting with and , respectively, then
where is quasinilpotent.
Theorem 17.
Let and be quasinilpotent commuting with and , respectively. If is isoloid, then .
Proof.
We know that
We also have that an operator satisfies SVEP if and only if any perturbation of it by a commuting quasinilpotent operator satisfies SVEP. Assume that . Then
We will show that . Indeed, if , then , and also . Since implies that satisfies SVEP at , if follows that and . Hence, and so, . To show the inclusion , let . Then , and as is isoloid, . Therefore, and consequently . □
Theorem 18.
Let and be two isoloid operators and let and be two Riesz operators commuting with and , respectively. Suppose that , and . The following are equivalent:
- 1.
- a-Browder’s theorem transfers from and to their tensor product.
- 2.
- .
Proof.
First of all, let us observe that according to the hypothesis and Theorem 9, we have that both and satisfy property , which implies that , , and . In addition, as , and satisfy property , we get that
Now, we will prove the required equivalences in the theorem.
(1)⇒ (2) Assume that a-Browder’s theorem transfers from and to . Then, from the above and by [11] (Lemma 1), we have
and
Thus, to conclude this part of the proof, we will show that holds. Let . Then, there exist and with . As both and satisfy property , it follows that and . Thus, , and using the fact that , we get that . Conversely, if then . Since , we have , and as is isoloid (because both and are isoloid), it follows that .
(2)⇒ (1) As property implies a-Browder’s theorem, has the Browder’s theorem. As both and satisfy property , this tells us that a-Browder’s theorem is transmitted from and to . □
Remark 3.
Let be a Banach space and be a proper closed subspace of . We consider the set . For every , let be the restriction of on . According to the results established in [38], if and , then is equivalent to . Hence, if and , then the results given in this work can be preserved from to and reciprocally.
5. Conclusions
The spectral property implies a range of spectral properties, including the classical Weyl’s theorems, so this property is somewhat strong. Some necessary conditions were obtained that guarantee the stable character of property under the classic perturbations. Among other things, it was concluded that property is stable under commuting perturbations: nilpotent, of finite range “but the operator is isoloid”, of Riesz “but the operator is isoloid and the spectrum of the operator coincides with the spectrum of the sum of the operator with the Riesz perturbation”, and algebraic when the operator satisfies SVEP at all points of the spectrum of the algebraic perturbation. Finally, the tensor product between two operators that satisfy the property was analyzed and we concluded that under certain conditions it is stable for quasinilpotent (or Riesz) perturbations in the factors.
Author Contributions
Investigation, E.A., J.S. and L.V. All authors contributed equally to this manuscript. All authors have read and agreed to the published version of the manuscript.
Funding
The research was funded by Escuela Superior Politécnica del Litoral.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest.
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