Abstract
We introduce the concepts of extended equimeasurability and extended uniform quasiboundedness in groups of group-valued mappings endowed with a topology that generalizes the topology of convergence in measure. Quantitative characteristics modeled on these concepts allow us to estimate the Hausdorff measure of noncompactness in such a contest. Our results extend and encompass some generalizations of Fréchet–Šmulian and Ascoli–Arzelà compactness criteria found in the literature.
Keywords:
group; pseudonorm; convergence (and local convergence) in measure; measure of noncompactness; equimeasurability; uniform quasiboundedness MSC:
54D30; 54C35; 47H08
1. Introduction
Let us start by recalling the Fréchet–Šmulian criterion of compactness. Consider a Lebesgue-measurable subset E of , the -algebra of all Lebesgue-measurable subsets of E, and the Lebesgue measure . The criterion (Fréchet [1] if , and Šmulian [2] if ) states that a subset M of the space of all real-valued Lebesgue totally measurable functions defined on E is relatively compact with respect to convergence in measure if and only if given there is a finite partition of E in , a number and for each , there is a set in with such that for and . In other words, M is relatively compact with respect to convergence in measure if and only if it is equimeasurable and uniformly quasibounded. In the literature, the introduction of quantitative characteristics measuring the lack of the above two properties has allowed many authors to obtain inequalities that estimate the classical, Hausdorff or Kuratowski, measures of noncompactness and include the Fréchet–Šmulian criterion and its extensions to more general spaces of functions (see, for example, Refs. [3,4,5,6,7,8]). Following such an approach, the aim of this paper is to obtain quantitative versions of theorems about compactness in pseudonormed groups of mappings defined on a given set with values in a normed group G. The paper is organized as follows. In Section 2, we introduce notations, definitions, and preliminary facts that are used throughout the paper. Given a submeasure defined on an algebra in the power set of and taking values in , we consider the group of all G-valued mappings defined on with the topology generated by the group pseudonorm
where is obtained by extending to the power set of . We introduce new equimeasurability-type and uniform quasiboundedness-type concepts for subsets M of a given subgroup of , and associate to them the quantitative characteristics and , respectively. In Section 3 the Hausdorff measure of noncompactness is estimated in our general setting by means of the new quantitative characteristics. We prove the following inequalities:
which contains a Fréchet–Šmulian-type compactness criterion in the group . Moreover, we show that in the group of totally -measurable mappings (see Ref. [9]) the quantitative characteristics and reduce to those introduced in Ref. [4]; thus, our results on compactness extend the analogous ones obtained in Ref. [4]. Then, inequalities (1) are applied to obtain a compactness criterion in a general group endowed with the topology of local convergence in measure. In Section 4, we examine the case of groups of G-valued mappings endowed with the standard supremum seminorm , which is obtained as a particular case of . It is worthwhile mentioning that Nussbaum [6], generalizing a criterion of compactness of Ambrosetti [10], has proved a quantitative version of the Ascoli–Arzelà-type theorem in the space of continuous mappings from a compact metric space into an arbitrary metric space X, obtaining that a bounded subset of that space is relatively compact if and only if it is equicontinuous and pointwise relatively compact. Nussbaum’s result has been extended (see Refs. [4,11]) to the space of totally bounded mappings from a general topological space into an arbitrary metric space X. In such a situation, the estimates provide as a special case also the Bartle compactness criterion [12], by virtue of which a bounded subset of the space of real-bounded and continuous functions defined on a topological space is relatively compact if and only if the following condition holds: for any positive there is a finite partition of such that if belong to the same , then for all . On the basis of the above considerations, in Section 4, we estimate, in our general setting, the Hausdorff measure of noncompactness of a given subset M of a group by means of and the classical quantitative characteristic , which is related to pointwise total boundedness. In such a way, we obtain a compactness criterion that generalizes, among others, the compactness criteria we have just mentioned.
2. Preliminaries
Throughout the paper we will only consider commutative additive groups and real linear spaces. We denote by the power set of a set T and we assume . Now, if is a group with zero element , a group pseudonorm on L is a mapping
such that , and , for all . A group norm is a group pseudonorm that also satisfies if . If L is a pseudonormed group, given a subset X of L, then the symbol stands for the diameter of X. Moreover, given and , the symbol will denote the closed ball centered at x with radius r. Further, we will say that a set function is a measure of noncompactness in the sense of Ref. [13] (where it is defined on bounded subsets of a complete metric space) if it satisfies the following properties:
- (i)
- (regularity);
- (ii)
- (invariance under closure);
- (iii)
- (semi-additivity).
The following properties can be deduced by these axioms:
- (iv)
- implies (monotonicity);
- (v)
- for every one-element set S in L (non-singularity).
Moreover, we require, having in mind that the pseudonorm group L is assumed to be additive, the following additional properties:
- (vi)
- (algebraic semi-additivity);
- (vii)
- for any (invariance under translations).
We recall that for a subset M of L, the Hausdorff measure of noncompactness of M is the infimum of all such that M has a finite -net in L, i.e.,
For more details on measures of noncompactness, we refer to Ref. [13] and also Ref. [14]. In the following, we assume to be a normed group. If is a nonempty set, will denote the group of all G-valued mappings defined on , and will be an algebra in . For and , we define by setting if and if . A mapping is called -simple if there are such that and , for . We denote by the group of all -simple mappings. Now, let be a submeasure (i.e., a monotone, subadditive function with ) and be the submeasure defined by
Then, we consider a natural generalization of the topology of convergence in measure (see ref. [7]); that is, the topology generated on the group by the group pseudonorm defined by
We will use the notation for the pseudonormed group . Throughout, will stand for a subgroup of , possibly the group itself. In particular, will denote the subgroup of all totally -measurable mappings; that is, the closure in of the group of all - simple mappings (Ref. [9]). Finally, we will write for . Now, we introduce new equimeasurability-type and uniform quasiboundedness-type concepts in our general setting. To this end, for M in and , we denote by the set of all multimappings such that for all .
Definition 1.
A subset M of is said to be extended equimeasurable if for any there are a finite partition of Ω in , a finite set in and a multimapping such that, for all , there is .
A subset M of is said to be extended uniformly quasibounded if for any there are a set in G with , a finite set in and a multimapping such that, for all , there is with
Now, apart from the Hausdorff measure of noncompactness in , which we will simply denote by , we consider the set quantitative characteristics , defined by setting
In such a way, a subset M of is extended equimeasurable if and only if , and extended uniformly quasibounded if and only if .
Remark 1.
It is worth noting for the sequel that the quantitative characteristics and satisfy conditions (ii)–(vii) of a measure of noncompactness.
3. Compactness in Pseudonormed Subgroups of
The main result of this section provides estimates for the Hausdorff measure of noncompactness in terms of the simpler quantitative characteristics we have introduced.
Theorem 1.
Let M be a subset of , then
Let M be a subset of , then
Proof.
Let us prove (5). Let M be a subset of . Since , if either or , the inequality holds true. Assume and . Let and . Then, choose a finite partition of in , a finite set in and a multimapping such that, for all , there is with for . Choose also a set in G with , a finite set in and a multimapping such that, for all , there is with . Moreover, let be a -b-net for in G. Now, set
and
for all and , so that Then, fix a mapping , and denote by the finite set of all mappings , defined as follows
where the -tuples vary in . We will show that, for all and , the set is a finite - -net for in . To this end, let be arbitrarily fixed and set then, fix , for such that if . Further fix such that , and such that . Finally, define the mapping by setting
Then, . Moreover, for we have
Since with and , we have . Therefore, we find . Now, having in mind , we find , and by the arbitrariness of a and b we obtain as desired.
Now, we prove (6). Let M be a subset of . The right inequality follows from (5) taking into account that , , and . Now, we prove the left inequality.Since and , the inequality is true if . Assume . Let and let be a -a-net for M in . For , choose , such that , and set . Then, by the definition of , we have . Hence, the multimapping , which is defined for each by , belongs to . Then, on the one hand, since for all we have , it follows that
Choosing , as a finite set in and as a multimapping in , we find . Hence, the arbitrariness of a implies . On the other hand, considering as a partition of in , as a finite set in and in , we have
which gives . The proof is completed. □
As a corollary, we obtain the following Fréchet–Šmulian-type compactness criterion.
Corollary 1.
A subset M of is totally bounded if and only
that is, if and only if M is extended equimeasurable and uniformly quasibounded.
The above corollary says that satisfies property (i) of a measure of noncompactness, which together with Remark 1 gives that is indeed a measure of noncompactness in . Moreover, due to the inequalities (6), we have that it is equivalent to the Hausdorff measure of noncompactness. Now, notice that Theorem 1 provides estimates for the Hausdorff measure of noncompactness in any given group in . While in Ref. [4], Theorem 2.1, analogous estimates have been proved in the group of totally -measurable mappings (denoted, in Ref. [4], by ) using the quantitative characteristics and , defined as follows
We observe that, on the one hand, the quantitative characteristics and do not allow us to estimate the Hausdorff measure of noncompactness when M is not a subset of . To see this, it is enough to consider M as a singleton set whose element is a not-totally -measurable mapping. On the other hand, we have that the results on compactness of Ref. [4] can be seen as a particular case of Corollary 3, since the following proposition proves that in the quantitative characteristics we have introduced reduce to those of Ref. [4].
Proposition 1.
Let be a group in . Then, for every subset M of , we have and .
Proof.
Let denote the null mapping in . Choosing as a finite subset of in both the definitions of and , we find and Now, we prove the reverse inequalities. Since and , the inequalities will hold true, respectively, if either or . Therefore, we assume and . At first, let , let with , and let be a finite set in such that, for all , there is such that . Next, given , choose -simple mappings such that . Define the multimapping by setting
Then, since for all , we have . Now, for , choose such that . Then, for all , we have
Therefore, . Setting , we have and , for all . By the arbitrariness of a and , we obtain , as desired.
Now, let . Choose a finite partition of in , a finite set in and a multimapping such that, for all , there is with for . Given , choose such that . Let be a finite partition of in , such that each restriction is constant for , and , and let be the finite partition of in that is generated by the partitions and . Further, for , fix such that for , and define the multimapping as follows
Then, . Consequently, for all , we can choose in such a way to obtain
for all . Therefore, . By virtue of the arbitrariness of a and , we obtain . So, the proof is completed. □
Remark 2.
Observe that if M is a subset of , then the best possible estimates for are obtained in Ref. [4], Theorem 2.1, precisely
We devote the remainder of this section to derive a compactness criterion in groups of G-valued mappings endowed with the topology of local convergence in measure. To this end, we restrict ourselves to the family . For any , is a group pseudonorm on , and the topology generated by the family of group pseudonorms
generalizes the classical topology of local convergence in measure. We denote by the topological group , and for a subgroup of we write for .
Remark 3.
Let us observe that holds for every sequence in while the viceversa fails to hold. Indeed, enough to consider , for , defined for all by setting .
We recall that the generalized Hausdorff measures of noncompactness of a set M in a topological group is that generated by the family of group pseudonorms given in (7). Precisely, , following Ref. [15], Definition 1.2.1, is the set function where that is, the infimum of all such that M has a finite -net in with respect to the group pseudonorm . Then, the quantitative characteristics we are dealing with can be defined accordingly. We define them as set functions by setting and , where
The following result follows from Theorem 1.
Theorem 2.
Let M be a subset of a given subgroup of , then
Consequently, the set M is -totally bounded if and only if . Finally, we want to mention that the group of all -measurable mappings, that is, of all mappings such that is totally -measurable for any , endowed with the topology (see Ref. [9], Chapter III), can indeed be considered as a special subgroup of . Therefore, we can say that a subset M of is -totally bounded if and only if it is extended equimeasurable and extended uniformly quasibounded in the sense of the -topology.
4. Compactness in Seminormed Subgroups of
In this section on particularizing the submeasure , we will deal with groups of G-valued mappings defined on and endowed with the standard supremum seminorm. Precisely, we consider the submeasure defined by and if . Then, we will denote by the submeasure defined in (2) for , that is, and if . Therefore, the pseudonorm coincides with the standard supremum seminorm . We will use the notation for . As seminormed subgroups we can consider and consisting, respectively, of all bounded and totally bounded mappings belonging to , with the seminorm . Finally we observe that for any given , and that .
Now let be a seminormed subgroup of , and M a subset of . We will use the symbols , and for , and , respectively. Then, let us observe that the infimum in the definition of is obtained by taking in (3), for each , and, in parallel, the infimum in the definition of is obtained with in (4), for each . Therefore, we will have:
Such a formulation of has been introduced in Ref. [16], to study the compactness of bounded sets in Banach space-valued spaces of bounded mappings defined on a general set endowed with the standard supremum norm. Now, according to Ref. [11], one can say that the quantitative characteristic generalizes the “measure of non-equicontinuity” of Nussbaum [6] to more general settings than that of spaces of continuous functions. Therefore, it is natural, in the setting of this section, to estimate the Hausdorff measure of noncompactness of a given set M by means of and the classical quantitative characteristic (see Ref. [10]), which measures the lack of pointwise totally boundedness, given by
where . In such a way, we will be able to generalize some classical and more recent compactness results (see Refs. [4,6,10,11,12,16], among others). To this end, we have the following result, which estimates the extended uniformly quasiboundedness of a given set M by means of and .
Proposition 2.
Let be a subgroup of and let M be a subset of . Then
Proof.
We prove the left inequality. First, we observe that ; thus, if , the inequality is immediate. Now, assume . Let and choose in G with and a finite set in such that, for all , there is with . We set, for ,
Then, given , for all we have ; therefore, . Moreover, since , it follows
Then, . The arbitrariness of a implies .
Now, we prove the right inequality. Since , if either or the inequality holds true. Assume and . Let , choose a partition of in and a finite set in such that, for all , there is with for . Moreover, let and fix for . Then, since , there are such that
Set, for ,
Further, for and for , choose such that
Then, for each and for , we have
Consequently,
Setting , we have and, hence . The arbitrariness of a and b completes the proof of the right inequality; therefore, we have proved (8). □
Now, from Theorem 1 and Proposition 2, given a subset M of , we obtain
Corollary 2.
A subset M of is totally bounded if and only if
that is, if and only if M is extended equimeasurable and pointwise totally bounded.
One can verify that satisfies properties (ii)–(vii) of a measure of noncompactness, as clearly does. Then, the above results ensure that is a measure of noncompactness equivalent to the Hausdorff measure of noncompactness. Let us observe that if , the previous result generalizes Ref. [16], Corollary 3.1, from the case of spaces of Banach space-valued mappings to the case of spaces of G-valued mappings. Finally, if is a subgroup of , in view of Proposition 1, the quantitative characteristics and coincide with the corresponding ones given in Ref. [4]. Precisely,
Therefore, Theorem 2 generalizes Ref. [4], Theorem 3.1, which is proved in spaces of totally bounded mappings from a general set into a pseudometric space (see also Ref. [11]).
Remark 4.
Whenever Ω is a topological space, Corollary 2 extends the Bartle compactness criterion to the seminormed group of all G-valued bounded and continuous mappings defined on Ω. Therefore, if Ω is compact, it extends the Ascoli–Arzelà compactness criterion.
5. Conclusions
The degree of noncompactness of sets in groups constituted by mappings from a general set into an arbitrary additive normed group and endowed with a pseudonorm that induces the topology of convergence in measure is estimated by means of two new quantitative characteristics. The sum of those quantitative characteristics is a regular measure of noncompactness, i.e., such a measure vanishes on all totally bounded subsets.
Author Contributions
Conceptualization, D.C., A.T. and G.T.; Writing—original draft, D.C., A.T. and G.T. All authors have read and agreed to the published version of the manuscript.
Funding
The first author was supported by FFR2021/Università degli Studi di Palermo.
Data Availability Statement
Not applicable.
Acknowledgments
The authors are grateful to the the anonymous referees for their valuable comments.
Conflicts of Interest
The authors declare no conflict of interest.
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