Abstract
The various “defect wormholes” developed by Klinkhamer have recently attracted considerable attention—especially in view of the fact that the simplest example, the so-called “vacuum defect wormhole”, was claimed to be an everywhere-vacuum everywhere-Ricci-flat exact solution to the Einstein equations. This claim has been conclusively refuted by Feng, and in the current article, we take a deeper look at exactly what goes wrong. The central issue is this: Although Klinkhamer’s specific representation of the metric is smooth (), his inverse metric is not even everywhere continuous (), being undefined at the wormhole throat. This situation implies that one should very carefully investigate curvature tensors at the throat using the Israel–Lanczos–Sen thin-shell formalism. Doing so reveals the presence of a delta-function energy-condition-violating thin shell of matter at the wormhole throat. The “defect wormholes” are thus revealed to be quite ordinary “cut-and-paste” thin-shell wormholes, but represented in a coordinate system that is unfortunately pathological at exactly the same place that all the interesting physics occurs. To help clarify the situation, we shall focus on the behavior of suitable coordinate invariants—the Ricci scalar, the eigenvalues of the mixed Ricci tensor, and the eigenvalues of the mixed Riemann tensor.
1. Introduction
The so-called “defect wormholes” developed by Klinkhamer in references [1,2,3,4] have recently attracted considerable attention [5,6,7,8,9], despite being in serious conflict with over 35 years of Lorentzian wormhole physics [10,11]. Unfortunately, it is our melancholy duty to confirm and extend the severe technical criticisms presented by Feng in reference [12]. The basic issue is that Klinkhamer’s coordinate choice is pathological exactly on the wormhole throat: The metric is smooth (), but the inverse metric is not even everywhere continuous (), being undefined at the wormhole throat itself. This pathology has the effect of hiding the existence of a thin-shell delta-function layer of energy-condition-violating stress–energy at the wormhole throat.
- We shall, first, using Klinkhamer’s pathological coordinates, verify the existence of a discontinuity in the extrinsic curvature of the spherically symmetric (2 + 1) “constant radius” hypersurfaces at the wormhole throat. We note that this discontinuity in the extrinsic curvature occurs at exactly the same place that the underlying coordinate system becomes pathological, which is why symbolic manipulation software, or indeed naïve computations “by hand”, often lead to misleading results—this is a situation where careful analytic insight is called for. We shall furthermore relate this discontinuity in the extrinsic curvature to the defocusing properties of the wormhole throat and thence to violations of the null curvature condition.
- We shall then set up a more reasonable “proper distance” coordinate chart, effectively amounting to the use of Gaussian normal coordinates, and invoke the Israel–Lanczos–Sen thin-shell formalism [13,14,15,16], early versions of which are now 99 years old, to get a better grasp on the physics at the wormhole throat.
- In this improved coordinate chart, the metric and inverse metric are both at least , and are almost everywhere (that is, , meaning differentiable but not continuously so, with a discontinuity in the Christoffel symbols at the wormhole throat).
- We then explicitly calculate the thin-shell delta-function contributions to the curvature tensors (and thence, invoking the Einstein equations, to the stress–energy).
- To help make the analysis robust, we shall focus on the behavior of suitable coordinate invariants—the Ricci scalar, the eigenvalues of the mixed Ricci tensor, and the eigenvalues of the mixed Riemann tensor. (The more usual polynomial curvature invariants are not useful in that they correspond to ill-defined squares and higher powers of delta functions.)
Overall this implies that that the “vacuum defect” wormholes introduced by Klinkhamer are really just quite standard examples of thin-shell cut-and-paste wormholes in disguise [17,18], these thin-shell cut-and-paste wormholes dating back at least to 1989. (For more related discussions, see references [19,20,21] and more recently [22,23,24,25,26,27,28,29,30]). We find, as expected, the usual delta-function layer of energy-condition-violating stress–energy at the wormhole throat [10,11,17,18,19].
2. Vacuum Defect Wormhole
This simplest “vacuum defect wormhole” is an example that already contains all of the important physics issues, and will serve as a template for the various variant defect wormholes subsequently considered.
2.1. Pathological Coordinates
Klinkhamer’s original “vacuum defect wormhole” corresponds to the line-element [1]
Yes, this line element can be given a wormhole interpretation: There is a wormhole throat, of size and area , located at , and naïvely the Riemann tensor is zero everywhere. (The implied existence of a naïvely everywhere-Riemann-flat wormhole should really be a cause to make one stop, reassess, and carefully reflect on the underlying physics.) A more correct statement is that the Riemann tensor is zero almost everywhere, except at the throat , where the naïve coordinate system breaks down and a more careful analysis is required. A quick way to see that some care is needed at the wormhole throat is to notice that in Klinkhamer’s coordinates
so the inverse metric is ill-defined at the wormhole throat. (The inverse metric components are not even .) This is considerably worse than what we know happens at the Schwarzschild horizon in standard coordinates—since in the current setup, the metric determinant itself is actually zero—det. For the inverse metric, at the throat we have det. Furthermore, we note
That is, in these particular coordinates, three of the Christoffel symbols of the second kind exhibit infinite discontinuities at the wormhole throat. (The other Christoffel symbols are smooth). These observations all point to the fact that one needs to be extremely careful when analyzing what is happening at the wormhole throat , which is exactly where the present coordinate system is problematic.
Let us now calculate the extrinsic curvature of the constant- hypersurfaces. In the current coordinate system , the unit normal to the constant- hypersurfaces is
The normal has been carefully constructed to always point from one asymptotic region into the other, specifically, in the direction of increasing . (This step is essential to giving the line element (1) a wormhole interpretation.) Then in this coordinate system, the extrinsic curvature of the constant- hypersurfaces is
Thence in this particular situation,
leading to
We can also write this as
implying a step-function discontinuity in the extrinsic curvature at the wormhole throat,
and so implying (via the Israel–Lanczos–Sen thin-shell formalism [13,14,15,16]) a delta-function contribution to the Riemann, Weyl, Ricci, and Einstein tensors at the wormhole throat.
The necessity for such thin-shell delta-function contributions to the curvature can be deduced on quite general grounds: As already noted in [10,11], incoming radial null curves in one universe become outgoing radial null curves in the other universe, so the wormhole throat acts as a diverging lens. However, in this “vacuum defect” model, there is certainly no spacetime curvature away from the throat, so this defocusing must be accomplished by curvature concentrated on the throat itself. Indeed, appeal to the Raychaudhuri equation [31] or its variants [32,33,34] implies violation of the Ricci null curvature condition on the throat: for radial null vectors. Invoking the standard Einstein equations converts this to a violation of the null energy condition: on the throat.
However, to fully complete the job and quantitatively fix the overall normalization of these thin-shell contributions, one has to introduce a Gaussian normal coordinate patch straddling the wormhole throat, a task to which we now turn.
2.2. Nonpathological Coordinates: Gaussian Normal Coordinates
To get a better grasp on what is going on, define the (signed) proper distance coordinate measuring physical distance from the wormhole throat:
Then we see
In these proper distance coordinates, the line element becomes
This line element is everywhere and almost everywhere, but not at the wormhole throat. Indeed, both the metric and its inverse are now (but not quite at the wormhole throat). The notation denotes this situation, piecewise differentiable with at most isolated step-function discontinuities. Thence in particular, the Christoffel symbols will at worst contain step-function discontinuities. Therefore, the curvature tensors will at worst contain delta-function contributions.
In the ℓ coordinate system , the unit normal to the constant-ℓ hypersurfaces is trivially and quite simply
In this ℓ coordinate system, the computation of the extrinsic curvature of the constant-ℓ hypersurfaces is slightly simpler than in the coordinate system. Indeed,
This again implies the same step-function discontinuity in the extrinsic curvature at the wormhole throat,
This line element is now easily recognized as a “cut-and-paste” traversable wormhole, as discussed in references [17,18,19]. One simply takes two copies of Minkowski space, excises a timelike tube of radius from each copy, and identifies the (2 + 1) dimensional surfaces of the two timelike tubes. The two open regions and each represent open subsets of flat Minkowski space, with all of the interesting wormhole physics confined to the throat at .
2.3. Christoffel Symbols
In view of the above, in this proper distance Gaussian normal coordinate system, we can write
This manifestly has the right symmetries and the right discontinuity. Thence for the Christoffel symbols,
Thence for the derivatives of the Christoffel symbols,
2.4. Curvature Tensors
From the discussion above, we already see that, for the Riemann tensor, we have
See also the related discussion in reference [19]. However, since we have already seen that, for the “vacuum defect” wormhole (12), the Riemann tensor is zero everywhere away from the wormhole throat, this actually implies the considerably stronger statement
Equivalently,
Thence for the Ricci tensor,
and for the Ricci scalar,
(In particular, the Ricci scalar, a coordinate invariant, explicitly exhibits a delta-function contribution at the wormhole throat).
Thence for the Einstein tensor,
Finally, for the Weyl tensor, it is useful to introduce the quantities
which represent the traceless part of the jump in extrinsic curvature, and
which reverses the radial part of the metric. A quick calculation then yields (see, for instance, [19])
It is easy to check that the Weyl tensor is traceless on all pairs of indices.
2.5. Other Coordinate Invariants
In the absence of delta-function contributions to the curvature, one typically works with polynomial curvature invariants, such as and , or the Kretschmann scalar , the Weyl scalar , or their generalizations. In the presence of delta-function contributions to the curvature, since is ill-defined for , the usual polynomial curvature invariants are ill-defined on the support of the delta function, and a more subtle approach is called for.
A suitable class of coordinate invariants that one might consider is the eigenvalues of the mixed Ricci tensor . One defines
The eigenvalues are then coordinate invariants, whereas the eigenvectors are coordinate covariant. These eigenvalues are closely related to (and a simplification of) the Segre classification of the Ricci tensor [35,36,37]. A formally identical construction applies to the Einstein tensor, or indeed any symmetric rank 2 tensor. In the current situation, these eigenvalues will at worst contain one delta function, and so will be well defined.
Similarly, we can consider the eigenvalues of the mixed Riemann tensor , which can be viewed as a mapping of (contravariant) 2-forms to (contravariant) 2-forms:
The eigenvalues are then coordinate invariants, while the eigen-tensors are coordinate covariant. These eigenvalues are closely related to (and a simplification of) the Petrov classification [38,39]. A formally identical construction applies to the Weyl tensor, or indeed to any rank 4 tensor that has the same algebraic symmetries as the Riemann/Weyl tensors. In the current situation, these eigenvalues will at worst contain one delta function, and so will be well defined.
We shall explicitly exhibit some of these coordinate invariant eigenvalues in the discussion below.
2.6. Orthonormal Tetrad Basis
If we work in an orthonormal tetrad basis, then explicitly
Thence
Notice the explicit on-throat violation of the null curvature condition. Furthermore, since
is diagonal, we can immediately read off the four coordinate invariant eigenvalues of the mixed Ricci tensor as
In the orthonormal basis (up to permutation symmetries), the Riemann tensor has only two nonzero components:
Thence
and so we can read off the six coordinate invariant eigenvalues of the mixed Riemann tensor as
Finally, for the Weyl tensor, one has
and
Thence
and
and so we can read off the six coordinate invariant eigenvalues of the mixed Weyl tensor as
Note that all the curvature tensors, and their related coordinate invariant eigenvalues, are explicitly almost-everywhere zero—except for a delta-function contribution located exactly on the wormhole throat.
2.7. Stress–Energy Tensor
Invoking the standard Einstein equations, we see that there is a delta-function contribution of the stress–energy tensor, and the stress–energy tensor does violate the energy conditions. Specifically, the surface energy density and surface pressure ℘ on the wormhole throat are [17,18,19]
This manifestly violates the WEC and indeed (since ) also violates the NEC, SEC, and DEC. If one wishes, one can explicitly recast this in terms of a delta-function contribution to the stress–energy:
3. More General Defect Wormhole
Klinkhamer’s (general) “defect wormhole” corresponds to the somewhat more general line element
Yes, this line element can again be given a wormhole interpretation: There is still a wormhole throat at , but now the quantities and are distinct parameters. This new spacetime is somewhat more general than the “vacuum defect wormhole” considered above, but no really new ideas are involved. There is still a delta-function contribution at the wormhole throat to both the curvature tensors and the stress–energy tensor, a contribution that is easy to miss if one is relying on symbolic algebra software, or is naïve with computations carried out “by hand”.
To see what is going on, we again define
Then is the proper distance from the wormhole throat, and we again see
Therefore, in these proper distance coordinates, the “defect wormhole” line element (44) now becomes
This is again everywhere (but not at the wormhole throat). There will again be step functions present in , delta functions present in all of the curvature tensors, and delta functions present in the stress–energy. There will now also be smooth nonzero contributions to these quantities away from the wormhole throat.
To proceed, one can first easily calculate the extrinsic curvatures of the constant ℓ surfaces:
Note the slightly different prefactor, but the same basic structure, as in the “vacuum defect” wormhole of Equations (12) and (14).
This in turn implies a (slightly modified) step-function discontinuity in the extrinsic curvature at the wormhole throat,
and so (per the previous discussion) a delta function contribution to the Riemann, Ricci, and Einstein tensors at the wormhole throat.
3.1. Curvature Tensors
For the Riemann tensor, we now have
However, now we cannot simply discard the piecewise smooth contributions as they will generically be nonzero (if maybe relatively uninteresting). Equivalently,
and
Thence the on-throat (coordinate invariant) eigenvalue structure will be (up to a constant multiplicative factor) identical to that for the “vacuum defect” wormhole. (There will now be additional off-throat piecewise smooth contributions to the eigenvalues, but they are not of central interest to the present discussion). The key point is that there are still nonzero on-throat delta-function contributions to the coordinate invariant eigenvalues that closely mimic (up to a constant multiplicative factor) the behavior we have already seen for the “vacuum defect” wormhole.
Furthermore, for the Ricci tensor,
and Ricci scalar,
Thence for the Einstein tensor,
Finally, for the Weyl tensor,
As compared with the “vacuum defect wormhole” of (12), the only changes are the simple rescaling and introduction of bulk piecewise smooth contributions away from the wormhole throat.
It is easy to calculate the bulk piecewise smooth contributions, but they are relatively uninteresting, apart from checking that they vanish in the limit .
3.2. Orthonormal Tetrad Basis
If we work in an orthonormal tetrad basis, then
Thence
In the orthonormal basis (up to permutation symmetries), the Riemann tensor has only two delta-function contributions:
Finally, for the only delta-function contributions to the Weyl tensor, one has
and
3.3. Stress–Energy Tensor
If one wishes, using the Einstein equations, one can explicitly recast the stress–energy tensor in terms of a delta function as
Regardless of the behavior of the smooth contribution to the stress–energy, the delta-function contribution manifestly violates the WEC, and indeed also violates the NEC, SEC, and DEC. Specifically, the surface energy density and surface pressure ℘ on the wormhole throat are [17,18,19]:
The piecewise smooth contributions to the stress–energy are all proportional to and so might or might not violate the energy conditions depending on the relative magnitudes of and . However, in these “defect wormhole” models, the on-throat violations of the energy conditions are completely generic and unavoidable.
4. Discussion
Overall, we see that the “defect wormholes” introduced by Klinkhamer do not actually represent new physics—they are merely quite standard thin-shell “cut-and-paste” wormholes in disguise, with an unfortunate coordinate choice (pathological at the throat) having the net effect of hiding the thin-shell delta-function layer of curvature (and stress–energy) that is present at the throat. To really make this point clear, we have explicitly calculated all the standard curvature tensors (Riemann, Ricci, Einstein, and Weyl) for the “vacuum defect wormhole”, verifying (in this situation) the purely distributional nature of the curvature tensors—with the curvature tensors being nonzero exactly on the wormhole throat itself. For completeness, we have explicitly exhibited the coordinate invariant eigenvalues of the mixed Ricci and Riemann tensors. For more general “defect wormholes”, there can additionally be bulk piecewise continuous contributions to the curvature tensors, but within the framework of these “defect wormholes”, the presence of the distributional contribution on the wormhole throat is unavoidable.
Perhaps a key observation to make is that one should be very careful with setting up coordinates; in the presence of thin shells, an unfortunate choice of coordinates can lead to grossly misleading results. On a more positive note, once these issues are taken into account, the “defect wormholes” fall squarely into the mainstream of the extensive body of work on Lorentzian wormholes [10,11,17,18,19,20,21,23,24,25,26,27,28,29,30,40,41,42,43,44,45,46,47,48,49,50,51,52,53,54,55,56,57,58,59,60,61,62].
Author Contributions
Conceptualization, J.B., R.G. and M.V.; methodology, J.B., R.G. and M.V.; software, J.B., R.G. and M.V.; validation, J.B., R.G. and M.V.; formal analysis, J.B., R.G. and M.V.; investigation, J.B., R.G. and M.V.; resources, M.V.; writing—original draft preparation, M.V.; writing—review and editing, J.B., R.G. and M.V.; supervision, M.V.; project administration, M.V.; funding acquisition, M.V. All authors have read and agreed to the published version of the manuscript.
Funding
Both J.B. and R.G. were supported by Victoria University of Wellington PhD Doctoral Scholarships. M.V. was directly supported by the Marsden Fund, via a grant administered by the Royal Society of New Zealand.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
All new data are included in the manuscript.
Conflicts of Interest
The authors declare no conflict of interest.
Abbreviations
The following abbreviations are used in this manuscript:
| NEC | null energy condition |
| WEC | weak energy condition |
| SEC | strong energy condition |
| DEC | dominant energy condition |
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