Artificial Intelligence and Machine Learning in the Diagnosis and Prognosis of Diseases Through Breath Analysis: A Scoping Review
Abstract
1. Introduction
1.1. Breath Analysis in Medicine
1.2. AI in a Nutshell
2. Materials and Methods
2.1. Literature Searches
- ((((((“machine learning”) OR (“deep learning”)) OR (“artificial Intelligence”)) AND ((((“Breath analysis”) OR (VOCs)) OR (“volatile organic compounds”)) OR (“exhaled breath”))) AND ((diseases) OR (infect*))) AND (((((diagnosis) OR (detection)) OR (prognosis)) OR (prediction)) OR (predict*))
2.2. Eligibility Criteria
2.2.1. Inclusion Criteria
2.2.2. Exclusion Criteria
2.3. Data Extraction
3. Results
3.1. Sensors
3.1.1. Electronic Noses
3.1.2. Other Sensors
3.2. Spectrometric Techniques
3.2.1. Mass Spectrometry
3.2.2. Hyphenated Mass Spectrometry
3.2.3. Ion Mobility Spectrometry
3.3. Spectroscopic Techniques
3.3.1. Laser Spectroscopy
3.3.2. Raman Spectroscopy
3.3.3. Spectroscopy
3.4. Gas Chromatography
3.5. Summary of Findings
4. Discussion
5. Conclusions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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| Type | Model | Description |
|---|---|---|
| Machine Learning Models | Logistic Regression (LR) | A simple yet effective model for binary classification; assumes a linear relationship between features and outcome. |
| Support Vector Machine (SVM) | Finds the best decision boundary in high-dimensional spaces using kernels; effective for small to medium-sized datasets. | |
| K-Nearest Neighbors (KNN) | A non-parametric method that classifies samples based on their closest training examples; simple but computationally expensive with large datasets. | |
| Decision Tree (DT) | A tree-based model that splits data into branches; highly interpretable but prone to overfitting without pruning. | |
| Naïve Bayes (NB) | A probability-based classifier assuming feature independence; works well with high-dimensional data despite its simplifying assumptions. | |
| Ensemble & Boosting Methods | Random Forest (RF) | Constructs multiple decision trees and averages predictions; improves accuracy and reduces overfitting. |
| eXtreme Gradient Boosting (XGBoost) | A powerful gradient boosting algorithm that sequentially improves weak models; excels in structured data tasks. | |
| Regularized Random Forest (RRF) | Adds regularization to RF, preventing overfitting and improving generalization. | |
| Boosted Generalized Linear Models (BGLM) | Enhances standard GLMs with boosting techniques to improve predictive accuracy. | |
| Bayesian Additive Regression Trees (BART) | A tree-based ensemble method that models complex interactions probabilistically. | |
| Feature Selection & Dimensionality Reduction | Linear Discriminant Analysis (LDA) | A classification technique that projects data onto a lower-dimensional space while maximizing class separation; useful for well-separated classes. |
| Partial Least Squares Discriminant Analysis (PLS-DA) | Similar to LDA but better suited for high-dimensional and collinear data, often used in spectral and biochemical analysis. | |
| Sparse Partial Least Squares (sPLS) | A variant of PLS that introduces sparsity for better feature selection and interpretability. | |
| Adaptive LASSO | A regularization technique that enhances feature selection by penalizing less important variables. | |
| Orthogonal PLS-DA (OPLS-DA) | An improved version of PLS-DA that separates predictive information from uncorrelated (orthogonal) variation, improving interpretability. | |
| Weighted Discriminative ELM (WDELM) | Enhances extreme learning machines by assigning importance weight to features for better classification. | |
| Deep Learning (DL) & Neural Networks | Convolutional Neural Networks (CNN) | Designed for spatial data, commonly used in image analysis and pattern recognition in breath analysis. |
| Deep Neural Networks (DNN) | General multi-layered neural networks capable of modeling complex relationships. | |
| Multilayer Perceptrons (MLP) | A type of fully connected feedforward neural network for structured data classification and regression. | |
| Recurrent Neural Networks (RNN) | Designed for sequential data, useful for analyzing time-series breath signals. | |
| Long Short-Term Memory (LSTM) | An advanced RNN that captures long-term dependencies in sequential data; well-suited for time-series analysis. | |
| Gated Recurrent Units (GRU) | A computationally efficient alternative to LSTM with similar performance in sequential tasks. | |
| Autoencoder Neural Networks | Used for feature learning and dimensionality reduction in an unsupervised manner. | |
| Hybrid Models (e.g., CNN-XGBoost) | Combines deep learning (CNN) with traditional ML (XGBoost) to leverage the strengths of both techniques. | |
| Transfer Learning Techniques | Uses pre-trained deep learning models adapted for specific tasks to improve performance with limited data. | |
| Graph Convolutional Networks (GCN) | Extends CNNs to analyze relationships in graph-structured data, useful for modeling complex biomedical interactions. | |
| Probabilistic & Bayesian Models | Bayesian Networks (BN) | A graphical model that represents probabilistic relationships among variables, allowing for uncertainty modeling. |
| Bayesian Additive Regression Trees (BART) | A Bayesian tree ensemble method that provides uncertainty estimates alongside predictions. | |
| Fuzzy-based Quantum Neural Networks (F-QNN) | Integrates fuzzy logic with quantum computing for complex pattern recognition; experimental in biomedical applications. | |
| Unsupervised Learning | Principal Component Analysis (PCA) | Reduces dimensionality while preserving variance, commonly used for pattern recognition. |
| Isolation Forest Algorithm | Identifies outliers by isolating anomalies in feature space, useful for detecting rare disease patterns. | |
| Hybrid Heat Maps | Combines clustering techniques with visualization for intuitive representation of complex datasets. |
| Author | Year | Application Domain | Breath Analysis Technique | Subjects | Feature Engineering | Best Machine Learning | Validation | Best Results |
|---|---|---|---|---|---|---|---|---|
| Tozlu et al. [75] | 2025 | Diagnosis of Psoriasis | 22 gas sensors | 143 with psoriasis and 120 HS (BS: 263) | Gradient Boosting | ExtraTreesClassifier | Hold-out (80/20%) | 96.1% Acc |
| Jian et al. [76] | 2024 | Diagnosis of urinary bladder cancer (UBC) | SEM and ATR-FTIR analyzed PANI thin films in an e-Nose. | 76 with UBC and 18 healthy | - | TC-Sniffer, which incorporates CNNs and Transformers | Training (80%)/Testing (20%) | 92.95% Acc |
| Gómez et al. [77] | 2024 | Detection of prostate cancer | 15 gas sensors | 66 patients and 47 controls | PCA and discriminant function analysis (DFA) | SVM | 5-fold CV | 97.35% Acc |
| Binson et al. [65] | 2024 | Detection of LC | 5 MOS sensors | 22 with LC and 40 HS (BS: 248) | Dimensionality reduction with PCA | LDA | 5-fold CV | 93.14% Acc and AUC of 0.98 |
| Peng et al. [74] | 2024 | Evaluation of lung health | e-Nose equipped with 8 sensors | 20 with COPD, 4 smokers, and 10 HS (BS: 68) | SHAP | PPSDE | 5-fold CV | 96.41% Acc |
| Gudiño-Ochoa et al. [57] | 2024 | Detection of Diabetes | e-Nose equipped with 7 MOS | 22 HS and 22 T1DM or T2DM (BS: 44) | Univariate FS algorithm and PCA | XGBoost | Hold-out (55/45%) | 95% Acc |
| Aulia et al. [73] | 2024 | Detection of COPD | e-Nose with 20 semiconductor gas sensors | 30 healthy and 40 with COPD (BS: 70) | PCA | GCN | 5-fold CV | 97.5% Acc |
| Rivai et al. [70] | 2024 | Detection of Asthma | e-Nose with 7 gas sensors | 30 healthy and 30 asthmatic suspects (BS: 360) | RF, XGBoost, SVM, PCA, Firefly algorithm | 1D-CNN | k-fold CV | 97.8% accuracy for CNN |
| Aulia et al. [72] | 2023 | Detection of Asthma | e-Nose with 7 sensors | 60 subjects: 30 HS, 10 controlled asthma, 10 partly controlled asthma, 10 uncontrolled asthma. | Genetic Algorithm with SVM | 1D-CNN | Stratified 5-fold CV | 96.6% acc, 96.1% pre, 95.5% recall, and 95.6% F1-score (1D-CNN) |
| Bhaskar et al. [58] | 2023 | Detection of Diabetes | e-Nose with TGS 1820 sensor | 70 diabetes and 82 HS | - | Deep hybrid CORNN model with SVM | 152 samples for validation | 98.02% Acc |
| Ghani et al. [78] | 2023 | Early Detection of Lung Disorders | e-Nose (16 sensors) | 594 subjects analyzed: 186 HS, 207 COVID-19 infected, 201 with other lung infections. | IG and SUFS algorithms | LSTM | Hold-out (80/10/10%) | 93.59% acc, 89.59% sen, 94.87% spe and 0.96 AUC |
| Doğuç et al. [60] | 2023 | Diagnosis of COVID-19 | e-Nose with 5 air sensors | 84 cases in negatives, and 58 cases resulted in positives (BS: 294) | - | Gradient Boosted Trees Learner Algorithm | Hold-out: 90/10% and 75/25%. | 96% Acc, 95% recall and 96% precision |
| Ketchanji Mougang et al. [80] | 2023 | Diagnosis of Tuberculosis (TB) | 11 QMB | 46 TB, 38 CON, and 16 TB suspects (BS: 100) | PCA | LDA | Hold-out (70/30%) | 88% Acc, 90.8% Sen, 85.7% Spe, AUC of 0.88 |
| Li et al. [59] | 2023 | Detection of COVID-19 | e-Nose: 64 chemically sensitive nanomaterial sensors. | 32 COV+ and 31 COV– subjects (BS: 63) | PCA | LG and SVM | LOO | 79% Acc |
| Dokter et al. [79] | 2023 | Diagnosis of Cervical HSIL | e-Nose contains 3 MOS | 25 patients with HSIL and a group of 26 controls | - | RF | L-10%-OCV | 88% Sen, 92% Spe, 92% PPV, 89% NPV |
| Xuan et al. [81] | 2022 | Diagnosis and early detection of Silicosis | e-Nose with 16 organic nanofiber sensors | 398 non-silicosis miners and 221 silicosis miners/Early detection model: 85 patients in stage I as cases, 398 non-silicosis | Linear regression/PCA/PLS-VIP analysis | RF, XGBoost, KNN and SVM | 5-fold CV | 81.7–98.7% Acc |
| Malikhah et al. [82] | 2022 | Detection of Viral Respiratory Infections | e-Nose consisting of 5 semiconductor gases | 353 negative & 306 positive data (BS: 659) | Statistical parameters FDCN | FDCN | Stratified 5-fold CV | 94.0% acc, 96.7% sen and 91.5% spe |
| Lee et al. [67] | 2021 | Diagnosis of LC | D2pNose | 31 HS and 31 LC (BS: 558) | t-SNE, Neural pattern separation, HCA | CNN | Hold-out (80/20%) | >75% diagnostic success, >86% classification success. |
| Binson et al. [83] | 2021 | Detection/Classification of Pulmonary Diseases | e-Nose with 8 sensors | 48 LC, 52 COPD, 55 asthma and 63 CON (BS: 218) | KPCA | XGBoost | 3-fold CV | LC: Acc: 91.74% COPD: Acc: 89.84% Asthma: Acc: 70.66%, |
| Zhao et al. [66] | 2021 | Detection of LC | eNose with 20 gas sensor arrays with conformal gas chambers | 84 LC and 40 CON (BS: 124) | TRC algorithm/PCA | WDELM | LOOCV | 88.71% Acc |
| Binson et al. [63] | 2021 | Detection of COPD and LC | e-Nose system with 5 metal oxide semiconductor-type gas sensors | 93 controls, 55 COPD patients, and 51 LC patients (BS: 199) | KPCA | XGBoost | Hold-out (80/20%) | 79.31% acc (LC) and 76.67% acc (COPD) |
| Binson et al. [64] | 2021 | Detection of COPD and Lung Cancer | e-Nose with five chemical gas sensors | 32 LC, 38 COPD patients, and 72 CON (BS: 142) | PCA | KNN, SVM | k-fold CV | LC (KNN): Acc 91.3% COPD (SVM): Acc 90.9% |
| Snitz et al. [61] | 2021 | Detection of SARS-CoV-2 | PEN3 e-Nose with 10 different thermo-regulated MOS | 503 individuals of whom 27 were positive (BS: 503) | PCA | LSTM | LOOCV × 500 times | 66.7% Mean TPR |
| Wintjens et al. [62] | 2021 | Diagnosis/Detection of SARS-CoV-2 | e-Nose with 3 microhotplate MOS | 219 subjects: 57 COVID-19 positive, 162 COVID-19 negative. | - | LR | L-10%-OCV | NPV: 0.96 |
| Abdel-Aziz et al. [71] | 2020 | Diagnosis of Asthma | eNose platform with 4 differently developed e-Noses and SpiroNose (7 MOS sensors) | 601 adults/school-aged children with asthma, 54 preschool children with wheezing (4 cohorts). | - | GBM/Unsupervised learning of the BNs | Hold-out (75/25%) | ROC of 0.72 |
| Kononov et al. [68] | 2019 | Diagnosis of LC | e-Nose multisensory system consisting of 6 MOS | 65 with LC and 53 HS (BS: 118) | PCA/Sensor importance observed in the RF and LR classifier | LR | Hold-out (70/30%) | 95.0% sen, 100.0% spe, 97.2% Acc |
| Huang et al. [69] | 2018 | Detection of LC | E-nose Cyranose320: 32 nanocomposite conducting polymer sensors. | 56 LC and 188 non-tumor resections (BS: 244 x 10 times) | PCA | LDA and non-linear SVM | Hold-out (80/20%); external validation (n = 41). | AUCs of 0.91 by LDA and 0.90 by SVM (external validation) |
| Author | Year | Application Domain | Breath Analysis Technique | Subjects | Feature Engineering/ | Machine Learning | Validation | Results |
|---|---|---|---|---|---|---|---|---|
| Mahdavi et al. [84] | 2024 | COPD | STMS | 34 HS and 33 with COPD (BS: 67) | PCA, F-score, MI regression, recursive feature elimination (RFE), tree-based. | Linear SVM | LOOCV | 80.60% Acc, 78.79% Sen, and 82.35% Spe |
| Lee et al. [92] | 2024 | LC | Multimodal gas sensor (SENKO, Korea) (10 SMO + 1 PID + 9 EC gas sensor) | 74 HS and 107 LC (BS: 181) | - | 1D CNN | 5-fold CV | 98.9% sen, 96.2% spe, and 0.978 AUC of |
| Lekshmy et al. [93] | 2024 | LC | 3 gas sensors | Pneumonia, TB, and COVID-19 pneumonia | - | SVM | 89.39% Acc, 96.6% Sen, 81.29% Spe, 96.4% AUC | |
| Bhaskar et al. [98] | 2024 | Kidney disease | Calibrated TGS 826 sensor, Tin dioxide (SnO2), MOS material, integrated heating element. | 82 kidney patients and 102 HS (BS: 184) | - | CNN-CatBoost | k-fold CV | 98.37% acc |
| Bhaskar et al. [99] | 2024 | Type-2 diabetes | TGS 1820 acetone gas sensor | 112 non-diabetic and 98 diabetic patients with type 2 diabetes | CNN for feature extraction as proposed methodology, PCA and SVD | CNN-XGBoost | k-fold CV | 97.14% Acc |
| El-Magd et al. [87] | 2024 | COPD | 8 sensors that analyzed exhaled air | COPD 51%, SMOKERS 11%, CON 25% and 13% Air (BS: 78) | Feature extraction based on pre-trained CNN. The CNNs are ResNet 18, ResNet 34, Resnet 50, AlexNet, and GoogleNet. | Transfer learning techniques based on DNNs, 5 pre-trained CNNs + Interpretation by Case-Based Reasoning | Hold-out (90/10%) with internal splitting in Hold-out (80/20%) | GoogleNet: Up to 100% test accuracy, outperformed other pre-trained CNNs. |
| Baedorf-Kassis M.D et al. [101] | 2023 | ARDS | Stand-alone research device that extracts waveforms directly from the ventilator (Memorybox—Hamilton Medical; Bonaduz, Switzerland) | 28 patients (BS: 133, 244 breaths were manually analyzed, with 8718 manually identified as reverse-triggers) | - | Resnet | Leave-p-out CV | 90.5% Acc |
| Wijbenga et al. [102] | 2023 | CLAD | SpiroNose with seven cross-reactive metal-oxide semiconductor sensors. | 114 non-CLAD and 38 CLAD (BS: 152) | PLS-DA | LR and multivariate LR | Training set with internal 10-fold CV and validation set were divided by a ratio of 2:1 | Improved model (with Risk Factors): AUC 0.94 (p = 0.04) BOS vs. RAS: AUC 0.95 Other phenotypes: AUCs ranging from 0.50–0.92 CLAD Stages: AUC 0.56 |
| Karthick and Pankajavalli [85] | 2023 | COPD | IoT-Spiro System with an array of gas sensors | 150 HS and 150 COPD (BS: 300) | Hybrid GBB-BC algorithm, GA, PSO, BBA | F-QNN | 10-fold CV | 96% acc |
| Poļaka et al. [89] | 2023 | Colorectal Cancer | A table-top breath analyzer (73 sensors) | 105 with CRC and 186 CON (BS: 291) | Forward selection: evolutionary algorithm or greedy stepwise approach. | RF | Hold-out (50/50%) | 79.3% Acc, Sen 53.3%, Spe 93.0% and 0.734 AUC ROC |
| van der Sar et al. [97] | 2023 | Sarcoidosis | SpiroNose contains 7 different metal oxide semiconductor sensors (Breathomix, Leiden, The Netherlands) | Pulmonary sarcoidosis: 224; other interstitial lung diseases: 317. | PCA for dimensionality reduction and chi-squared for FS | k-NN, LDA, NN, RF, and SVM | 10-fold CV within a 5-fold CV | 87.1% Averaged Acc and AUC of 91.2%. RF showed the highest CVA of 87.6% |
| Nurputra et al. [94] | 2022 | COVID-19 | GeNose C19: 10 metal oxide semiconductor gas sensors. | 43 positive and 40 negatives (BS: 615 (330 positive and 285 negative COVID-19)) | - | LDA, SVM, stacked MLP, and DNN | Hold-out (70/30%) | 88–95% Acc, 86–94% Sen, and 88–95% Spe |
| Avian et al. [86] | 2022 | COPD | E-Nose Devices (8 gas sensors) | COPD 20 subjects, 4 SMOKERS and 10 CON (BS: 68) | KPCA with radial basis function as kernel | KNN, DT, LDA, NB, RF, SVM, CB, GB, LGBM and CNN | 3-fold CV and 5-fold CV | KPCA contributed to the increasing performance of some classifiers with average F1-Score of 0.933 |
| Hidayat et al. [95] | 2022 | COVID-19 | GeNose C19 with 10 chemoresistive MOS gas sensors | nP = 230 and nN = 230 subjects (BS: 460) | HAC and permutation feature importance | Extra-tree classifier | 5-fold CV × 10 times | 86% Acc, 88% Sen, 84% Spe |
| Polaka et al. [90] | 2022 | GC | Breath analyzer with gold nanoparticle and MOS | 54 GC and 85 CON (BS: 139) (JLM Innovation GmbH) | Information Gain, ReliefF, and symmetrical uncertainty | NB | Hold-out (80/20%) × 1000 times | 77.8% acc, up to 66.54% sen, up to 92.39% spe. |
| Suresh et al. [88] | 2022 | DCOPD, asthma, tuberculosis, cystic fibrosis, obesity-related diseases, energy expenditure disorders. | AGS02MA gas sensor | 108 | PCA | SVM for diagnosis and Linear Regression for prediction | 10-crease cross-approval strategy, and LOOCV | 100% accuracy, 97.5% presentation accuracy (2 misclassifications). |
| Pérez-Sánchez et al. [91] | 2021 | LC | miRNeasy Serum/Plasma Kit and GeneChipR miRNA 4.0 Array using A ffymetrix technology (Qiagen, Hilden, Germany) | 21 HS and 21 LC (BS: 42) | PCA, Variable importance by RF (Affymetrix, Sunnyvale, Santa Clara, CA, USA) | RF | LOOCV | Lung Adenocarcinoma vs. Squamous Cell Carcinoma: AUC 0.98; Predicting Lung Cancer Outcome (500 Days): AUC 1.0, Spe 100%. |
| Shan et al. [96] | 2020 | COVID-19 | Nanomaterial-Based Hybrid Sensor Array | 49 COVID-19, 58 HS, and 33 non-COVID (printed sensors: SCIENION AG, Berlin, Germany) | - | Linear DFA and quadratic DFA | Hold-out (70/30%) | Patient vs. Control Accuracy: 76% COVID-19 vs. Other Lung Infections Accuracy: 95% |
| Lekha et al. [100] | 2018 | Diabetes | MQ-3 and MQ-5 sensors | 11 HS, 5 type 1 diabetics and 9 type 2 diabetics (BS: 25) (Hanwei Electronics) | Kernel filter weight and then down-sampling through max-pooling, SVD, PCA | 1-D CNN | LOOCV | Up to 98% Acc |
| Author | Year | Application Domain | Breath Analysis Technique | Subjects | Feature Engineering | Machine Learning | Validation | Results |
|---|---|---|---|---|---|---|---|---|
| Fan et al. [103] | 2024 | Bronchiectasis | HPPI-TOFMS | 215 with BE and 295 CON (BS: 510) | Non-significant features excluded; correlated compounds removed (>0.9). RF model ran 100 times; top 10 features retained. | RF | Hold-out (50/20/30%) | AUC of 0.940, 90.7% sen, 85% spe, and 87.4% acc |
| Zhang et al. [113] | 2024 | Breast Cancer | HPPI-TOFMS | 937 women with BC and 1044 CON (BS: 1981) | VOC ions filtered in four steps: exclusion (p > 0.05), removal (correlation > 0.9), elimination (AUC < 0.5 via adversarial learning), and RF-based selection. | RF, LR, XGB | Hold-out (50/20/30%) | Sensitivity: 85.9% Specificity: 90.4% AUC: 0.946 |
| Mustafina et al. [114] | 2024 | Cystic Fibrosis | PTR-TOF-MS | 102 CF, 97 CON (BS: 179 quiet breathing, 199 forced expiratory maneuvers). | LASSO LR | XGBoost | 5-fold CV | Forced Expiratory Maneuver: AUC: 0.988, Sen: 93.8%, Spec: 96.1% Normal Quiet Breathing: AUC: 0.975, Sen: 88.7% Spe: 91.2% |
| Roquencourt et al. [104] | 2023 | COVID-19 | Real-time, proton transfer reaction time-of-flight mass spectrometry | 67 with COVID-19 and 106 HS (BS: 173) | PCA, Backward RFE | RF | Stratified 5-fold CV × 4 times | 98% sen, 74% spe, 98% NPV, 72% PPV and AUC of 0.961 |
| Weber et al. [107] | 2023 | Allergic Asthma | SESI-HRMS | 48 allergic asthmatics and 56 CON (children) | Boruta FS | SVMs | 10-fold CV × 10 times | 78% Acc and AUC of 0.83 |
| Jiao et al. [115] | 2023 | Cognitive dysfunction | HPPI-TOFMS | 1467 subjects: 263 CD, 263 CN controls (PSM-selected from 1204 CN). | A statistical-based FS | RF, SVM, LR, XGB, KNN, and DT | Hold-out (50/20/30%) | AUC of 0.876 |
| Fu et al. [108] | 2023 | Pulmonary Tuberculosis | Real-time HPPI time-of-flight mass spectrometer | 518 PTB and 887 CON (BS: 1405) | FS based on statistical analysis | RF, SVM, LR, XGB, and DT | Hold-out (70 × 100 times/30%) | Breathomics-Based PTB Detection: 92.6% Acc, 91.7% Sen, 93.0% Spe, AUC: 0.975 VOC Modes for PTB vs. Other Pulmonary Diseases: 91.2% Acc, 91.7% Sen, 88.0% Spe AUC: 0.961 |
| Henning et al. [117] | 2023 | Schizophrenia and major depressive disorder | proton transfer–reaction mass spectrometry. | 36 MDD, 34 schizophrenia and 34 HS (BS: 312) | Using the SPSS software multimodal logistic regression modeling was applied. Additionally, 3 separate logistic regression models were used | BART algorithm | Conditional forward method of SPSS | MDD vs. Healthy Controls: 76.8% accuracy Schizophrenia vs. Healthy Controls: 83.6% accuracy MDD vs. Schizophrenia: 80.9% accuracy |
| Rai et al. [109] | 2022 | LC | FT-ICR-MS technology | 156 LC, 65 benign pulmonary nodule patients, 193 HS | SVM-RFE, Boot-SVM-RFE | SVM | 5-fold CV × 500 times | 92% Acc |
| Liangou et al. [105] | 2021 | COVID-19 | PTR-ToF-MS | 955 samples: 182 positive (88 symptomatic, 27 asymptomatic), 840 negative | Sub-model and compound importance combined to identify the top 20 compounds for COVID-19 prediction | GBM models | Hold-out (70/30%) | 81.2% Acc |
| Tsou et al. [110] | 2021 | LC | SIFT-MS | 148 patients with LC and 168 HS (BS: 316) | Heat map and hierarchical clustering identified several VOC groups | XGBoost | Hold-out (70/30%) | Acc: 89%, Sen: 82% Spe: 94%, AUC: 0.95 |
| Grassin-Delyle et al. [106] | 2021 | Critically ill COVID-19 patients | Proton transfer reaction time-of-flight mass spectrometry | 28 COVID-19 ARDS and 12 Non-COVID-19 ARDS (BS: 303) | PCA for batch effects, feature selection via elastic net & RF. Features ranked by Wilcoxon p-values, PCA loadings, OPLS-DA importance, elastic net & SVM coefficients, and RF importance. | Linear SVM, elastic net, and RF | Stratified 10-fold CV × 4 times | Elastic net, RF, and SVM achieved an accuracy of between 89% and 93% |
| Miller-Atkins et al. [116] | 2020 | Cirrhosis, Primary, and Secondary Liver Tumors | SIFT-MS | 296 subjects: 54 no liver disease, 30 cirrhosis, 112 HCC, 49 pulmonary hypertension, 51 colorectal cancer liver metastases. | PCA for batch effects/outliers, logistic regression for metabolite-cohort associations, Gini scores for RF variable importance | RF | LOOCV/(5%) of the patients in each group was testing set | Classification Acc: 85% Balanced Acc: 75% Sen for Detecting HCC: 73% Comparison: AFP Sen was 53% in the same cohort |
| Chen et al. [112] | 2019 | Tuberculosis | high-resolution orbitrap mass spectrometry analysis | 19 TB patients and 17 non-TB subjects | PCA for visualization, SAM-based FS | SVM | N/A | The best segregation % rate observed when applying feature extraction from positive ion mode near 300 |
| Butcher et al. [111] | 2018 | LC | SIFT-MS | 20 LC and 20 HS (BS: 40) | - | MLPs and clamped-ESNs | 5-fold CV | 56% to 74% Acc |
| Author | Year | Application Domain | Breath Analysis Technique | Subjects | Feature Engineering | Machine Learning | Validation | Results |
|---|---|---|---|---|---|---|---|---|
| Pelit et al. [128] | 2024 | LC | SPME fiber and GC–MS | 70 LC and 96 control (BS:166) in the second phase | Feature Importance of LightGBM | LightGBM | 5-fold CV | 81.80% Acc |
| Taylor et al. [118] | 2024 | Pulmonary fibrosis | A novel microreactor | 30 ILD patients: 25 with FEV1 & FVC, 22 with DLCO | PLS-DA analysis, EFS | BGLM, RLR, RRF, SPLS, SVMPoly and RF | 5-fold CV | AUROC: 0.877 (diagnosis), 0.873 (disease severity). |
| Xiang et al. [119] | 2023 | Early upper gastrointestinal cancer from benign | GC-MS and UVP-TOF-MS | 193 subjects: 116 UGI cancer, 77 benign disease/Gastric-endoluminal gas samples: 114 UGI cancer, 76 benign disease | RFE | RF, XGB, SVM, and LDA | Hold-out (70/30%) | Exhaled Breath Models (UGI Cancer vs. Benign): GC-MS: AUC 0.959; UVP-TOFMS: AUC 0.994 Gastric-Endoluminal Gas Models (UGI Cancer vs. Benign): GC-MS: AUC 0.935 UVP-TOFMS: AUC 0.929 |
| Hirdman et al. [120] | 2023 | COVID-19 | Liquid chromatography-mass spectrometry. | 20 Patients COV-POS, 16 COV-NEG, and 12 HCO (BS: 40) | Independent FS in Perseus using ANOVA scores | RF | Hold-out (60 × 100 times/40%) | 92% Acc |
| Nazir et al. [124] | 2023 | Early detection of HCC | GC-MS and Electrochemical analysis | 35 with Hepatocellular carcinoma and 30 HS (BS: 325) | PCA and hybrid heat maps | Unsupervised ML, PCA and hybrid heat maps | N/A | 99% Sen |
| Patnaik et al. [130] | 2023 | Abnormal Liver Function | GC-MS | 30 liver patients and 33 HS (BS: 198) | RFE based on DT | NB and RF | Hold-out (70/30%) | Acc: 0.7 to 0.95, Pre: 0.84 to 0.94, Recall: 0.84 to 0.94 Prediction Prob: 0.84 to 0.94 |
| Gashimova et al. [125] | 2022 | LC | TD–GC–MS | 110 LC and 212 HS (BS: 322) | DA | SVM and ANN | K-Fold CV | ANN’s Performance: LC vs. Young Healthy: Sen: 88%, Spe: 83% LC vs. Old Healthy: Sen: 81%, Spe: 85% |
| Xue et al. [121] | 2022 | COVID-19 | A portable gas chromatograph-mass spectrometer. | 65 COVID-19 and 57 CON (BS: 122) | PCA | SVM | 5-fold CV | Acc: 97.3%, Sen: 100% Spe: 94.1%, Pre: 95.2% F1 Score: 97.6% |
| Zhang et al. [123] | 2022 | COVID-19 | HPPI-TOF-MS | 95 COVID-19 and 106 HS (BS: 201) | - | XGB | Hold-out (50/20/30%) | Sen: 92.2%, Spe: 86.1% |
| Cheng et al. [129] | 2022 | Colorectal Adenomas and Cancer | Thermal desorption-gas chromatography coupled with TD-GC-MS | 382 FIT-positive patients (Dutch bowel screening): 84 negative controls, 130 non-AAs, 138 AAs, 30 CRCs | Variable importance from RF (model 2) PCoA visualization | Isolation Forest Algorithm, RF | Hybrid: LOOCV and hold-out | CRC vs. Negative Controls: 67.3% Sen, 70% Spe AA vs. Negative Controls (10 VOCs): 79% Sen, 70% Spe CRC vs. Control (Model 2): 80% Sen, 70% Spe AA vs. Control (Model 2): 77% Sen, 70% Spe |
| Woollam et al. [122] | 2022 | COVID-19 | HS-SPME GC-MS QTOF | 12 negative and 14 positive | PCA | LDA | 5-fold CV × 1000 times | ROC AUC of 0.99, Sen: 100% and Spe: 92% |
| Patnaik et al. [131] | 2022 | Liver function | GC–MS | 17 liver patients and 28 HS (BS: 135) | no | Linear regression, SVR, RFR, and ETR. | Hold-out (70/30%) | The R-square value between actual clinical score and predicted clinical score is found to be 0.78, 0.82, and 0.85 for CTP score, APRI score, and MELD score, respectively. |
| Khan et al. [132] | 2022 | Insulin resistance in pre-diabetic Hispanic adolescents with obesity. | Two-dimensional GC × GC-TOF-MS | 6 normal, 15 insulin resistance and 7 borderline (BS: 112) | OPLS analysis, RF importance | RF regression | 10-fold CV/Hold-out (75/25%) | AUC-ROC curve of 0.87, after CV |
| Koureas et al. [126] | 2021 | Lung Cancer from Benign Pulmonary Diseases | SPME-GC-MS | 49 Ca+ patients, 36 Ca- patients and 52 HS (BS: 137) | Wrapper functions | NB, LR and RF | 10-fold CV | Untargeted Analysis (Ca+ vs. HC): Acc 91.0%, AUC 0.96. Targeted Analysis (Ca+ vs. HC): Acc 89.1%, AUC 0.97 Efficiency Improvement (Ca+ vs. Ca-): Acc 52.9% → 75.3%, AUC 0.55 → 0.82 |
| Bobak et al. [135] | 2021 | Tuberculosis | GC × GC-TOF-MS | 10 children with TB disease, 11 had unconfirmed TB, and 10 were unlikely to have TB disease (BS: 31) | Boruta FS | RF | 5-fold CV | 90% Acc |
| Sharma et al. [136] | 2021 | Asthma | GC-mass spectrometry | 30 asthma, 8 atopic non-asthma, and 35 non-asthma/non-atopic subjects (BS: 79) | PCA | LDA | Hold-out (63/37%) | 94.4% Acc |
| Koureas et al. [127] | 2020 | LC | SPME of the VOCs and subsequent gas GC-MS analysis | 51 LC, 38 patients with pathological CT findings not diagnosed with LC, and 53 HS (BS: 104) | Weka and the Mann–Whitney tests | RF | 10-fold CV | 88.5% acc (AUC 0.94). |
| Di Gilio et al. [133] | 2020 | Malignant Pleural Mesothelioma | TD-GC/MS | 14 MPM and 20 HS | Gini Index | RF | LOOCV | 93% Acc |
| Beccaria et al. [134] | 2018 | Pulmonary Tuberculosis | Thermal desorption–GC × GC–TOF-MS with chemometric analysis. | 50 individuals, including 32 with active pulmonary TB and 18 controls with TB symptoms, but confirmed Mtb negative | ‘elbow method’ where feature importance | RF | 5-fold CV × 10 times | 100% Sen and 60% Spe |
| Author | Year | Application Domain | Breath Analysis Technique | Subjects | Feature Engineering | Machine Learning | Validation | Results |
|---|---|---|---|---|---|---|---|---|
| Sukaram et al. [141] | 2023 | Diagnosis of Hepatocellular Carcinoma | GC-FAIMS | 124 HCC, 124 cirrhosis, and 95 HS | F score | XGBoost | Hold-out (80/20%) | HCC Diagnosis (9 VOCs): Sen 70.0%, Spe 88.6%, Acc 75.0% Early HCC vs. Cirrhosis: Acetone Dimer AUC 0.775, AFP AUC 0.714 Acetone Dimer (Treatment Responders): Sen 95.7%, Spe 73.3%, Acc 86.8% |
| Wieczorek et al. [137] | 2022 | Detection of Liver Cirrhosis | TD-GC-FAIMS | 35 with cirrhosis and 11 HS (BS: 157) | - | 1-D CNN, SHAP | Hybrid: Combination of hold-out and 4-fold CV | AUC of 0.90 |
| Thomas et al. [138] | 2021 | Detection of liver disease | TD-GC-FAIMS | 35 with cirrhosis, 4 with non-cirrhotic portal hypertension, and 11 HS (BS: 200) | - | Pre-trained CNN ResNet-50, SC-2A (RUSBT ensemble), SC-1A (SKNN), SC-2B (GNB), RT-4B (Medium GSVM). | 5-fold CV | Molecular feature score increased with cirrhosis stage (AUC 0.78). Algorithmic models: Sen 88–92%, Spe 75% for cirrhosis detection/staging. |
| Chen et al. [139] | 2021 | Detection of COVID-19 | GC-IMS | 191 subjects: 74 COVID-19, 30 non-COVID-19, 56 healthcare workers (breath sampling & tracing), 31 non-COVID-19 controls. | PCA, Weighted importance of VOC species in the GBM and RF models | SVMs, GBMs, and RFs | Hold-out (70/30%) | Discrimination Capability: COVID-19 vs. HCW + NC and RI Precision Range: 91% to 100% GBM and RF Models: Discriminated RI Patients from Healthy Subjects Precision: 100% |
| Mentel et al. [140] | 2021 | Detection of Oral squamous cell carcinoma | GC-IMS | 55 with suspected OSCC before surgery and 50 HS (BS: 92) | - | LR, LDA, KNN, DT, GNB, SVM, RF | 10-fold CV | 86–90% average Acc |
| Author | Year | Application Domain | Breath Analysis Technique | Subjects | Feature Engineering | Machine Learning | Validation | Results |
|---|---|---|---|---|---|---|---|---|
| Golyak et al. [142] | 2024 | Diagnosis of patients with T1DM, asthma, and pneumonia | Infrared laser spectroscopy. | 71 HS, 77 with T1DM, 32 with asthma, and 24 with community-acquired pneumonia (BS: 204) | PCA, LDA, Variational autoencoder for dimensionality reduction | RF, Multinomial LG and SVM | Hold-out (80/20%) | Up to 100% Balanced Acc |
| Cusack et al. [145] | 2024 | Detection of COVID-19 pneumonia | LAS | 53 SARS-CoV-2 Positive and 62 SARS-CoV-2 Negative (BS: 115) | mRMR | Linear SVM | Non-nested and nested LOOCV | A non-nested and nested Acc of 81.7% (77.4% Sen, 85.5% Spe) and 72.2% (67.9% Sen, 75.8% Spe) |
| Liang et al. [143] | 2023 | Detection of SARS-CoV-2 infection | CE-DFCS | 83 positive and 87negative (BS: 170) | PLS | DA | Training set (n = 140)/Testing set (n = 30) × 10,000 times | AUC of 0.849 |
| Shlomo et al. [144] | 2022 | Detection of SARS-CoV-2 | FTIR spectroscopy | 96 PCR-positive and 201 PCR-negative (BS: 297) | - | BOH system AI algorithm’s | 100 proof-of-concept samples for validation | 100% Sen and Spec |
| Borisov et al. [146] | 2021 | Diagnosis of acute myocardial infarction | Laser optical-acoustic spectroscopy | 30 with primary myocardial infarction and 42 HP (BS: 72) | PCA | Linear SVM | Hold-out (60/40%) × not less than 500 times | 82% sen and 93% spec |
| Kistenev et al. [147] | 2019 | Diagnosis of Bronchopulmonary diseases | Laser photoacoustic spectroscopy | 9 LC; 12 COPD; 11 pneumonia and 29 CON (BS: 61 x 5 times) | PCA | SVM with RBF kernel | Random splitting of initial data on teaching and testing sets was x 250 times | Biomarker detection: Acc & selectivity ≥95% Disease detection Acc: LC ~95.65%, COPD ~81.12%, Pneumonia ~84.12%, Healthy ~89.46% |
| Author | Year | Application Domain | Breath Analysis Technique | Subjects | Feature Engineering | Machine Learning | Validation | Results |
|---|---|---|---|---|---|---|---|---|
| Xie et al. [148] | 2024 | LC and GC | SERS spectrum of exhaled breath in plasmonic metal–organic framework (PMN) film | 49 HS, 22 LC and 8 GC (BS: 1780) | PCA, RF Classifier and Permutation Importances | Shallow ANN | Hold-out (80/20%) | 89% Acc |
| Xu et al. [149] | 2023 | Detection of early LC | ZIF-8/4-ATP/Au/TiO2 NM-Based N anochannels SERS Sensor | For each gas, 638 Raman spectra were collected. | PCA | KNN, RF, SVM, and DT | Hold-out (80/20%) | Acc above 96% |
| Author | Year | Application Domain | Breath Analysis Technique | Subjects | Feature Engineering | Machine Learning | Validation | Results |
|---|---|---|---|---|---|---|---|---|
| Nguyen et al. [151] | 2023 | LC | Gap Plasmonic Film Fabrication | 70 HS and 50 LC (BS: 360) | - | CNN | Hold-out (80/20%) and 5-fold CV | 89.58% averaged Acc for CNN with a 5-fold CV |
| Aslam et al. [150] | 2021 | GC diagnosis and early GC detection | Spectral region from 400 to 1500 nm | 55 EGC, 56 HS, and 89 AGC (BS: 200) | - | DSSAENN | Hold-out (70/15/15%) | Gastric Cancer Classification: 96.3% Acc Early Gastric Cancer Detection: 97.4% Acc |
| Author | Year | Application Domain | Breath Analysis Technique | Subjects | Feature Engineering | Machine Learning | Validation | Results |
|---|---|---|---|---|---|---|---|---|
| Picciariello [152] | 2024 | Colorectal Cancer | Automated portable gas chromatography device | 68 subjects: 36 patients (no metastases), 32 HS | PCA | LDA | Training set (18 CRC and 18 HC)/Testing set (18 CRC and 14 HC) | 87.5% Spe, 94.4% Sen, 91.2% Acc |
| Zhou et al. [153] | 2019 | ARDS | Two-dimensional gas chromatography device | 21 ARDS and 27 non-ARDS HS (BS: 85) | PCA | LDA | Training set (28 subjects)/Testing set (20 subjects)/4-fold CV | 87.1% Overall Acc, 94.1% PPV and 82.4% NPV |
| Disease Category | Analytical/Sensing Technique | Typical Sample Size (N) | Common ML/DL Algorithms | Validation Strategy | Best Reported Performance | Representative References |
|---|---|---|---|---|---|---|
| Respiratory diseases (LC, COPD, Asthma, TB, COVID-19) | e-Nose (MOS, QMB), GC–MS, PTR–MS, SIFT–MS, HPPI–TOFMS | 30–400 | RF, SVM, XGBoost, CNN, LSTM | 5-fold CV, LOOCV, hold-out | Acc = 90–98%; AUC = 0.93–0.99 | Zhao 2021 [66]; Rivai 2024 [70]; Fu 2023 [108] |
| Metabolic disorders (Diabetes, obesity, NAFLD) | e-Nose, TD–GC–MS | 40–200 | SVM, RF, hybrid DL (SVM + CNN) | 10-fold CV, hold-out | Acc = 93–98%; AUC ≈ 0.95 | Bhaskar 2023 [99]; Gudiño-Ochoa 2024 [57] |
| Oncological diseases (breast, colorectal, liver, gastric, prostate cancers) | GC–MS, SIFT–MS, HPPI–TOFMS, e-Nose | 100–2000 | RF, XGBoost, CNN | k-fold CV, external validation | Acc = 85–94%; AUC = 0.90–0.98 | Zhang 2024 [113]; Poļaka 2023 [90] |
| Infectious diseases (tuberculosis, COVID-19) | HPPI–TOFMS, PTR–MS, e-Nose | 70–500 | RF, GBM, CNN | 5-fold CV, hold-out | Acc = 88–96%; AUC ≈ 0.96 | Doğuç 2023 [60]; Roquencourt 2023 [104] |
| Neurological psychiatric disorders (schizophrenia, MDD, Parkinson’s) | PTR–MS, GC–MS | 50–150 | LR, BART, SVM | Forward selection, CV | Acc = 75–85% | Henning 2023 [117] |
| Others/mixed diseases (cystic fibrosis, pulmonary fibrosis) | PTR–TOF–MS, GC–MS | 30–200 | LASSO, RF, XGBoost | 5-fold CV | AUC = 0.87–0.99 | Mustafina 2024 [114]; Taylor 2024 [118] |
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Kokkotis, C.; Moustakidis, S.; Swift, S.J.; Kontopidou, F.; Kavouras, I.; Doulamis, A.; Giannoukos, S. Artificial Intelligence and Machine Learning in the Diagnosis and Prognosis of Diseases Through Breath Analysis: A Scoping Review. Information 2025, 16, 968. https://doi.org/10.3390/info16110968
Kokkotis C, Moustakidis S, Swift SJ, Kontopidou F, Kavouras I, Doulamis A, Giannoukos S. Artificial Intelligence and Machine Learning in the Diagnosis and Prognosis of Diseases Through Breath Analysis: A Scoping Review. Information. 2025; 16(11):968. https://doi.org/10.3390/info16110968
Chicago/Turabian StyleKokkotis, Christos, Serafeim Moustakidis, Stefan James Swift, Flora Kontopidou, Ioannis Kavouras, Anastasios Doulamis, and Stamatios Giannoukos. 2025. "Artificial Intelligence and Machine Learning in the Diagnosis and Prognosis of Diseases Through Breath Analysis: A Scoping Review" Information 16, no. 11: 968. https://doi.org/10.3390/info16110968
APA StyleKokkotis, C., Moustakidis, S., Swift, S. J., Kontopidou, F., Kavouras, I., Doulamis, A., & Giannoukos, S. (2025). Artificial Intelligence and Machine Learning in the Diagnosis and Prognosis of Diseases Through Breath Analysis: A Scoping Review. Information, 16(11), 968. https://doi.org/10.3390/info16110968

