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25 May 2023

Municipal and Industrial Urban Waste: Legal Aspects of Safe Management

and
1
Department of TNSMD Theory and Methods, Kemerovo State University, Kemerovo 650043, Russia
2
Law Institute, Kemerovo State University, Kemerovo 650043, Russia
*
Author to whom correspondence should be addressed.

Abstract

Competent management of the production and consumption of waste is the foundation for ensuring a favorable environment in cities and comfortable living conditions for the population. Laws and regulations play a key role in this process since they determine measures aimed at creating conditions for safe waste management, an effective management system in the field of environmental protection from waste pollution. In the cities of many developing countries, including Russia, despite the efforts being made, there is an increase in the volume of municipal solid waste. Solving the problems of waste management has been set as a national task. The article analyzes the current condition of solid waste management systems in developed and developing countries and identifies the features and prospects of waste management, including the one in Russia. It is established that the existing set of organizational, sanitary, and legal measures, and legal regulation of relations and law enforcement practices in the field of solid municipal waste management in many developing countries is still in the forming stage. The positive experiences of countries in implementing sustainable systems of safe waste management and the positions of judicial bodies on controversial issues of waste management in cities can be used as the basis for an environmental policy of safe waste management at all levels of public authority, as well as improving legislation in the field of waste management.

1. Introduction

Various facilities used for economic and other activities that meet the diverse needs of the population and serve as sources of waste generation are concentrated in cities. Uncontrolled municipal solid-waste landfills are also sources of pollution. Waste can be found both in urban and adjacent areas. Occupying hectares of the city’s territory, it negatively affects not only the natural environment but also human health and endangers the comfortable living conditions of the population, causing an increase in consumption. Accordingly, there is a need to effectively use and manage both waste and resources (Filho et al. 2016; Lisina 2020; Bello et al. 2022).
Waste generation rates are growing rapidly in most cities of the world (Krivul’kin and Efremova 2018; Yousefloo and Babazadeh 2020). Due to population growth and urbanization, waste volumes may increase by up to 70% by 2050 (UNEP and IWMA 2015; Kaza et al. 2018). Approximately 33% of municipal solid waste generated worldwide is irrationally used; as a rule, open burial or incineration is used (Levin 2019; Sokolov et al. 2019). According to experts, already in 2016, 2.01 billion tons of solid municipal waste were accumulated in cities around the world and amounted to an average of 0.74 kg/day per person (Kaza et al. 2018). According to the authors (Soni et al. 2022), about 0.64, 0.14, 0.13, and 0.10 million tons are generated daily in the USA, Germany, Mexico, and Japan, respectively. It has been established that in developed countries the level of solid waste generation depends on GDP per capita (Li et al. 2016), and for developing and poorly developed countries there is no such dependence (Kawai and Tasaki 2016). Undeveloped, developing, and developed countries are responsible for 23%, 37%, and 40% of global waste generation (Kolekar et al. 2017).
In many developed countries of the world, the policy of the last decades has been aimed at preventing waste generation and promoting recycling. This makes it possible to reduce the environmental burden throughout the life cycle of municipal waste, as well as to benefit more from resources and create additional jobs (Eurostat 2016; Malinauskaite et al. 2017; Ayodele et al. 2018).
Depending on the level of socioeconomic development of countries, municipal solid waste differs by composition (Alzamora and Barros 2020; Soni et al. 2022). For example, in low-income countries, organic waste prevails (56%), while wood, glass, rubber, leather, etc. account for up to 1% of the total waste generated. For the high-income population, organic waste (32%), paper/cardboard (25%), and plastic (13%) make up the biggest part of the total volume of municipal waste generated; wood, rubber, and leather are represented to a lesser extent, 4% of each type (UNEP and IWMA 2015). The study (Soni et al. 2022) provides details of the differences between the types of solid household waste (paper, textiles, plastic, glass, metals, organic waste, and others) of cities in the USA, the European Union, and developing countries (on average for the selected group). Paper, textiles, plastics, and metals predominate in the waste of US cities; glass and other types of waste—in the EU; plastic and organic waste—in developing countries.
In the studies (Pappu et al. 2007; Castaldi et al. 2017), a significant difference was found in the characteristics and quantity of existing solid waste depending on the economic status, standard of living, and level of culture and literacy of the population. According to the authors (Soni et al. 2022), by 2025, the amount of solid waste will remain virtually unchanged in France, South Africa, and the UK; will decrease in Germany and Italy; and will increase in the rest of the reviewed countries (Japan, Brazil, Russia, India, China, Egypt, Iran, Kenya, Nigeria, and Indonesia) compared to the same indicator in 2012.
Different countries are trying to develop their own management strategies in the field of municipal waste management aimed at reducing the volume of waste disposal and its sustainable use. Experts note that the sustainable methods of managing and processing municipal solid waste are those in which the generated waste is not accumulated, but completely extracted, reused, and recycled (Bello et al. 2022; Zhou et al. 2022).
For almost 20 years in Europe, environmental policies have been implemented aimed at preventing waste generation, recycling, reuse, prohibition, and/or restriction of waste burial. Municipal waste management is based on these strategic objectives aimed at its intensive processing1. On average, only a quarter of the total volume of solid municipal waste from European countries is subject to burial. There is no single approach to existing waste disposal methods among the EU countries. There are European countries where the municipal-waste disposal rate is zero (Switzerland) or is a minimum of 3–5% (Sweden, Germany, and Belgium) of the total volume of solid waste generated, or half of the waste generated is subject to burial (Spain) (Gallardo et al. 2021; Chioatto and Sospiro 2023).
The United States ranks first in the world in terms of municipal waste generation. At the same time, only a third of the waste is sent for recycling, 13% is incinerated at specialized power plants, and the rest is buried (Shilkina 2020; Soni et al. 2022).
Japan has chosen to limit the disposal of municipal waste (no more than 5% of the total volume), the vast majority of waste is sent for recycling or incineration, provided that the garbage is sorted by the population in advance. Japan is known for a special way of garbage disposal—the construction of islands from the remains of garbage after its incineration (Amemiya 2018). China is gradually moving from importing and/or dumping waste to incineration (Zhu et al. 2021; Liu et al. 2021).
For comparison, the population of Japan is comparable to the population of Russia, while the area is 45 times smaller. However, approximately equal volumes of waste are generated in the territories of these countries per year (44.5 million tons in Japan and 56.5 million tons in Russia). At the same time, in Japan, 72% of waste is incinerated at 1900 incinerators, and in Russia 2.4%—at 10 facilities (Shilkina 2020).
Despite the significant area of the territory and the predominance of industrial production, in Russia over the past few years, amid a significant decrease in the volume of waste of hazard classes I–III, there has been an increase in the total amount of less hazardous waste including municipal solid waste. Certain regions are distinguished by specific types of waste caused by the predominance of a certain branch of the economy, economic, or other activity2. For the Russian Federation, the formation of an integrated system for the management of solid municipal waste, and the creation of a modern infrastructure for the safe management of extremely hazardous and high-risk waste3 is recognized as a priority task. Since 1998, more than a thousand regulatory legal acts and documents have been adopted that create a legal basis for the management of production and consumption waste including solid municipal waste. The Federal Law No. 89-FZ of 24 June 1998 “On Production and Consumption Waste”4 is the framework law. However, the very concept of “production and consumption waste” still remains unclear. Those measures that are not aimed at reducing the volume of waste and not at its processing, but at ensuring its safe handling, prevail. Preventive measures are poorly developed, and the powers of local governments in the field of waste management are limited. This determined the need for a study of the waste management system in Russia, the results of which revealed an obvious legal dissonance between the state of legal regulation and applied practice, as well as the shortcomings of legal regulation that can be eliminated only by using the best practices of certain countries in the field of waste management.
Despite the positive experience and developments of many legal acts regulating waste management relations, even in developed countries, no more than 20% of all solid household waste is recycled. A significant part of this waste is placed in landfills or buried in the ground. In the United States, they are only planning to reduce this figure by almost half to 25% in the near future. In developing or underdeveloped countries, this percentage is significantly higher (Soni et al. 2022). The problem is felt in both developed and developing countries (Acerbi et al. 2022). European countries are showing different trends with regard to waste (Rogoff 2019), and countries that have implemented waste disposal and incineration directives are showing encouraging results but are increasing the gap with countries that have postponed such measures (D’Adamo et al. 2022). Moreover, some developed countries (USA, Canada, Australia, and some European countries) export their garbage to poorly developed countries instead of effective resource management (Patil and Ramakrishna 2020). What is holding back the widespread formation of a safe and efficient waste management system? Perhaps this is hindered by bureaucracy or lack of funding, political will, culture and education of the country’s population, or the development of the necessary infrastructure. This study is aimed at collecting information on various legal aspects of sustainable waste management. The purpose of the study is to make a comparative review of the current state of the solid waste management system in the geographical focus of developed and developing countries, including Russia, to identify the features and prospects of waste management, and to develop recommendations for improving the legislative framework for safe waste management, and also to analyze the issues of prevention of waste generation, waste removal, reduction of negative impact on the environment, ensuring safety, use of useful ingredients, suppression of criminal acts (for example, illegal dumping of waste, the illegal establishment of enterprises for processing or storing hazardous waste transported from developed countries to developing countries), and other issues that are relevant for all countries without exception and for the global community as a whole.

3. Conclusions

The problems with waste management are most acute all over the world. This is primarily due to the growing anthropogenic impact on the environment and the increasing everyday needs of the population. In Europe, up to 100% of waste is subject to recycling, while in Russia and other developing countries, this figure does not exceed 15%. For many years, developed countries have implemented a targeted policy for safe waste management to prevent waste generation, and measures have been taken to combat certain types of waste. In developing countries, including Russia, legal regulation in the field of waste management is in the process of formation. In recent years, the task of improving the system of safe waste management has become a national task and priorities have been determined. Although there is a positive experience of legal regulation of waste management in certain territories of developing countries in general, including in Russia, a proper waste management system has not yet been created. There are no legal, technical, political, environmental, socioeconomic, and ideological aspects that should be taken into account when achieving national objectives in the field of waste management. Thus, in Russia, it is required to adopt a significant number of legal acts aimed at implementing tasks in priority areas (Figure 4).
Figure 4. Directions for the formation of the legislative framework for the effective urban municipal solid waste management.
To ensure the effective functioning of an integrated waste management system, a set of measures is needed. Despite all the foreign best practices in creating and operating a safe waste management system, including preventive legal instruments, experts still highlight the shortcomings of legal regulation and law enforcement practice. The most common ones are corruption factors and risks, economic or political interest, the formalism of adopted laws and lack of respect for them, nonrecognition of the waste management issue as a priority, low level of infrastructure and allocated financial resources for waste management, the inefficiency of public and management authorities including judicial bodies, as well as bodies local self-government, insufficient evidence base when bringing persons to responsibility for violating the requirements of legislation in the field of waste management, poor awareness of legislation and waste management procedures, and low environmental standards (Chandrappa and Das 2012, pp. 50–52). However, all these shortcomings are of a general nature and are characteristic of any legal system or sphere of legal regulation. To increase the effectiveness of measures in the field of solid municipal waste management in cities, it is necessary to improve economic and legal measures aimed at reducing waste generation per capita and per unit of goods, and products (works and services) produced by stimulating the separate collection of solid municipal waste by the population, targeted spending of mandatory waste formation payments, as well raising public awareness as it is done in the developed countries of the world.

Author Contributions

Conceptualization, N.L.; methodology, S.I.; formal analysis, N.L. and S.I.; writing—original draft preparation, N.L.; writing—review and editing, S.I.; visualization, N.L. and S.I.; project administration, N.L. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the RUSSIAN SCIENCE FOUNDATION, grant number 23-28-00458.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

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