Abstract
Let F be a field of characteristic, not 2 or 3. The first Tits construction is a well-known tripling process to construct separable cubic Jordan algebras, especially Albert algebras. We generalize the first Tits construction by choosing the scalar employed in the tripling process outside of the base field. This yields a new family of non-associative unital algebras which carry a cubic map, and maps that can be viewed as generalized adjoint and generalized trace maps. These maps display properties often similar to the ones in the classical setup. In particular, the cubic norm map permits some kind of weak Jordan composition law.
Keywords:
non-associative algebras; first Tits construction; Jordan algebras; generalized cubic algebras MSC:
17A35
1. Introduction
Let F be a field of characteristic, not 2 or 3. Separable cubic Jordan algebras over F play an important role in Jordan theory (where separable means that their trace defines a non-degenerate bilinear form). It is well known that every separable cubic Jordan algebra can be obtained by either a first or a second Tits construction [1] (IX, Section 39). In particular, exceptional simple Jordan algebras, also called Albert algebras, are separable cubic Jordan algebras. The role of Albert algebras in the structure theory of Jordan algebras is similar to the role of octonion algebras in the structure theory of alternative algebras. Moreover, their automorphism group is an exceptional algebraic group of type , and their cubic norms have isometry groups of type . For some recent developments, see [2,3,4,5,6].
In this paper, we canonically generalize the first Tits construction . The first Tits construction starts with a separable associative cubic algebra A and uses a scalar in its definition. Our construction also starts with A and employs the same algebra multiplication as that used for the classical first Tits construction, but now allows also .
We obtain a new class of non-associative unital algebras which we again denote by . They carry a cubic map that generalizes the classical norm, a map that generalizes the classical trace, and a map that generalizes the classical adjoint of a Jordan algebra. Starting with a cubic étale algebra E, the algebras obtained this way can be viewed as generalizations of special nine-dimensional Jordan algebras. Starting with a central simple algebra A of degree three, the algebras obtained this way can be viewed as generalizations of Albert algebras.
Cubic Jordan algebras carry a cubic norm that satisfies some Jordan composition law involving the U-operator. Curiously, the cubic map of our generalized construction still allows some sort of generalized weak Jordan composition law, and some of the known identities of cubic Jordan algebras involving a generalized trace map and adjoint can be at least partially recovered.
We point out that there already exists a canonical non-associative generalization of associative central simple cyclic algebras of degree three, involving skew polynomials: the non-associative cyclic algebras , where is a cubic separable field extension or a -Galois algebra, and , were first studied over finite fields [7], and then later over arbitrary base fields and rings [8,9,10,11] and applied in space-time block coding [12,13]. Their “norm maps” reflect some of the properties of the non-associative cyclic algebra and are isometric to the “norm maps” of the generalized Tits construction . We show that these algebras are not related, however.
Some obvious questions like if and when the algebras obtained through a generalized first Tits construction are division algebras seem to be very difficult to answer. We will not address these here and only discuss some straightforward implications.
The contents of the paper are as follows: After introducing the terminology in Section 2 and reviewing the classical first Tits construction, we generalize the classical construction in Section 3 and obtain unital non-associative algebras , where . The algebras carry maps that satisfy some of the same identities we know from the classical setup. If , then for all . If A is a central simple associative division algebra of degree three, then (Theorems 3 and 4). Some necessary conditions on when is a division algebra are listed in Theorem 6: If is a division algebra, then and A must be a division algebra. If N is anisotropic, then A is a division algebra and . If there exist elements such that , we show that either A must have zero divisors, or A is a division algebra and . Moreover, if A is a division algebra over F and 1, , and are linearly independent over F, then N must be anisotropic.
We investigate in which special cases several classical identities carry over in Section 4.
In Section 5, we compare the algebras obtained from a generalized first Tits construction starting with a cyclic field extension with the algebras , where is a non-associative cyclic algebra over F of degree three. If , then it is well known that these algebras are isomorphic. For , they are not isomorphic, but their norms are isometric.
This construction was briefly investigated for the first time in Andrew Steele’s PhD thesis [11]. We improved and corrected most of their results, and added many new ones.
2. Preliminaries
2.1. Non-Associative Algebras
Throughout the paper, F is a field of characteristic, not 2 or 3. An algebra over F is an F-vector space A together with an F-bilinear map , , denoted simply by juxtaposition of , the multiplication of A. An algebra A is unital if there exists an element in A, denoted by 1, such that for all .
A non-associative algebra is called a division algebra if for any , , the left multiplication with a, , and the right multiplication with a, , are bijective. We will only consider unital finite-dimensional algebras, which implies that A is a division algebra if and only if A has no zero divisors. Define . The subalgebras , , and of A are called the left, middle, and right nuclei of A, is called the nucleus of A. The center of A is defined as [14]. All algebras we consider will be unital.
A non-associative unital algebra J is called a cubic Jordan algebra over F, if J is a Jordan algebra, i.e., and for all , and if its generic minimal polynomial has degree three. Given an associative algebra A over F, its multiplication written simply by juxtaposition, we can define a Jordan algebra over F denoted by on the F-vector space underlying the algebra A via . A Jordan algebra J is called special, if it is a subalgebra of for some associative algebra A over F; otherwise, J is exceptional. An exceptional Jordan algebra is called an Albert algebra.
The following easy observation is included for the sake of the reader:
Lemma 1.
Let A be an associative algebra over F such that is a division algebra. Then, A is a divison algebra.
Proof.
Suppose that for some . Then, , and since is a division algebra, we obtain . This implies that Using again that is a division algebra, we deduce that or . □
A non-associative cyclic algebra of degree m over F is an m-dimensional K-vector space with multiplication given by the relations for all . The algebra is a unital F-central algebra and associative if and only if . The algebra is a division algebra for all , such that for all s which are prime divisors of m, . If , then is a division algebra for all such that 1, are linearly independent over F [10]. If m is prime, then is a division algebra for all .
2.2. Cubic Maps
Let V and W be two finite-dimensional vector spaces over F. A trilinear map is called symmetric if is invariant under all permutations of its variables. A map is called a cubic map over F, if for all , , and if the associated map defined by
is a (symmetric) F-trilinear map. We canonically identify symmetric trilinear maps with the corresponding cubic maps .
A cubic map is called a cubic form and a trilinear map a trilinear form over F. A cubic map is called non-degenerate if is the only vector such that for all . A cubic map M is called anisotropic if implies that ; otherwise, it is isotropic. For a non-associative algebra A over F together with a non-degenerate cubic form , M is called multiplicative, if for all .
2.3. Associative Cubic Algebras
(cf. for Instance [1,15] (Chapter C.4)) Let A be a unital separable associative algebra over F with cubic norm . Let and let Z be an indeterminate. The linearization of , i.e., the coefficient of Z in the above expansion, is quadratic in x and linear in y, and is denoted by . Indeed, we have
so . Linearize to obtain a symmetric trilinear map , We define
for all . We call the adjoint of x, and define the sharp map , as the linearization of the adjoint. We observe that . Since the trilinear map is symmetric,
for all .
The algebra A is called an (associative) cubic algebra (respectively, called an algebra of degree three in [15] (p. 490)), if the following three axioms are satisfied for all :
For the rest of Section 2.3, we assume that A is a separable cubic algebra over F with cubic norm . Note that (2) is equivalent to the condition that
and combining (1) with (4) gives
An element is invertible if and only if . The inverse of is . It can be shown that
for all . Notice that
using (3) and (4). We also have , so
A straightforward calculation shows that
for all . In particular,
for all and by employing (5) and the adjoint identity in A, we see that the norm satisfies the relation
satisfies the adjoint identity
for all . By (11), we have For , we define the operators , and , Then, we have for all and
Hence, for all .
2.4. The First Tits Construction
Let A be a separable cubic associative algebra over F with norm , trace and adjoint map ♯. Let and define the F-vector space , where for . Then, together with the multiplication
becomes a separable cubic Jordan algebra over F. is called a first Tits construction. is a subalgebra of by canonically identifying it with . If A is a cubic etale algebra, then for with D an associative cyclic algebra D of degree three. If A is a central simple algebra of degree three then is an Albert algebra.
We define the cubic norm form , the trace , and the quadratic map (the adjoint) by
The intermediate quadratic form , , linearizes to a map . The sharp map is the linearization of the adjoint. For every , we have and
for all . We define the trace symmetric bilinear form , Then, for all , we have
Remark 1.
is a cubic form with adjoint and base point on which makes into a cubic Jordan algebra .
3. The Generalized First Tits Construction
Let A be a separable associative cubic algebra over F with norm , trace and adjoint map ♯.
We now generalize the first Tits construction by choosing the scalar . Then, the F-vector space , where again for , becomes a unital non-associative algebra over F together with the multiplication given by
The algebra is called a generalized first Tits construction. The special Jordan algebra is a subalgebra of by canonically identifying it with . If , then is the first Tits construction from Section 2.4.
We define a (generalized) cubic norm map , a (generalized) trace , and a quadratic map via
Put , ; then, it can be verified by a direct computation that
for all . We also define a symmetric F-bilinear form via
The quadratic form , , linearizes to , and we have for all . We extend to by defining the quadratic map , . As in the classical case, we obtain:
Theorem 1.
- (i)
- [11] (Proposition 5.2.2) For all , we have and the linearization satisfiesfor all .
- (ii)
- [11] (Lemma 5.2.3) For all , we have .
- (iii)
- [11] (Lemma 5.2.3) For all , we have .
Proof.
□
Theorem 2.
Let , and let . Then,
- (i)
- ,
- (ii)
- ,
- (iii)
- .
Note that these are relations that also hold for a cubic form with adjoint and base point [15,17].
Proof.
Let .
- (i)
- We have that
- (ii)
- As for the classical construction,
- (iii)
- Since , we obtain
□
Define operators via
for all .
Proposition 1.
(cf. [11] (Proposition 5.2.4) without factor because of slightly different terminology) For all , we have .
This generalizes the classical setup. Our proof is different to the one of [11] (Proposition 5.2.4), which also proves this result without the factor because of the slightly different definition of the multiplication.
Proof.
We find that ; in the second equality, we have used Theorem 1 and the fact that by Theorem 1. So
We look at the first component of and : let and . Then, the first component of is
This is equal to 2 times the first component of . Now, we look at the second component of and : the second component of is
This is precisely equal to 2 times the second component of . Finally, the third component of and are equal, too. The third component of is
This is precisely equal to 2 times the third component of . □
Theorem 3.
If and , then .
Proof.
Let , then
implies that
that means and . Using the definition of , we obtain , so . Thus, . Furthermore, since , we find in a similar way that . Next, since , we have that
This implies that
and so . We now find in a similar way that , thus . Let , and let . Then
which implies that
and so . Assume towards a contradiction that . Since , this implies that is invertible and . Thus, the condition yields , and so which is a contradiction. Next, since , we know that
which implies that
and so . Assume towards a contradiction that . Then, since , is invertible and . Thus, the condition yields , and so which is a contradiction. Therefore, , which shows that .
Let . Then,
implies that
Hence, and . Using the definition of , we find that , so the condition gives that . Thus, . Furthermore, since , we find in a similar way that . Next, since , we have that
This implies that
and thus . We find in a similar way that , i.e. .
Let , and let . Then, which implies that
therefore, . Assume towards a contradiction that . Then, since , is invertible and . Thus, the condition yields , and so which is a contradiction. Next, since , we know that
which implies that
and so . Assume towards a contradiction that . Then, since , is invertible and . Thus, the condition yields , and so which is a contradiction. Therefore, which shows the assertion. □
Theorem 4.
Let be a central simple division algebra of degree three and . Then, .
Proof.
Let , and let . Then, there exists such that . Since , we know that
which implies that
Comparing the second and third components yields
Now, assume towards a contradiction that . Since A is a division algebra, is invertible. Since A is associative, (20) implies that . By definition, this yields
Hence, which is a contradiction. Now, in a similar way we assume towards a contradiction that . Then, since A is a division algebra, is invertible. Since A is associative, (21) implies again that . Hence, which is a contradiction. Next, since , we also have that
for each . This implies and so . By definition, this means that
Theorem 5.
([18] (Chapter IX, Section 12), [15] (Chapter C.5)) For , is a division algebra if and only if and A is a division algebra, if and only if N is anisotropic.
The general situation is much harder to figure out and we were only able to obtain some obvious necessary conditions:
Theorem 6.
Let .
- (i)
- If is a division algebra, then and A is a division algebra.
- (ii)
- Let A be a division algebra over F. If 1, μ, are linearly independent over F then N is anisotropic.
- (iii)
- If N is anisotropic then A is a division algebra and .
- (iv)
- Let . Then, implies that A has zero divisors, or A is a division algebra and .
Proof.
- (i)
- Suppose that is a division algebra, then so is and thus A (Lemma 1). Assume towards a contradiction that for some . Then, and is not a division algebra by Theorem 5. Hence, .
- (ii)
- Since A is a division algebra, is anisotropic. So, let ; then, the assumption means that , which implies that . This immediately means that , too.
- (iii)
- If N is anisotropic, then so is ; so, A is clearly a division algebra. Moreover, by Theorem 5.
- (iv)
- Let . Then, implies thatWe can now multiply (23) (resp. (24), (25)) by (resp. , ) on the right and left to obtain two new equations. Additionally, using the fact that for all , we obtain the following six equations:These imply that . This means that either and so is isotropic, or and is anisotropic. In the later case, are all invertible in A, for all and it follows that . This proves the assertion.
□
In other words: If A is a division algebra and , , then . Note that (iv) was a substantial part of the classical result that if , and A is a division algebra, then N is anisotropic. What is missing in order to generalize this result to the generalized first Tits construction is the adjoint identity . This identity only holds in very special cases—see Lemma 4 below. It would be of course desirable to have conditions on when (or if at all) is a division algebra.
4. Some More Identities
Lemma 2.
Let , be such that one of is equal to zero and one of is equal to zero. Then, .
Proof.
We find that
and
We know that holds for all if . We now show for which we still obtain :
Lemma 3.
Let and suppose that , such that one of the following holds:
- (i)
- , and .
- (ii)
- , and .Then, we haveMoreover, assume that one of the following holds:
- (iii)
- , and .
- (iv)
- , and .Then, if and only if .
Proof.
Let , and let ; then, Thus, we have
by the definition of the multiplication on .
- (i)
- If and , using the fact that for all (see (5)), (30) simplifies to . Since we have , (31) gives that By (10),
- (ii)
- In this case, we have , and . So, (30) simplifies to . For , (31) simplifies to Then, in a similar way to how we found in (i), we find here that . For , (32) simplifies to We now find in a similar way to how we found in (i) that .To prove that the claimed equivalence holds assuming (iii) or (iv), we only need to show the forward direction since we know from the classical first Tits construction that the reverse direction holds:
- (iii)
- Here, (30) yields thus, gives that Therefore, we have , so .
- (iv)
- In this case, (30) yields thus, yields Therefore, we obtain . The proof that is performed similarly.
□
Corollary 1.
Let . Suppose that satisfies , and assume that one of the following holds:
- (i)
- , and .
- (ii)
- , and .
Then, x is invertible in with .
Proof.
Let and suppose that satisfies (i) or (ii); then, Since this yields the assertion. □
In particular, if N is anisotropic, then every in (i) or (ii) is of the type , i.e., lies in A; so, this result then becomes trivial.
Corollary 2.
Let and suppose that , such that one of the following holds:
- (i)
- , and .
- (ii)
- , and .
Then, we have
Proof.
Using the fact that from Theorem 2 (i), we have that if and only if . Thus, the result now follows as a consequence of Lemma 3. □
Theorem 7.
The identity holds for all if and only if .
Proof.
If , then for all . Conversely, suppose that holds for all . Take . Then, , and so
We also know that by definition, , so the condition gives that . Hence □
We know that the adjoint identity holds for all , if [15] (Chapter C.4). In the general construction, it holds only in very special cases:
Lemma 4.
Let and suppose that , such that one of the following holds:
- (i)
- and .
- (ii)
- and and .
- (iii)
- and and .Then, we have .Moreover, if one of the following holds:
- (iv)
- , , and .
- (v)
- , , and .
Then, for all if and only if .
Proof.
Hence,
Similarly, we find that
and
- (i)
- (ii)
- (iii)
- (iv)
- (v)
□
Proposition 2.
Let A be a central simple algebra over F. Then, for all if and only if .
Proof.
Let then by Lemma 4, the adjoint identity holds for all . Suppose now that the adjoint identity holds for all . Let for some . Then, and so
Furthermore, . Since the adjoint identity holds by assumption, we see that by using (38),
If , then the norm N permits Jordan composition, i.e. for all . The following result is a corrected version of [11] (Theorem 5.2.5), and a weak generalization of the Jordan composition for :
Theorem 8.
Let , and suppose that one of the following holds:
- (i)
- (ii)
- .
- (iii)
- for some .
Then, .
Proof.
Using the definitions, we see that and . So This yields
where in the second equality we have used the fact that , and that . Therefore, , if and only if
(ii) and (iii) are examples where this is the case. □
Remark 2.
Let be an automorphism. Then,
Now, for each , we have and . On the other hand, by using the definition of ,
Hence,
So, by (40)–(42), we see that any automorphism of is determined by its restriction on , and its value on and . Let be an automorphism that fixes ; then, is either an automorphism or an anti-automorphism of A. Moreover, clearly , so
Calculation to try gain some deeper understanding on the automorphisms are tedious and did not lead us anywhere so far.
5. The Nine-Dimensional Non-Associative Algebras
Let be a separable cubic field extension with , norm , and trace . For all , we have and . Assume .
Let us compare the first Tits construction with the algebra for a (perhaps non-associative) cyclic algebra over F of degree three. Consider D as a left K-vector space with basis Write for the matrix of right multiplication by , with respect to the basis , then the cubic map , (which is the reduced norm of the central simple algebra D if ), is given by
If is anisotropic then D is a division algebra over F. If , we obtain for all , [11] (Propositions 4.2.2 and 4.2.3).
On the other hand, is a nine-dimensional non-associative unital algebra over F with multiplication
for , cubic norm map
and trace . Moreover, we have
If , then is an associative cyclic algebra over F of degree three and is a special cubic Jordan algebra. It is well known that the isomorphism is given by
However, if , then the map is not an algebra isomorphism between and , where now is a non-associative cyclic algebra, since . However, for , the map still yields an isometry of norms, since
hence, the norms of the two nonisomorphic non-associative algebras and are isometric.
6. Conclusions
We looked at the following canonical question: “what happens if we choose the element that is used in the first Tits construction in instead of in ?” We showed that the basic ingredients for an interesting theory are in place: our new algebras carry maps that can be understood as generalizations of the classical norms and traces, and that behave surprisingly similar to the norms and traces of their classical counterparts; we have a function N on that extends the cubic norm of A (however, it has values in A), a trace function , and a quadratic map . Operations like can easily be defined. Some of the main identities from the classical setup hold (Theorems 1 and 2), some others hold only for some elements, e.g., Lemmas 2 and 3, Corollaries 1 and 2, but not in general, and some hold if—and only if— (Proposition 2, Theorem 7), i.e., they hold only in the classical case.
It seems a hard problem to check when the algebras are division algebras. It would also be interesting to compute their automorphisms; however, we expect the automorphism group to be “small”. Here is one indication as to why this is the case: For Albert algebras over fields F of characteristic not 2 or 3, we know that the similarities of their norms are given either by scalar multiplications or the U operators [4]. Using Theorem 8 (iii), we see that for with , scalar multiplications still give similarities; the U-operators, however, do not.
Even partial results on automorphisms or similarities could give an insight on what is happening in this general context, and it would be interesting to address questions of whether there are inner automorphisms, whether there are cubic subfields fixed by automorphisms like in the classical case [2], etc.
The fact that two nonisomorphic algebras and have isometric norms is an example of how rich the structure theory for non-associative algebras really is (Section 4).
This is an exploratory paper, but our results show that the algebras obtained via a generalized first Tits construction merit a closer look. As one referee pointed out, they also show the weaknesses of the language that we have at our disposal, which describes highly non-associative structures.
7. Materials and Methods
We used classical methods from algebra.
Author Contributions
Conceptualization, S.P.; Methodology, S.P. and T.M.; Investigation, S.P. and T.M.; Writing—Original Draft Preparation, S.P. and T.M.; Writing—Review and Editing, S.P.; Supervision, S.P. All authors have read and agreed to the published version of the manuscript.
Funding
This paper was written while the second author was a visitor at the University of Ottawa. The second author acknowledges support for her stay from the Centre de Recherches Mathématiques for giving a colloquium talk, and from Monica Nevins’ NSERC Discovery Grant RGPIN-2020-05020.
Data Availability Statement
The data presented in this study are available in article.
Acknowledgments
The second author would like to thank the Department of Mathematics and Statistics for its hospitality. The authors thank the anonymous referees for their valuable comments which greatly helped improve the paper and write the conclusions section.
Conflicts of Interest
The author has no relevant financial or non-financial interests to disclose.
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