Abstract
The present paper is concerned with the uniform boundedness of the normalized eigenfunctions of Sturm–Liouville problems and shows that the sequence of eigenvalues is uniformly local Lipschitz continuous with respect to the weighted functions.
1. Introduction
Consider the regular Sturm–Liouville problem with the self-adjoint separated boundary conditions
where , is the spectral parameter, ,
From the spectral theory of the Sturm–Liouville problems, it is known that the Sturm–Liouville operator is symmetric and all of the eigenvalues of the (1) and (2) are real, isolated with no finite accumulation point, bounded below, and can be ordered to satisfy
and as (see [1,2]).
When it comes to eigenvalue problems, we typically focus on their properties and the behavior of their eigenfunctions. The continuity and differentiability of eigenvalues are important properties in classical spectral theory. The continuity of eigenvalues can tell us how to find continuous eigenvalues in the parameter space, helping us to understand their properties. Meanwhile, the differentiability of eigenvalue problems can allow us to gain deeper insights into how eigenvalues change. Beyond mathematics, the continuity and differentiability of eigenvalues are also widely applied in other fields. For instance, in quantum mechanics [3,4,5,6,7], it can help us better understand the behavior of physical systems, such as the behavior of electrons in a lattice. In engineering [8,9,10,11,12], it can also help us better design and optimize complex systems.
As one of the important properties of eigenvalues in classical spectral theory, the continuity and differentiability of eigenvalues for the Sturm–Liouville problems, with respect to the parameters in the equation (the potentials and the weights), or in the boundary conditions, have been widely studied by many authors. Zettl et al. proved the continuity of the eigenvalues with respect to the coefficients in the equation and the boundary conditions in the usual sense. The continuous eigenvalue branch was constructed, and the differential formula for the continuous eigenvalue branch is provided (see [13,14,15]). Meirong Zhang et al. proved the strong continuity of the eigenvalues and the corresponding eigenfunctions on the weak topology space of the coefficient functions (see [16,17,18,19]). Such strong continuity has been applied efficiently to solve the extremal problems and the optimal recovery problems in spectral theory [20,21,22]. Recently, Jiangang Qi and Xiao Chen discussed a new kind of continuity of eigenvalues, which is the uniform local Lipschitz continuity of the eigenvalue sequence with respect to (see [23]) under the restrictions that is monotone and has a positive lower bound. This kind of continuity of eigenvalues indicates that the eigenvalues possess good properties, not only from a single point of view, but also from the whole point of view.
In this paper, we continue to study the uniform local Lipschitz continuity of the eigenvalue sequence with respect to the weighted functions. To this end, we first prove the uniform boundedness of normalized eigenfunctions of the Sturm–Liouville problems (1) and (2), see Theorem 3 below. In our results, the monotonicity restriction on the weight function, which is used in the results of [23], is removed. Furthermore, in order to ensure the uniform boundedness of normalized eigenfunctions, we show that the restriction “positive lower bound” on the weight is not necessary, see Theorem 4 below. Meanwhile, a counterexample is constructed to indicate that the sequence of normalized eigenfunctions is not uniformly bounded if has no positive lower bound. With the aid of Theorems 3 and 4, we prove the main result of this paper, Theorem 5.
The present paper demonstrates that, under some appropriate restrictions, the sequence of eigenvalues possesses the desired continuity mentioned earlier, and these restrictions can be easily satisfied. This finding enriches the classical spectral theory and offers a fresh tool to facilitate further investigation into the Sturm–Liouville eigenvalue problem, such as the asymptotic distribution formula for eigenvalues with non-constant weights.
The arrangement of the present paper is as follows. In Section 2, we introduce the Prfer transformation and some preliminary knowledge of eigenvalues and eigenfunctions. The proofs of Theorems 3 and 4 are given in Section 3. By using several auxiliary lemmas, the main result of Theorem 5 is proved in Section 4.
2. Preliminary Knowledge
This section introduces the Prfer transformation and some preliminary knowledge of eigenvalues and eigenfunctions of Sturm–Liouville problems.
2.1. Prfer Transformation
The Prfer transformation is widely used in studying the distribution of eigenvalues and the oscillation theory of Sturm–Liouville problems; for more details, the reader may refer to [24,25,26].
2.2. Continuity and Differentiability of Eigenvalues and Eigenfunctions
Let be the eigenfunction of (1) and (2) corresponding to the nth eigenvalue , such that
Note that, after fixing the sign of the initial value, such eigenfunction is unique. Throughout this paper, an eigenfunction is normalized if satisfies (8) and , or if .
The following theorem gives the differentiability of eigenvalues with respect to the weighted function
Theorem 1.
The proof can be found in [27]. Theorem 1 can be viewed as a special case of a well-known theorem [1] (Theorem 4.2); for more eigenvalues of differentiability, the reader may refer to [27]. The following theorem shows the continuity of eigenvalues, eigenfunctions, and the Prfer argument with respect to .
Theorem 2.
The proof can be found in [1], Theorem 3.1.
2.3. Definition of Uniformly Local Lipschitz Continuity
Definition 1.
Let Ω be a subset of . The eigenvalue sequence of problems (1) and (2) is said to be uniformly locally Lipschitz continuous with respect to weight functions in , in the following sense:
for every , there exists , such that
whenever .
Remark 1.
Remark 2.
Let N be the integer, such that if , we remark that N is independent of w. It can be proved by the min–max principle (Rayleigh–Rize principle); the reader can refer to [28] (Proposition 2.6).
3. The Uniform Boundedness of Normalized Eigenfunctions
In this section, we study the uniform boundedness of normalized eigenfunctions with respect to the weight w. Throughout this section, and are always the n-th eigenvalue and normalized eigenfunction of (1) and (2), respectively.
In order to simplify our proof process in this section, we introduce the following lemma.
Lemma 1.
Proof.
Since the proof of Lemma 1 is the same as the proof in [23] (Proposition 3.5), we omit it here. □
We take in the following discussion. The next lemma gives a dominant of by the boundary conditions.
Lemma 2.
Proof.
The normalized eigenfunction of problems (1) and (2) satisfies
Multiplying both sides of Equation (14) by and integrating by parts on the interval gives
From the boundary condition and , we have
Since , has zero in , say . Then for ,
and, hence, we arrive at
for arbitrary . Since and , we have
The above inequalities give that
Putting (17) into (16), we obtain
Thus, satisfies . One sees that (13) holds. Then the proof is complete. □
The following is the key lemma for the proof of Theorem 3 in this section.
Lemma 3.
Let θ be defined as (5) and assume is a step function with a positive lower bound . Then, for and ,
where .
Proof.
Set for , , where, . Then by the assumption,
For , define
It follows from (6) that (the case for )
Note that for . Set . Then,
and hence,
Since for , it holds that
and, hence,
In addition, one sees that if , then
The following result is a consequence of Lemma 3.
Lemma 4.
Let θ be defined as in (5). Assume that and is a bounded variation function with a positive lower bound . If , then for ,
Proof.
Since is a bounded variation function, we know that is bounded and the number of discontinuous points is, at most, countable; hence, is Riemann integrable. Thus, there exists a sequence of step function , such that as and
Let be the nth eigenvalue of problems (1) and (2) with w replaced by . By Lemma 3 and (31), for ,
Since in , it follows from the continuous dependence of the eigenvalues and the prfer argument on the weight functions that
as . Thus, letting in (32), we obtain
The proof is finished. □
Now, we prove the uniform boundedness results of normalized eigenfunctions.
Theorem 3.
Proof.
The normalized eigenfunction of problems (1) and (2) satisfies
By the prfer transformation
and from (7) we have
Since as , there exists an integer , such that
and, hence, Lemma 2 yields that
This, together with (36), gives
For simplicity, hereafter, we denote by , by . Inequality (39) combined with
implies that
Putting (37) into (40) we have and ,
It follows from (30) in Lemma 4 that there exist positive constants
such that for and ,
Combined with (41), it is apparent that, for
Therefore, by (37), (42), and (43), we obtain that for and
Thus, for and , we have
Set
Therefore, for and . The proof is finished. □
Theorem 3 proves the uniform boundedness of normalized eigenfunctions of Sturm–Liouville problems (1) and (2) with positive-bounded variation weight. We note that the monotonicity requirement of the weight in the corresponding result in [23] is removed. Next, we show that the restriction “positive lower bound” on the weight is not necessary. For this purpose, we discuss the case where is a step function, which is allowed to be zero in some subintervals.
Theorem 4.
Consider the eigenvalue problems (1) and (2). Assume that is a step function defined by
where and . Then
- (i)
- If , then is uniformly bounded.
- (ii)
- If , then is bounded uniformly (if ) and (if ).
Proof.
By Lemma 1, we only need to prove Theorem 4 for the case .
- (i)
- First, we show that is bounded uniformly on every subinterval , such that , .Let be such a subinterval. Recall that for . Since , and the normalized eigenfunction satisfies , we haveSince is normalized, one sees thatfor sufficiently large and, hence, , where . As a result,for sufficiently large . SetTherefore, for and , such that , .
- (ii)
- Let be a subinterval of , such that and . Since , , it is easy to see
For the case where or , we give only the proof for . The proof for the case is in the same way. From the boundary conditions, one sees that
Hence, it follows from on that for ,
If , then
and, hence, for ,
If , then (51) gives for . We claim that as .
On the contrary, and without loss of generality, we suppose that for some constant and all . Since ,
we have . If , then , which means
If , then for . By the continuity and differentiability of at , it holds that
which implies that and, hence, . Inductively, we can prove that
Clearly,
which is a contradiction. Therefore, as . Hence is not uniformly bounded for when . The proof of Theorem 4 is complete. □
Remark 3.
In order to ensure the uniform boundedness of the normalized eigenfunction sequence , the restriction on in [23] can be modified so that is a bounded variation function with a positive bound from below or satisfies the relevant conditions in Theorem 4.
On the other hand, although the restriction “positive lower bound” on the weight is not necessary for some cases, the additional restriction on boundary conditions is required for general result.
Here, we give an example of the case that, even if is not positive, conditions (i) and (ii) of Theorem 4 also ensure the uniform boundedness of normalized eigenfunctions.
Example 1.
Consider the Sturm–Liouville problem
with the Dirichlet boundary conditions
where , , and when , . It is apparent that satisfies condition (i) of Theorem 4. Through calculating, the normalized eigenfunction of (53) satisfies the equation
is an eigenvalue that satisfies the equation .
It is apparent that is bounded uniformly on .
Next, we will provide an example to demonstrate that the normalized eigenfunction may not be uniformly bounded. This illustrates that the normalization of eigenfunctions to have unit norm does not necessarily ensure their boundedness. Such examples can provide insight into the behavior of eigenfunctions in certain scenarios.
Example 2.
Consider the Sturm–Liouville problem
with the self-adjoint separated boundary conditions
where and , . Calculations show that the normalized eigenfunction
Clearly, is not uniformly bounded on . In turn, our results were verified.
4. The Uniform Local Lipschitz Continuity of Eigenvalues with Respect to the Weights
With the help of the results in previous sections, we study the uniform local Lipschitz continuity of eigenvalues of Sturm–Liouville problems with respect to the weight functions in this section.
Theorem 5.
Proof.
Set , and
Then and
Let be the n-th eigenvalue of
Clearly, as by the monotonicity of eigenvalues with respect to weights for ; hence, there exists , which is independent of t, such that
With the same proof from (38) to (44) in Theorem 3, we find that
where . In addition, for , it follows from the continuous dependence of eigenvalues and eigenfunctions on the weights that
where . Therefore,
It follows from Theorem 1 that
Recall the definition of N in Remark 2, we know that for ,
5. Conclusions
In this work, we obtain the uniform boundedness of normalized eigenfunctions of the Sturm–Liouville problem and investigate the uniform local Lipschitz continuity of eigenvalues with respect to the weighted function. These properties are expected to be crucial for future research, particularly in the study of the asymptotic distribution of eigenvalues with non-constant weights. By using these results, we will be able to explore the behavior of eigenvalues as they approach infinity and gain a deeper understanding of the underlying system.
Author Contributions
Methodology, J.X., Z.L. and J.Q.; validation, J.X. and Z.L.; writing—original draft, J.X.; writing—review and editing, J.Q. The authors contributed equally to this work. All authors have read and agreed to the published version of the manuscript.
Funding
This research was partially supported by the NSF of China (grant 12271299).
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Acknowledgments
The authors gratefully acknowledge the anonymous referees for their valuable comments.
Conflicts of Interest
The authors declare no conflict of interest.
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