Abstract
Although agriculture and aquaculture depend on access to increasingly scarce, shared water resources to produce food for human consumption, they are most often considered in isolation. We argue that they should be treated as integrated components of a single complex system that is prone to direct or indirect tradeoffs that should be avoided while also being amenable to synergies that should be sought. Direct tradeoffs such as competition for space or the pollution of shared water resources usually occur when the footprints of agriculture and aquaculture overlap or when the two practices coexist in close proximity to one another. Interactions can be modulated by factors such as hydropower infrastructure and short-term economic incentives, both of which are known to disrupt the balance between aquaculture and agriculture. Indirect tradeoffs, on the other hand, play out across distances, i.e., when agricultural food sources are diverted to feed animals in aquaculture. Synergies are associated with the culture of aquatic organisms in rice paddies and irrigation waters, seasonal rotations of crop cultivation with aquaculture, and various forms of integrated agriculture–aquaculture (IAA), including jitang, a highly developed variant of pond-dike IAA. Policy decisions, socioeconomic considerations, and technology warrant increased scrutiny as determinants of tradeoffs and synergies. Priority issues for the future include guiding the expansion of aquaculture from its traditional base in Asia, taking advantage of the heterogeneity that exists within both agricultural and aquaculture systems, the development of additional metrics of tradeoffs and synergies, and adapting to the effects of climate change.
1. Introduction
The challenge of understanding the complexity and resilience of the earth’s natural systems has been made more difficult in recent years by human activities, which are modifying and increasingly disrupting natural processes [1]. Nowhere are these issues more evident than in the tangled relationship between two resources essential for all life: water and food [2]. The combination of a growing human population and rising living standards is placing demands on the planet to deliver more and more food, even as concerns mount about the availability of water to ensure that it is produced. These dynamics are heightening awareness of planetary limits and drawing attention to the consequences of synergies and tradeoffs. A number of conceptual frameworks have been conceived to address the above relationships. Among them are the well-known water–energy–food (WEF) nexus [3,4,5,6] and other frameworks that add emphasis to factors such as land use, climate, and ecosystem services [7,8,9]. All underscore the need for a systems approach to the food–water challenge, with priority assigned to detailed understanding of the interrelationships among the individual components of the system.
Water has responded to the above conceptual challenges by creating a new section on Water, Agriculture, and Aquaculture. In keeping with the journal’s scope, the goal is to provide a high-quality outlet for research on the interrelationships between the land- and water-based production of food and the water resources that enable people to be fed. Particular emphasis is given to aquaculture, which although the world’s most vibrant and rapidly growing food sector [10,11], is often under-appreciated in considerations of food systems [12,13,14]. Here, we examine the co-dependencies of agriculture and aquaculture on land and water resources. It is self-evident that these resources are shared and thus subject to tradeoffs and synergies [15,16], but although aquaculture–agriculture interrelationships are apparent, the underlying dynamics have received insufficient attention and warrant additional investigation.
In addressing this subject, we emphasize Asia—not just the continent’s moist, humid areas, but also the arid Central Asian region. Asia is a significant agricultural producer and also by far the dominant player in aquaculture, with nearly a 90% share of worldwide aquaculture production [17,18]. More than anywhere else, significant levels of agriculture and aquaculture coexist in Asia, where they depend on the same finite land and water resources. Asia is also undergoing rapid population growth, economic development, and urbanization—all of which stress water and food systems but also stimulate innovation. Our intent is not to be comprehensive or delve deeply into technical detail. Rather, we use case studies and other examples to point out interrelationships that have been under-appreciated and even overlooked. Some are synergistic, some represent tradeoffs, and all warrant further study. We seek to stimulate further thought about Water, Agriculture, and Aquaculture, not just on one continent, but also elsewhere across the globe [19].
There is little need to introduce agriculture in the context of our analysis. Land-based production of food—and although not emphasized here, of biomass used for fiber and energy—has a lengthy history [20]. Farming is a dominant feature of the landscape wherever edaphic and environmental conditions are appropriate and is generally familiar to most people. There is an exceptionally wide variation in the scale of crop-based agriculture, the degree to which it is intensive, and the extent to which it consumes water. Although just a few major crops provide the lion’s share of human food needs, there are hundreds of other crops of lesser, but nonetheless significant value as food, often under localized conditions [21]. Each crop has its own specialized growth requirements, and many have benefitted from decades and sometimes centuries of genetic and agronomic improvement [22]. Agriculture produces food for direct human consumption, but as described below, it is also an important source of feed for terrestrial and aquatic animals that are raised for food.
Although aquaculture also has a long and rich history, it has only recently assumed major significance as a food source, and then in only some geographies [18,23,24,25,26,27]. The statement “Beyond wild fish: the rise of aquaculture” is a reminder that the depletion of wild fish stocks is the major driver for the rapid growth of aquaculture [28]. In this respect, the recent and ongoing transition from capture fisheries to aquaculture parallels the ancient transition from hunting and gathering to sedentary, crop-based agriculture [29]. This large time differential means that with few exceptions, aquaculture has not benefitted from the long-term technical and other improvements that characterize agriculture.
Nevertheless, aquaculture is adaptable to fresh, brackish, and saline water and can support a wide range of finfish species, as well as crustaceans and other animals. As with agriculture, it is highly diverse [30,31,32], accommodating wide variation in scope, scale, and management options (Table 1). Although fully closed systems removed from the natural environment are available, they are not treated in detail here. These systems are efficient and have desirable attributes (Table 1), but most existing aquaculture facilities rely on cages, pens, and ponds [18,32]. For example, in China, ponds accounted for more than 70% of total aquaculture production as of 2013 [14]. Open and partially closed aquaculture facilities are illustrated in Figure 1 and can be sited in coastal areas, in and near inland water bodies, and in climatic zones ranging from deserts to tropical monsoon regions [32,33]. Thus, the variability of aquaculture matches that of agriculture, and this creates significant potential for interactions as the two systems draw upon land and water resources [29]. Undesirable tradeoffs, tensions, and conflicts are inevitable and are considered in Section 2. There are also examples of highly beneficial synergistic interrelationships. These are discussed in Section 3.
Table 1.
Diversity of aquaculture systems.
Figure 1.
Examples of aquaculture facilities. (A). Simple fish cages in Sri Lanka. (B). Modern intensively managed fish pens in Uzbekistan. (C). Modular fish enclosures in China. (D). Plastic-lined fish pond in Kazakhstan. Picture credits: (A) and (D), S. Pueppke; (B), N. Graham; (C), W. Zhang.
3. Synergies between Aquaculture and Agriculture
Although aquaculture and agriculture are subject to real and potential tradeoffs (Section 2), powerful synergies also exist. Although a variety of terms have been coined to describe these beneficial interactions, all are one form or another of integrated agriculture–aquaculture (IAA). According to Prein [16], “IAA is defined as concurrent or sequential linkages between two or more aquaculture and agricultural activities were linkages may be directly on-site or indirectly off-site, satisfying needs and providing opportunities for practitioners.” Thus, IAA couples agriculture to aquaculture in a positive way and firmly ties the interaction to socioeconomic benefits. Among the goals of IAA is the efficient use of water resources, so that water productivity is enhanced [10,36,153].
3.1. Rice–Fish Systems
Rice–fish systems first appeared in China more than 1700 years ago [154] and are the most basic and by far the best known examples of IAA [34,155]. Generally of small scale, reliant on minimal external inputs, and consequently suitable for smallholders, these systems merge the footprint of fish culture with that of rice cultivation [24,156]. Fish can be carried into rice paddies by monsoon rains, but paddies can also be stocked with desirable species [24,36]. Rice provides shade and shelter to filter-feeding species of fish in the paddies. During the process of feeding, the fish promote nutrient cycling, consume pests, and oxygenate the soil to benefit the surrounding crop [24,28,49]. Rice yields are usually enhanced under these conditions, often substantially, and fish production serves as a bonus source of dietary protein, even though aquaculture production is modest and variable compared to that achievable in pond systems [10,24,157,158,159]. In parts of Cambodia, the value of fish from rice–fish systems can be as much as 80% of that from rice, delivering on average 380 kg of fish annually per household [160]. Synergies accrue in the form of efficient use of water and land resources.
Rice–fish systems have expanded widely across southeastern Asia [24,27,154,161,162], sometimes with significant governmental support [159], and are occasionally found in arid areas of Central Asia [163]. Nevertheless, only about 1% of rice fields are stocked with fish [164], and rice cultivation in Asia has begun to decouple from fish aquaculture in recent years [34]. This is due in large part to the comparatively high profits from conventional fish farming and the significant labor costs associated with rice–fish [24]. The introduction of high-yielding rice varieties that need less water and are best suited for monoculture also creates a technological mismatch [16] that jeopardizes these systems [24,165]. Rice–fish systems have consequently entered a phase of intensification and transition toward the production of higher value aquaculture species, including shellfish and even turtles [14].
The above examples represent the concurrent culture of aquaculture species and cultivation of rice on the same land/water footprint, but it is also possible to grow rice in seasonal rotations with aquaculture. Fish can be farmed during the season when rice is not cultivated or substituted for a crop that would otherwise be cultivated in rotation with rice. Such rotations are common in some provinces of China as well as parts of India, Bangladesh, and other countries [89,161,164,166,167]. Analogous prawn–rice and prawn–fish–rice rotations are of widespread occurrence in Bangladesh [36,168], where shrimp–rice rotations are also practiced (see Section 2.2). In Java, six different variations of rice–fish are practiced, depending on local edaphic and environmental conditions [169].
3.2. IAA Involving Crops, Livestock, and Aquaculture
An array of synergies in the efficient use of water and nutrient cycling can be achieved when aquaculture is integrated with both crop and animal agriculture [16,156]. Figure 3 diagrams the basic relationships between the components of such systems, which in the case of smallholders are usually centered on a multipurpose pond that simultaneously serves as a source of drinking water for livestock and irrigation water for crops. The pond also produces mud and residues that can be distributed onto fields as fertilizer [49,156,170,171,172]. Livestock wastes (manure, urine, and wasted feed) are used to fertilize crops and nourish fish in the pond, while cropping materials (grasses, rice bran, and plant residues) are used as feed for livestock and fish [10,36,49,172,173,174]. Synergies consequently extend in all directions.
Figure 3.
Schematic diagram of nutrient flows in integrated agriculture–aquaculture (IAA) systems involving fish, crops, and terrestrial farm animals. The flows of the generic system are depicted with gray arrows. Additional flows characteristic of the jitang system are indicated with dashed red arrows. For more detailed diagrammatic representations, see [156] and [182].
IAA systems exist in a wide range of configurations and degrees of integration [175,176] and are often employed by gardeners and smallholder farmers who have limited options to access nutrients [156,177,178]. Examples include Vietnam’s well-established VAC integrated garden–pond–livestock system [179] and the recently described RTB system that integrates fish and roots–tubers–bananas [178]. These systems are optimized for local environmental conditions that can favor certain fish species over others or render irrigation essential or irrelevant. The crop component is variable, and a wide range of livestock—cattle, pigs, geese, ducks, and even rabbits and guinea pigs—can be accommodated [156]. Outside inputs such as inorganic fertilizers and non-farm organic nutrient sources are only rarely used as inputs [180]. Tradeoffs due to competition for land area, reduced water quantity/quality, and increased capital costs and labor demands are possible, but these can be balanced by the benefits of diversified production, increased income, and enhanced human nutrition [156].
One of the most self-contained and highly developed forms of IAA is jitang, which is an ancient Chinese mulberry–dike fish–pond system [181,182,183]. Jitang has been practiced for millennia, especially in the Pearl River delta, where it has largely supplanted fishing and the traditional cultivation of crops [184,185,186]. Over time and in response to the flood-prone nature of their environment, farmers learned to excavate soil to create ponds and use it to construct a network of raised dikes to control water flow and permit the cultivation of crops. The jitang form of IAA is characterized by the tight coupling of aquaculture, which relies on carp polycultures for efficiency, and agriculture, which is unusually flexible and accommodates both annual and perennial species [182]. Jitang is distinguished by the cultivation of mulberries, which supports a local silkworm industry that generates residues reusable as nutrient inputs; similar benefits are provided by mushroom cultivation, which utilizes nutrients from pond sediments and contributes wastes that serve as fertilizer for crops (Figure 3, dashed red lines). Although complex and continuously evolving as social and economic systems change, the jitang form of IAA is little known outside of Asia and in need of analysis from a broad perspective [182,187].
3.3. IAA in Arid Asia
Interactions of any sort between agriculture and aquaculture would seem to be improbable in Asia’s arid zones, which include large areas of western China and the five post-Soviet republics of Central Asia (Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and Uzbekistan). Land is plentiful and water limiting in these areas, where herding has a lengthy history, but dryland cropping is rare [188,189,190]. Irrigated agriculture consequently occupies some of Central Asia’s best land and consumes 85% of the region’s water, which is typically stored in artificial reservoirs and delivered to fields through interconnected networks of open ditches and canals [8,188,191,192]. Unutilized drainage water, which contains residual nutrients and elevated levels of salts, is either returned to natural waterways or collected in shallow lakes and other storage bodies [188,193]. The availability of irrigation water flowing into and out of cropping areas has ushered in multiple, as yet underexploited opportunities to introduce aquaculture and IAA practices [188,194,195,196].
Aquaculture is uncommon in arid China [101,197], but it has gained a foothold in Central Asia [198,199], where it was initially promoted to compensate for the decline of capture fisheries associated with water diversion through a series of massive, Soviet era irrigation projects, the best known of which has reduced the Aral Sea to just 10% of its previous volume [200,201]. Although cage aquaculture is practiced to a limited extent, mostly in reservoirs [199,202], several variations of semi-closed aquaculture have developed to take advantage of irrigation water and thus represent forms of IAA. One approach involves stocking irrigation canals with various fish species, primarily grass-feeding carp that are useful for keeping the canals free of vegetation [188]. Fish do not consume water or appreciably affect its quality, and so the relationship between this form of aquaculture and irrigated desert agriculture is analogous to the aforementioned rice–fish systems, but at a larger scale and with spatial differences, i.e., the fish live in waterways feeding agricultural fields and not within them. Another form of IAA relies on ponds near irrigated agricultural areas (and occasionally desert oases) that have access to either fresh water or drainage water of a quality sufficient to support the culture of fish [188,192]. Polycultures of carp that can be fed grass and agricultural by-products have been traditionally reared in such ponds [200,203], which are also sometimes supplied lime and fertilizer to encourage the growth of vegetation.
Fish ponds flourished during the Soviet period, with strong coordination and support from the central government, but aquaculture suffered serious setbacks following the independence of the five Central Asian republics in 1991 [202]. None of the new nations prioritized agriculture or aquaculture, and so irrigation infrastructure fell into disrepair, and many fish farms were forced to close. The situation has recovered somewhat in recent years [204], but longstanding challenges persist. Chief among them is the priority assigned to water usage for agriculture, which subordinates the needs of aquaculture [200,205]. Thus, although water resources capable of being shared are plentiful, amounting to 20–25 km3 annually in just Uzbekistan [200], water levels in reservoirs and irrigation canals fluctuate rapidly and unpredictably during the growing season, when water is drawn down for crops. Levels of salinity, sediments, and agricultural residues can also be high enough in drainage water to interfere with fish culture [188]. Although these factors tend to undermine IAA in Central Asia [188,200,206], efforts are continuing to realize the potential of synergistic aquaculture–agriculture systems in this arid, food-insecure area [207,208,209,210,211].
4. Perspectives
Although often treated in isolation, agriculture and aquaculture have much in common: both have the production of food as their primary objective, are co-dependent on water and land as shared resources, and seek to function in harmony with the environment. There is growing awareness that agriculture and aquaculture are sub-components of a single system deserving of consideration from an integrated perspective [15,16,101,212,213,214]. Figure 4 represents a simplified diagram of such a unified system. The relative positions of the categories represented by colored ovals is subjective, of course, and the range of variability that can exist within individual categories [175] is absent. Nevertheless, the map provides an initial framework to visualize important, often overlooked relationships. Any effort at system-wide integration to reduce tradeoffs and enhance synergies among these relationships immediately confronts a spectrum of real world policy, socioeconomic, and technical issues [156,179]. These issues are inseparable and usually spatially explicit. Temporal factors and considerations of scale and scope also figure prominently into any consideration of integration.
Figure 4.
Quadrant analysis of synergies and tradeoffs between agriculture and various forms of aquaculture (y-axis) verses intensiveness of the aquaculture practices (x-axis). Aquaculture categories are color-coded as open (green), partially closed (orange), and closed (blue). Abbreviations are: AG, agriculture; AQ, aquaculture; IAA, integrated agriculture–aquaculture; VAC, Vietnamese garden–pond–livestock; RTB, roots–tubers–bananas.
Policy has too often favored agriculture over aquaculture, especially for access to water. This bias, which occurs in both water-abundant [60,215] and water-scarce regions [200,216,217,218], reinforces the shortsighted view that aquaculture is an isolated, subordinate sector [103,141,219,220] and has contributed to actions that curb and even reverse the development of aquaculture in shared waters [52,54,61]. The absence of policies supportive of aquaculture characterize much of arid Asia [198,199], and this, too, has constrained the development of IAA in irrigation waters [194,221,222]. Other facets of policy, especially energy policies that promote hydropower development, create externalities that affect both agriculture and aquaculture [112,115,223]. By altering sedimentation and flows, they can also disrupt the relationship between the two, often to benefit aquaculture [110,112,123,124,126,127]. Therefore, policy functions as a tool—sometimes deliberate, sometimes unintentional—for adjustment of the balance between agriculture and aquaculture.
Although the socioeconomic aspects of agriculture–aquaculture–water relationships are sometimes neglected and often under-appreciated [89,224,225], they are at the heart of debates about the potential of aquaculture to help agriculture address poverty issues in rural areas [13,39,72,226,227,228,229]. As illustrated by the growth of shrimp farming, opportunities for small farmers to benefit economically from aquaculture can lead to practices that render soils unfit for growing crops [91,96,97,98,220]. Thus, the damage to agriculture can be permanent, even though the economic benefits of aquaculture may be short lived. Moreover, the intensification of aquaculture tends to marginalize poorer farmers, who have limited access to capital and other resources, in the process decoupling the potential benefits of aquaculture from those of agriculture.
Intensification and reliance on technology (Figure 4), including biotechnology [230,231,232], can nevertheless increase food productivity per unit of area and unit of water consumption while simultaneously generating other efficiencies [215], i.e., alleviating the need for scarce labor in small-scale IAA systems [156]. However, technology and intensification can also create new tradeoffs by promoting crop monocultures and continuous aquaculture or rendering aquaculture dependent on agricultural feeds [15,233]. It has also been noted that water problems tend to persist in spite of new technologies [3,234], which in the case of irrigation in arid areas, often simply facilitate the expansion of agriculture rather than the conservation of water [235,236,237,238].
The dynamics among the above factors highlight three issues that will undoubtedly define how future interrelationships between agriculture and aquaculture evolve. The first is a realization that although the current geographical intersection of agriculture and aquaculture is Asia, this will shift and significantly expand in the future as the latter gains a firmer foothold in other parts of the world. This is already occurring [18,221,239]. Second, the heterogeneity and variability of Water, Agriculture, and Aquaculture will command more attention as the effects of climate change spread and intensify [10,240,241,242,243]. Factors such as the scope and scale of production, spatiotemporal relationships, dependence on transboundary waters, adjustment to changes brought on by large-scale hydraulic infrastructure, and competition with other users for increasingly scarce water will all assume increasing importance. The livestock component, which has undergone less quantitative analysis than crop-based agriculture—in part because it is less amenable to analysis by remote sensing [244]—warrants more attention with respect to all of these issues.
Finally, there is a need for additional studies to identify the best methods to assess beneficial and detrimental relationships between agriculture and aquaculture as mediated by water. Figure 4 maps such relationships, but how can they best be measured, modeled, analyzed, and evaluated? We have focused here on commonly employed measures such as land and water footprints, soil and water quality, and food production. Nevertheless, others are available: food output as calories, protein, or other components of human nutrition; contributions to food security or to the national economy; achievement of desired socioeconomic goals; alleviation of poverty; and contribution to environmental sustainability [13,15,82,245,246,247]. Each warrants further assessment in future considerations of Water, Agriculture, and Aquaculture.
Author Contributions
S.G.P. conducted the literature review and drafted the manuscript. S.N. and W.O. edited the draft and provided additional information, local insights, and supplementary references. All authors have read and agreed to the published version of the manuscript.
Funding
The authors wish to express their gratitude to the Nanjing Agricultural University-Michigan State University Asia Hub Program (grant number 2017-AH-10 awarded to W.O. and S.G.P.) for funding the collaboration that generated this paper.
Acknowledgments
We thank J. Qi and our other colleagues from the Nanjing Agricultural University-Michigan State University Asia Hub for their encouragement and support during preparation of the manuscript.
Conflicts of Interest
The authors declare no conflict of interest.
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