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Sustainability
  • Article
  • Open Access

20 June 2021

Assessment of Social Environment Competitiveness in Terms of Security in the Baltic Capitals

and
General Jonas Žemaitis Military Academy of Lithuania, Šilo 5A, LT-10322 Vilnius, Lithuania
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Author to whom correspondence should be addressed.
This article belongs to the Special Issue Challenges and Possibilities for Sustainable Development in a Baltic Sea Region Context

Abstract

Personal security is one of the many factors that must be assessed comprehensively when planning an urban competitiveness strategy. The aim of this article is to assess the competitive position of the social environment of cities in terms of security with regard to time and other competing cities. Having conducted a systemic and comparative analysis of the concepts published in the scientific literature, we analysed the concepts of sustainable cities and the social environment, reviewed the particularities of urban competitiveness, conducted research into the methods of assessing urban competitiveness, and presented an integrated assessment model (MDK) of social environment competitiveness in terms of security in the Baltic capitals. The following research methodology was used: systemic and comparative analysis of concepts and methods published in the scientific literature, statistical processing and multicriteria assessment methods. The results of the study can be used as a tool to determine the competitive position of a city in terms of time and other competing cities, a tool to identify factors that strengthen or weaken the sustainable competitiveness of cities, a tool to justify strategic decisions of cities, and a tool to determine the effectiveness of the strategic decisions taken.

1. Introduction

More than half of the world’s population and most of the industry are concentrated in cities (Figure 1). Due to the fast process of urbanisation, cities have recently become the most significant centres of economic activity, innovation and culture, as well as objects that attract people and investments, both in the context of countries and individual regions.
Figure 1. Urbanisation in the period of 1960–2017 (https://ourworldindata.org/grapher/share-of-population-urban?tab=chart&country=OWID_WRL~Euro+area~LVA~LTU~EST, accessed on 7 April 2021).
The concept of urbanisation found its way into the discussions of researchers, politicians, strategists and entrepreneurs in the 20th century when the process of urbanisation became a significant factor in the changing economic and social environment. Arbušauskaitė and Juščenko [1] argue that urbanisation defines the increase in the population numbers living in urbanised areas. It is a process whereby people move to live in cities and other densely populated areas. This concept is integral to socio-economic development [2].
It has been noted that the urbanisation process differs across the board (Figure 1).
The data in Figure 1 demonstrate that the number of residents in urbanised areas increases at different rates. In 2017, 76.77% of the European population lived in cities (a difference of 14.68%), whereas the global trends demonstrated that urbanisation made up 54.83% (a difference of 21.21%).
The scientific literature on the processes of urbanisation and globalisation largely focuses on economic and demographic flows to cities [3].
There is much debate in the scientific literature with regard to the impact of the urbanisation process on urban economic development. Henderson et al. [4], Singhal et al. [5], and Xu and Watada [6] argue that this process positively affects the economic development of cities by underlining better opportunities to develop businesses, to increase productivity and to implement innovations, as well as better conditions for living, working, studying and recreation. However, Witcher [7] sees risks arising from the deteriorating ecological and social situation (e.g., social inequality, income disparity, poverty, etc.), the rising pollution and morbidity [3,8], shortages of water, food and spaces suitable for living, as well as the overconsumption of energy resources. Žalevičienė and Čiegis [9], Rutkauskas [10], Witcher [7], Zhao et al. [11], Ramanauskienė and Čiegis [12] emphasise the necessity of implementing sustainable urban development principles when developing cities and enhancing their competitiveness.
Melnikas argued that purposeful urban development and the urbanisation of territories that are focused on the implementation of standards and the realisation of expectations with regard to humanisation, democracy, ecology, life quality, economic welfare, security, social comfort, and sustainability condition the modernisation of contemporary society and the improvement of its socio-economic situation [13].
Why are some urbanised areas more densely populated than others? What causes the migration of residents from one area to another? Does ensuring physical security of individuals guarantee comprehensive security of all residents? In order to be competitive by attracting the most people, cities must identify the factors influencing people’s decisions, monitor these trends and make timely changes. Our hypothesis is that assessing the competitiveness of the urban social environment in terms of security must include a complex analysis that combines the factors determining the competitiveness of the urban social environment into a unified system. The aim of this article is to assess the competitive position of the social environment of the cities in terms of security with regard to time and other competing cities. The article consists of an introduction, three sections, a discussion, and general conclusions. The Section 2 analyses related literature and offers the definitions and analysis of the concepts of a sustainable social environment and its security, as well as urban competitiveness that is based on the principle of sustainable development. Competitiveness assessment shapes the concept of the city as a constantly changing and environmentally influenced environmental entity. We review the diverse and particular factors and assessment methods of urban competitiveness. In the Section 3, we form the research methodology. The Section 4 presents an empirical study of the integrated competitiveness assessment of the sustainable social environment in terms of security in the Baltic capitals. This empirical research into the competitiveness of the social environment in terms of security in the Baltic capitals was conducted using the MDK model [14], which determines urban competitiveness with regard to three levels, i.e., basic, developmental and interactional, which are structured in accordance with the sustainable development principles, i.e., economic, social and environmental ones. The conclusions summarise the results of the article.

3. Methodology

Lithuania, Latvia, and Estonia are the three Baltic states that were selected for the study because they are not only neighbouring countries belonging to the Baltic region, but they also have a similar historical past, i.e., they were annexed by the Soviet Union and regained their independence in 1990–1991. After the restoration of independence, the Baltic states experienced a rise in economic problems and a decline in demographic indicators. In 2004, all three countries joined the European Union and the economic situation changed for the better. The growing competitiveness of the region has become one of the highest priorities of the Baltic states. Although the overall competitiveness of the region is rising, the competitiveness of Lithuania, Latvia and Estonia is not equal across the global market. In most world countries, their economically strongest cities are their capitals. Accordingly, this empirical study aims to determine the competitive position and dynamics of the social environment in terms of security in the Baltic capitals during the period of 2011–2019.
The assessment of the competitiveness of a sustainable social environment in terms of security will be carried out on the basis of the MDK model. This model identifies the following factors: basic factors, developmental factors and interactional factors. These factors are structured in accordance with the components of sustainable development.
Scientific literature analysis demonstrated that competitiveness may be assessed using one or several factors or indicators or, in an integrated way, taking into account a group of competitiveness factors. It should be noted that assessing competitiveness in terms of individual factors or indicators may only partly illuminate the issues of competitiveness and cannot guarantee comprehensive results. Accordingly, this assessment of urban social environment competitiveness in terms of security includes a group of interconnected factors.
Scientific literature analysis [67,82,83,84] demonstrated that multicriteria assessment methods can be successfully applied when assessing multidimensional sustainable development processes or socio-economic phenomena because they facilitate the tasks of selection, sorting, ranking, and description. Therefore, to provide the most objective and accurate assessment of the competitiveness of the urban social environment in terms of security, authors of the article chose several multicriteria assessment methods (SAW, COPRAS, and GM) and compared their results. The study was conducted using quantitative data only. An expert survey was not carried out in this research to avoid the influence of subjective opinions in the results of the research. As a result, authors of the article assigned equal weighting factors to all factors. The study consists of the following stages:
In the first stage, the urban social environment competitiveness is calculated in terms of security in accordance with the principles of sustainable development, using the multicriteria assessment method COPRAS.
Data are normalised using the Complex Proportional Assessment (COPRAS) complex proportional method [82,83,84] to transform them into a dimensionless form, using Formula (1):
r ˜ i j = r i j w i j = 1 n r i j ,
where ωi—weight of the i-indicator; rij—normalised value of the i-indicator with regard to the j-object.
The priority of objects is then determined. The bigger the Qj, the higher the effectiveness (priority) of the alternative (2).
Q j = S + j + S min × j = 1 n S j S j × j = 1 n S min S j ,
The utility degree Nj of the alternative aj is determined using Formula (3) as follows:
N j = ( Q j ÷ Q max ) × 100 % ,
In the second stage, we calculate the urban social environment competitiveness in terms of security in accordance with the principles of sustainable development, using the multicriteria assessment method GM [85].
The geometric mean (GM) of the normalised indicator values is calculated using the following formula:
G V = i = 1 m r ˜ i j m ,
In the third stage, the urban social environment competitiveness is calculated in terms of security in accordance with the principles of sustainable development, using the multicriteria assessment method Simple Additive Weighting (SAW) [82,83,84]:
S j = i = 1 m w i r ˜ i j ,
where Sj—multicriteria assessment value of the j-alternative; ωi—weight of the i-indicator (6); rij—normalised value of the i-indicator with regard to the j-alternative.
i = 1 m w i = 1 ,
Initial data are normalised using Formula (7) [82,85]:
r ˜ i j = r i j j = 1 n r i j ,
where rij—value of the i-indicator with regard to the j-object.
In the fourth stage, the multicriteria methods are compared by calculating the Pearson correlation coefficient and the competitiveness rating mean for the examined period (2011–2019).

4. Research

Studies found in the scientific literature lack a complex assessment of urban social environment competitiveness in terms of security. This article aims to assess cities not in terms of economic or environmental competitiveness, but to determine which city ranks best with regard to social environment competitiveness in terms of security in the Baltic capitals. Security does not only refer to physical security, which is a popular object of discussion and analysis amongst researchers studying urban competitiveness. The authors of the article define security as physical security, public health, social security in cities, educational security, housing acquisition security, income security and psychological security. The research uses the MDK model, which is based on the principles of programmatic goal management, thus making it possible to determine the interrelationships of different levels of factors and the impact on the goal. The use of programmatic targeted management principles provides an opportunity to predict the influence of factors and their importance in achieving the set goal. Additionally, after identifying the weakening/strengthening factors of the final goal, projects are initiated to strengthen or improve the result of the factor.
Analysis of the urbanisation processes in the Baltic capitals reveals that an increasing percentage of the population is living in the cities. However, analysing the dynamics of the city population reveals contrary trends.
Figure 3 demonstrates that the number of residents in Vilnius and Tallinn during the research period increased only slightly (in 2019, Tallinn’s population was more than 10% larger than in 2011, whereas Vilnius’ population increased by almost 3%). In Riga, the population decreased by almost 5%. When examining the population of the cities in terms of gender, in 2019, Tallinn had approximately 7% more men and women living in the city compared to 2011. In Vilnius, there was an increase of approximately 3% in men and approximately 2% in women. The number of men and women decreased in Riga during the examined period, where there was an approximate decrease of 4% in men and an approximate decrease of 5% in women.
Figure 3. Number of residents in the Baltic capitals in 2011–2019.
We draw the following conclusions with reference to age groups from 0 to 64: the number in the age group 20–24 is negative in all Baltic capitals (see Figure 4). This trend remains in Riga in the age group 15–54. Tallinn maintains a positive change in the population numbers in all age groups, excluding ages 20–24. Vilnius has a negative change in the population numbers in the age groups 15–24 and 45–54. With regard to crime, the crime rate dropped the most, i.e., by 70%, in Tallinn, as observed in 2019 in comparison with 2011. In Vilnius, it decreased by 30%. In Riga, crime rate is rising with a recorded 4% increase.
Figure 4. Population changes with reference to age groups in the Baltic capitals in 2011–2019.
The assessment of the social environment competitiveness in terms of security in the Baltic capitals employed data from 2011–2019 as published by statistical databases (Eurostat and the databases from the Statistics Departments of Lithuania, Latvia and Estonia). Social environment competitiveness in terms of security in the Baltic capitals is assessed using statistical assessment methods. The results depend on the availability of information.
Value of the basic level is calculated using Formula (8):
I M 10 = 0.25 × M 110 + 0.25 × M 17 + 0.25 × M 19 + 0.25 × M 111 ,
where M110—factor value of the city’s demographic; M17—factor value of the social, cultural, and sports infrastructure; M19—factor value of the medical security infrastructure; M111—factor value of the educational system.
Data in Figure 5 demonstrate that, based on the basic level of the MDK model, Vilnius leads among the Baltic capitals in the period 2011–2019. By analysing which factors had the greatest impact on this result, it is noticeable that the factors strengthening Vilnius’ position are medical protection infrastructure and the education system. The focus of the urban strategy should be (in terms of the baseline) on the city’s demographic situation.
Figure 5. Basic level assessment of the social environment in the Baltic capitals using COPRAS (a) and GM (b) methods.
The basic factors are those without which the city could not exist. They are of particular importance for the social development of the city. They include the city’s demographic situation, social, cultural, and sports infrastructure, medical protection infrastructure, education, and training system. The research results showed that Vilnius ranks first and Tallinn third in the analysis of the city’s competitive position by including the above-mentioned factors. Based on Figure 5a, according to the data, the competitive positions between Vilnius and Riga were very close and, since 2015, Vilnius has made a bigger gap from Riga. Analysing the possible reasons for this, it is noticeable that since 2015, the population in Vilnius (25–64 years) has started to increase, while in Riga this number has been decreasing. According to the analysis of the scientific literature, it is this age group that has the greatest impact on labour productivity.
Value of the developmental level is calculated using Formula (9):
I M 20 = 0.2 × M 212 + 0.2 × M 213 + 0.2 × M 215 + 0.2 × M 216 + 0.2 × M 214 ,
where M212—factor value of the human capital; M213—factor value of migration; M215—factor value of urban security; M216—factor value of community learning, partnership, and activities; M214—factor value of the city’s social burden.
Data in Figure 6 demonstrate that Tallinn leads in the period of 2011–2019 using both SAW and GM methods. However, the GM method suggests that Vilnius takes the leadership position by a margin in the period of 2012–2014. Development factors are those that directly create the city’s well-being and, at the same time, through measures that allow the effective use of basic factors, shape the city’s competitiveness and include migration, urban security, community learning, partnerships, and active activities, the social burden on the city. Based on Figure 6a, it was observed that the competitive positions of Tallinn and Vilnius were similar in the period 2011–2014, and in 2015 there was the biggest gap between Tallinn and Vilnius. This is the decrease in the number of employees in Vilnius (about 4000 employees), while in Estonia, at the same time, there is an increase in the number of employees (about 26,000 employees). Of course, all factors contribute, but in 2015, the gap between Vilnius and Tallinn is affected by the change in the number of employees.
Figure 6. Developmental level assessment of the social environment in the Baltic capitals using SAW (a) and GM (b) methods.
Based on the study results, it was observed that in 2011–2014, the competitive situation of all the capitals of the Baltic states was similar according to the GV method, but the situation changed after 2014. The reasons for this can be named the migration factor (migration balance in the period 2014–2019 is positive), security in the city, human capital factors.
Data in Figure 7 demonstrate that using different methods leads to different data. When using the COPRAS method, Vilnius leads in the period of 2011–2014, and Tallinn leads in the remaining period, whereas the SAW method suggests that Tallinn leads throughout the examined period (2011–2019). The use of programmatic targeted management principles provides an opportunity to predict the influence of factors and their importance in the positions of competitiveness between cities, and once the final goal weakening/strengthening factors are determined, projects are initiated to strengthen or improve the factors result. Additionally, since the study covers the period 2011–2019, not only attenuating or strengthening factors are identified, but also their changes over time.
Figure 7. Assessment of social environment competitiveness in terms of security in the Baltic capitals using COPRAS (a) and SAW (b) methods.
In order to determine the link between the different methods, authors of the article calculate their correlation (Table 1).
Table 1. Social environment competitiveness values in terms of security in the Baltic capitals.
Data in Table 1 suggest that the strongest correlation is between the results produced by COPRAS and GM methods, whereas the results using COPRAS and SAW methods in the period of 2012–2014 show a very weak correlation.
Data in Table 2 demonstrate a difference in the ranking of the Baltic capitals with regard to their social environment competitiveness in terms of security.
Table 2. Social environment competitiveness mean values in terms of security in the Baltic capitals and city ranking.

5. Discussion

The quality of life requirements in a contemporary city are integrally linked with a vibrant and competitive economy, a healthy environment, social welfare and ecology. Therefore, urban sustainable development principles are necessary for cities to become and remain competitive in the short and long term.
Cities are rated in accordance with indices that are obtained using different calculations. There are many of them and some are presented in Table 3 and Table 4.
Table 3. Assessment of the Baltic capitals using various indices in 2021 1.
Table 4. Assessment of the Baltic capitals using various indices in 2021 2.
Table 4 demonstrates that individual indices suggest different city ratings that depend on the purpose of the index, as well as the used indicators and methods.
Scientific sources also propose many assessment methods, complex indices and offer accounts of extensive research that includes research into smart cities, Lithuanian, Amsterdam and London case studies [73], assessment of urban competitiveness in Lithuania [14,22,86], integrated competitiveness assessment of the Baltic capitals that is based on sustainable development principles [60], ranking of priorities among the Baltic capital cities for the development of sustainable construction [83], Lisbon ranking for smart sustainable cities in Europe [87], a multicriteria evaluation of the European cities’ smart performance, considering economic, social and environmental aspects [88], in the search for the “Smart” source of the perception of quality of life in European smart cities [89], determining factors to become a sustainable smart city, an empirical study in Europe [90], and military and demographic interlinkages in the context of Lithuanian sustainability [91].
The existing methods for assessing urban competitiveness are not suited for the assessment of the social competitiveness of small cities (not included in the NUTS 2 classification) that are constantly changing and environmentally affected environmental entities nor for the identification of a set of factors that determine the social competitiveness of cities. The research results can be used as a means of determining a city’s competitive position in relation to time and other competing cities as a means of identifying factors that strengthen or weaken the sustainable competitiveness of cities, as a tool for justifying strategic urban decisions, and as a means of determining the effectiveness of the strategic decisions taken.

6. Conclusions

The increasingly faster process of urbanisation demands that cities ensure a vibrant economy, a healthy environment and social welfare. In order to be competitive by attracting the most people, cities must identify the factors influencing people’s decisions, monitor these trends and make timely changes.
When people consider living in a particular city, one of the most important factors affecting their decision is the feeling of security. Most scholars assessing the competitiveness of a territory define security as physical security or public health. However, the authors of the article expand the concept of security beyond physical security (i.e., crime rates) by including aspects of education, employment, housing, public health, the social welfare system, migration flows, and psychological security. Personal security is one of the many factors that must be evaluated in an integrated way when creating an urban competitive strategy.
The competitiveness of the urban social environment in terms of security is influenced by many factors. Analysing a single competitiveness factor cannot reflect all the issues of urban social environment competitiveness in terms of security. A comprehensive analysis of competitiveness requires a systemic examination of factors that are interconnected and that shape an integral socio-economic system of a city. The sum of their effects influences the overall competitiveness. Due to competitiveness covering many factors of competitiveness as well as their direct and indirect links, the analysis of the competitiveness issues requires a comprehensive approach. The implementation of sustainable development principles in the city is considered a necessary condition for the city to be competitive.
The assessment of the competitiveness of the social environment in terms of security in the Baltic capitals using the MDK model, which was based on the principle of programmatic targeted management, made it possible to predict the influence, importance, and changes in factors during the researched period.
This empirical research into the Baltic capitals demonstrated that the most competitive social environment in terms of security was found in Vilnius, based on the results using COPRAS and GM methods, and Tallinn, based on the SAW method.
The assessment of the competitiveness of the urban social environment in terms of security made it possible not only to assess the city’s competitive position and changes over time, but also to identify the city’s weaknesses and to strengthen the relevant factors at individual levels, which is crucial for future urban planning. The authors of the article presented an integrated assessment of the social environment competitiveness in terms of security in the Baltic capitals by detailing its levels (basic, developmental, interactional). Future research could include the assessment of economic environment competitiveness and environmental competitiveness. Furthermore, the authors of the article could assess urban competitiveness in certain periods, e.g., the economic crisis and specific events.

Author Contributions

Conceptualisation, R.Č. and I.M.-K.; methodology, R.Č.; software, R.Č.; validation, R.Č. and I.M.-K.; formal analysis, I.M.-K.; investigation, R.Č.; resources, R.Č. and I.M.-K.; writing—original draft preparation, R.Č.; writing—review and editing, I.M.-K.; visualisation, R.Č.; supervision, I.M.-K. Both authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

The data of this study are available from the authors upon request.

Conflicts of Interest

The authors declare no conflict of interest.

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