Abstract
The RNA interference (RNAi) pathway is a potent antiviral defense mechanism in plants and invertebrates, in response to which viruses evolved suppressors of RNAi. In mammals, the first line of defense is mediated by the type I interferon system (IFN); however, the degree to which RNAi contributes to antiviral defense is still not completely understood. Recent work suggests that antiviral RNAi is active in undifferentiated stem cells and that antiviral RNAi can be uncovered in differentiated cells in which the IFN system is inactive or in infections with viruses lacking putative viral suppressors of RNAi. In this review, we describe the mechanism of RNAi and its antiviral functions in insects and mammals. We draw parallels and highlight differences between (antiviral) RNAi in these classes of animals and discuss open questions for future research.
1. Introduction
RNA interference (RNAi) or RNA silencing was first described in the model organism Caenorhabditis elegans [1] and following this ground-breaking discovery, studies in the field of small, noncoding RNAs have advanced tremendously. RNAi acts, with variations, in all eukaryotes ranging from unicellular organisms to complex species from the plant and animal kingdoms [2]. The key concept of all RNA silencing pathways is the association of single-stranded small RNAs of 20–30 nucleotides (nt) to a protein of the Argonaute superfamily [3,4]. In animals, three classes of small RNAs exist: small interfering RNAs (siRNAs), microRNAs (miRNAs) and PIWI-interacting RNAs (piRNAs) [2,5]. These RNAs guide Argonaute proteins onto target RNAs via Watson-Crick base pairing, usually resulting in gene silencing [6]. Whereas all three pathways adhere to the general concept of RNA silencing pathways, they differ in the mechanism for small RNA biogenesis and effector functions. For example, biogenesis of siRNAs and miRNAs depends on processing of double-stranded RNA (dsRNA) precursors into small RNAs by RNase-III Dicer enzymes [6], whereas piRNA biogenesis is Dicer independent.
Early on, it was recognized that RNAi could be a mechanism for antiviral defense, and, in fact, siRNAs were first detected in virus-infected plants [7,8,9]. It is now well established that RNAi is a major defense mechanism against parasitic nucleic acids in diverse organisms, including fungi, plants, and invertebrates [10,11,12]. Thus, recognition and processing of viral dsRNA into viral siRNAs (vsiRNAs) initiates a potent antiviral RNAi response that restricts virus accumulation. However, even though the mechanism of RNAi is evolutionarily conserved in mammals, the degree to which it contributes to antiviral defense has been a matter of debate. Positive and negative-sense RNA viruses were recently proposed to be a substrate for the RNAi pathway in several mammalian cell culture and animal models [13,14,15], yet conflicting evidence has also emerged in several studies that failed to detect vsiRNAs [16,17,18,19]. In vertebrates, RNAi coincides with the dsRNA-activated protein-based interferon response and recent findings suggest that mammalian RNAi is inhibited by the interferon response, suggestive of competition between both pathways [20,21].
In this review, we will discuss recent work on the antiviral function of RNAi in mammals, focusing on negative and positive-sense RNA viruses (excluding retroviruses). We will first describe the principal concepts of RNAi in insects and mammals (for a review on RNA silencing in plants, see [10]) and briefly discuss interferon-based antiviral immunity in mammals. Finally, we will discuss the antiviral activity of RNAi in insects and different mammalian experimental systems. Special attention will be given to stem cells, which seem to have specific characteristics, both in the interferon response and antiviral RNAi. To avoid ambiguity, we will only consider “classical” antiviral RNAi, in which viral dsRNA is processed into viral siRNAs to limit virus infection; we will not consider miRNA-dependent effects on virus replication.
2. The Mechanism of RNAi
Although RNA silencing pathways adhere to the same general concepts, paralogs of Dicer and Argonaute genes have emerged via duplications during eukaryotic evolution. This, along with the recruitment of different accessory proteins and co-factors, has led to functional diversification or specialization in different organisms [22]. For example, insects such as the fruit fly Drosophila melanogaster encode two Dicer genes, of which Dicer-1 mediates miRNA biogenesis, whereas Dicer-2 is responsible for siRNA biogenesis [6]. In contrast, mammals only encode a single Dicer that generates both miRNAs and siRNAs. Likewise, Argonaute-2 is responsible for siRNA-mediated target RNA cleavage in insects, whereas Argonaute-1 mediates miRNA-dependent gene silencing. Mammals, in contrast, encode four Argonaute genes, all of which engage in microRNA-guided gene silencing, and only Argonaute-2 is capable of cleaving target RNAs (also referred to as slicing) to mediate siRNA-dependent RNAi.
Below, we will discuss the siRNA and miRNA pathways of insects and mammals in more detail. Although the piRNA pathway has been suggested to mediate antiviral defense, especially in vector mosquitoes [23], piRNAs have not been studied in the context of viral infection in mammals and will not be discussed.
2.1. The siRNA Pathway in Insects
The “classical” RNAi mechanism, uncovered by Fire and Mello [1], is triggered by the presence of double-stranded RNA (dsRNA) in the cytoplasm. This initiates a series of processing steps that eventually results in the production of siRNAs that associate with an Argonaute protein (Figure 1). In insects, the RNase-III enzyme Dicer-2 recognizes cytoplasmic dsRNA and cleaves it into 21 nt siRNA duplexes with characteristic two-nucleotide overhangs at the 3’ ends of both strands (Figure 2) [24,25,26,27]. One of the two strands (the guide strand) is selectively incorporated into the RNA-induced silencing complex (RISC) with at its catalytic core the Argonaute-2 (Ago2) protein. The complementary strand (the passenger strand) is degraded in a process that requires Ago2 and the endonuclease Component 3 Promoter of RISC (C3PO) [28,29,30,31]. Selection of the guide and passenger strand is a non-stochastic process and involves the activity of the Dicer-2-associated co-factor R2D2 [32,33]. R2D2 probes the thermodynamic stability of the siRNA duplex and binds the more stable 5’ end, eventually defining the passenger strand. Dicer-2 selects the opposite strand that will be loaded as guide strand into Ago2 [34]. Dicer-2 processing and RISC loading is further promoted by the activity of co-factors including the dsRNA binding protein Loquacious (PD isoform, Loqs-PD), Ars2 and heat shock proteins [35,36,37,38]. These proteins enhance siRNA biogenesis by stabilizing the RNA-protein complexes or facilitating conformational changes during RISC loading. After the guide strand is stably bound by Ago2, it is 2’-O-methylated at the 3’ terminal nucleotide by the RNA methyl-transferase DmHen1 finalizing the maturation of an siRNA-loaded RISC [39].
Figure 1.
The small interfering RNA (siRNA) pathway in Drosophila melanogaster. Double-stranded RNA precursors of different sources are processed by Dicer-2 into short interfering RNAs of ~21 nt in size. The siRNA duplex is loaded into an Argonaute2 containing RISC complex, where one strand (passenger) is degraded, and the guide strand is retained. The guide strand mediates target RNA recognition through Watson-Crick base pairing, followed by target cleavage (slicing) by Argonaute. Loqs-PD is required for endo-siRNA biogenesis, but dispensable for viral siRNA (vsiRNA) biogenesis.
Figure 2.
Dicer proteins process double-stranded RNA (dsRNA) into small interfering RNA (siRNA). (A) Schematic representation of the domain organization of human Dicer protein [40]. RIIIa, RNase-IIIa; RIIIb, RNase-IIIb (B) Cryo-EM structure of human Dicer. Protein domains are colored in accordance to the scheme in A. The structure was determined by Liu et al. [41], and the published PDB file (5ZAM) was edited in Yasara View [42]. Drosophila Dicer-2 has a similar domain structure and L-shaped Cryo-EM structure as human Dicer [40]. (C) Schematic representation of the recognition and cleavage of dsRNA with a 3’ overhang and dsRNA with blunt termini by Drosophila Dicer-2, proposed by Sinha and colleagues [40]. Substrates with a 3’ overhang were proposed to bind the PAZ-Platform domains (referred to as PAZ in panel A) via the 3’ terminal overhang. Blunt-ended termini bind to the helicase domain and the dsRNA threads through this domain, after which cleavage occurs by the two RNaseIII domains. The latter mode results in processive, ATP-dependent cleavage of dsRNA and may contribute to efficient production of vsiRNAs for antiviral defense.
Two models of substrate processing depending on their termini have been proposed for Dicer-2 [40]. Substrates with 3’ overhangs are cleaved distributively by Dicer-2 in an ATP independent manner, releasing the dsRNA substrate after each cleavage. In contrast, dsRNA with blunt termini are locally unwound, with one of the strand threading through the helicase domain in an ATP dependent manner, after which the dsRNA re-anneals and becomes processively cleaved [40] (Figure 2C). Ago2-bound siRNAs recognize target RNAs via Watson-Crick base pairing and usually complementarity across the entire length of the siRNA/target duplex is required for efficient target cleavage. An exception is the first nucleotide of the siRNA, which is locked in a pocket of the Ago2 MID/PIWI domain [43] (Figure 3A,B). Upon formation of the siRNA/target RNA duplex, Ago2 cleaves the target RNA between nucleotide ten and eleven counted from the 5’ end of the siRNA (slicing, Figure 3C) [25,26,28,44]. This small RNA-mediated endonuclease activity (slicing) requires the catalytic DEDX tetrad (where X is D or H) in the PIWI domain of Argonaute proteins (Figure 3A) [45,46]. This motif is conserved amongst slicing-competent Argonaute proteins; nonetheless it is not sufficient for slicing activity since some slicing-incompetent Argonaute proteins also contain the motif [47]. After cleavage of target RNA, the slicing products are quickly degraded by cellular ribonucleases [48].
Figure 3.
Argonaute proteins are at the core of small RNA silencing pathways. (A) Schematic representation of the domain organization of mammalian Argonaute and the conserved residues required for slicer activity. (B) Crystal structure of human AGO2 in association with a guide RNA and a target RNA base pairing from nucleotide 2 to 8. Protein domains are colored in accordance to the scheme in A. The structure was determined by Schirle and colleagues [49] and the published PDB file (4W5Q) was edited in Yasara View. (C) Schematic representation of target slicing by Argonaute proteins.
Endogenous sources of dsRNA are long inverted repeats that fold into perfectly complementary hairpins or transcripts that are derived from convergent transcription. In addition, gene-pseudogene pairs and transposon insertions are potential sources of dsRNA when they express transcripts with full or partial complementarity (Figure 1). These genome-encoded dsRNA molecules are processed into endogenous siRNAs (endo-siRNA) that have been implicated in transposon control and anecdotally in the regulation of gene expression [50,51,52,53,54]. Yet, dsRNA is usually not very abundant in healthy, uninfected cells and the major function of this pathway seems to be defense against foreign dsRNA of viral origin [55] (discussed in Section 4).
2.2. The miRNA Pathway in Insects
miRNAs are an endogenous class of small RNAs, expressed by plants, animals, protists and even viruses [2]. Biogenesis of animal miRNAs resembles siRNA biogenesis, with some differences including the origin of precursor RNAs. miRNAs are processed from genome-encoded hairpins, called primary-miRNAs (pri-miRNAs) that are transcribed by RNA polymerase II and, less frequently, by RNA polymerase III [56,57,58]. Pri-miRNAs are typically a few kb in length [59] and harbor either single or multiple local stem-loop structures that undergo a series of maturation steps to generate an Argonaute-associated miRNA [60]. Typically, these stem-loops are ~80 nt in size and consist of two imperfectly base pairing arms, separated by a single-stranded loop region [61]. They are released from the pri-miRNA transcript in the nucleus by the microprocessor complex, consisting of the RNase-III enzyme Drosha and its co-factor Pasha [62,63,64,65,66]. Endonucleolytic cleavage by Drosha near the base of the hairpin produces the precursor miRNA (pre-miRNA), a ~60 nt small RNA hairpin with a two-nucleotide overhang at the 3’ end, indicative of RNase-III processing [66]. Subsequently, the pre-miRNA is exported from the nucleus via the Ran-GTP dependent nuclear exporter Exportin-5 [67,68,69,70]. In the cytoplasm, another RNase-III enzyme, Dicer-1, in a complex with the PB isoform of Loqs cleaves off the loop of the pre-miRNA resulting in an RNA heteroduplex with two-nucleotide overhangs at both 3’ ends [24,71,72]. One of the two strands is selectively incorporated into the Argonaute-1 containing miRNA induced silencing complex (miRISC) [73,74]. Strand selection is thought to be primarily based on the thermodynamic properties of the heteroduplex; usually the strand with the weaker stability at its 5’ end is incorporated into Ago1 [75,76]. The miRNA guides miRISC to target sites in the 3’ untranslated regions (UTR) of mRNAs, akin to target recognition in mammals [77] (described in Section 2.3).
2.3. RNAi Pathway in Mammals
Whereas the miRNA and siRNA pathways are largely independent in insects, siRNA and miRNA biogenesis and function in mammals depend on shared components (Figure 4), which results in crosstalk between these pathways. Like in insects, miRNAs in mammals are an abundant class of small RNAs of 21–22 nt in length [78] that are primarily produced from RNA polymerase II synthesized pri-miRNAs. These pri-miRNAs are processed into pre-miRNAs (pre-miRNAs) by the Microprocessor complex, consisting of the RNaseIII Drosha along with DGCR8 (DiGeorge Syndrome Critical Region 8) [79]. Pre-miRNAs are transported to the cytoplasm, where they are cleaved by Dicer into miRNA duplexes. These duplexes are loaded by Dicer and its co-factors TRBP (TAR RNA binding protein) and PACT (Protein kinase RNA activator) into an Argonaute (AGO) containing RISC complex, from which the passenger strand is eliminated. The RISC-associated mature miRNA base pairs with cognate messenger RNAs (mRNA), resulting in destabilization of target mRNAs or blocking their translation [24,61,80,81]. All four ubiquitously expressed mammalian AGO proteins mediate miRNA-mRNA interactions with approximately equivalent affinities [82,83,84] and overexpression experiments indicate that their miRNA binding patterns are similar [85,86].
Figure 4.
The RNA interference (RNAi) pathway in mammals. A single Dicer protein processes long dsRNA into siRNAs and pre-miRNAs into miRNA duplexes. These small RNAs are loaded into an Argonaute containing RISC complex, from which one of the strands is eliminated and degraded. The other strand, referred to as guide strand (for siRNAs) or the mature miRNA (for miRNAs), is retained and used to guide Argonaute onto target RNAs, resulting in cleavage (siRNA) or translational inhibition or target RNA destabilization (miRNA). The scheme shows the cytoplasmic stage of the miRNA pathway; the nuclear stage (pri-miRNA transcription, processing, and pre-miRNA nuclear export) is not shown.
In contrast to canonical Dicer-dependent miRNAs, non-canonical miRNAs bypass processing by Dicer or the Microprocessor complex. These non-canonical miRNAs can be derived from introns, small nucleolar RNAs (snoRNAs), and tRNAs [87,88,89,90,91,92,93]. For example, the mirtron pathway, which is also found in D. melanogaster and C. elegans, produces pre-miRNAs by the processing of introns by spliceosomes and debranching enzymes in the nucleus [94]. Another non-canonical miRNA is produced by processing of snoRNA ACA45 in a Drosha/DGCR8 independent, but Dicer dependent manner [88].
The miRISC complex is guided by the miRNA to target sites typically located in the 3’ UTRs of mRNAs [77]. Target recognition is initiated by a short nucleotide stretch at the 5’ end of the miRNA (position 2–8), the so-called seed sequence, accompanied with various degree of base pairing at the 3’ end [77,95,96,97]. Mechanisms for miRNA-mediated gene silencing include translational repression, de-adenylation, and enhancement of mRNA decay [77,98,99]. The majority of mRNAs is estimated to be regulated by miRNAs [100], and post-transcriptional regulation by miRNAs is thus implicated in almost all cell biological processes.
Although miRNA-mediated gene regulation seems to be the dominant function of mammalian RNAi, early evidence has already indicated that the siRNA pathway is functional in mammals. Transfection of synthetic siRNAs or expression of short-hairpin RNAs (shRNAs) with complementarity to a gene of interest was found to induce robust and sequence-specific RNAi, without activation of the interferon response as siRNAs are too short to be detected by dsRNA sensors (discussed in Section 3.1) [25,101]. Moreover, long dsRNA was reported to be functional in gene knockdown in embryonal teratocarcinoma cell lines that are interferon defective [102,103,104].
RNAi in mammals is characterized by processing of dsRNA by Dicer into 21–23 nt short interfering RNAs (siRNAs) [105]. Subsequently, siRNAs are preferentially loaded onto AGO1 or AGO2, of which only AGO2 possesses slicing activity in mammals [83,86]. After elimination of the passenger strand, the guide strand directs AGO2 onto complementary mRNA through base pairing. In contrast to the seed-based target recognition of miRNAs, siRNA targeting requires base pairing of the entire small RNA, resulting in target RNA cleavage by AGO2. As in insects, target cleavage occurs between nucleotide ten and eleven, counted from the 5’ end of the siRNA [106].
The evolutionary conservation of AGO2-mediated target cleavage in mammals suggests important functions for this activity. AGO2 efficiently mediates target repression independent of its slicer activity, as miRNA-mediated gene silencing in AGO1, AGO3, and AGO4 deficient embryonic stem cells was comparable to control cells [83]. Yet, biogenesis of the non-canonical miRNA miR-451, implicated in the regulation of erythroid development, is Dicer-independent and instead depends on AGO2 catalysis [107]. In this case, the short length of the stem of only 17 bp likely explains why miR-451 fails to be processed by Dicer [108]. Besides being indispensable for miR-451 biogenesis, inactivation of AGO2 by insertional mutagenesis in mice results in a lethal phenotype as only wild-type and heterozygous offspring are observed [86]. In addition, loss of AGO2 results in a severe developmental phenotype, including a defect or failure in neural tube closure and mispatterning of brain structures [86]. The fact that AGO2 inactivation leads to these phenotypes in a background of wildtype AGO1, AGO3, and AGO4, which act redundantly in the miRNA pathway, suggests that slicing activity of AGO2 is important in development. Yet, biochemical or genetic evidence that slicing is required for the observed phenotypes is currently lacking. Evolutionary conservation of slicer activity would also be consistent with an antiviral function of AGO2 in mammals; this will be discussed in Section 5.
6. Summary and Open Questions
Vertebrates rely on the protein-based IFN response to combat viral infections, whereas the RNAi machinery, known for its potent antiviral activity in invertebrates, is conserved but primarily functions in gene regulation. Mammals encode a single Dicer protein and four AGO proteins, of which only AGO2 is slicer competent. The function of these proteins in both the miRNA and siRNA pathways makes it difficult to genetically dissect the role of the RNAi pathway in inhibiting viral replication. The notion that both the IFN response and RNAi rely on dsRNA to initiate the antiviral response adds another level of complexity.
With the advancement of next generation sequencing technologies, a growing body of evidence has emerged that supports a role for RNAi in antiviral defense in mammals. Detection of canonical vsiRNAs in ESCs infected with EMCV or Nodamura virus ΔB2 provided the first compelling evidence for a role of antiviral RNAi in mammals [13,14]. ESCs possess an attenuated immune response [145], caused by reduced gene expression of IFN-pathway components or, in some instances, failure to respond to dsRNA triggers [146]. It is now apparent that RNAi is suppressed by the IFN pathway, likely due to the action of one or more ISGs [21] and through the interaction of Dicer and LGP2 [20].
VSRs seem to play an important role in differentiated cells, demonstrated by the accumulation of vsiRNAs during Nodamura virus ΔB2 and HEV71 3A mutant virus infections [13,14,206]. These findings were complemented by the detection of AGO2-associated siRNAs in somatic cells infected with Influenza A virus ΔNS1 [15]. These studies indicate that VSRs may mask the antiviral RNAi response in mammals. This situation is markedly different from the situation in plants and insects, in which vsiRNAs are readily detected with most, if not all wildtype viruses analyzed, hinting at differences in processivity of Dicer enzymes or differences in accessibility of viral dsRNA in mammals and insects.
Antiviral RNAi thus seems to be affected by the cellular context, IFN responses, and viral counter-defense mechanisms (Figure 6). Important questions still remain for each of these aspects. (i) How does the cellular context affect the antiviral immune response? Are there tissue and cell type specific differences in antiviral RNAi? Why is the antiviral RNAi pathway functional in stem cells and why is this activity lost upon differentiation? For example, are there specific determinants in stem cells that favor RNAi over the IFN response? How does cell potency (e.g., toti-, pluri-, and multipotency) affect the dominant antiviral immune response, and do tissue stem cells use RNAi for antiviral defense? (ii) Which factors, beyond LGP2, contribute to the inhibition of RNAi in differentiated cells? What are the relative contributions of the IFN and RNAi responses to host defense. (iii) How widespread is RNAi suppression among mammalian viruses? Do mammalian viruses encode VSRs that suppress AGO2, and what is the course of infection of virus mutants lacking this activity? Answers to these questions will shed light on the sophisticated RNAi pathway and its functions in antiviral defense.
Figure 6.
Interactions between viruses, RNA interference (RNAi), and the interferon pathway in mammals. Virus infection induces the expression of type I interferons, leading to the expression of Interferon stimulated genes (ISGs) that collectively restrict virus infection. The interferon pathway inhibits RNAi via multiple mechanisms, whereas miRNAs inhibit expression of ISGs. Virus infection induces an antiviral RNAi response under specific conditions, in stem cells or in absence of viral suppressors of RNAi.
Acknowledgments
We thank members of the laboratory for fruitful discussions. This work was financially supported by a PhD fellowship from the Radboud Institute for Molecular Life Sciences (to S.S.), funded by the Graduate Programme of the Netherlands Organisation for Scientific Research (NWO), a VICI grant from the Netherlands Organization for Scientific Research (grant number 016.VICI.170.090), and a European Research Council Consolidator Grant under the European Union’s Seventh Framework Programme (grant number ERC CoG 615680) to R.P.v.R.
Conflicts of Interest
The authors declare no conflict of interest.
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