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EnergiesEnergies
  • Review
  • Open Access

25 March 2023

A Mini-Review of Current Activities and Future Trends in Agrivoltaics

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1
State Lab for Photon Energetics, Bauman Moscow State Technical University, 5-1, 2nd Baumanskaya Str., 105005 Moscow, Russia
2
Department of Theoretical and Applied Mechanics, Russian University of Transport, 9b9, Obraztsova Str., 127994 Moscow, Russia
3
Federal Scientific Agroengineering Centre “VIM”, 5, 1st Institutsky Dr., 109428 Moscow, Russia
4
Laboratoire des Sciences Cryosphériques, École Polytechnique Fédérale de Lausanne, 1015 Lausanne, Switzerland

Abstract

Agrivoltaics (Agri-PV, AV)—the joint use of land for the generation of agricultural products and energy—has recently been rapidly gaining popularity, as it can significantly increase income per unit of land area. In a broad sense, AV systems can include converters of solar energy, and also energy from any other local renewable source, including bioenergy. Current approaches to AV represent the evolutionary development of agroecology and integrated PV power supply to the grid, and can result in nearly doubled income per unit area. AV could provide a basis for a revolution in large-scale unmanned precision agriculture and smart farming which will be impossible without on-site power supply, reduction of chemical fertiliser and pesticides, and yield processing on site. These approaches could dramatically change the logistics and the added value production chain in agriculture, and so reduce its carbon footprint. Utilisation of decommissioned solar panels in AV could halve the cost of the technology and postpone the need for bulk PV recycling. Unlike the mainstream discourse on the topic, this review feature focuses on the possibilities for AV to become more strongly integrated into agriculture, which could also help in resolution of relevant legal disputes (considered as neither rather than both components).

1. Introduction

As the humanity population continues to grow, more food needs to be produced. The intensification of agriculture suggests that farming will become more energy demanding. During the global energy transition, fossil fuel is being substituted with renewables. The installed capacity of solar PV power plants across the world and the rates of energy they generate continue to grow almost exponentially, and the cost of electricity in new projects has already reached minimum values in many countries, compared with other generation methods [1]. While there is no developed international infrastructure for the transmission of electricity over very long distances, in most cases PV power plants are located in populated areas where treeless land plots are already largely used for economic activity. In addition, the fastest growing PV power plants are put into operation in economically developed countries [2], where land is expensive and there are many restrictions on its use [3].
Particularly acute conflicts can arise over the use of agricultural land [4], both in connection with the growing need to provide food for the growing population, and in connection with desertification and other types of degradation of such lands at a rate of approx. 50 million hectares per year (worldwide) [5]. As a result, from 1961 to 2016, there was a decrease of 48% in the area of arable land per capita. This led to the development of the UN FAO concept for the creation of integrated food and energy systems [6]. The solution to this problem is in the shared use of areas for energy generation and other economic activities. For these purposes, photovoltaic modules are integrated into buildings [7]; located on waste land or in the right-of-the-way of infrastructure objects [3]; or installed at a height sufficient for other land use, for example, agricultural [8]. The latter way, known as agrophotovoltaics, or agrivoltaics (AV), has recently been rapidly becoming popular [9], as it has been shown that its implementation can significantly increase income per unit area of land when used together for growing crops or grazing livestock and producing energy for sale to the grid and for on-site use [10]. The term and principle were proposed in 1981 [11], but then it was very far from economic feasibility due to the high cost of solar photovoltaic power plants. The installed capacity of AV plants by 2022 was over 14 GW [12]. If AV were deployed on just 1% of arable land in Europe, that would give over 900 GW of solar power, much more than installed [13].
The first research and experimental agrivoltaic systems have been established in Germany, Japan, USA, Italy, Malaysia, Egypt, and Chile. According to available estimates, by the beginning of 2020, about 2200 AV systems with a total installed capacity of 2.8 GW had been created globally, which is slightly more than all floating and concentrator PV power plants combined [14]. Japan, South Korea, China, France, and the USA (Massachusetts) have already adopted such systems; India and Germany are discussing programs to stimulate their introduction [15]. Research is being conducted on the perception of AV systems by society and an assessment of possible effects in this direction (for example, stopping the escape of young people from rural areas) [16].
The main advantage of such a tandem is the additional income received from the generation of energy, and the main problem is the decrease in yield of some crops due to shading and changes in the soil moisture regime [17]. As a result, the expected income per unit of farmland area increases on average by 60% [18], but it can also either decrease or reach a 15-fold increase [19]. Negative effects occur during the cultivation of some crops due to changes in soil moisture and lighting regimes [18]. The same effects can have a positive result for other crops [20], dampen the influence of dry or rainy seasons [21] and other weather hazards [22], and stabilise the income of an agricultural producer through diversification of revenue sources and guaranteed sales of electricity throughout the year [16]. The environmental impact of AV is furthermore reduced compared to traditional agriculture [23,24]. In addition, the output of agricultural products reduces revenue sensitivity to degradation of photovoltaic converters over time.
The National Renewable Energy Laboratory (NREL) identifies three fundamental approaches to the creation of AV systems: (1) power generation (continuous rows of PV modules with minimal gaps are characteristic); (2) agricultural crops (stand-alone PV with two-axis trackers); (3) joint effect (sparse PV lines). Current research in the field of AV systems is aimed at determining the effects of changes in the microclimate [25,26]—first of all, shading [27,28] and moisture redistribution [29,30]—on the productivity of certain crops, both in open soil and greenhouses, and determination of the final economic effect [31,32], including the final production of biogas [33]. Thus, it was shown in [34] that the level of photosynthetically active radiation (PAR) available under the AV is expected to decrease at midday, while in the morning and evening hours, such a decrease almost does not occur. The air temperature (dry bulb) under AV systems was lower by 2 °C at midday and by 1 °C at the beginning and end of the day (on average lower by 1.65 °C). At the same time, the relative air humidity under AV did not differ from the control site at midday—in the early morning it exceeded it by 7–10%, and in the evening by 3–5%. The greatest effect from the use of AV with this approach is expected in semi-arid and arid regions [20,35], and the most obvious direction of energy use is to power pumps for water supply [36,37] and land reclamation.
A decrease in temperature under AV at night, shown in [34], is an undesirable factor for northern agriculture, but comparison with other works [25] shows that the temperature can rise if AV screens more than 50% of the sky (with such an increase, for example, grapes bloomed earlier [38]). In general, it has been shown that the temperatures of air, soil, and shoots are expected to have a complex relationship with the AV parameters, local climatic conditions, and the characteristics of the cultivated crop [39].
The present focus of research in this area has shifted towards determining the degree of susceptibility of certain cultures to the influence of AV, and the spatial configuration of these systems, in order to achieve the maximum total effect [32]. At the same time, it is known that it is economically most efficient to use the energy on site, and the lack of direct energy sources in the field largely limits the economic feasibility of most measures to intensify agriculture. Moreover, there is a seasonal discrepancy between solar power plants energy output and the need for it in the grid, especially the isolated one, which is aggravated from the equator to the poles. Agricultural production has a similar seasonality to solar power plants, which makes the use of energy generated by AV for its intensification expedient and especially attractive in the Arctic and other remote regions.
Precision (intelligent) farming, vertical greenhouses, and unmanned electric machines [40] are being actively developed, and are impossible without IoT [41]. All those areas require power supply and support structures that AV can provide. Minimising human labour in such systems can help change agricultural practices in many ways, including rethinking the scale of chemical fertilisation, because the need to increase yields through chemical fertilisers might become less significant, especially given the higher cost of products with various “eco” labels. The resulting energy can be used for the production of fertilisers on site, which can be beneficial for hard-to-reach places, for example, the processing of local natural gas into ammonia fertilisers and phosphates. In Russia, raw materials are mined in the Arctic, processed in the southern regions, and then shipped all over the world. Such a complicated logistics process affects cost, carbon footprint, and the overall sustainability of supplies, making these dependent on too many factors.
High-quality fertilisers can be obtained using agricultural waste in biogas power plants, and the operation of these is also possible in combination with thermal photoelectric modules [42]. Furthermore, the production of bio-hydrogen from agricultural waste is becoming more and more relevant [43]. The importance of hydrogen as an energy carrier has recently been reconsidered; the global environmental agenda has forced a shift towards hydrogen in the priorities for energy carriers, moreover, produced in a “green” way using renewable technologies not fossil fuels.
This review is intended as a “user guide” for researchers and practitioners, referring to the main concepts and technologies currently proposed and employed to exploit AV for the intensification of agriculture. We do not duplicate extensive reviews of current activities reviews given in [9,44,45,46,47], so Section 2 of this paper provides contextual understanding, mainly focusing on several issues poorly covered in the literature, such as irrigation, aquaculture, and cold storage. The novel aspects of this review are presented in Section 3—future trends arising from the recent progress in different areas of engineering and agriculture with potential for significant synergistic effect when coupled with AV.
This approach to using AV energy on site is in line with global trends for the intensification and robotisation [40] of agriculture, deep processing of products on site, and the transition to the use of electric transport and renewable energy sources (RES). In many countries it may be demanded due to the difficulty for agricultural producers to connect to power grids in general or as prosumers (both consumer and generator), and loss of agricultural or ‘green tariff’ support since AV may be considered as neither an agricultural nor a renewable energy enterprise, rather than both. It will also be relevant in places of decentralised energy supply and risky farming, including Arctic regions (especially in combination with wind power plants). There, it could drastically change the way of farming, not only ensuring food security in remote regions, but also significantly improving the quality of people’s life, creating jobs, and reducing energy bills (by substitution for expensively delivered fossil fuel). Fresh vegetables and other relatively perishable products that cannot be frozen are in most cases delivered there by air, which makes their prices prohibitive.

2. Current Activities

2.1. Horticulture

Depending on the climatic conditions, the cultivated crop, and prices in the local agricultural and energy markets, the introduction of AV can lead to losses or provide up to a 15-fold increase in income. The present focus of research in this area has shifted towards changes in irradiation, temperature, and humidity of soil and air, both open and enclosed, aquaculture pools, and the storage of agricultural products when using heat pumps powered by AV.
To optimise microclimatic effects from AV, systems with sun tracking have been investigated, to enable maximum output with minimal shading, or to control the level of shading [31], which can be especially important in certain periods of crop growth (for example, when there is a deficit of degree days). However, there are no works investigating the effects of low-potential concentration of solar radiation including wavelength selection. In addition to the effect on biomass growth, changes in the nutritional [48,49] and other commercial [50,51,52] properties of crops have also been studied, which is especially important in connection with the general decrease in nutritional value caused by climate change [53,54,55]. In [56] it was experimentally shown that under translucent PV there is an increase in the efficiency of the use of PAR (+68% for spinach); energy during metabolism was redirected mainly to aerial tissues (+63% for basil); the phenotype of the aboveground part of plants significantly differed from the control; the amount of protein extracted from leaves (up to +53.1%), trunk (up to +67.9%), and root (up to +15.5%) increased.
In addition, it was shown that a decrease in the yield of some light-loving crops and a decrease in the sugar content of grapes, measured at a fixed time due to the slightly slower development of plants, can be fully compensated by a later (1–2 weeks) harvest [30,38] or increased share of larger (marketable) tubers for potatoes. Moreover, further results of this approach may include an increase in the market price of products supplied outside the traditional high-offer timeframe [50], and a decrease in the cost of harvesting and transporting crops outside the time of peak demand for machines and labour. Shading from AV can have a beneficial effect on the cultivation of crops that normally grow in shaded conditions under a forest canopy [50], without the inconvenience associated with farming in the presence of trees and shrubs.
Among the crops studied in combination with AV were wheat [14,25], corn [57], rice, beans, peanuts, potatoes [34,58], sweet potatoes, beetroot [59], grapes [38], lettuce [25,28], Welsh onion [60], basil [56], spinach [56], celery, fennel, chard, tomato, pepper, zucchini, cucumber [25], eggplant, watermelon, pumpkin, various cabbages, aloe vera [35], agave, taro, clover, alfalfa [61] and other pasture crops [39], raspberry, strawberry, cherries, citrus fruits, and mushrooms.

2.2. Livestock

So far, scarce research has focused on assessing the effects on livestock production, with published studies available only for lamb [62,63] and rabbit [64]. The mutual influence of low-lying AV and herbivores has been shown; animals eating the grass remove the cost of mowing it.
AV constructions reduce the costs of fencing the territory (the highest capital costs for rabbit farms), and provide protection to animals from predators and adverse weather conditions (including bright sun), increasing the final productivity of the herd. Moreover, the estimate of the ratio of income from the sale of electricity and breeding rabbits is between 4 and 40 to 1, depending on local conditions and process organisation. In addition, it has been shown that breeding rabbits has less severe environmental consequences (in particular, carbon footprint, use of water and fertilisers) than breeding cattle (in terms of total CO2 emissions per 1 kg of meat, the difference is more than an order of magnitude). In harsh climatic conditions, rabbits are convenient because the production cycle (from 8 weeks) is comparable to the duration of the vegetation season, i.e., there is no need to keep a large number of animals during the cold season. They provide a high conversion to protein (approx. 20 kg/ha of pure meat per cycle only on pasture) and provide fur that is in demand on site.
For lamb, no difference in liveweight growth was found per pasture ha, indicating that the farming component was not affected [62]. AV pasture had lower herbage mass, but it was compensated by the higher nutritive forage value. Sheep preferred to stay in PV shaded areas at solar irradiation over 800 W/m2 [63] for idling and needed less water. There are also references to the use of sheep (North Carolina, USA, approx. 15% of the total livestock) for mowing grass (adds 2 to 8% to income) at PV power plants, and the use of internal mobile electric fences is recognized as an effective feature. In addition, in this context, there are fragmentary reports that horses are too selective, cows need too much space, and goats like to jump on everything, chew wires, etc., which makes these animals unsuitable for such a task.
In Minnesota (USA), a law (the Pollinator-Friendly Solar Act) was passed, designed to provide optimal conditions for pollinators at PV sites. As a result, the trademark “Solar Honey” was created; the licence for its use is in compliance with all the requirements of this law and should help to increase income. This form of AV seems to have the biggest share across over 11,000 acres in the USA.

2.3. Harvesting, Storage, and Processing

AV installations include PV systems to power air-conditioning systems at fur farms, refrigeration machines and auxiliary devices at remote (e.g., alpine) dairy farms, or battery charging for electric agricultural machinery (with estimates of unit costs kW*h/ha for different crops) [65].
At present, most agricultural machines are internal combustion engine-powered. It is possible to making these electric (with batteries), but that would probably lead to higher capital and operational expenses. Without batteries, the machinery needs either an on-board power source or connection to the grid. The latter is usually impossible, so options for the former are generally considered [40], but these still require batteries and the capacity factor of solar panels is drastically reduced compared with AV. Unmanned agricultural machinery relies on GPS/GNSS navigation that is sometimes insufficient, and data transmission often unavailable over public networks [66]. Availability of energy across arable land could significantly improve travel efficiency for both terrestrial [67] and aerial [68] agricultural drones and reduce the capacity demand on batteries. Precise navigation signals and data networks can be provided using the AV structural posts.
Cold storage is the norm in developed countries, but not in developing ones due to lack of electricity [69]. Cold is responsible for 5% of GHG emissions in the global food system. Energy-independent ice cellars that were previously widespread over the Arctic are now degrading quickly due to climate change [70]. On average, 14% of food in the world is lost at post-harvest to retail. The highest percentage of losses (ca. 25%) is for roots, tubers, and oil-bearing crops; about 21% for fruits and vegetables; 12% for meat and animal products. In sub-Saharan Africa, 37% of food products are lost within the “first mile” from harvest to processing. More than half of tomatoes in Rwanda are lost along the value chain, with lack of cold storage considered a major factor. Given that solar powered is extremely important for small agricultural manufacturers since they can ship more processed products at once, so avoiding multiple middlemen who take the lion’s share of the final cost (also using ‘sell cheap or lose’ pressure). Solar icemanufacture could be a good alternative to battery storage, using biogas to stabilise cooling capacity [71]. On-site solar-powered processing such as milling [70], drying [72], extraction (pressing) [73], fermentation [74], prepacking, sterilisation, cooking, preservation (sealing), etc. [75], can reduce the need for cold storage capacity and create added value.

2.4. Aquaculture and Irrigation

The first effect of AV is water saving due to reduction in direct sunlight [76]. Water-use efficiency in arid southwest United States was 157% higher for jalapeno and 65% greater for cherry tomato [17], with production doubled for the latter. Soil moisture also remained up to 15% higher due to the AV shading effect. AV solar panels were ca. 9 °C cooler in daytime than traditional arrays, so working with higher efficiency. The collected rainwater from AV can be used both for cleaning PV and irrigation [35]. 110 foot-wide PV shades will be mounted over irrigation canals in California (Project Nexus in Turlock Irrigation District) coupled with long-term iron–water flow battery storage [77], which is similar to an earlier project in Gujarat, India [78].
Floating PV (floatovoltaics) [79] is another method to reduce water temperature and evaporation, in which solar panels are reciprocally cooled by water. This approach could be also used in arid coastal areas [80] in combination with desalination plants and atmospheric water harvesting [81] for aquaculture [82]. Floating and above-water PV are used at fish breeding ponds to meet local needs and to reduce water evaporation (by up to 85%), as well as at water treatment plants (in China there are 60 MW of such plants).
Power generated by AV can be used for water pumping [36,83]. For this purpose, highly efficient solar pump inverters have been developed representing a mix of MPPT-controller and frequency converters, so the pump output can follow the actual PV production with no need of a battery buffer. Consider greater demand for water on sunny days, such a system is very efficient. In India, farmers using solar-powered irrigation reported 50% or more increase in their incomes compared to rain-fed pumping [69]. In Rwanda, yields were about a third higher and dry-season farming became available. However, it should always be kept in mind that affordable solar-powered irrigation (with payback time varying from 6 months to 3 years in Africa depending on crops grown and number of crop cycles) can lead to exhaustion of ground water sources. In hydroponic [84] and aquaculture [85] farms, AV could be used to power heat and mass transfer for process optimisation [86].

4. Conclusions

The current form of AV implementation as a shared use of land both for farming and energy generation, totalling over 15 GW across the world, is able to increase farmers’ revenue and make it more sustainable in different ways. The benefits include better environmental conditions, more marketable production, shared construction costs, and diverse sources of income. It has already been shown that AV could increase the income of low-margin farming multi-fold.
However, the current approach does not use the full potential of this symbiosis in terms of using generated energy on site for agricultural output improvement. Areas for improvement include powering intellectual farming, growth stimulation, fertilisers, pesticides, reduction of fuel use, on-site manufacturing, storage, and processing to obtain higher added value and reduce logistics costs, further reduction of human labour, and the expansion of agriculture in high-risk and remote areas. It should be stressed that AV makes implementation of agriculture 4.0 possible only in unpopulated areas that still hold considerable reserves of arable land. Distributed AV also makes precision agriculture and machinery less dependent on satellite data, and remote fuel and power supply in case of war or other major disasters affecting the centralised infrastructure.
A higher share of energy use on site should remove legal disputes when farmers’ subsides are stopped because they are using their land for energy generation. Reuse in AV could be a better option for older solar panels not optimised for recycling (estimated 8M t by 2030 and 80M t by 2050). In Table 1, we summarise our estimates of potential AV benefits with its different methods of use.
Table 1. The concluding estimates of AV benefits.
We suggest that AV concept designers should also consider using small vertical-axis wind turbines and conversion to biogas to make power output less intermittent.

Funding

The work of V.A.P. was supported financially by the Russian Science Foundation (grant No. 22-49-02002, http://www.rscf.ru/en/project/22-49-02002/, accessed on 25 March 2023).

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

Nomenclature

AVagrivoltaics
C2Ccustomer-to-customer
DCdirect current
GHGgreenhouse gases
IoTinternet of things
LCOElevelized cost of energy
LEDlight emitting diode
MPPTmaximum power point tracking
P2Vpower-to-vehicle
PARphotosynthetically active radiaton
PVphotovoltaics
PV/TPV-thermal module
RESrenewable energy sources
UAVunmanned aerial vehicle
UGVunmanned ground vehicle
YPFyield photon flux

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