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International Journal of Molecular Sciences
  • Review
  • Open Access

23 August 2022

The Neurobiological Links between Stress and Traumatic Brain Injury: A Review of Research to Date

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and
1
Department of Forensic Medicine, School of Basic Medicine and Biological Sciences, Soochow University, Suzhou 215123, China
2
Shanghai Key Lab of Forensic Medicine, Key Lab of Forensic Science, Ministry of Justice, China (Academy of Forensic Science), Shanghai 200063, China
*
Author to whom correspondence should be addressed.
These authors contributed equally to this work.
This article belongs to the Section Molecular Neurobiology

Abstract

Neurological dysfunctions commonly occur after mild or moderate traumatic brain injury (TBI). Although most TBI patients recover from such a dysfunction in a short period of time, some present with persistent neurological deficits. Stress is a potential factor that is involved in recovery from neurological dysfunction after TBI. However, there has been limited research on the effects and mechanisms of stress on neurological dysfunctions due to TBI. In this review, we first investigate the effects of TBI and stress on neurological dysfunctions and different brain regions, such as the prefrontal cortex, hippocampus, amygdala, and hypothalamus. We then explore the neurobiological links and mechanisms between stress and TBI. Finally, we summarize the findings related to stress biomarkers and probe the possible diagnostic and therapeutic significance of stress combined with mild or moderate TBI.

1. Introduction

More than 50 million people worldwide suffer from traumatic brain injury (TBI) each year and approximately 80% of people will experience one or more mild or moderate TBI event in their lifetime [1,2]. In China, the population-based mortality of TBI is approximately 13 cases per 100,000 people, which is similar to the rates reported in other countries [3]. Although most mild and moderate TBI patients recover in a short period, many experiences persistent neurological dysfunction [4,5]. Although the factors that lead to prolonged neurological symptoms after TBI remain unclear, a history of stress is one key factor that can affect the degree of neurological impairments [4,6]. Stress has diverse effects on various brain regions, including the prefrontal cortex (PFC), hippocampus and amygdala [7,8]. Thus, the adverse consequences of acute and chronic stressors on TBI are worth investigating. The hypothalamic–pituitary–adrenal (HPA) axis and the locus coeruleus–norepinephrine (LC-NE) system also play key roles in stress processing [9], and a further study of these pathways may help to identify relevant stress biomarkers.
In this review, the neurobiological links between neurological dysfunctions and the key brain regions affected by TBI and stress are first reviewed. Next, the effects and mechanisms of stress on neurological dysfunctions after TBI are discussed. Lastly, we aim to identify suitable stress markers and explore the possible diagnostic and therapeutic significance on stress or stress plus mild or moderate TBI.

5. The Biomarkers of Stress

In addition to neurological examination, biomarkers detection is essential in most animal stress models [139,160]. Since the HPA axis and LC-NE system play major roles in the stress response, we focused on neuroendocrine factors that are potential biomarkers to evaluate the physiopathological process of the stress response. We also reviewed changes in metabolites of other physiopathological pathways, such as neurotrophic factors, neurotransmitters, inflammation factors, and oxidative stress after stress induction, and explored their diagnostic and therapeutic values as biomarkers of stress (Figure 2).
Figure 2. Biomarkers of CNS and periphery after stress. Upper panel shows HPA axis and LC-NE system are activated under stress. CRH and AVP, released by PVN through the pituitary portal system to the pituitary gland, act together on the pituitary gland to promote the release of ACTH through the circulatory system to the adrenal cortex, and then promote the synthesis and release of GCs. The LC-NE neurons can supply NE to modulate the stress response. BDNF is secreted by various CNS cells, such as neurons and astrocytes, and the level of BDNF protein decreases in the PFC after stress. DA is produced in the SN and the VTA of the midbrain. Exposure to acute stress shows an immediate increase in DA and Glu and a decrease in GABA. Lower panel shows the biomarkers of stress in the periphery. Acute stress induces an increase in IL-6, which stimulates the release of liver-derived CRP. Large amounts of ROS and MDA were also produced under stress, which then caused lipid peroxidation damage. ↑: upregulated; ↓: downregulated; BDNF: brain-derived neurotrophic factor; PFC: prefrontal cortex; SN: substantia nigra; VTA: ventral tegmental area; LC: locus coeruleus; CRH/CRF: corticotropin-releasing hormone/factor; ACTH: adrenocorticotropic hormone; Glu: glutamate; NE: norepinephrine; DA: dopamine; CNS: central nervous system; ROS: reactive oxygen species; MDA: malondialdehyde; PUFAs: polyunsaturated fatty acids; GC: glucocorticoid.

5.1. Stress and Neuroendocrine Factors

The HPA axis plays a very important role in stress, and chronically stressed patients usually have HPA axis disorders [162]. The hormones critically involved in each step on the HPA axis are thus potential markers that could be used to diagnose or determine the prognosis of stress.

5.1.1. GCs

Under stressful conditions, the HPA axis increases the GC content in blood and exerts its effect on the targeted organ via binding and activating the MRs and GRs [9]. In the case of a low GC concentration or stress, MRs are preferentially occupied due to their strong affinity with GC [163]. As the GC concentration increases, low-affinity GRs are occupied and gradually activated, eventually leading to the termination of the stress response [163]. There is an equilibrium between MRs and GRs; when the balance is disturbed, the body is unable to adapt to stress and experiences dyshomeostasis [164]. Therefore, the measurement of GCs in blood and MR and/or GR expressions in related tissues may be beneficial for evaluating stress responses. Previous studies [165] have quantified GC in hair and have shown that hair cortisol is an effective biomarker of human psychosocial stress [166], suggesting that it may be a reliable biomarker of long-term HPA axis activity.

5.1.2. CRF

CRF responds to stress in the hypothalamic PVN and is considered the initial activator of the HPA axis [167]. Notably, anxiety-like behaviors in rats are accompanied by decreased CRF expression in the PVN of the hypothalamus and the DG of the hippocampus after chronic RS (CRS), whereas the expression of CRF in the PVN and DG increased after exposure to acute stress [168]. The presence of a monoclonal antibody targeting CRF has been shown to inhibit the HPA axis and reverse the stress-induced behavioral deficits in a mouse model of chronic stress [169].

5.2. Stress and Neurotrophic Factors

There is a wealth of evidence that stress affects the expression of neurotrophic factors and that some neuroprotectants function to enhance neurotrophic factors and regulate neuroplasticity in animal stress models [170]. As neurotrophic factors are found in both the brain and peripheral blood, they are suitable as biomarkers for stress-induced psychiatric disorders [171].

5.2.1. BDNF

At present, BDNF is the most widely studied neurotrophic factor in stress and psychiatric research [172,173,174]. BDNF is secreted by various CNS cells, including neurons and astrocytes, and can pass through the blood–brain barrier (BBB) [175]. Thus, blood BDNF reflects central BDNF [176,177], which makes it a reliable peripheral biomarker for brain activities. The diverse effects of BDNF at excitatory synapses are mainly determined by the activation of tropomyosin-related kinase receptor (TrkB) and downstream signaling pathways [178]. As a key neurotrophic factor regulating synaptic plasticity, neurogenesis, and behavioral outcomes, BDNF has been studied in several stress-related behavioral paradigms [179]. In stress models, BDNF mRNA and protein levels are decreased in the PFC and hippocampus [180,181,182] whereas BDNF expression is increased in the amygdala [183], which is accompanied by depression-like and anxiety-like behaviors. However, other studies have reported the opposite expression of BDNF mRNA in the above brain regions after stress [184,185]. We speculate that differences in BDNF expression are due to diversity in the stress models and individual heterogeneity.

5.2.2. Vascular Endothelial Growth Factor (VEGF)

VEGF, which is the main growth factor responsible for angiogenesis, can enhance neuronal proliferation in the hippocampus [186]. A prior study found that chronic stress reduced cell proliferation and the expression of VEGF in the DG of hippocampus in adult rats [187]. In contrast, another study found that the expression of VEGF and its receptor VEGFR-2 in the PFC increased under chronic stress [188]. The neuronal density in the CA1 and DG and VEGF in the hippocampus are elevated after acute foot shock [189]. As the type and duration of stress seem to have different effects on the expression of VEGF in different brain regions, further research is warranted.

5.3. Stress and Neurotransmitters

Responses to a stressful situation involve the activation of neurotransmitter systems—namely, DA, NE, Glu, and GABA. Notably, these systems are also linked to emotional disorders.

5.3.1. DA

DA is the main catecholamine produced in the substantia nigra (SN) and VTA [190,191]. Dopaminergic neurons in the SN and VTA project to different brain regions, such as striatum, NAc, and PFC. DA release and metabolism, particularly in the limbic system of the midbrain, change with stress stimulation, and the enhancement or inhibition of DA release may be related to the intensity and duration of stress [192]. Rodents exposed to acute restraint and fixed stress (10–240 min) showed an immediate increase in the DA level in NAc and mPFC [193]. In addition, acute foot shock stress (10–30 min) led to increased extracellular DA in the NAc and mPFC. Other stressors, such as tail pinching, short-term handling, and psychological stress, have also been shown to increase DA levels in the NAc and mPFC [193]. Decreased D1R in the NAc and PFC has been reported in a mouse CRS model that also showed depressive-like behaviors [194]. Another study noted that exposure to unavoidable stress for 3 weeks reduced DA in the NAc [195].

5.3.2. NE

Abnormalities in the synthesis and metabolism of monominergic neurotransmitters (DA and NE) are thought to be associated with depression [196]. Central NE is primarily synthesized and secreted by sympathetic and norepinephrinergic neurons. Under the RS [197], the biosynthesis of catecholamine in the adrenal medulla of rats increased, and the effective participation of the adrenal glands maintained the homeostasis. NE is involved in anxiety-like behaviors induced by acute stress, whereas norepinephrinergic derivatives mediate the development of persistent behaviors after stress [198]. Of note, a significant decrease in NE and its metabolites has been reported in a CRS model [199]. During RS, NE levels decrease in the hippocampus and cortex, which are associated with behavioral changes [200]. Several studies have reported increased NE in peripheral blood after stress [201,202,203]. Overall, NE shows the opposite expression in peripheral blood and the CNS, which may be related to its different origins.

5.3.3. Glu and GABA

Glu is the main excitatory neurotransmitter in the CNS and is abundant in the frontal cortex and hippocampus, whereas GABA is the main inhibitory neurotransmitter [204]. In the synaptic cleft, GABA is sensed by two types of receptors, namely GABAA and GABAB [205]. GABAA receptors are ligand-gated ion channels that mediate fast responses by counteracting potentials by increasing the chloride ion permeability of the neuronal membrane [205]. Autopsy studies and serum and cerebrospinal fluid analyses suggest that imbalances between Glu and GABA levels may be related to the pathophysiology of depression [206,207]. A prior study demonstrated that exposure to acute stress or GCs rapidly increased the Glu release in brain regions such as the hippocampus [208]. Furthermore, neuroelectrophysiological recordings have demonstrated that both NMDAR and AMPAR-mediated synaptic currents are significantly increased in PFC pyramidal neurons under acute stress models [209]. Moreover, a decrease in the GABA release and its transporters-related gene and protein in the mPFC has been found in chronic unpredictable mild stress (CUMS)-induced depression model mice [210].

5.4. Stress and Inflammatory Factors

The effect of stress on the inflammatory environment is a key mechanism by which stress can affect health [211]. Clinically, GCs are known for their immunosuppressive and anti-inflammatory properties. However, some studies have demonstrated that GC also has pro-inflammatory effects [212,213]. Pro-inflammatory and anti-inflammatory mechanisms seem to depend on the type and intensity of the stressors. Of the inflammatory factors, interleukin-6 (IL-6) and C-reactive protein (CRP) have been shown to play a pro-inflammatory role under stress [214].

5.4.1. IL-6

Yang et al. [199,215] reported increased IL-6 in the peripheral blood and the hypothalamus in a mouse RS model. Stress selectively activates neuron-specific expressing IL-6 in the hypothalamus, which may form the basis of neurobiological links between stress and the inflammatory response [216]. Both repeated social defeat stress (RSDS) and CRS have been shown to induce increases in IL-6 mRNA in the blood and brain [217]. In addition, increased IL-6 is related to depressive-like behaviors under chronic social stress [218].

5.4.2. CRP

CRP is secreted into the blood during the inflammation process, mainly in response to IL-6 signaling. CRP has been shown to increase significantly in response to stressful events [219]. When volunteers were deprived of sleep, their circadian rhythms were interrupted and the blood CRP increased significantly [220]. In a CUMS model, animals showed a significant reduction in neurons in PFC and the hippocampus, accompanied by elevated serum levels of cortisol and CRP [221]. Thus, stress can increase CRP levels in the blood, whether due to acute or chronic stress.

5.5. Stress and Oxidative Stress

The brain, especially the hippocampus, cortex, and amygdala, is susceptible to oxidative stress damage [222,223]. Psychosocial stressors can induce ROS and lipid peroxidation products such as malondialdehyde (MDA).

5.5.1. ROS

When an organism experiences stress, large amounts of ROS are released, resulting in an imbalance between the oxidative and antioxidant systems, ultimately leading to oxidative stress [224,225]. In studies using common models of psychosocial stress such as RS and social isolation, ROS in the hippocampus, PFC, and serum are reported to be significantly increased [226,227,228,229]. Thus, excessive ROS production is the main pathological factor in the stress-induced hippocampal injury. The application of antioxidants can relieve hippocampal oxidative stress by inhibiting ROS, thereby improving chronic stress-induced hippocampal damage as well as learning and memory dysfunctions [226]. Exogenous antioxidants can also enhance resistance to stress and mitigate the negative consequences of stress through various pathways [230,231].

5.5.2. MDA

Lipid peroxidation is caused by the action of ROS on lipids, such as cell membrane lipids [232,233]. Early lipid peroxidation is reflected as a higher lipid ROS level, whereas MDA is more likely to reflect a lower lipid peroxidation level. Mice exposed to CRS have been shown to develop significant memory impairment and anxiety-like behaviors, which led to increased lipid peroxidation in the brain and serum, manifested by a significant increase in MDA levels. After treatment with antioxidants, anxiety-like behaviors were significantly improved and lipid peroxidation in the serum and brain was reduced [234,235]. Studies have also shown that lipid peroxidation is associated with the severity of depression [236].
To examine the effects of stress on TBI, blood-derived biomarkers are urgently needed. In 2018, the FDA authorized the use of a blood test for GFAP and ubiquitin carboxy-terminal hydrolase L1 (UCH-L1) in mTBI [237]. The investigation of a range of astroglial and neuronal biomarkers, including calcium-binding protein (S100B), GFAP, and UCH-L1, aims at improving the accuracy of TBI diagnosis and the associated decision-making process [238].
Since stress involves multiple physiopathological metabolic pathways, screening for stress biomarkers is not that difficult. However, the same biomarker may be expressed differently in diverse stress models and the expression of the same biomarker in central and peripheral blood may differ. Therefore, researchers should pay attention to the heterogeneity of stress models and biomarkers. The discovery of stress biomarkers could help us to find therapeutic targets, while TBI biomarkers help us to monitor prognosis.

6. Conclusions and Expectation

TBI patients often present with unconsciousness and memory loss during the acute stage post-injury, and may suffer cognitive, emotional, and functional impairment in the subacute and recovery stage. The pattern and extent of TBI depend on the location and duration of the injury, as well as other confounding factors, such as childhood distress, family factors, steroid use, depression, anxiety, and life stress. Numerous studies have shown that stress can lead to cognitive disturbances such as depression and anxiety via effects on key brain regions. Therefore, there may be some neurobiological links between stress and TBI that lead to altered stress responses, ultimately aggravating or improving neurological dysfunction after TBI. Based on the existing findings, the treatment of neurological dysfunction after TBI may involve monitoring and regulating stress.
Neuroimaging analyses of TBI patients usually involve CT, MRI, diffusion tensor imaging (DTI), susceptibility weighted imaging (SWI), and resting-state functional MRI (fMRI). These analyses examine the physiopathology of TBI but can also assess certain brain functions, such as perception and cognitive tasks, which include memory and concentration. Blood biomarkers can play an important role in the clinic practice. Based on the stress response involving the HPA axis and the LC-NE system, the diagnosis and prognosis of the stress state can be assessed by detecting levels of these biomarkers.
In the existing studies on the combination of stress and TBI, the results often focus on changes in cognitive and emotional function in animals. The determination of GCs in the blood has also received attention. Because GRs are present in multiple brain regions, the functions governed by these regions may be mainly regulated by GCs. Therefore, the determination of GC content (central or peripheral) and the expression of GRs in the brain should be studied in animal models of stress plus TBI. The clearance of excess GCs or blocking of GRs may be potential treatment strategies for TBI patients.
The development of stress or TBI alone or stress plus TBI is not a single physiopathological phenomenon but a complex disease process. The discovery of appropriate biomarkers will not only support the diagnosis of the stress state before and after TBI but will also provide intuitive and objective indicators for improving neurological dysfunction. Glu/GABA plays a crucial role in memory impairments and emotional disturbances. The detection of Glu/GABA allows us to better understand the tendency of neurological changes, while the Glu/GABA receptor is a potential therapeutic target in stress plus non-severe TBI patients. Since GCs, NE, and DA act on the corresponding receptors in the brain to impact the expression of Glu/GABA, the receptors may also be therapeutic targets for non-severe TBI patients.
In summary, there are a series of neurobiological links between stress and TBI and severe stress mediating the adverse effects of TBI. Therefore, monitoring stress levels by detecting the biomarkers in patients recovering from non-severe TBI warrants consideration in the future.

Author Contributions

L.Z., Q.P., H.X. and T.W. carried out the studies of literature research and performed the acquisition of data and writing in manuscript preparation. H.G. and R.L. proofread the manuscript and gave important comments from their area of expertise. T.W. supervised the development of work, gave critical revisions, and edited the manuscript. All authors have read and agreed to the published version of the manuscript.

Funding

This study was financially supported by the National Natural Science Foundation of China (No. 82072110), Suzhou Municipal Science and Technology Bureau (SKJY2021046), Shanghai Key Lab of Forensic Medicine (No. KF202201), a Project Funded by the Priority Academic Program Development of Jiangsu Higher Education Institutions (PAPD).

Institutional Review Board Statement

Not applicable.

Data Availability Statement

Data sharing is not applicable to this article as no datasets were generated or analyzed during the current study.

Conflicts of Interest

The authors declare that they have no competing interests.

Abbreviations

TBItraumatic brain injury
PFCprefrontal cortex
HPAhypothalamic–pituitary–adrenal
LC-NElocus coeruleus–norepinephrine
TNFtumor necrosis factor
TLRtoll-like receptor
ROSreactive oxygen species
RIPKreceptor interacting protein kinase
MLKLmixed lineage kinase domain-like
ACCanterior cingulate cortex
DGdentate gyrus
mPFCmedial PFC
dPFCdorsolateral PFC
BLAbasolateral amygdala
CeAcentral amygdala
Gluglutamate
γ-GABAγ-aminobutyric acid
CeLcentrolateral
CeMcentromedial
snRNA-seqsingle-nucleus RNA sequencing
CRHcorticotropin-releasing hormone
PVNparaventricular nucleus
AVParginine vasopressin
ACTHadrenocorticotropic hormone
GCsglucocorticoids
MRmineralocorticoid receptor
GRglucocorticoid receptor
CNScentral nervous system
PNspyramidal neurons
PVparvalbumin
SSTsomatostatin
E/Iexcitatory and inhibitory
SNAREsoluble N-ethylmaleimide-sensitive factor attachment protein receptor
NMDARN-methyl d-aspartate receptor
AMPARalpha-amino-3-hydroxy-5-methyl-4-isoxazole-propionic acid receptor
DAdopamine
VTAventral tegmental area
D1RD1 receptor
DEXdexamethasone
FKBP5FK506-binding protein 5
CRFcorticotropin releasing factor
PTSDpost-trauma brain injury
mFPImild fluid-percussion injury
BDNFbrain-derived neurotrophic factor
RSrestraint stress
CCIcontrolled cortical injury
ERSendoplasmic reticulum stress
RUSrepeated unpredictable stress
r-mTBIrepetitive mild TBI
rcTBIrepetitive concussive TBI
ETCelectron transport chain
PDHpyruvate dehydrogenase
bTBIblast-induced TBI
CKcreatine kinase
NF-Hneurofilaments-heavy
NSEneuron-specific enolase
GFAPglial fibrillary acidic protein
VEGFvascular endothelial growth factor
SFsleep fragmentation
HCChair cortisol concentrations
CHIclosed head injury
CVSchronic variable stress
ASTattentional set-shifting test
sEPSCsspontaneous excitatory postsynaptic currents
EPMelevated plus maze
5-HTP5-hydroxytryptophan
5-HIAA5-hydroxyindoleacetic acid
CRSchronic RS
BBBblood–brain barrier
TrkBtropomyosin-related kinase receptor
VEGFvascular endothelial growth factor
SNsubstantia nigra
CUMSchronic unpredictable mild stress
RSDSrepeated social defeat stress
MDAmalondialdehyde
UCH-L1ubiquitin carboxy-terminal hydrolase L1
DTIdiffusion tensor imaging
SWIsusceptibility weighted imaging
fMRIfunctional MRI

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