Abstract
The purpose of this paper is to elucidate the interrelations between three essentially different concepts: dynamical solenoids, topological entropy, and Hausdorff dimension, where by a dynamical solenoid we mean a sequence of continuous epimorphisms of a compact metric space. For this purpose, we describe a dynamical solenoid by topological entropy-like quantities and investigate the relations between them. For L-Lipschitz dynamical solenoids and locally expanding dynamical solenoids, we show that the topological entropy and fractal dimensions are closely related. For a locally expanding dynamical solenoid, we prove that its topological entropy is lower estimated by the Hausdorff dimension of X multiplied by the logarithm of
1. Introduction
A solenoid, which was introduced to mathematics by Vietoris [1] as the topological object, can be presented either in an abstract way as an inverse limit or in a geometric way as a nested intersection of a sequence of tori. The classical construction of Vietoris was modified by McCord [2], Williams [3], and others. Since the publication of William’s paper on expanding attractors [3], inverse limit spaces have played a key role in dynamical systems and in continuum theory. Smale [4] introduced the solenoid to dynamical systems as a hyperbolic attractor.
In the paper, a sequence of continuous epimorphisms of a compact metric space is called a dynamical solenoid while the inverse limit
is called a classical solenoid. Since the paper is not about classical solenoids, the term dynamical solenoid is sometimes abbreviated as solenoid.
In mathematical literature, one can also find a more restrictive definition of the solenoid as a finite-dimensional, connected, compact abelian group. These solenoids generalize torus groups, and their entropic properties have been studied by Berg [5], Lind and Ward [6], Einsiedler and Lindenstrauss [7], and others. A less restrictive definition of the solenoid was considered in [8,9,10].
A dynamical solenoid is a natural generalization of a classical dynamical system. In contrast with the classical dynamical systems, the properties of solenoid entropies have not been fully investigated. In the paper, we consider several different definitions of entropy-like quantities for a dynamical solenoid : topological entropy , topological cover entropy , and topological dimensional entropy
Both nonautonomous dynamical systems and dynamical solenoids are determined by compositions of continuous self-maps; therefore, in both cases, the entropy-like quantities that capture complexities of these generalized dynamical systems can be similar. For example, the topological entropy of a dynamical solenoid coincides with the topological entropy of a nonautonomous dynamical system defined in [11]. In this paper, we derive the following relations between the entropies of a dynamical solenoid which were previously known for continuous maps on compact metric spaces, and we obtained the following results.
Theorem 1.
Theorem 2.
In 2002, Milnor [12] stated two questions related to the classical dynamical system: “Is entropy of it effectively computable?” “Given an explicit dynamical system and given is it possible to compute the entropy with maximal error of ?” In most cases the answer is negative. For the recent results on computability of topological entropy, we recommend [13,14].
Therefore, in mathematical literature, there were many attempts to estimate entropy of dynamical systems by Lyapunov exponents, volume growth, Hausdorff dimension, or fractal dimensions.
The theory of Carathéodory structures, introduced by Pesin [15] for a single map, has been applied in [11] to get some estimations of the topological entropy of a nonautonomous dynamical system. To show a comprehensive picture and beauty of dynamics of dynamical solenoids, we rewrite the Theorem 3 in [11] to express complexity of so called L-Lipschitz dynamical solenoid. A dynamical solenoid is called L-Lipschitz if it consists of L-Lipschitz epimorphisms; the following inequality holds.
Theorem 3.
Assume that is a L-Lipschitz dynamical solenoid with . Then, for any , we obtain
where is the Hausdorff dimension of
Finally, we investigate so called locally expanding dynamical solenoids, in the sense of Ruelle [16] (see Definition 6). We prove that the topological entropy of a expanding dynamical solenoid, defined on the space is related to the upper box dimension of X multiplied by the logarithm of We obtained the following inequalities.
Theorem 4.
Given a locally expanding dynamical solenoid . Then,
where is the upper box dimension of
The paper is organized as follows. In Section 2, we introduce several definitions of entropy-like quantities for a dynamical solenoid: topological entropy, topological cover entropy, and topological dimensional entropy. In Section 3, we prove the relations between them (Theorems 1 and 2). Section 4 is devoted to L-Lipschitz dynamical solenoids; we present Theorem 3. Finally, in Section 5, we investigate locally expanding dynamical solenoids and prove Theorem 4.
2. Topological Entropies of a Dynamical Solenoid
In 1965, Adler, Konheim, and McAndrew [17] introduced a definition of topological entropy for the classical dynamical system (i.e., a pair where X is a topological space and is a continuous map) as a non-negative number assigned to an open cover of A different definition of entropy of a continuous self-map defined on a compact metric space was introduced by Bowen [18] and independently by Dinaburg [19]. In [20], Bowen proved that the definitions are equivalent. Nowadays, topological entropy is a main notion in topological dynamics. In the paper, we present a few generalizations of the classical topological entropy of a single map to dynamical solenoids.
In the paper, we consider a dynamical solenoid determined by a sequence of continuous epimorphisms of a compact metric spaces Thus, the dynamical solenoid is a generalized dynamical system. Its complexity and chaos can be measured by several entropy-like quantities. First, we introduce topological entropy via separated sets.
2.1. Topological Entropy of a Dynamical Solenoid via Separated or Spanning Sets
Let denote a closed ball in the metric space centered at and with radius
Definition 1.
Fix , A subset is called -spanning if for any there exists such that
Let -
A set is called -separated if for any pair of distinct points we have
Let -
The following two lemmas are a reformulation of Definition 1.
Lemma 1.
A set is spanning if and only if
Proof.
Assume that a subset is spanning. Then for any point there exists a point such that
For any we obtain
and
So
Since x is an arbitrary point of X we conclude
Now assume that the following equality
holds for a subset Then, for any there exists such that
which is equivalent to
Thus the set F is spanning and the proof is finished. □
Lemma 2.
A set is -separated if and only if for any the set contains no other points of
Proof.
Assume that a set is separated and choose two distinct points For any we get
so
Assume that
then we obtain the following inequality
which gives a contradiction with the assumption that are separated. Thus the intersection
Now assume that for a given subset the condition holds. For two distinct points we have
Therefore, there exists such that
We have proved that the set is separated. □
Modifying slightly the classical Bowen’s definition [18] of the topological entropy of a single map (for details see also Chapter 7 in [21]), we present the definition of topological entropy of a dynamical solenoid as follows.
Definition 2.
The quantity
is called the topological entropy of .
Remark 1.
The topological entropy of a dynamical solenoid can also be expressed in the language of -spannings sets. Using arguments similar to remarks on page 169 in [21], we get estimations
Indeed, for any two distinct points of an separated set E with cardinality we have
Since E is separated set with maximal cardinality, for any there exists such that
It means that E is spanning and
To show the other inequality for the set E and an spanning set with cardinality define by choosing, for each point some point with
The map is injective and therefore Hence
Applying the inequalities
and passing to the suitable limits, we obtain the equality
Remark 2.
Assume that all maps of the sequence coincide with a fixed continuous map of a compact metric space Then, the topological entropy of is equal to the topological entropy of For example, the topological entropy of a dynamical solenoid coincides with the topological entropy of a nonautonomous dynamical system defined in [11].
2.2. Topological Entropy of a Dynamical Solenoid via Open Covers
It is a well-known fact that topological entropy of a single continuous map can be defined by open covers of the compact metric space We intend to show that similar approach can be applied to a dynamical solenoid. For this purpose, notice that for two open covers of the family
is an open cover of Moreover, for a continuous map and an open cover of X the family
is an open cover of Thus, for the open cover of the family
is an open cover of
For an open cover of X let us denote by the number of sets in a finite subcover of covering with the smallest cardinality.
Definition 3.
The topological cover entropy of relative to an open cover of is defined as
whereas the topological cover entropy of is the quantity
where ranges over all open covers of X.
2.3. Topological Entropy as a Dimension Theory Quantity
Here, we modify the Bowen’s definition [20] of the topological entropy of a continuous single map, which is similar to the construction of the Hausdorff measure, to obtain the topological dimensional entropy of .
2.3.1. The Hausforff Measure and the Hausdorff Dimension
For the convenience of the reader, we recall briefly the classical construction of the Hausdorff measure and the Hausdorff dimension.
For a metric space and a subset , let us denote by the family of open covers of Y with for any Here, denotes the diameter of
For any the classical Hausdorff measure of a subset is defined as follows,
The function has a unique critical point, where it jumps from ∞ to 0. The Hausdorff dimension of Y is defined as the critical point of the function i.e.,
2.3.2. Generalized Hausdorff Measure and Generalized Hausdoff Dimension
Arguments similar to the construction of the classical Hausdorff -measure and the Hausdorff dimension lead to another entropy-like quantity for . Denote by a finite open cover of For a subset we write if there exists such that Denote by the largest non-negative integer n such that for If there is no element such that then we write Let us introduce the following notations.
and
for a family of subsets of X and a real number, For a subset and , let denote the family of open covers of Y with Now we set
The behavior of the function is very similar to the behavior of : it has a unique critical point, where it jumps from ∞ to 0. More precisely.
Lemma 3.
For the function , there exists a unique critical number such that
Proof.
For any there exists a cover of Y with for any Therefore, the inequality implies
so
Therefore,
First assume that for some and that By we conclude that
In a similar way, we prove that if then for we obtain the equality □
Definition 4.
Denote by the critical point of the function Let In other words, let
The number
is called the topological dimensional entropy of restricted to If , we write
Remark 3.
Our definition of topological dimension entropy of a dynamical solenoid is an extension of Bowen’s entropy [20]. Moreover, the topological dimensional entropy of a dynamical solenoid is similar to Bowen’s topological entropy of nonautonomous dynamical systems in [22].
3. Relations between Topological Entropies of a Dynamical Solenoid
In the previous section, we introduced three entropy-like quantities for a dynamical solenoid. Now, we relate the topological dimensional entropy of a dynamical solenoid to its topological covering entropy. We obtain the following result.
Theorem 1.
Proof.
Choose a finite open cover of X and let
Denote by a finite subcover of with cardinality Then, for any we obtain that so
and for any we get
As we have
Consequently,
Fix and an arbitrary small Choose such that For sufficiently large , we obtain the inequalities
As is arbitrarily small, the above two inequalities yield Therefore,
As is an arbitrary finite open cover of we obtain
Finally, passing with to zero, we get
□
Lemma 4.
For an open cover of X with the Lebegue number we get
Proof.
Fix and Choose an -spanning set F with cardinality As , we obtain that any ball of radius where and is included in some set so
for some It means that the set
is a subset of some member of the covering
On the other hand, applying Lemma 1, we get
so
□
Lemma 5.
Assume that and is an open cover of with Then,
Proof.
Choose an -separated set E with cardinality Assume that two distinct points belong to the same member of the cover Therefore, there exist sets such that for any On the other hand, as the set E is -separated, there exists such that
Thus, we get a contradiction with Therefore,
□
Now, we are ready to prove that the topological entropy of a dynamical solenoid is equivalent to its topological covering entropy.
Theorem 2.
Proof.
Fix Let be the cover of X by all open balls of radius and denote by the cover of X by all open balls of radius Due to Lemma 4, we obtain
so
and
Applying Lemma 5, we get
so
and finally we get the second inequality
The theorem is proved. □
4. Topological Entropy of L-Lipschitz Dynamical Solenoids
Dai, Zhou, and Geng [23] proved the following result. If X is a metric compact space and a Lipschitz continuous map, then the Hausdorff dimension of X is lower estimated by the topological entropy of f divided by the logarithm of its Lipschitz constant. In 2004, Misiurewicz [24] provided a new definition of topological entropy of a single transformation, which was a kind of hybrid between the Bowen’s definition and the original definition of Adler, Konheim, and McAndrew [17]. The main theorem in [24] is similar to the result in [23]. In this section, we consider a special class of dynamical solenoids called L-Lipschitz dynamical solenoids. We say that a dynamical solenoid is a L-Lipschitz if there exists such that each map is an Lipschitz epimorphism with Lipschitz constant L, i.e., for any and arbitrary
Let us start with the following example.
Example 1.
Consider the dynamical solenoid where is two-dimensional torus and each is the doubling map, i.e., for any . Then,
Indeed, the Hausdorff dimension of the two dimensional torus is equal to two (see page 23 in [25]). Due to Remarks 2 and 3, we get On the other hand, the doubling map can be considered as the Cartesian product of two doubling maps defined by for Moreover, (see Example on page 29 in [26]). Consequently,
To show the comprehensive picture of dynamics of L-Lipschitz dynamical solenoids, we rewrite the Theorem 3 published in [11], written for nonautonomous dynamical systems, in the set up of dynamical solenoids as follows.
Theorem 3.
Assume that is a L-Lipschitz dynamical solenoid with . Then, for any , we obtain
For the convenience of the reader and to make the paper self-contained, we write the proof of Theorem 3 which is essentially the same as the proof of Theorem 3 in [11].
Proof.
Choose a finite open cover of Y and denote by its Lebesgue number. It means that for an open subset with diameter there exists such that Choose an open set B with for some We obtain that
for any so From the inequality
we conclude that
Consequently,
and
Therefore, for an open cover of Y consisting of open sets B with and we get
Fix and choose such that
By definition of the Hausdorff measure, the equality holds. Therefore, for any there exists and an open cover of Y such that for any
and
The inequalities
yield According to Definition 4, we get
Taking supremum over all open finite covers of we obtain
Finally,
as is an arbitrarily small positive number. □
In particular, taking we obtain the following corollary.
Corollary 1.
Assume that is a L-Lipschitz dynamical solenoid. Then, the inequality
holds.
In the special case, for being a L-Lipschitz dynamical solenoid such that all maps coincide with a continuous map we get that
where is the classical topological entropy of Bowen proved (Proposition 1 in [20]) that Consequently, as a corollary of Theorem 3, we get the result of Misiurewicz [24].
Corollary 2
(Theorem 2.1 in [24]). If is a continuous L-Lipschitz map of a compact metric space , then
5. Topological Entropy of Locally Expanding Dynamical Solenoids
In this section, we investigate locally expanding dynamical solenoids. Ruelle [16] introduced the notion of a locally expanding map in the following way.
Definition 5.
Let be a compact metric space and a continuous selfmap. If for there exists such that for every pair of distinct points
then we say that f is a locally -expanding map and λ is an expanding coefficient of f.
Notice that any finite composition of locally -expanding maps is an -locally expanding map for some and We extend the notion of locally expanding map to a dynamical solenoid as follows.
Definition 6.
Given a dynamical solenoid . If there exists such that all maps are locally -expanding and then we say that is locally λ-expanding.
Lemma 6.
Given a locally λ-expanding dynamical solenoid . Then, there exists such that for any and we get
Proof.
Choose such that for any and for every pair of distinct points we get
Fix and let
Then, we get inequalities
Therefore, and The lemma is proved. □
The notion of the box dimension is an example of fractal dimension which belongs to fractal geometry. It was defined independently by Minkowski and Bouligard for a subset of Euclidean space. For modern presentation of fractal dimensions see the classical books of Falconer [25,27] or the monograph written by Przytycki and Urbański [28].
Definition 7
(Chapter 2 in [25]). Recall that the upper box dimension of a closed subset Z of a compact metric space X is
where denotes the smallest number of balls of radius needed to cover Z.
Lemma 7
([28]). For a compact metric space the Hausdorff dimension of X and the upper box dimension of X are interrelated
In the proof of Theorem 4 we need the following lemma.
Lemma 8
(Lemma 6.2 in [29]). Let be a decreasing function. If and , then
Theorem 4.
Given a locally λ-expanding dynamical solenoid . Then,
Proof.
In the first part of the proof we intend to show that
Fix such that for every pair of distinct points and for every ,
By Lemma 6 and Lemma 1, for any and an arbitrary , we have
consequently, applying Lemma 8 for the first equality and (2) for the subsequent inequality, we get
Therefore,
According to the Lemma 7, we finally get
□
Author Contributions
The authors contributed equally to this work. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Acknowledgments
The authors would like to thank the referees for their very careful reading and helpful comments.
Conflicts of Interest
The authors declare no conflict of interest.
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