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17 pages, 3637 KB  
Article
Study on Ground Deformation Induced by Square Pipe Group Jacking and Optimization of Key Jacking Sequences
by Yazheng Wang and Dingli Zhang
Appl. Sci. 2026, 16(5), 2178; https://doi.org/10.3390/app16052178 - 24 Feb 2026
Viewed by 299
Abstract
This study investigates the ground settlement behavior induced by square pipe group jacking construction using the pipe-roof structure method. The research is based on the Yifeng Gate undercrossing project in the east extension of the Jiangnan connecting line of the Jianning West Road [...] Read more.
This study investigates the ground settlement behavior induced by square pipe group jacking construction using the pipe-roof structure method. The research is based on the Yifeng Gate undercrossing project in the east extension of the Jiangnan connecting line of the Jianning West Road River Crossing Channel. Field monitoring data and numerical simulation were employed to analyze the settlement patterns. The key results are as follows: (1) In the horizontal direction, the “skip construction” sequence results in slightly less ground settlement compared to the “sequential construction” method. However, the difference is minimal. Considering construction efficiency rather than ground deformation control, the “sequential construction” method is recommended. (2) In the vertical direction, the “top-down” construction sequence generates significantly less ground settlement than the “bottom-up” approach. Provided that jacking equipment installation is feasible, the “top-down” sequence is recommended for settlement control. (3) Areas under high surcharge loads (e.g., beneath the city gate tower) and regions with densely arranged pipes are prone to larger settlements during jacking. Corresponding deformation control and compensation measures should be implemented in these zones. The findings of this study provide a valuable reference for similar pipe-jacking projects in urban sensitive areas under soft ground conditions. Full article
(This article belongs to the Section Civil Engineering)
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21 pages, 12991 KB  
Article
Numerical Simulation on Deformation and Damage Mechanism of Existing Underground Structures Induced by Adjacent Construction of Super-Large-Diameter Tunnels
by Zhiyuan Zhai and Kaihang Han
Appl. Sci. 2026, 16(3), 1398; https://doi.org/10.3390/app16031398 - 29 Jan 2026
Viewed by 440
Abstract
The development of urban underground spaces has led to an increasing number of projects involving super-large-diameter shield tunnels, making research on their impact on existing structures particularly significant. This paper investigated the numerical simulation on deformation and damage mechanism of existing underground structures [...] Read more.
The development of urban underground spaces has led to an increasing number of projects involving super-large-diameter shield tunnels, making research on their impact on existing structures particularly significant. This paper investigated the numerical simulation on deformation and damage mechanism of existing underground structures induced by adjacent construction of super-large-diameter tunnels. A 3D finite element model using ABAQUS (version 2022) software incorporating the Concrete Damaged Plasticity (CDP) constitutive model was established, and this paper was used to systematically analyze the deformation, internal force response, and damage evolution of existing tunnels. The results showed the following: (1) The double-line tunnel excavation intensified settlement superposition, increasing the maximum settlement from −19.70 mm (single-line) to −24.51 mm (double-line) and transforming the settlement trough from a V shape to a W shape. (2) The vertical bending moment evolved from a single peak to double peaks being the dominant loading mode, with the maximum horizontal moment only about 1/8 of the vertical value. (3) During the construction, the peak tensile stress at the tunnel bottom reached 2.655 MPa, exceeding the C50 concrete tensile strength, but later decreased to 2.097 MPa. Damage was primarily caused by bending-induced tension. (4) Tunnel damage was triggered by the historical peak stress and accumulated irreversibly, resulting in a final state of low-stress and high-damage, with a maximum tensile damage of 92.4%. This research can provide a theoretical basis for safety control in similar adjacent engineering projects. Full article
(This article belongs to the Special Issue Advances in Tunnelling and Underground Space Technology—2nd Edition)
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26 pages, 3375 KB  
Article
Analysis of the Coupled Deformation Pattern of Existing Underground Structural Clusters Due to Undercrossing by a Super-Large-Diameter Shield Tunnel
by Yansong Li and Kaihang Han
Appl. Sci. 2026, 16(2), 1102; https://doi.org/10.3390/app16021102 - 21 Jan 2026
Viewed by 297
Abstract
Dense and complex underground structures impose stringent requirements on shield tunneling. In the close-proximity construction of super-large-diameter shield tunnels, challenges may arise, including adverse impacts on the normal operation of existing structures, as well as difficulties in ensuring the bearing capacity and deformation [...] Read more.
Dense and complex underground structures impose stringent requirements on shield tunneling. In the close-proximity construction of super-large-diameter shield tunnels, challenges may arise, including adverse impacts on the normal operation of existing structures, as well as difficulties in ensuring the bearing capacity and deformation control of these structures during excavation. This study, based on the stratigraphic conditions of the Chengdu area, employs FLAC3D 7.0 version software to simulate the section where the Shuanghua Road Tunnel underpasses both Metro Line 10 and the Chengdu-Guiyang High-Speed Railway. The main conclusions are as follows: (1) Tunnel underpassing induces uneven settlement in the metro tunnel, with a maximum settlement reaching 47.7 mm. The settlement trough exhibits a twin-peak morphology during dual-line construction. When a single super-large-diameter tunnel line crosses the existing structural cluster, the maximum settlement is located directly above the crossing point. During dual-line crossing, the maximum settlement shifts towards the midpoint between the two new tunnel lines. (2) As the left line of the new tunnel approaches the existing structure, the cross-sectional deformation of the existing structure is “pulled” towards the direction of the excavated new tunnel. After the new left line moves away, the cross-sectional deformation gradually recovers to a bilaterally symmetrical state. (3) The tunnel cross-section undergoes dynamic “compression-tension” convergence changes during the construction process, with a maximum longitudinal tensile convergence of −1.28 mm. (4) During the underpassing of the existing structural cluster by the super-large-diameter tunnel, the maximum torsion angle is approximately −0.016°, occurring at the moment when the shield machine head first passes directly beneath, located directly above the new tunnel. The torsion angle of the existing structure is greatest during the first underpassing event, and the maximum torsion angle during the second underpassing is lower than that during the first. This study reveals the composite deformation mode of “settlement-convergence-torsion” during the underpassing of existing structural clusters by super-large-diameter shield tunnels, providing a theoretical basis for risk control in similar adjacent engineering projects. Full article
(This article belongs to the Special Issue Advances in Tunnelling and Underground Space Technology—2nd Edition)
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20 pages, 12987 KB  
Article
Seismic Responses in Shaking Table Tests of Spatial Crossing Tunnels
by Zhiqiang Lv, Jiacheng Li and Jiaxu Jin
Buildings 2026, 16(2), 312; https://doi.org/10.3390/buildings16020312 - 11 Jan 2026
Viewed by 356
Abstract
To study the complex dynamic response characteristics of spatial crossing tunnels under seismic loads, shaking table model tests were carried out for typical spatial parallel, orthogonal, and oblique crossing tunnels. The propagation and energy distribution characteristics of seismic waves were quantitatively analyzed according [...] Read more.
To study the complex dynamic response characteristics of spatial crossing tunnels under seismic loads, shaking table model tests were carried out for typical spatial parallel, orthogonal, and oblique crossing tunnels. The propagation and energy distribution characteristics of seismic waves were quantitatively analyzed according to the fundamental frequency, acceleration, and strain response of the system. The results show the following: the addition of a tunnel structure significantly reduces the natural frequency of the system. In spatial crossing tunnel engineering, the axial acceleration responses of the arch top and arch bottom of the tunnel both exhibit the characteristic of a linear distribution, presenting a ‘linear’ shape. For spatial parallel-type and spatial orthogonal-type tunnels, the peak acceleration at the same measurement point of the overcrossing tunnel under the same working condition is generally greater than that of the undercrossing tunnel. However, for the spatial oblique intersection-type structure, the result is just the opposite, that is, the peak acceleration of the overcrossing tunnel is generally less than that of the undercrossing tunnel. For spatial crossing tunnels, unlike the amplification effect of acceleration in a single tunnel, due to the reflection and refraction of seismic waves between the two tunnels, a ‘superposition effect’ of acceleration is generated in space, resulting in an abnormal increase in the acceleration response within the crossing section, which is prone to becoming a weak link in the seismic resistance of the tunnel structure. The strain response of both spatially parallel and orthogonal overcrossing tunnels is greater at the central section than that of undercrossing tunnels and less on both sides. The strain response of the spatial oblique intersection-type overcrossing tunnel is generally greater than that of the undercrossing tunnel. Full article
(This article belongs to the Special Issue Advanced Studies in Structure Materials—2nd Edition)
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19 pages, 6251 KB  
Article
Numerical Analysis and Safety Assessment of Dynamic Response of Natural Gas Pipelines Under Vibration Loads from High-Speed Railway Tunnels
by Meibao Chen, Zhengyu Yan, Xiaofei Jing, Jian Ou, Shangwei Wu and Tao Liu
Appl. Sci. 2026, 16(2), 585; https://doi.org/10.3390/app16020585 - 6 Jan 2026
Cited by 1 | Viewed by 372
Abstract
With the rapid expansion of high-speed railway (HSR) networks, the vibration impact on adjacent energy infrastructure has become a critical safety concern. However, existing research lacks a comprehensive evaluation of buried sour gas pipelines specifically in tunnel-undercrossing scenarios. This research investigates the dynamic [...] Read more.
With the rapid expansion of high-speed railway (HSR) networks, the vibration impact on adjacent energy infrastructure has become a critical safety concern. However, existing research lacks a comprehensive evaluation of buried sour gas pipelines specifically in tunnel-undercrossing scenarios. This research investigates the dynamic response characteristics of a sour natural gas pipeline under train-induced vibration loads using a case study in Chongqing. A three-dimensional dynamic coupling model of the track lining soil pipeline system was established based on FLAC-3D. The study innovatively quantifies the vibration superposition effect during bidirectional train encounters and assesses safety using fatigue life and velocity thresholds. Results indicate that pipeline vibration is predominantly vertical. As train speed increases from 250 km/h to 350 km/h, the response exhibits a non-linear rapid growth within the 300–350 km/h range. Under bidirectional encounters, the peak displacement reaches 2.00 times that of unilateral passage, representing the most critical load condition. The maximum peak vibration velocity is 0.1 mm/s, far below the 2 mm/s safety threshold, ensuring structural integrity under current operational standards. Full article
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24 pages, 9346 KB  
Article
A Novel Prediction Model for Estimating Ground Settlement Above the Existing Tunnel Caused by Undercrossing
by Linfeng Wang, Xinrong Liu, Xiaohan Zhou and Wenbing Yu
Buildings 2025, 15(20), 3708; https://doi.org/10.3390/buildings15203708 - 15 Oct 2025
Viewed by 871
Abstract
A new tunnel undercrossing an existing tunnel not only affects the deformation and stress response of the existing tunnel but also triggers ground settlement due to secondary excavation disturbances. By combining the equivalent layer method with the mirror method and incorporating corrections from [...] Read more.
A new tunnel undercrossing an existing tunnel not only affects the deformation and stress response of the existing tunnel but also triggers ground settlement due to secondary excavation disturbances. By combining the equivalent layer method with the mirror method and incorporating corrections from numerical simulations based on actual intersection projects, a novel prediction model is developed to consider the impact of the existing tunnel on estimating ground settlement caused by a new tunnel that undercrosses it in an orthogonal manner. The influence of geological conditions, tunnel dimensions, and spatial layout on ground settlement patterns was investigated. The elastic moduli of smaller strata correlate with greater surface settlement. Larger existing tunnel diameters result in reduced settlement within a 15 m area near the new tunnel axis. Conversely, new larger tunnel diameters yield more pronounced settlement. A consistency assessment method was introduced to quantitatively measure the consistency between the prediction model and numerical simulations. The results indicate that the prediction model exhibits high consistency (CI > 0.9) under various conditions. Based on an actual engineering case, indoor similarity model tests were designed. When the new tunnel is directly located beneath the existing tunnel, ground settlement begins, with a maximum settlement of 0.17 mm. After the new tunnel traversed the existing one, ground settlement continued to increase within approximately 50 m on both sides of the new tunnel’s axis, ultimately reaching a value of about 0.765 mm. The CI between the predictive model and the model test results reached 0.8, confirming the model’s robust predictive capability. Full article
(This article belongs to the Section Building Structures)
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18 pages, 7475 KB  
Article
Deformation of Existing Highway Induced by Close Undercrossing of Shield Tunnel with Steep Slope: A Case Study
by Chaojun Mao, Quanfeng Wang, Jinlong Wang, Fei Sha, Hui Yao and Fanghao Liu
Appl. Sci. 2025, 15(20), 10884; https://doi.org/10.3390/app152010884 - 10 Oct 2025
Viewed by 749
Abstract
As Earth Pressure Balance (EPB) shield machine crossed with steep slopes beneath an existing highway in sandstone–mudstone alternating strata, case studies of changes in vertical displacement, settlement trough evolution, and tunnel stress induced by shield tunnel construction were investigated. The quality of synchronous [...] Read more.
As Earth Pressure Balance (EPB) shield machine crossed with steep slopes beneath an existing highway in sandstone–mudstone alternating strata, case studies of changes in vertical displacement, settlement trough evolution, and tunnel stress induced by shield tunnel construction were investigated. The quality of synchronous grouting was evaluated using ground penetrating radar (GPR) technology. The results showed that highway settlement could be categorized into four stages: initial settlement, uplift, secondary settlement, and stabilization. The secondary settlement caused by shield tail detachment was significantly greater than the initial settlement induced by distant shield construction. The settlement trough evolved throughout construction; the maximum settlement point shifted from the tunnel centerline but it consistently remained within 3 m. During the early phase of shield tail detachment, the circumferential stress of shield tunnel changed rapidly. The circumferential stress was primarily compressive, tensile stress was observed at some monitoring points. The tensile stress at the monitoring points gradually transitioned to compressive stress. After the tunnel undercrossed, the circumferential stress gradually stabilized. The GPR detection revealed that in groundwater-rich strata, poor grouting quality areas were prone to appear at the tunnel crown, while grouting quality in other areas performed better. This engineering case can serve as a positive reference for similar EPB shield tunnels passing in close proximity beneath existing highways. Full article
(This article belongs to the Special Issue Advances in Marine Geotechnics)
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22 pages, 8974 KB  
Article
Deformation Analysis of Wall-Pile-Anchor Retaining Structures During Shield Tunneling Considering Tunnel-Pit Spatial Interaction
by Yuran Lu, Hongsheng Qiu and Bin Zhu
Appl. Sci. 2025, 15(17), 9310; https://doi.org/10.3390/app15179310 - 25 Aug 2025
Viewed by 1275
Abstract
In recent years, the increasing complexity of shield tunneling environments has made it critical to control the deformation of adjacent excavation structures and surrounding soils. This study employs numerical simulation using MIDAS GTS/NX to comprehensively analyze the spatial interaction factors between shield tunnels [...] Read more.
In recent years, the increasing complexity of shield tunneling environments has made it critical to control the deformation of adjacent excavation structures and surrounding soils. This study employs numerical simulation using MIDAS GTS/NX to comprehensively analyze the spatial interaction factors between shield tunnels and wall-pile-anchor-supported foundation pits. Structural parameters of the retaining system and tunneling conditions are also evaluated to identify the key factors influencing construction-induced deformation. The results show that the maximum settlement of the adjacent retaining wall occurs when the tunnel burial depth reaches 1.4L, where L is the height of the diaphragm wall. In addition, when the horizontal distance between the tunnel and the excavation is less than 0.75D (D being the tunnel diameter), significant settlement deformation is observed in the nearby support structures. A linear correlation is also identified between the variation in tunnel crown settlement and the excavation depth of the overlying pit during tunnel undercrossing. Furthermore, sensitivity analysis indicates that increasing the embedment depth of the diaphragm wall effectively reduces horizontal displacement at the wall base. Increasing the wall thickness decreases displacement in the upper section of the wall. Similarly, increasing pile diameter and anchor length and diameter, while reducing the inclination angle of anchors, are all effective in minimizing the lateral displacement of the support structure. Full article
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29 pages, 6701 KB  
Article
Semi-Analytical Method for the Response of Existing Tunnels to Tunneling Considering the Tunnel–Soil Interaction Based on the Modified Gaussian Function
by Hualin Zhang, Ahmed Altaib Hussain Suliman Hussain, Lv Liu, Chaoqun Huang, Dong Huang, Rongzhu Liang and Wenbing Wu
Buildings 2025, 15(16), 2849; https://doi.org/10.3390/buildings15162849 - 12 Aug 2025
Cited by 1 | Viewed by 1143
Abstract
The behavior response of an existing shield tunnel to under-cross tunneling is fundamentally governed by the tunnel–soil interaction. In this study, the existing tunnel is simplified as a single-variable Timoshenko beam to address the shear locking issue of the conventional Timoshenko beam. An [...] Read more.
The behavior response of an existing shield tunnel to under-cross tunneling is fundamentally governed by the tunnel–soil interaction. In this study, the existing tunnel is simplified as a single-variable Timoshenko beam to address the shear locking issue of the conventional Timoshenko beam. An elastic continuum solution, which can be degenerated into the Winkler–Timoshenko model, is established by considering the tunnel–soil interaction to evaluate the existing tunnel’s response to underlying tunneling. Meanwhile, greenfield settlement is described using a modified Gaussian function to fit practical engineering cases. The joint opening and segmental dislocation are also quantified. The applicability of the proposed method is validated by two reported engineering cases, where measured greenfield settlements are used to verify the modified Peck formula. Key parameters, including the ground loss rate, intersection angle, tunnel–soil stiffness factor, and vertical clearance, are discussed. The results show that the proposed method can provide references for predicting the potential diseases of existing tunnels affected by new tunnel excavation. Full article
(This article belongs to the Special Issue Soil–Structure Interactions for Civil Infrastructure)
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22 pages, 7152 KB  
Article
Comprehensive Substantiation of the Impact of Pre-Support Technology on a 50-Year-Old Subway Station During the Construction of Undercrossing Tunnel Lines
by Bin Zhang, Shaohui He, Jianfei Ma, Jiaxin He, Yiming Li and Jinlei Zheng
Infrastructures 2025, 10(7), 183; https://doi.org/10.3390/infrastructures10070183 - 11 Jul 2025
Viewed by 953
Abstract
Due to the long operation period of Beijing Metro Line 2 and the complex surrounding building environment, this paper comprehensively studied the mechanical properties of new tunnels using close-fitting undercrossing based on pre-support technology. To control structural deformation caused by the expansion project, [...] Read more.
Due to the long operation period of Beijing Metro Line 2 and the complex surrounding building environment, this paper comprehensively studied the mechanical properties of new tunnels using close-fitting undercrossing based on pre-support technology. To control structural deformation caused by the expansion project, methods such as laboratory tests, numerical simulation, and field tests were adopted to systematically analyze the tunnel mechanics during the undercrossing of existing metro lines. First, field tests were carried out on the existing Line 2 and Line 3 tunnels during the construction period. It was found that the close-fitting construction based on pre-support technology caused small deformation displacement in the subway tunnels, with little impact on the smoothness of the existing subway rail surface. The fluctuation range was −1 to 1 mm, ensuring the safety of existing subway operations. Then, a refined finite difference model for the close-fitting undercrossing construction process based on pre-support technology was established, and a series of field and laboratory tests were conducted to obtain calculation parameters. The reliability of the numerical model was verified by comparing the monitored deformation of existing structures with the simulated structural forces and deformations. The influence of construction methods on the settlement changes of existing line tracks, structures, and deformation joints was discussed. The research results show that this construction method effectively controls the settlement deformation of existing lines. The settlement deformation of existing lines is controlled within 1~3 cm. The deformation stress of the existing lines is within the concrete strength range of the existing structure, and the tensile stress is less than 3 MPa. The maximum settlement and maximum tensile stress of the station in the pre-support jacking scheme are −5.27 mm and 2.29 MPa. The construction scheme with pre-support can more significantly control structural deformation, reduce stress variations in existing line structures, and minimize damage to concrete structures. Based on the monitoring data and simulation results, some optimization measures were proposed. Full article
(This article belongs to the Special Issue Recent Advances in Railway Engineering)
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22 pages, 4091 KB  
Article
Research on the Deformation Laws of Adjacent Structures Induced by the Shield Construction Parameters
by Jinhua Wang, Nengzhong Lei, Xiaolin Tang and Yulin Wang
Buildings 2025, 15(14), 2426; https://doi.org/10.3390/buildings15142426 - 10 Jul 2025
Cited by 1 | Viewed by 733
Abstract
Taking the shield construction of Xiamen Metro Line 2 tunnel side-crossing the Tianzhushan overpass and under-crossing the Shen-Hai Expressway as the engineering background, FLAC3D 6.0 software was used to examine the deformation of adjacent structures based on shield construction parameters in upper-soft and [...] Read more.
Taking the shield construction of Xiamen Metro Line 2 tunnel side-crossing the Tianzhushan overpass and under-crossing the Shen-Hai Expressway as the engineering background, FLAC3D 6.0 software was used to examine the deformation of adjacent structures based on shield construction parameters in upper-soft and lower-hard strata. The reliability of the numerical simulation results was verified by comparing measured and predicted deformations. The study results indicate that deformation of the pile will occur during the construction of the tunnel shield next to the pile foundation. The shape of the pile deformation curve in the horizontal direction is significantly influenced by the distance from the pile foundation to the adjacent tunnel’s centerline, as well as by soil bin pressure, grouting layer thickness, and stress release coefficient. During the tunnel shield construction beneath the expressway, increasing the soil bin pressure, the grouting layer thickness, and reducing the stress release coefficient can effectively minimize surface deformation and differential settlement on both sides of the deformation joints between the bridge and the roadbed. The practice shows that, by optimizing shield construction parameters in upper-soft and lower-hard strata, the deformation of nearby bridges and pavements can be kept within allowable limits. This is significant for reducing construction time and costs. The findings offer useful references for similar projects. Full article
(This article belongs to the Special Issue Urban Renewal: Protection and Restoration of Existing Buildings)
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28 pages, 7816 KB  
Article
Machine Learning-Based Measurement and Prediction of Ground Settlement Induced by Shield Tunneling Undercrossing Existing Tunnels in Composite Strata
by Mei Dong, Mingzhe Guan, Kuihua Wang, Yeyao Wu and Yuhan Fu
Sensors 2025, 25(5), 1600; https://doi.org/10.3390/s25051600 - 5 Mar 2025
Cited by 8 | Viewed by 2690
Abstract
To address the issue of insufficient accuracy in traditional settlement prediction methods for shield tunneling undercrossing in composite strata in Hangzhou, this paper proposes a particle swarm optimization (PSO)-based Bidirectional Long Short-Term Memory neural network (Bi-LSTM) prediction model for high-precision dynamic prediction of [...] Read more.
To address the issue of insufficient accuracy in traditional settlement prediction methods for shield tunneling undercrossing in composite strata in Hangzhou, this paper proposes a particle swarm optimization (PSO)-based Bidirectional Long Short-Term Memory neural network (Bi-LSTM) prediction model for high-precision dynamic prediction of ground settlement under small-sample conditions. Shield tunneling is a key method for urban tunnel construction. This paper presents the measurement and prediction of ground settlement caused by shield tunneling undercrossing existing tunnels in composite strata in Hangzhou. The longitudinal ground settlement curve resulting from shield tunnel excavation was analyzed using measured data, and the measured lateral ground settlement was compared with the Peck empirical formula. Using PSO, the performance of three machine learning models in predicting the maximum ground settlement at monitoring points was compared: Long Short-Term Memory neural network (LSTM), Gated Recurrent Unit neural network (GRU), and Bi-LSTM. The linear relationships between different input parameters and between input parameters and the output parameter were analyzed using the Pearson correlation coefficient. Based on this analysis, the model was optimized, and its prediction performance before and after optimization was compared. The results show that the Bi-LSTM model optimized with the PSO algorithm demonstrates superior performance, achieving both accuracy and stability. Full article
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21 pages, 4796 KB  
Article
Prediction and Control of Existing High-Speed Railway Tunnel Deformation Induced by Shield Undercrossing Based on BO-XGboost
by Ruizhen Fei, Hongtao Wu and Limin Peng
Sustainability 2024, 16(23), 10563; https://doi.org/10.3390/su162310563 - 2 Dec 2024
Cited by 3 | Viewed by 1998
Abstract
The settlement of existing high-speed railway tunnels due to adjacent excavations is a complex phenomenon influenced by multiple factors, making accurate estimation challenging. To address this issue, a prediction model combining extreme gradient boosting (XGBoost) with Bayesian optimization (BO), namely BO-XGBoost, was developed. [...] Read more.
The settlement of existing high-speed railway tunnels due to adjacent excavations is a complex phenomenon influenced by multiple factors, making accurate estimation challenging. To address this issue, a prediction model combining extreme gradient boosting (XGBoost) with Bayesian optimization (BO), namely BO-XGBoost, was developed. Its predictive performance was evaluated against conventional models, such as artificial neural networks (ANNs), support vector machines (SVMs), and vanilla XGBoost. The BO-XGBoost model showed superior results, with evaluation metrics of MAE = 0.331, RMSE = 0.595, and R2 = 0.997. In addition, the BO-XGBoost model enhanced interpretability through an accessible analysis of feature importance, identifying volume loss as the most critical factor affecting settlement predictions. Using the prediction model and a particle swarm optimization (PSO) algorithm, a hybrid framework was established to adjust the operational parameters of a shield tunneling machine in the Changsha Metro Line 3 project. This framework facilitates the timely optimization of operational parameters and the implementation of protective measures to mitigate excessive settlement. With this framework’s assistance, the maximum settlements of the existing tunnel in all typical sections were strictly controlled within safety criteria. As a result, the corresponding environmental impact was minimized and resource management was optimized, ensuring construction safety, operational efficiency, and long-term sustainability. Full article
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20 pages, 3353 KB  
Article
Nonlinear Analysis of the Mechanical Response of an Existing Tunnel Induced by Shield Tunneling during the Entire Under-Crossing Process
by Minghua Huang, Keping Wang, Jinbin Lu, Yuxuan Zhong and Suhua Zhou
Sustainability 2024, 16(18), 8224; https://doi.org/10.3390/su16188224 - 21 Sep 2024
Cited by 7 | Viewed by 1552
Abstract
The safety of existing tunnels during the entire under-crossing process of a new shield tunnel is critically important for ensuring the sustainable operation of urban transportation infrastructure. The nonlinear behavior of surrounding soils plays a significant role in the mechanical response of tunnel [...] Read more.
The safety of existing tunnels during the entire under-crossing process of a new shield tunnel is critically important for ensuring the sustainable operation of urban transportation infrastructure. The nonlinear behavior of surrounding soils plays a significant role in the mechanical response of tunnel structures. In order to assess the mechanical response of the existing tunnel more reasonably, this study attempts to propose a novel theoretical solution and calculation method by simultaneously considering the nonlinear characteristics of surrounding soils and the tunneling effects of a new tunnel during its entire under-crossing process. Firstly, the additional stresses acting on the existing tunnel stemming from the tunneling effects of a new shield tunnel during different under-crossing stages are calculated using the typical Mindlin solution, as well as the Loganathan and Poulos solutions. The influences of the additional thrust, friction force, and grouting pressure and the loss of surrounding soils are taken into account. Then, the nonlinear Pasternak foundation model is introduced to characterize the behavior of surrounding soils, and the governing differential equation for the mechanical response of the existing tunnel is derived using the typical Euler–Bernoulli beam model. Subsequently, a novel theoretical solution and calculation approach are established using the finite difference formula and the Newton iteration method for assessing the mechanical response of the existing tunnel. Finally, one case study is performed to illustrate the mechanical behavior of the existing tunnel during the whole under-crossing process of a new shield tunnel, and the validity of the developed solution is verified against both the computed result of finite element simulation and the field measurements. In addition, the influences from the ultimate resistance and reaction coefficient of surrounding soils and those from the vertical distance and intersection angle between existing and newly constructed tunnels are analyzed and discussed in detail. Full article
(This article belongs to the Section Sustainable Engineering and Science)
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20 pages, 29604 KB  
Article
Stability Analysis of Surrounding Rock and Initial Support of Tunnel Undercrossing Multi-Situational Goafs: A Reference of Construction Guidance
by Meng Zhao, Jiaqi Guo, Shaohua Li, Shifan Liang and Fengwei Sun
Appl. Sci. 2024, 14(16), 7412; https://doi.org/10.3390/app14167412 - 22 Aug 2024
Cited by 3 | Viewed by 1485
Abstract
To ensure the construction and operational safety of tunnel undercrossing multi-situational goafs, the Huaying Mountain High-Speed Rail Tunnel, a critical section of the Xi’an-Chongqing High-Speed Railway, was taken as a case study. Based on a three-dimensional finite difference numerical simulation platform, twelve situations [...] Read more.
To ensure the construction and operational safety of tunnel undercrossing multi-situational goafs, the Huaying Mountain High-Speed Rail Tunnel, a critical section of the Xi’an-Chongqing High-Speed Railway, was taken as a case study. Based on a three-dimensional finite difference numerical simulation platform, twelve situations were established to analyze the effects of three factors: distance, scale, and angle. The stability analysis was conducted by examining the displacement and deformation characteristics of the surrounding rock, stress changes, and axial forces of the initial support for each situation. The results show that in tunnel undercrossing multi-situational goafs, the vertical deformation, horizontal convergence of the surrounding rock, and the maximum axial force of initial support are all affected. Within a certain range, changes in distance significantly impact subsidence and settlement deformation of the surrounding rock. However, as the distance increases, the horizontal and vertical displacements of the tunnel and the axial force of the initial support tend to decrease. Conversely, the scale and angle of the goaf have an opposite effect on the surrounding rock: as the scale and angle increase, the stability of the surrounding rock deteriorates. In this case study, when the distance exceeds 1.13 times the tunnel span, the influence of the goaf on the stability of the surrounding rock gradually decreases. When the angle exceeds 45°, vertical displacement decreases, and the increasing trend of horizontal displacement gradually diminishes. The conclusions of this paper can provide guidance for designing reinforcement schemes for tunnels crossing through multi-situational goafs. The findings provide valuable insights and guidance for similar engineering projects. Full article
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