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Keywords = overlying rock

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29 pages, 2647 KB  
Article
Study on the Minimum Safe Thickness of Overlying Rock Waterproof Layer in Karst Tunnels Under Different Water Pressures
by Chun Liu, Yongchi Lian, Junsheng Du, Yiying Xiong, Heng Liu, Wenting Du and Yuruo Duan
Processes 2026, 14(8), 1204; https://doi.org/10.3390/pr14081204 - 9 Apr 2026
Viewed by 172
Abstract
In karst tunnel engineering, water-filled cavities located above the tunnel crown, under the combined effects of excavation disturbance and hydraulic pressure, are prone to triggering water and mud inrush disasters. The thickness of the water-resisting rock layer is therefore a key factor controlling [...] Read more.
In karst tunnel engineering, water-filled cavities located above the tunnel crown, under the combined effects of excavation disturbance and hydraulic pressure, are prone to triggering water and mud inrush disasters. The thickness of the water-resisting rock layer is therefore a key factor controlling the stability of the surrounding rock. To address the difficulty in accurately characterizing the mechanical behavior of the crown of horseshoe-shaped tunnels using conventional circular plate or beam models, this study innovatively develops an explicit analytical model for the minimum safe thickness of the water-resisting rock layer based on clamped elliptical thin plate theory and Kirchhoff plate theory, incorporating the influence of cross-sectional geometry. Parametric sensitivity analysis indicates that both karst water pressure and tunnel crown height significantly amplify the required minimum safe thickness, whereas an increase in the tensile strength of the surrounding rock effectively reduces the thickness demand. Specifically, when the karst water pressure increases from 2.5 MPa to 4.5 MPa, the minimum safe thickness rises from 7.5 m to 10.0 m, showing an approximately linear growth trend. The analytical model is further validated through numerical simulations under different “water pressure–thickness” conditions. The results demonstrate that at the calculated recommended thickness, the surrounding rock achieves stable convergence after excavation. High tensile stress and elevated pore pressure zones are mainly concentrated near the tunnel crown, without the formation of through-going tensile failure. Engineering application indicates that the proposed model can provide a quantitative basis for the design of water-resisting rock layer thickness and the assessment of water inrush risk in karst tunnels. Full article
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16 pages, 6942 KB  
Article
Experimental Study on Pore Structure, Mechanical Behavior and Permeability Characteristics of Weakly Cemented Sandstone
by Ahu Zhao, Yinping Li, Xilin Shi, Shefeng Hao, Zengguang Che, Wenrui Feng, Hanzhao Zhang, Hongling Ma and Mingnan Xu
Appl. Sci. 2026, 16(7), 3432; https://doi.org/10.3390/app16073432 - 1 Apr 2026
Viewed by 426
Abstract
To investigate the seepage and mechanical behavior of the overlying strata during solution mining in salt deposits, porous sandstones with different grain sizes were selected for study. First, a series of microscopic tests, including SEM, MIP, and NMR, was conducted to characterize the [...] Read more.
To investigate the seepage and mechanical behavior of the overlying strata during solution mining in salt deposits, porous sandstones with different grain sizes were selected for study. First, a series of microscopic tests, including SEM, MIP, and NMR, was conducted to characterize the pore structure of the rocks. Subsequently, using a servo-controlled triaxial rock testing system, permeability tests covering the complete stress–strain process were performed under different confining pressures and seepage pressures based on the steady-state method, in order to analyze the seepage and mechanical characteristics of the sandstones during deformation and failure. The results indicate that the investigated aquifer sandstones are characterized by weak cementation, high porosity, large pore size, good pore connectivity, and relatively high permeability. High confining pressure enhances the mechanical strength of the sandstone while reducing its permeability, whereas increasing seepage pressure decreases mechanical strength and enhances permeability during triaxial compression under pore water pressure conditions. Throughout the complete stress–strain process, the evolution of permeability is jointly controlled by the intrinsic pore structure of the rock, the stress loading path, and the failure mode. Under high confining pressure, localized compaction bands may develop, and the formation of such localized structures suppresses any increase in permeability. Acoustic emission shows good correlations with both the stress–strain response and permeability evolution. This study provides new insights into the pore structure of loose, highly permeable sandstones and their hydromechanical coupling behavior throughout the complete stress–strain process. Full article
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26 pages, 5449 KB  
Article
In Situ Model Test and Numerical Simulation Study of Suspension Bridge Tunnel-Type Anchorage Adjacent to Bifurcated Tunnels
by Yiqian Zhang, Yangyong Chen, Qiang Li, Chenyang Zhang and Xiaoguang Jin
Buildings 2026, 16(7), 1386; https://doi.org/10.3390/buildings16071386 - 1 Apr 2026
Viewed by 230
Abstract
The construction of suspension bridges in mountainous expressways often involves tunnel-type anchorages in close proximity to shallow-buried bifurcated tunnels, particularly in soft rock strata with dense overlying structures. This proximity poses significant challenges to construction safety and stability. This study aims to investigate [...] Read more.
The construction of suspension bridges in mountainous expressways often involves tunnel-type anchorages in close proximity to shallow-buried bifurcated tunnels, particularly in soft rock strata with dense overlying structures. This proximity poses significant challenges to construction safety and stability. This study aims to investigate the influence of tunnel-type anchorage construction on the ground surface, surrounding rock, and adjacent bifurcated tunnels under such complex conditions. It was hypothesized that the anchorage load transfer and deformation mechanisms would significantly affect the adjacent tunnel, with potential cumulative effects due to the twin-anchor configuration. To address this, a combined approach of in situ scaled model testing (1:10 scale) and three-dimensional numerical simulation was employed. The model test incorporated monitoring of deformation and stress at key locations (anchor plug, rock mass, and anchor–rock interface) under incremental cable loads. Quantitative results from the model test indicate that at the design load (1P, equivalent to 2016.84 kN per anchor), deformations were minimal (e.g., maximum anchor displacement 0.35 mm). The anchor–rock interface exhibited limited slip (max 0.06 mm at 1P), and contact stresses were highest in the rear part of the anchor plug, indicating a non-uniform load transfer. Under overload conditions, the system reached yield at 7P and peak strength at 10.5P, with measured ground surface cracks up to 5 mm. Numerical simulations, calibrated against the experimental data, revealed that under increasing load (up to 10P), the plastic zones around the two anchors progressively expanded and eventually coalesced, leading to a characteristic “inverted trapezoid” failure pattern propagating to the surface, accompanied by shear failure along the 14° bedding plane. The combined results quantify the progressive interaction between the twin anchorages and the surrounding rock, highlighting the critical role of the anchor–rock interface and the cumulative effect of twin anchors on ground deformation and potential failure mechanisms. This research provides a scientific basis for the design and construction of tunnel-type anchorages in similar challenging geological and spatial settings. Full article
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25 pages, 17922 KB  
Article
Thermal Events and Their Significance in Petroliferous Basin: A Case Study from the Baiyun Deep Water Area, Pearl River Mouth Basin
by Ruiyun Ji and Nansheng Qiu
Energies 2026, 19(7), 1650; https://doi.org/10.3390/en19071650 - 27 Mar 2026
Viewed by 340
Abstract
The thermal history of petroliferous basins controls the thermal evolution of source rocks and the diagenetic evolution of reservoirs. However, although various thermal events are common in such basins, previous studies have largely focused on the outcomes of thermal anomalies rather than systematically [...] Read more.
The thermal history of petroliferous basins controls the thermal evolution of source rocks and the diagenetic evolution of reservoirs. However, although various thermal events are common in such basins, previous studies have largely focused on the outcomes of thermal anomalies rather than systematically evaluating the spatiotemporal extent of their thermal effects. This oversight has impeded accurate assessment of source rock maturation and the timing of hydrocarbon accumulation. This study takes the Baiyun Deep Water Area in the Pearl River Mouth Basin as a case study, aiming to identify types of thermal events and systematically evaluate the extent of their impacts using geologic thermometers, numerical simulations, and measured data. Magmatic activity and hydrocarbon charging are two widely distributed types of thermal events in this area. Apatite fission track (AFT) data reveal two magmatic underplating events in the southern part of the area at 20 Ma and 10 Ma, which led to a rapid increase in vitrinite reflectance (Ro) in the overlying strata. COMSOL Multiphysics 6.2 simulations of the B6-1 diapir show that its thermal impact extends laterally up to 10 km, with the Wenchang Formation source rocks within 2 km of the diapir rapidly heating to 310 °C and reaching over-maturity. Abnormally high homogenization temperatures recorded by saline inclusions associated with hydrocarbon inclusions provide evidence of thermal anomalies induced by hydrocarbon charging. By reconstructing the trapping depths of these inclusions, the timing of their formation was determined. Comparison with normal burial-thermal histories indicates that their homogenization temperatures are 20–30 °C higher than the ambient formation temperatures. Current thermal anomalies in the Enping Formation reservoir of Well K18-1, caused by ongoing hydrocarbon charging, were simulated using COMSOL. The results show that hydrocarbon charging only causes mild thermal anomalies confined to the reservoir and adjacent strata, with a temperature increase of about 29 °C. Present-day measured vitrinite reflectance data further confirm that hydrocarbon charging does not lead to an increase in Ro. Clarifying the types and effects of thermal events is essential for accurately reconstructing the thermal evolution of source rocks and the history of hydrocarbon accumulation. This study provides a new methodology for geothermal field research in petroliferous basins. By integrating AFT, Ro, and fluid inclusion analyses, we reveal past thermal events, and through numerical simulation, quantify the spatiotemporal influence of magmatic activity and hydrocarbon charging on the geothermal field. Full article
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16 pages, 1903 KB  
Article
Age of the Early Cretaceous Longjiang Formation in the Central Great Xing’an Range, Discovery of Its Basal Unconformity, and Implications for Tectonic Transition
by Jiameng Fan, Tao Qin, Jide Shu, Bo Zhao, Zhi Li and Jiucheng Yang
Minerals 2026, 16(4), 349; https://doi.org/10.3390/min16040349 - 26 Mar 2026
Viewed by 272
Abstract
The geochronological framework of the Late Mesozoic volcanic succession in the Great Xing’an Range is crucial for understanding the tectonic regime transition in Northeast Asia. However, the ages and stratigraphic relationships of key volcanic units remain poorly constrained. This study presents zircon LA-ICP-MS [...] Read more.
The geochronological framework of the Late Mesozoic volcanic succession in the Great Xing’an Range is crucial for understanding the tectonic regime transition in Northeast Asia. However, the ages and stratigraphic relationships of key volcanic units remain poorly constrained. This study presents zircon LA-ICP-MS U–Pb geochronological data from volcanic rocks above and below the basal unconformity of the Longjiang Formation in the Zhalantun–Jalaid Banner area, central Great Xing’an Range, aiming to determine the timing of volcanic activity, constrain the formation age of the unconformity, and explore its regional tectonic implications. The volcanic–stratigraphic succession in the study area, from base to top, comprises the Baiyingaolao Formation, the basal andesitic conglomerate of the Longjiang Formation, and the Longjiang Formation andesites. Geochronological results indicate that the underlying rhyolitic tuff of the Baiyingaolao Formation yields an age of 130.0 ± 0.1 Ma. Within the andesitic conglomerate overlying the unconformity, andesitic clasts yield an age of 135.8 ± 1.1 Ma, whereas the matrix provides a youngest detrital zircon population age of 130.7 ± 1.0 Ma, constraining the maximum depositional age of the conglomerate. The overlying andesite of the Longjiang Formation gives an eruption age of 125.6 ± 0.8 Ma. These data indicate that the main phase of Longjiang Formation volcanism occurred at ~125.6 Ma, and the basal conglomerate was deposited after ~130.7 Ma. Combined with the ~130 Ma age of the underlying Baiyingaolao Formation and the presence of weathering crusts and erosional surfaces between the two formations, the sedimentary hiatus and exhumation event represented by this unconformity are precisely constrained to have occurred between ~130 Ma and 125.6 Ma. The timing of this unconformity closely coincides with the regional transition in magmatic assemblages from bimodal to andesitic compositions, suggesting that it records a significant tectonic adjustment event in the Great Xing’an Range during the middle to late Early Cretaceous. This finding provides key chronological evidence for understanding the episodic tectonic evolution of Northeast Asia during the Late Mesozoic. Full article
(This article belongs to the Section Mineral Geochemistry and Geochronology)
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21 pages, 7513 KB  
Article
The Geochronology and Geochemistry of Zircon and Apatite from the Shenshan Epimetamorphic Rocks in Ningdu, China: Implications for Ion-Adsorption-Type REE Metallogenesis
by Shuilong Wang, Huihu Fan, Luping Zeng, Dehai Wu, Wei Wan and Junpeng Wang
Minerals 2026, 16(3), 324; https://doi.org/10.3390/min16030324 - 19 Mar 2026
Viewed by 336
Abstract
In recent decades, ion-adsorption-type rare earth element (iREE) deposits have been widely documented in the weathering crusts of granitic and volcanic rocks and their geological characteristics and genetic mechanisms extensively studied. Ion-adsorption-type REE mineralization was documented for the first time in the weathered [...] Read more.
In recent decades, ion-adsorption-type rare earth element (iREE) deposits have been widely documented in the weathering crusts of granitic and volcanic rocks and their geological characteristics and genetic mechanisms extensively studied. Ion-adsorption-type REE mineralization was documented for the first time in the weathered crust overlying the epimetamorphic rocks in Ningdu County, China. In contrast to well-documented granite-derived weathering profiles, investigations of epimetamorphic rocks as protoliths for such REE deposits remain limited, particularly regarding the mineralogy of REE-bearing phases and the geochronology and geochemistry of their parent rocks. To address this gap, the present study combines comprehensive petrographic and mineralogical analyses of REE-mineralized Shenshan Formation phyllites with the U–Pb dating of zircon and apatite and trace element geochemical investigations. U–Pb zircon and apatite geochronology yields a protolith age of ca. 785 Ma for Shenshan Formation metamorphic rocks, consistent with mid-Neoproterozoic magmatism. REE-bearing minerals in the Shenshan Formation phyllites comprise allanite-(Ce), apatite, cerianite-(Ce), monazite-(Ce), rhabdophane-(La), rutile, Y-bearing thorianite and xenotime-(Y). Among these, apatite is the most abundant and likely the principal source of ionic REEs in the deposit. Ti-in-zircon thermometry indicates crystallization temperatures of 641–749 °C (mean ~704 °C), reflecting a prolonged magmatic–hydrothermal evolution. This extended history chiefly controlled the differentiation and redistribution of rare earth elements (REEs), thus governing their availability for subsequent supergene enrichment. Zircon-based oxygen fugacity (fO2) estimates a range from −31.4 to −9.9 (mean −17.9), consistent with reduced magmatic conditions. Trace element correlation diagrams for zircon and apatite indicate that the intrusion underwent an extensive fractional crystallization of accessory phases (zircon, monazite, apatite, titanite, rutile) and plagioclase. The distribution patterns of trace elements further suggest that the Shenshan Formation protolith formed in a continental margin arc or arc-related orogenic belt setting, with geochemical signatures characteristic of an S-type granite. The Shenshan Formation phyllites in southern Jiangxi exhibit high REE abundances and host a labile assemblage of weatherable REE-bearing minerals, providing an optimal material framework for ion-adsorption-type REE deposits and indicating substantial mineralization potential. Full article
(This article belongs to the Special Issue Advances in Granite Geochronology and Geochemistry)
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24 pages, 29496 KB  
Article
Terrestrial Heat Flow and Crustal Thermal Structure of the Tazhong Uplift, Tarim Basin, Northwest China
by Chunlong Yang, Ming Cheng, Yurun Rui, Jin Su, Ke Zhang, Qing Zhao, Baoyi Chen, Yunzhan Li and Yuyang Liu
Processes 2026, 14(6), 980; https://doi.org/10.3390/pr14060980 - 19 Mar 2026
Viewed by 251
Abstract
Geothermal field characteristics fundamentally control hydrocarbon generation, phase evolution, and preservation, and are particularly critical in deep to ultra-deep hydrocarbon exploration. The Tazhong Uplift is a key area for deep to ultra-deep hydrocarbon exploration in the Tarim Basin; however, its deep thermal regime [...] Read more.
Geothermal field characteristics fundamentally control hydrocarbon generation, phase evolution, and preservation, and are particularly critical in deep to ultra-deep hydrocarbon exploration. The Tazhong Uplift is a key area for deep to ultra-deep hydrocarbon exploration in the Tarim Basin; however, its deep thermal regime and controlling factors remain inadequately characterized. This study aims to accurately characterize the geothermal field and crustal thermal structure of the Tazhong Uplift to provide thermal constraints for ultra-deep exploration. We systematically compiled system steady-state temperature data from 24 wells, bottom-hole temperature (BHT) data from 51 wells, and rock thermal property measurements. Using the one-dimensional steady-state heat conduction equation, present-day geothermal gradients at 0–5000 m depths and terrestrial heat flow were calculated, and formation temperatures were predicted at deep horizons (6000–10,000 m). Results show geothermal gradients at 0–5000 m of 18.5–26.7 °C/km (average 23.06 °C/km) and heat flow of 39.3–59.8 mW/m2 (average 48.1 mW/m2), both significantly higher than basin averages. The distribution of the geothermal field is jointly controlled by basement structure and rock thermophysical properties. Basement highs typically exhibit elevated geothermal gradients and high heat flow. The dual-layer structure of “upper clastic rocks (low thermal conductivity, high heat production) + lower carbonate rocks (high thermal conductivity, low heat production)” results in a vertical differentiation characterized by a “high-upper, low-lower” geothermal gradient. Notably, the thick Upper Ordovician mudstone acts as a regional “thermal blanket”, significantly reducing geothermal parameters in the northern slope area. Crustal thermal structure analysis indicates a “cold mantle” signature of cratonic basins, with a thermal lithosphere thickness of ~134–145 km and a Moho temperature of ~581 °C. These findings reveal that despite the ultra-deep burial (>8000 m), the “cold” thermal background and the thermal regulation of the overlying diverse lithologies maintain formation temperatures within a range favorable for liquid hydrocarbon preservation, significantly expanding the depth limit for oil exploration in the Tarim Basin. Full article
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22 pages, 5254 KB  
Article
Subsurface Characterization and Petroleum System Evaluation of the Onshore Southern Lake Albert Rift Basin, Uganda: Insights from Basin and Petroleum Systems Modeling
by Lauben Twinomujuni, Keyu Liu, Arthur Godfrey Batte, Victor Sedziafa and Bruce Namara
Energies 2026, 19(5), 1281; https://doi.org/10.3390/en19051281 - 4 Mar 2026
Cited by 1 | Viewed by 406
Abstract
The onshore southern Lake Albert Rift Basin in Uganda represents a geologically complex and hydrocarbon-prone segment of the western branch of the East African Rift System. This study integrates seismic, well and geochemical data, and 2D Basin and Petroleum Systems modeling to reconstruct [...] Read more.
The onshore southern Lake Albert Rift Basin in Uganda represents a geologically complex and hydrocarbon-prone segment of the western branch of the East African Rift System. This study integrates seismic, well and geochemical data, and 2D Basin and Petroleum Systems modeling to reconstruct the petroleum system of the basin. Results highlight spatial variations in source rock maturity and indicate a predominantly oil-prone character. Migration modeling reveals hydrocarbon expulsion and vertical migration into both the overlying Middle—late Miocene Kakara and underlying early Miocene Kisegi sandstone reservoirs, facilitated by fault-controlled pathways. The late Miocene—early Pliocene Oluka Formation proves to be an effective regional seal, supported by its low modeled porosity, while overpressure zones enhance migration and accumulation efficiency. Present-day thermal maturity profiles and porosity–depth relationships indicate favorable conditions for hydrocarbon generation, migration, and preservation. These findings redefine our understanding of petroleum system dynamics in the Albert Rift and underscore the exploration potential of underexplored structural and stratigraphic traps in the southern sector of this rift and analogous rift settings. Full article
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28 pages, 21321 KB  
Article
Study on Residual Subsidence Prediction of Goaf in Steeply Inclined Multi-Seam Based on Simulation Analysis
by Jilin Wang, Wan Cao, Zhuo Chen and Shenglin Wu
Appl. Sci. 2026, 16(5), 2328; https://doi.org/10.3390/app16052328 - 27 Feb 2026
Viewed by 257
Abstract
Particle Flow Code (PFC) numerical simulations were adopted to simulate the mining process and the process of goaf collapse and to predict the residual subsidence of abandoned goafs in steeply inclined multi-seam coal mines, taking the No. 101 Coal Mine in the Xishan [...] Read more.
Particle Flow Code (PFC) numerical simulations were adopted to simulate the mining process and the process of goaf collapse and to predict the residual subsidence of abandoned goafs in steeply inclined multi-seam coal mines, taking the No. 101 Coal Mine in the Xishan Mining Area of Urumqi, China, as an example. Scaled physical simulations were also employed to simulate the evolution of voids in the coal–rock mixture in the goaf. The results show that after mining, the roof of shallow coal seams becomes unstable and collapses in the anti-dip direction, causing the materials within the unconsolidated layer to fall and backfill the goaf, which further leads to ground subsidence. The mining of deep coal seams is also accompanied by the overall movement of overlying strata along the dip direction of the coal seams and surface subsidence. The content of voids within the broken coal–rock mass in the goaf tends to decrease with increasing pressure, showing a negative exponential correlation. Based on the observed relationship between displacement and void content obtained from the simulation experiments, it is inferred that the residual displacement under the current conditions of the study area accounts for approximately 10.5% of the total displacement. Combining the results of the PFC simulation and the evolution law of void content, the residual subsidence of the goaf in the study area since mine closure is predicted to range from 0 to 1 m, with a high-value zone distributed in the northeastern part of the study area. Deep goafs within the B7–B11–12 and B14–B18 coal seam groups mainly contribute to the residual subsidence. The distribution of goaf collapse pits, as revealed by field investigation, also verifies the reliability of the prediction results. Full article
(This article belongs to the Section Earth Sciences)
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14 pages, 5540 KB  
Article
Development Characteristics of a Water-Conducting Fracture Zone in Overlying Strata with Primary Fissures Induced by Coal Mining
by Jinkui Zhang, Wei Qiao, Weichi Chen, Chengsen Lin, Xianggang Cheng and Cong Liu
Water 2026, 18(5), 564; https://doi.org/10.3390/w18050564 - 27 Feb 2026
Viewed by 264
Abstract
Interconnected fractures induced by coal mining, known as water-conducting fracture zones (WCFZs), form a fractured zone where water from overlying aquifers flows into the goaf. Substantial findings have been established on the development height of WCFZs; however, these analyses have been based on [...] Read more.
Interconnected fractures induced by coal mining, known as water-conducting fracture zones (WCFZs), form a fractured zone where water from overlying aquifers flows into the goaf. Substantial findings have been established on the development height of WCFZs; however, these analyses have been based on intact structures or rock masses. Research on how primary fissures or other water-conducting structures influence the development of WCFZs remains limited. The mining seam of the Gaojiapu Coal Mine in the Ordos Basin, China, is overlaid by a gigantic and highly confined Cretaceous aquifer. Additionally, the primary fissures of the overlying strata are highly developed. Geophysical inversion of the primary fissures and vertical and horizontal drilling were undertaken in order to systematically investigate the characteristics of WCFZ development in the overlying strata. The results show that a dense network of primary fissures is connected with the middle and lower Cretaceous aquifer developed in Mining Zone 1. These fissures are prone to connecting with mining-induced fractures to form the highly developed WCFZs observed and verified in this study. A grouting engineering approach was adopted at the Gaojiapu Coal Mine to block the primary fissures in advance, as this can effectively control the abnormal development of the WCFZs and decrease the discharge of mine water, ultimately protecting the water resources of the Cretaceous aquifer. Our research clarifies the significant role of primary fissures in the development of water-conducting fracture zones, and provides important theoretical guidance for the accurate prediction and prevention of mine roof water hazards in areas with similar mining conditions. Full article
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28 pages, 7249 KB  
Article
The Evolution of Groundwater Hydrochemical Characteristics Under Coal Mining Conditions—A Case Study in Western China
by Hongjing Liu, Chenfang Xu, Yue Pan and Wenyi Xie
Appl. Sci. 2026, 16(5), 2200; https://doi.org/10.3390/app16052200 - 25 Feb 2026
Viewed by 267
Abstract
To evaluate the dynamic evolution of the groundwater chemical characteristics in multi-layer aquifers under coal mining conditions, this study takes Qinglong Coal Mine as a typical case for systematic analysis. A comprehensive research method combining hydrochemical analysis and numerical simulation is adopted, coupling [...] Read more.
To evaluate the dynamic evolution of the groundwater chemical characteristics in multi-layer aquifers under coal mining conditions, this study takes Qinglong Coal Mine as a typical case for systematic analysis. A comprehensive research method combining hydrochemical analysis and numerical simulation is adopted, coupling MODFLOW, MT3D, and PHREEQC modules to simulate the synergistic changes in the groundwater flow field and hydrogeochemical reaction during coal mining. The results show that among the studied aquifers, the coal seam aquifer (P3l) has the worst water quality and is most obviously disturbed by mining activities, with its hydrochemical genesis mainly controlled by water–rock interaction. After mining, groundwater depression cones are formed near pumping wells. Fissure development-induced leakage recharge enhances hydraulic connectivity between aquifers. The P3l aquifer undergoes slight acidification with a significant increase in SO42− concentration, while the overlying roof aquifers (P3c and T1y) show gentle hydrochemical changes, with ion concentration anomalies mainly occurring at fissure penetration zones. Overall, coal mining not only alters the groundwater flow field but also transforms the underground environment from a reducing to an oxidizing state. Thereby, it significantly affects the groundwater chemical composition in the mining area. This study provides a scientific basis for groundwater environment protection and rational development of groundwater resources in coal mining areas. Full article
(This article belongs to the Special Issue Hydrogeology and Regional Groundwater Flow)
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30 pages, 13397 KB  
Article
Analysis of Secondary Fracture Law of Roof Strata and Water Inrush Potential in Close-Distance Coal Seam Mining
by Yun Liu and Hui Li
Mining 2026, 6(1), 14; https://doi.org/10.3390/mining6010014 - 17 Feb 2026
Viewed by 404
Abstract
Close-distance multi-seam mining frequently induces secondary surface deformation and subsidence. Extracting a lower coal seam beneath an existing goaf repeatedly disturbs the overburden, often leading to roof collapse and the expansion of vertical water-conducting fractures that connect the working face to aquifers. Furthermore, [...] Read more.
Close-distance multi-seam mining frequently induces secondary surface deformation and subsidence. Extracting a lower coal seam beneath an existing goaf repeatedly disturbs the overburden, often leading to roof collapse and the expansion of vertical water-conducting fractures that connect the working face to aquifers. Furthermore, the overlying goaf increases the risk of water inrush into active lower workings. This study investigates the mechanisms of strata reactivation and fracturing within an overlying goaf during lower seam extraction at a mine in Northwest China. Using theoretical analysis, numerical simulation, and microseismic monitoring, the research examines the secondary fracture mechanisms of the goaf roof and the resulting water-inrush potential. Research Findings: Strata Instability: Analysis of the key sandstone strata indicates that subsidence (W) of the key rock blocks satisfies 3.17 < W1 = 4.61 m < 18 m for the lower seam and 3.17 m < W2 = 5.31 m < 69.6 m for the 3-1# seam. These values confirm that key rock blocks in the basic roof undergo “reactivated” instability following fracture during lower seam mining. Pressure Relief and Fluid Dynamics: Mining-induced fracture initiation and propagation trigger strata reactivation. As the distance to the center of the goaf decreases, the subsidence of the overburden increases, ultimately resulting in a “trapezoidal” bending deformation pattern. Due to secondary activation, the roof subsidence 30 m above the 221 coal seam increased from 1.89 m to 5.475 m. The layers of high-strength, medium-grained sandstone and siltstone overlying the 317 coal seam and beneath the 221 goaf serve as high-strength material for the overlying rock formations. This suppresses the development of the caving zone and fracture zone, leading to subsidence failing to reach the sum of the heights of the two coal seams (6.8 m) and only reaching a value of 5.475 m. During extraction, the stress field undergoes a distinct evolution: it transitions from an initial “regular triangular” pressure-relief zone into a tripartite “weak–strong–strong” distribution. Furthermore, fluid discharge in the overlapping zone between the 317 working face and the 221 goaf increased sequentially, displaying an “alternating” pattern of peak vector variations as the face advanced. Microseismic Activity: Monitoring within the 300–500 m range identified frequent low-energy events and high-magnitude events (104 J, 105 J). These findings demonstrate that secondary excavation directly impacts the aquifer, creating a significant water-inrush hazard for the active working face. Full article
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25 pages, 13270 KB  
Article
Mechanism of Water Inrush Induced by Gob Water Under Repeated Mining and Control Technology Based on Roof Cutting Pressure Relief
by Yongqiang Zhang, Guochuan Zhang, Xiangyu Wang, Dingchao Chen, Xian Wang and Yuan Chu
Appl. Sci. 2026, 16(4), 1970; https://doi.org/10.3390/app16041970 - 16 Feb 2026
Viewed by 321
Abstract
To mitigate the threat posed by accumulated gob water to underlying coal seams during multi-seam mining, this study investigates the mechanism of water inrush induced by repeated mining and its control through roof cutting pressure relief. The 31110 panel of the Holowan Coal [...] Read more.
To mitigate the threat posed by accumulated gob water to underlying coal seams during multi-seam mining, this study investigates the mechanism of water inrush induced by repeated mining and its control through roof cutting pressure relief. The 31110 panel of the Holowan Coal Mine is taken as an engineering case, where the 3−1 coal seam is threatened by gob water from the overlying 2−2 coal seam. The mechanisms of interlayer rock mass damage accumulation, fracture interconnection, and water-conducting channel formation were systematically analyzed using a combination of theoretical analysis, numerical simulation, and field tests. The results indicate that the superimposed mining-induced failure zones of the upper and lower coal seams significantly exceed the interlayer spacing of 46.5 m. This condition promotes through-going damage of the interlayer strata and facilitates the downward migration of gob water. Without roof cutting, the main roof fractures toward the solid coal side of the 31110 auxiliary headgate, resulting in full connectivity of the overburden plastic zones and the formation of a continuous water-conducting channel. Roof cutting pressure relief, achieved by pre-inducing artificial weak planes, effectively guides roof fracturing toward the gob side, alleviates stress concentration on the solid coal side, and suppresses the expansion of interlayer damage. When the roof cutting height exceeds 35 m, plastic connectivity between the water-resisting coal pillar and the underlying mining-induced damage zone is interrupted, preserving the integrity of the key aquiclude. Field application of directional hydraulic fracturing roof cutting confirms the formation of continuous weakened fracture planes and controlled roof caving along the designed trajectory. The overburden caving angle increases from 70° to approximately 90°, effectively blocking water-conducting pathways and eliminating the risk of gob water inrush. These findings not only deepen the understanding of water inrush mechanisms under repeated mining disturbances but also establish a proactive fracture-regulation framework for gob water hazard control, providing broadly applicable design criteria and technical references for safe and efficient multi-seam mining in water-threatened coalfields. Full article
(This article belongs to the Special Issue Mechanics, Damage Properties and Impacts of Coal Mining, 2nd Edition)
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30 pages, 12272 KB  
Article
Study on Lateral Abutment Stress and Damage Range of Coal Seam Under the Coupling of Coal-Rock Structure
by Wenrui He, Dongdong Chen and Hengzhong Zhu
Mathematics 2026, 14(3), 581; https://doi.org/10.3390/math14030581 - 6 Feb 2026
Viewed by 261
Abstract
The lateral abutment stress and damage range of the coal seam are prerequisites for the layout of gob-side entries and surrounding rock control. They are influenced by the structure and mechanical properties of the coal seam and the overlying strata. To address this [...] Read more.
The lateral abutment stress and damage range of the coal seam are prerequisites for the layout of gob-side entries and surrounding rock control. They are influenced by the structure and mechanical properties of the coal seam and the overlying strata. To address this issue, this study establishes a mechanical analysis model for the lateral abutment stress and damage range under coupled conditions between the coal seam and overlying strata. This model systematically investigates the influence of various factors, including the fracture height and break angle of the overlying strata, the rotation angle and subsidence of key blocks, the burial depth and thickness of the coal seam, as well as the cohesion and internal friction angle of the coal mass. The study reveals that the weight and overburden load of the triangular hanging roof zone, along with the subsidence and rotation of the key blocks, are the key factors influencing the lateral abutment stress and damage range. Meanwhile, the reliability of the mechanical model has been substantiated through a combination of numerical simulation and in situ monitoring results. Full article
(This article belongs to the Special Issue Mathematics Applied in Rock Mechanics and Mining Science)
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Article
Research on the Response Mechanism of Overlying Strata Failure and Ground Fissures Development Under High-Intensity Mining
by Pengyu Li, Yanjun Zhang, Lingyun Zhang and Jiayuan Kong
Processes 2026, 14(3), 565; https://doi.org/10.3390/pr14030565 - 5 Feb 2026
Viewed by 324
Abstract
Mining-induced ground fissures in the Ordos Basin pose critical threats to coal mine safety and ecological stability. This study integrated multi-source monitoring data (improves data acquisition efficiency by 60%) with theoretical models to elucidate the dynamic response mechanism between overlying strata failure and [...] Read more.
Mining-induced ground fissures in the Ordos Basin pose critical threats to coal mine safety and ecological stability. This study integrated multi-source monitoring data (improves data acquisition efficiency by 60%) with theoretical models to elucidate the dynamic response mechanism between overlying strata failure and ground fissure development. The results demonstrate that: (1) Two rock beam structural models for initial and periodic fracturing of thick, hard rock strata are established, demonstrating that both failure modes are dominated by tensile–shear mechanisms. (2) Ground fissures exhibit distinct zonal characteristics, displaying a gradient pattern of “strong disturbance in the near field and weak response in the far field.” Quantitative data support this pattern: average fissure density is 36/hm2, with a maximum of 45/hm2 recorded in the immediate vicinity of the working face, declining steadily outward. (3) Overlying strata failure forms three distinct zones—caving zone (42 m), fissure zone (158 m), and longitudinal penetrating zone—reflecting the heterogeneous fracture characteristics of medium-hard rock strata under mining influence. (3) The proposed “virtual main arch—virtual auxiliary arch” equivalent support system theory elucidates the mechanistic differences between step fissures (attributed to local support system instability) and collapse fissures (driven by global support system instability) from a mechanical perspective. The developed chain response theory fills a critical theoretical gap and provides a novel method for predicting and preventing geological disasters in mining areas. Full article
(This article belongs to the Special Issue Process Safety and Intelligent Monitoring for Mining Engineering)
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