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Keywords = overburden subsidence control

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28 pages, 33596 KB  
Article
Stage-Dependent Evolution of Mining-Induced Overburden Displacement Field and Its Influence on Surface Well Instability: A Comparative Analysis of Two Mining Heights
by Lin Sun, Jiang Hu, Chuanxia Tong, Yihan Jia, Yunfeng Li, Junhao Deng, Shufeng Jia, Xin Zhang and Huazhou Huang
Appl. Sci. 2026, 16(18), 9257; https://doi.org/10.3390/app16189257 (registering DOI) - 18 Sep 2026
Abstract
The stability of surface gas extraction boreholes in longwall-mining-disturbed zones is constrained by instability driven by mining-induced overburden movement, yet the stage-dependent evolution of overburden displacement fields under large mining height conditions and its influence on borehole failure remain insufficiently characterized. In this [...] Read more.
The stability of surface gas extraction boreholes in longwall-mining-disturbed zones is constrained by instability driven by mining-induced overburden movement, yet the stage-dependent evolution of overburden displacement fields under large mining height conditions and its influence on borehole failure remain insufficiently characterized. In this study, Panel 818 of Xinhu Coal Mine in the Huaibei mining area, China, was adopted as the engineering background, and response models under two mining height conditions were established with the 3-Dimensional Distinct Element Code (3DEC) to comparatively analyze the stage-dependent evolutions of vertical subsidence and horizontal displacement and their controlling effects on borehole structural stability. The results show that the vertical subsidence curve transitions progressively from an asymmetric “V” shape to a flat-bottomed “U” shape as the face advances, while the horizontal displacement field maintains a centrally symmetric pattern with pronounced interlayer shear slip at soft–hard stratum interfaces. Increasing mining height does not alter the fundamental evolutionary sequence but amplifies the maximum vertical subsidence by approximately 1.5 times, raises horizontal displacement and interlayer slip gradients by a factor of 1.4–2.0, and extends the active advance interval over which bed separation persists. Borehole instability is attributed to the concentrated transmission of incompatible overburden displacement to the wellbore; axial tensile failure and transverse shear failure are governed by strain concentration from concentrated non-uniform subsidence and by horizontal displacement gradient amplification between adjacent strata, respectively. These findings indicate that mining height is a key factor controlling the stage-dependent evolution of overburden displacement fields and the resulting mechanical loading on surface borehole. It should be noted that the present comparison is limited to two mining height conditions and that the numerical model characterizes the overburden displacement field along the wellbore trajectory without explicitly modeling the casing and cement sheath structures; the reported strain indicators therefore represent rock-mass deformation indicators of the loading imposed on the wellbore by the surrounding rock mass. Full article
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25 pages, 13409 KB  
Article
Influence Mechanism of Underground Goafs on Open-Pit Slope Stability and Overburden Movement Characteristics in an Open-Pit Coal Mine
by Min Jia, Dong Wang and Yanhui Tang
Mining 2026, 6(3), 74; https://doi.org/10.3390/mining6030074 - 1 Sep 2026
Viewed by 217
Abstract
Scientific evaluation of open-pit slope stability under the disturbance of underground goaf is critical to the safe production of open-pit coal mines. Taking an open-pit coal mine in Inner Mongolia as the engineering background, this study investigates the influence mechanism of underground goaf [...] Read more.
Scientific evaluation of open-pit slope stability under the disturbance of underground goaf is critical to the safe production of open-pit coal mines. Taking an open-pit coal mine in Inner Mongolia as the engineering background, this study investigates the influence mechanism of underground goaf on slope stability. With discrete element numerical simulation, the movement law of overlying strata above the goaf is revealed, and the heights of the “three zones” and boundary movement angles are determined. Furthermore, limit-equilibrium theory is adopted to analyze slope stability affected by goafs from three perspectives: goaf span, occurrence position and inter-goaf spacing. The results indicate that under partial extraction conditions, goaf span is positively correlated with the height of the caving zone and negatively correlated with the boundary movement angle. As the goaf width increases, the mining-induced deformation field expands progressively, and a distinct bending-subsidence zone develops in the 50 m wide single-goaf case, resulting in a complete caving–fractured–bending-subsidence zonation. For adjacent goafs, smaller inter-goaf spacing promotes overlap of the mining-induced deformation fields and generally enhances overburden disturbance. As the spacing increases, the interaction between adjacent goafs tends to weaken, although the degree of reduction depends on goaf width and the deformation parameter considered. Therefore, the spacing of approximately 50 m observed in the present simulations is interpreted as a site-specific transition range rather than a universal critical threshold. Two landslide modes are identified in the Baozhixil open-pit mine: circular arc sliding and composite sliding controlled by the weak interlayer of No. 1 coal seam. Slope stability is negatively correlated with goaf span and positively correlated with the horizontal distance between the goaf and the slope face. For the analysis of inter-goaf spacing, slope stability shows a positive correlation with the proportion of non-collapse deformation area within the sliding mass. Full article
(This article belongs to the Topic Mining Innovation—2nd Edition)
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18 pages, 14164 KB  
Article
Compaction Deformation and Acoustic Emission Characteristics of Crushed Gangue with Different Lithologies in Goafs Under Wetting Conditions
by Guan Wang, Jiannan Liu, Zhiqiang Zhao, Yuanwei Cao, Ya Zhao, Zhengbing Qi, Jianye Yang, Yingyuan Wen and Wenhao Guo
Symmetry 2026, 18(9), 1458; https://doi.org/10.3390/sym18091458 - 30 Aug 2026
Viewed by 230
Abstract
The compaction deformation and load-bearing behavior of crushed gangue in the caved zone of goafs directly affect overburden movement, fracture evolution, and stability evolution. To clarify the compaction deformation mechanism of crushed gangue under wetting conditions in goafs, confined compression tests coupled with [...] Read more.
The compaction deformation and load-bearing behavior of crushed gangue in the caved zone of goafs directly affect overburden movement, fracture evolution, and stability evolution. To clarify the compaction deformation mechanism of crushed gangue under wetting conditions in goafs, confined compression tests coupled with synchronous acoustic emission (AE) monitoring were carried out. Sandstone and mudstone crushed gangue were selected as the research objects, and Talbot gradation indexes of n = 0.2, 0.4, 0.6, and 0.8 were adopted. The effects of lithology, particle gradation, and moisture condition on compaction deformation, particle-structure adjustment, and AE response were systematically analyzed under dry and short-term wetting conditions. The results show that: (1) the confined compression process of crushed gangue exhibits pronounced nonlinear strain-hardening behavior and can be divided into rapid compaction, slow compaction, and stable compaction stages. Water dripping shifts the stress–strain curves toward the higher-strain side and significantly enhances the compression deformation of mudstone, indicating a stronger wetting response of mudstone than sandstone. Meanwhile, water dripping reduces the equivalent compressive stiffness of crushed gangue. (2) Particle gradation affects the compaction response by modifying the proportions of coarse and fine particles and the initial pore structure. With increasing Talbot gradation index n, the proportion of coarse particles increases, resulting in more pronounced skeleton collapse, localized particle breakage, and secondary filling by fine particles, and the final compression deformation generally increases. After wetting, the final strain of mudstone samples with different gradations concentrates within 0.32035–0.33439, indicating that the control of water-induced softening on mudstone compaction deformation is stronger than the gradation effect. (3) AE results indicate that the compaction process of broken rock can be divided into a flow sliding deformation stage, a fracture deformation filling stage, and a compaction elastic deformation stage, corresponding, respectively, to particle sliding and rearrangement, particle breakage and pore filling, and structural stabilization and consolidation. Water action affects damage evolution by modifying particle contact conditions, promoting fine-particle migration, and facilitating structural adjustment. Among them, mudstone exhibits a more pronounced wetting response, whereas sandstone maintains relatively higher structural stability. The findings provide a reference for analyzing overburden movement, predicting residual subsidence, and evaluating stability in water-influenced goafs. Full article
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32 pages, 7952 KB  
Article
Overburden Strata Synchronous Breaking and Dynamic Load Mine Pressure Mechanism of Cross-Ditch Mining in Close-Distance Coal Seams
by Jie Zhang, Yiming Zhang, Tao Yang, Dong Liu, Hui Liu, Jianping Sun, Guang Qin, Longqian Zhang, Shuqi Zhang, Quanxin Wang, Yichao Zhou, Jiahao Zhao and Runyuan Song
Appl. Sci. 2026, 16(16), 8348; https://doi.org/10.3390/app16168348 - 21 Aug 2026
Viewed by 244
Abstract
Repeated mining of shallow-buried close-distance coal seams can disturb the fractured strata remaining in the goaf of the upper coal seam. Under gully terrain, mining disturbance is coupled with surface-relief effects, which may reactivate the overburden structure and induce dynamic strata-pressure behavior. In [...] Read more.
Repeated mining of shallow-buried close-distance coal seams can disturb the fractured strata remaining in the goaf of the upper coal seam. Under gully terrain, mining disturbance is coupled with surface-relief effects, which may reactivate the overburden structure and induce dynamic strata-pressure behavior. In particular, when the working face advances across gullies, the change in surface slope alters the spatial distribution of roof load, while lower-seam extraction further disturbs the fractured rock mass formed by upper-seam mining, increasing the risk of severe strata-pressure behavior and support-crushing accidents. Taking the cross-ditch mining of the 2−2 and 3−1 coal seams in Anshan Coal Mine as the research object, this study integrates field geological investigation, theoretical calculation, physical similarity simulation, and field engineering verification to analyze overburden structural evolution, key-stratum breaking characteristics, and support-load variation under gully terrain. The results show that gully landforms generate obvious nonuniform loading above the working face. During upslope advance, the roof load gradually increases from the goaf side to the solid-coal side, causing tensile stress concentration at the fixed end of the key stratum and accelerating rock-stratum failure. A cantilever rock-beam mechanical model subjected to parabolic nonuniform loading was established, and the maximum breaking interval of the key stratum was calculated as 24.09 m. With increasing gully slope angle, the load gradient intensifies, the rock-beam breaking interval decreases, and the risk of overburden instability increases. Physical similarity simulation indicates that, when the 2−2 coal seam working face passes through the 45° steep-slope section, the fractured overburden is more likely to form a stepped rock-beam structure, accompanied by slope rotation, stepped surface subsidence, and a sharp increase in support pressure. Under the 30° gentle-slope condition, The lateral confinement effect is stronger, roof movement is more gradual, and support-pressure fluctuation is reduced. During subsequent extraction of the lower 3−1 coal seam, repeated mining disturbance reactivates the overlying goaf structure, and the upper stepped rock beam and lower hinged rock beam couple to form a double composite structure. When the fracture lines of the upper and lower key strata are staggered, the instability load of the upper structure is mainly buffered by caved gangue and interburden strata. The calculated support resistance in the asynchronous breaking stage is 8248.04 kN, which agrees well with the field-measured value of 8273 kN. When the fracture lines tend to coincide and synchronous breaking occurs, the unstable load of the upper key block is transferred downward and superimposed on the structural load of the lower key block, increasing the required support resistance to 15,165.55 kN, far exceeding the rated working resistance of the ZY9200/15/29 hydraulic support. Sensitivity analysis indicates that gully slope angle is the dominant factor affecting support resistance. As the slope angle increases from 30° to 60°, the support resistance increases from 13,228.65 kN to 18,278.43 kN, and the normalized support-resistance index increases from 0.872 to 1.205. Therefore, synchronous breaking of double key strata is the main mechanical cause of sudden support-load increase and support-crushing risk during cross-ditch mining of shallow-buried close-distance coal seams. The results can provide a basis for hydraulic support selection, roof weakening, weighting-interval control, and dynamic strata-pressure prevention under similar conditions. Full article
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24 pages, 19602 KB  
Article
Study on Overburden Fracture Patterns and Support Load Mechanism in Shallow Coal Seam Mining Under Gully Terrain
by Jianwei Li, Xinwei Guo and Jian Cao
Processes 2026, 14(12), 1942; https://doi.org/10.3390/pr14121942 - 14 Jun 2026
Viewed by 333
Abstract
Shallow-buried coal seams in western China are commonly overlain by deeply incised gully terrain, where mining is often accompanied by coal-wall spalling and abnormal increases in support resistance, which affect safe and efficient production. To investigate overburden failure during shallow-buried coal seam mining [...] Read more.
Shallow-buried coal seams in western China are commonly overlain by deeply incised gully terrain, where mining is often accompanied by coal-wall spalling and abnormal increases in support resistance, which affect safe and efficient production. To investigate overburden failure during shallow-buried coal seam mining under gully terrain and to clarify the support–resistance mechanism, a typical working face was selected as the engineering background. Physical similarity simulation, 3DEC numerical simulation, and theoretical analysis were used to analyze overburden failure characteristics and the coupled evolution of the stress, displacement, and fracture fields. Mechanical models of key-stratum fracture and a support–resistance estimation model were established to reveal the influence of overburden-thickness variation on key-stratum fracture and support resistance. The results show that overburden failure in gully areas exhibits pronounced stage-dependent and asymmetric characteristics. In the similarity simulation, the initial fracture intervals of the key stratum in the downhill section were 32 m and 36 m, indicating an asymmetric fracture pattern with a shorter span on the left side and a longer span on the right side. In the uphill section, the periodic fracture interval of the key stratum decreased from 30 m to 24 m as the overburden thickness increased. During overburden failure in gully areas, the three fields exhibited a coupled relationship: stress concentration at the working face caused overburden failure and subsidence, which promoted fracture propagation, whereas stress redistribution in the goaf compacted the fractured overburden and promoted fracture closure. The overburden failure characteristics differed significantly between mining stages. During downhill mining, the key stratum behaved as a fixed-ended beam with a relatively large fracture interval, whereas during uphill mining, it formed a cantilever beam, and its fracture interval decreased with increasing overburden thickness. The loading mechanism of support resistance was shown to be jointly controlled by variations in gully overburden thickness and key-stratum fracture. During downhill mining, support loading increased gradually under the support of the fixed-ended beam key stratum. During uphill mining, support loading exhibited periodic abrupt increases under the combined effects of increasing overburden thickness and periodic fracture of the cantilever-beam key stratum. These findings provide a theoretical basis for strata pressure control at working faces in gully areas. Full article
(This article belongs to the Section Energy Systems)
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19 pages, 9104 KB  
Article
Control of Water-Conducting Fracture Zone and Phreatic Response in Shallow Coal Seam Groups via Gangue Grouting Backfilling: An Integrated Field Monitoring and Physical Simulation Study
by Jiaqi Zhang, Xiaoming Cheng, Hongzhen Nie, Jixiong Zhang, Shihao Xing and Yong Han
Appl. Sci. 2026, 16(11), 5311; https://doi.org/10.3390/app16115311 - 26 May 2026
Viewed by 695
Abstract
Intensive extraction in shallow coal seam groups poses a severe threat to regional hydrogeological stability. This study investigates the evolutionary laws of water-conducting fracture zone (WCFZ) height and phreatic level response at the Wanli No. 1 Mine. Although limited to a two-dimensional physical [...] Read more.
Intensive extraction in shallow coal seam groups poses a severe threat to regional hydrogeological stability. This study investigates the evolutionary laws of water-conducting fracture zone (WCFZ) height and phreatic level response at the Wanli No. 1 Mine. Although limited to a two-dimensional physical model and a single-case study, the research integrates field monitoring with similarity simulations to evaluate the efficacy of gangue grouting backfilling (GGB). The results reveal a significant superposition effect in dual-seam mining, where cumulative disturbances trigger the reactivation of upper-seam fractures, causing the WCFZ to penetrate the surface (170 m)—a phenomenon absent in single-seam mining. Scientifically, this work identifies a dual-threshold effect for ecological and structural preservation. While an equivalent filling rate (η) of 35% is sufficient to maintain the ecological water level in single-seam mining, dual-seam extraction requires a minimum η of 65% to restrict phreatic drawdown within the 1.5 m ecological threshold. Notably, while the laboratory model suggests a higher mechanical safety limit of η = 80% to prevent fracture propagation, the 65% threshold provides a balance between backfilling efficiency and environmental protection. The primary scientific contribution of this study is the quantification of the coupling relationship between overburden mechanical stability and long-term ecological functions. By shifting the overburden failure mode from “surface-penetrating fracturing” to “controlled bending subsidence,” this research provides a robust theoretical foundation for decoupling mining intensity from hydrogeological degradation in fragile multi-seam environments. Full article
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19 pages, 14138 KB  
Article
Safety of Bed-Separation Grouting Filling Mining Under a Gas Station and Its Application
by Tao Han, Shouqian Sheng, Dawei Yin, Faxin Li, Xiao Qu, Hongfa Ma and Ningqiang Zhu
Processes 2026, 14(10), 1632; https://doi.org/10.3390/pr14101632 - 18 May 2026
Viewed by 363
Abstract
Bed-separation grouting filling mining is a damage-mitigation mining technology characterized by non-interfering mining and filling operations, low cost, and high efficiency. To recover coal resources from the 3801 working face located beneath a surface gas station in a Shanxi coal mine, this study [...] Read more.
Bed-separation grouting filling mining is a damage-mitigation mining technology characterized by non-interfering mining and filling operations, low cost, and high efficiency. To recover coal resources from the 3801 working face located beneath a surface gas station in a Shanxi coal mine, this study first analyzed the maximum allowable deformation values for the gas station’s canopy, business hall, and oil storage tanks. Second, the feasibility and safety of bed-separation grouting filling mining at the 3801 working face were investigated using physical similarity modeling and the probability integral method. Finally, a field application of this technology was carried out at the 3801 working face. The results show that: (1) After the successive mining of the 3802, 3803 and 3801 working faces, the No. 17 bed separation was finally preserved above the 3801 working face. It is located in the upper part of the water-conducting fracture zone and has a thick impermeable isolation layer. (2) Physical similarity simulation and numerical simulation (3UDEC) of bed-separation grouting filling mining at the 3801 working face indicate that the underlying strata are effectively compacted after mining, and both overlying strata movement and surface subsidence above the grouting zone are significantly reduced. (3) The probability integral method was adopted to predict surface movement and deformation induced by mining at the 3801 working face (bed-separation grouting filling mining), the 3802 working face (fully mechanized top-coal caving mining) and the 3803 working face (full-seam mining in a single lift). All surface movement and deformation indices satisfy the surface deformation control requirements for the gas station. (4) After completion of the overburden bed-separation grouting filling project at the 3801 working face, the measured surface movement and deformation values during and after mining are all below the allowable deformation limits. No large deformations or cracks occurred in gas station structures including the canopy, business hall and oil tank farm. The protection effect is satisfactory, and the gas station has maintained normal operation throughout the mining period. Full article
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24 pages, 5219 KB  
Article
Dynamic Safety Control and Ecological Remediation for Coal Mining Beneath Rivers Based on Surface Deformation Monitoring Inversion: A Case Study of the Dan River Coal Mine, China
by Bibi Wang, Wenbing Guo, Yi Tan, Dan Chen, Erhu Bai, Yatao Li, Zhibo Ge, Yixiang Feng and Chaoqun Hu
Geotechnics 2026, 6(2), 44; https://doi.org/10.3390/geotechnics6020044 - 5 May 2026
Viewed by 887
Abstract
Coal mining beneath rivers in thick collapsible loess areas involves prominent risks of surface subsidence, riverbed damage, and water inrush, which threaten both mining safety and land–water ecological stability. Taking the Dan River Coal Mine in Shanxi Province, China, as a case area, [...] Read more.
Coal mining beneath rivers in thick collapsible loess areas involves prominent risks of surface subsidence, riverbed damage, and water inrush, which threaten both mining safety and land–water ecological stability. Taking the Dan River Coal Mine in Shanxi Province, China, as a case area, this study establishes a systematic safety assessment and adaptive remediation framework for longwall mining under complex geological conditions involving collapse columns, dynamic river hydrology, and collapsible loess. A multi-method analytical approach integrating theoretical calculation, 3DEC numerical simulation, and engineering analogy is used to determine the development height of water-conducting fracture zones and the stability of collapse columns. On this basis, a 55 m wide waterproof coal–rock pillar is designed, and the secondary open-off cut is optimized. Surface deformation monitoring shows a maximum surface subsidence of 3.9 m and reveals key movement angles specific to thick collapsible strata. These results support the formulation of adaptive mining control strategies and integrated river protection measures, including composite geomembrane anti-seepage, gabion reinforcement, and overburden grouting for subsidence mitigation. The integrated technical system of pre-mining evaluation, dynamic process control, and post-mining remediation effectively protects river integrity, controls land deformation, and reduces environmental impacts. This study provides a replicable model for safe coal resource extraction, subsidence management, and land–water environmental protection in similar mining areas under rivers and thick collapsible loess conditions. Full article
(This article belongs to the Topic Advanced Risk Assessment in Geotechnical Engineering)
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15 pages, 11736 KB  
Article
Study on Overburden Migration Law During Working Face Mining After Grouting Reconstruction of Unconsolidated Aquifer
by Peisen Zhang, Kaixuan Zhang, Lei Tu, Shubao Wu and Peng Xiao
Processes 2026, 14(9), 1446; https://doi.org/10.3390/pr14091446 - 29 Apr 2026
Viewed by 319
Abstract
To clarify the migration and structural evolution of mining-induced overburden following grouting reconstruction of the Fourth Aquifer, the inner section of Panel 1022-2 in Wugou Coal Mine was taken as the engineering background. The evolution law of overburden movement and the development characteristics [...] Read more.
To clarify the migration and structural evolution of mining-induced overburden following grouting reconstruction of the Fourth Aquifer, the inner section of Panel 1022-2 in Wugou Coal Mine was taken as the engineering background. The evolution law of overburden movement and the development characteristics of the caving zone were systematically investigated via theoretical analysis, similar-material simulation, and numerical simulation. In addition, the maximum caving-zone height of Panel 1022-2 was calculated based on the measured caving-to-mining ratio of the adjacent Panel 1010-1. The results show that following grouting reconstruction of the Fourth Aquifer, the water inflow and permeability coefficient decreased significantly, the mining-induced water-body grade was classified as Grade III, and the required coal pillar type was converted from a waterproof safety coal (rock) pillar to an anti-collapse safety coal (rock) pillar. The bedrock failure morphology evolved sequentially from a symmetrical trapezoid to a stepped shape and finally to an asymmetrical saddle shape, with a maximum caving-zone height of 19.0 m, whereas the Fourth Aquifer evolved from fracture initiation and bed separation to asymmetrical overall subsidence. Overburden migration is jointly controlled by bedrock thickness and the mechanical properties of the unconsolidated layer, presenting a distinct three-stage evolution pattern. As the size of the reserved safety coal (rock) pillar decreases, the overburden failure mode changes from overall plastic failure under relatively thick bedrock, to semi-block failure with longitudinal fractures penetrating to the base of the Fourth Aquifer and transverse fractures and interlayer separation initiating inside the aquifer, and finally to intensified failure under thin-bedrock conditions. Based on field analogy with Panel 1010-1, the maximum caving-zone height of Panel 1022-2 was calculated to be 19.73 m, which is in good agreement with the numerical and similar-material simulation results, verifying the reliability of the three-stage overburden evolution law and the caving-zone height evaluation. Full article
(This article belongs to the Section Energy Systems)
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19 pages, 4178 KB  
Article
Spatiotemporal Evolution and Dynamic Prediction of Bed Separation Due to Mining
by Hewen Ma
Water 2026, 18(9), 997; https://doi.org/10.3390/w18090997 - 22 Apr 2026
Viewed by 577
Abstract
Bed separation is a common geological phenomenon in the overburden strata during coal mining, which easily induces water inrush hazards, surface subsidence hazards, and other engineering disasters, thus seriously threatening the safety and efficiency of coal mining operations. This paper presents the spatiotemporal [...] Read more.
Bed separation is a common geological phenomenon in the overburden strata during coal mining, which easily induces water inrush hazards, surface subsidence hazards, and other engineering disasters, thus seriously threatening the safety and efficiency of coal mining operations. This paper presents the spatiotemporal evolution characteristics and dynamic prediction of bed separation. The different boundary conditions before and after coal mining disturbance are considered to calculate and predict the location, spatial dimension and spatiotemporal evolution process of bed separation development. Theoretical analysis and scale model tests are used to study the distribution and process of bed separation development with comparisons made between the pre- and post-mining conditions. Formulas for the dynamic prediction of bed separation and a criterion for identifying bed separation development locations are proposed. The vertical propagation coefficient (Ks) and the horizontal development coefficient (Kl) of bed separation are proposed to quantitatively predict the vertical propagation extent and horizontal expansion scale of bed separation space with the advancement of the panel, providing key indicators for the dynamic prediction of bed separation evolution. The results show that the size and duration of bed separation space increase abnormally in the presence of thick and hard strata. This study provides a theoretical basis and practical guidance for the design and optimization of bed separation water hazard prevention and overburden grouting for subsidence control. Full article
(This article belongs to the Special Issue Mine Water Environment and Remediation)
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28 pages, 7847 KB  
Article
Mine Pressure Manifestation Under the Coupled Disturbance of Mining Movement and Impact in Close-Range Coal Seams
by Chuanbo Hao, Qiang Ren, Guoqing Wei, Yonglong Zan and Gang Liu
Appl. Sci. 2026, 16(8), 3839; https://doi.org/10.3390/app16083839 - 15 Apr 2026
Viewed by 558
Abstract
To address severe mine pressure disasters induced by the coupling of mining-induced dynamic stress and impact disturbance during close-distance coal seam mining, this paper takes the No. 8 and No. 9 close-distance coal seams in the 119 mining area of a coal mine [...] Read more.
To address severe mine pressure disasters induced by the coupling of mining-induced dynamic stress and impact disturbance during close-distance coal seam mining, this paper takes the No. 8 and No. 9 close-distance coal seams in the 119 mining area of a coal mine in Ningxia, China, as the engineering background. Theoretical analysis and FLAC3D numerical simulation methods were adopted to systematically study the evolution of overburden structure, the manifestation law of mine pressure caused by mining disturbance, and the dynamic response mechanism of roadway surrounding rock under impact load. The findings demonstrate: ① Based on key block theory and elasticity mechanics theory, the stress transfer mechanism of the complete bearing type overburden rock in close-range coal seams was clarified. The calculation model of floor plastic zone depth and additional stress was derived, and the influence mechanism of the bearing state of interlayer rock strata on the stability of underlying coal seam roadways was revealed. ② Comparative numerical simulations of mining schemes revealed that both schemes formed a “goaf pressure relief-workface-coal pillar” load-bearing configuration with “upward subsidence and downward bulging” basin-shaped settlement. Scheme A exhibited significantly increased stress peaks and interlayer plastic zones due to repeated mining-induced stress, substantially elevating the risk of strong mine pressure manifestation and surrounding rock instability. ③ Under 8 MPa cosine impact load with a vibration frequency of 50 Hz (peak particle vibration velocity of 9.57 m/s), compared with the unsupported roadway, the bolt–cable collaborative support system reduced the peak displacement of surrounding rock by over 35% and decreased the shock wave propagation velocity by more than 40%, effectively suppressing the expansion of plastic zones and the transfer of impact energy, while significantly enhancing the impact resistance of the roadway. This study not only provides a systematic theoretical basis for close-distance coal seam mining and rock burst prevention but also offers scientific guidance and technical reference for surrounding rock control and dynamic disaster prevention of roadways in similar close-distance coal seam mining projects, which is of important engineering value for ensuring the safe and efficient mining of underground coal resources. Full article
(This article belongs to the Special Issue Advanced Technologies in Rock Mechanics and Mining Science)
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21 pages, 3708 KB  
Article
Directional Presplitting Roof Cutting for Surface Subsidence Control in Extra-Thick Longwall Top-Coal Caving Under Thick Unconsolidated Overburden
by Hongsheng Wang and Wenrui Zhao
Processes 2026, 14(8), 1218; https://doi.org/10.3390/pr14081218 - 10 Apr 2026
Cited by 2 | Viewed by 632
Abstract
Large-scale surface subsidence induced by extra-thick seam longwall top-coal caving (LTCC) is strongly amplified by thick unconsolidated overburden, posing serious serviceability risks to overlying linear infrastructure. Taking the S103 Provincial Highway above Panel 6118 in Inner Mongolia, China, as the engineering background, this [...] Read more.
Large-scale surface subsidence induced by extra-thick seam longwall top-coal caving (LTCC) is strongly amplified by thick unconsolidated overburden, posing serious serviceability risks to overlying linear infrastructure. Taking the S103 Provincial Highway above Panel 6118 in Inner Mongolia, China, as the engineering background, this study integrates theoretical analysis, numerical simulation, and in situ monitoring to investigate the subsidence-control mechanism of directional presplitting roof cutting. The results show that roof cutting mitigates surface subsidence by reconstructing the overburden structural system and weakening the stress-transfer chain, thereby transforming key-stratum deformation from integral bending to segmented block movement and narrowing the subsidence-affected zone. An equivalent mining-depth model for subsidence-boundary convergence is proposed to characterize the inward migration of the subsidence-basin boundary under thick unconsolidated cover, and a segmented probability-integral model is developed to explain the kink-like high-gradient feature in the post-cut subsidence profile. Parametric simulations of roof-cutting positions (p = 0, 2, 4, …, 32 m) show that the most effective mitigation occurs in the range p = 4–12 m; using minimum–maximum highway subsidence together with profile flattening as the optimization criteria, the representative optimum is identified at p ≈ 10 m, for which the maximum highway subsidence is approximately 57 mm, about 76% lower than that in the non-cutting case. The results further indicate that, although roof cutting significantly reduces subsidence and deformation gradients, fissure localization and possible discontinuous deformation near the pre-split weak plane still require careful field monitoring. Full article
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17 pages, 3495 KB  
Article
Parameter Optimization and Engineering Effect of Cut-and-Fill Mining Technology
by Xiaolei Lv, Zhiqiang Wang, Baowei Meng, Weiping Shi, Yaohua Yv and Changxiang Wang
Appl. Sci. 2026, 16(5), 2391; https://doi.org/10.3390/app16052391 - 28 Feb 2026
Viewed by 529
Abstract
To address the limitations of existing subsidence control technologies in coal mining, this study systematically investigates the fundamental principles of cut-and-fill mining, the stability mechanism of the filling body, and the influence law of key parameters on mining engineering effects, through a comprehensive [...] Read more.
To address the limitations of existing subsidence control technologies in coal mining, this study systematically investigates the fundamental principles of cut-and-fill mining, the stability mechanism of the filling body, and the influence law of key parameters on mining engineering effects, through a comprehensive research framework integrating theoretical analysis, similar material simulation and numerical simulation. Firstly, the mechanical characteristics of horizontal and diagonal shear failure of gangue pillars are revealed via theoretical derivation. It is clarified that the diagonal stability of the gangue pillar can be guaranteed when its aspect ratio is ≤0.5, and the lateral constraint of metal mesh can effectively enhance its horizontal stability. Secondly, based on a physical model with a size similarity ratio of 1:100, the overburden failure characteristics are obtained: only local cracks appear in the immediate roof and the basic roof presents gentle subsidence after cut-and-fill mining, which directly verifies the effective control effect of this technology on mining-induced overburden movement and surface subsidence. On this basis, multiple sets of orthogonal tests are designed using FLAC3D software (5.0) to analyze the effects of roof cutting width, filling width and coal seam thickness on roof displacement and filling area stress. Combined with grey correlation analysis, it is determined that coal seam thickness is the most critical factor affecting the mining effect, with the correlation coefficients for roof displacement and filling area stress reaching 0.79 and 0.93, respectively. The research shows that the parameter combination of 10 m roof cutting width + 10 m filling width (Group 10-10-X) can achieve the optimal balance between subsidence control efficiency and filling engineering benefit; for working faces with higher requirements for surface subsidence control, the combination of 5 m roof cutting width + 10 m filling width is recommended. The research results clarify the action mechanism of cut-and-fill mining, optimize the key engineering parameters, and provide a solid theoretical basis and technical support for the engineering popularization of this technology and high-precision surface subsidence control. Full article
(This article belongs to the Special Issue Advanced Technologies in Intelligent and Sustainable Coal Mining)
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30 pages, 12272 KB  
Article
Study on Lateral Abutment Stress and Damage Range of Coal Seam Under the Coupling of Coal-Rock Structure
by Wenrui He, Dongdong Chen and Hengzhong Zhu
Mathematics 2026, 14(3), 581; https://doi.org/10.3390/math14030581 - 6 Feb 2026
Cited by 1 | Viewed by 646
Abstract
The lateral abutment stress and damage range of the coal seam are prerequisites for the layout of gob-side entries and surrounding rock control. They are influenced by the structure and mechanical properties of the coal seam and the overlying strata. To address this [...] Read more.
The lateral abutment stress and damage range of the coal seam are prerequisites for the layout of gob-side entries and surrounding rock control. They are influenced by the structure and mechanical properties of the coal seam and the overlying strata. To address this issue, this study establishes a mechanical analysis model for the lateral abutment stress and damage range under coupled conditions between the coal seam and overlying strata. This model systematically investigates the influence of various factors, including the fracture height and break angle of the overlying strata, the rotation angle and subsidence of key blocks, the burial depth and thickness of the coal seam, as well as the cohesion and internal friction angle of the coal mass. The study reveals that the weight and overburden load of the triangular hanging roof zone, along with the subsidence and rotation of the key blocks, are the key factors influencing the lateral abutment stress and damage range. Meanwhile, the reliability of the mechanical model has been substantiated through a combination of numerical simulation and in situ monitoring results. Full article
(This article belongs to the Special Issue Mathematics Applied in Rock Mechanics and Mining Science)
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25 pages, 6661 KB  
Article
Rapid Prediction for Overburden Caving Zone of Underground Excavations
by Zihan Zhang, Chaoshui Xu, Zhao Feng Tian, Feng Xiong and John Centofonti
Geotechnics 2026, 6(1), 14; https://doi.org/10.3390/geotechnics6010014 - 2 Feb 2026
Viewed by 803
Abstract
Underground coal gasification (UCG) is an emerging energy technology that involves the in situ conversion of coal into syngas through controlled combustion within a subsurface excavation. The geomechanical processes associated with UCG can lead to significant overburden caving and surface subsidence, posing risks [...] Read more.
Underground coal gasification (UCG) is an emerging energy technology that involves the in situ conversion of coal into syngas through controlled combustion within a subsurface excavation. The geomechanical processes associated with UCG can lead to significant overburden caving and surface subsidence, posing risks to surface infrastructure and groundwater systems. To accurately predict the size of overburden caving zones and associated surface subsidence, a prediction model was developed based on simulation results using discrete element method (DEM) numerical models. The main purpose of developing such a model is to establish a systematic and computationally efficient method for the rapid prediction of the height of overburden caving and its associated surface subsidence induced by underground excavation. The model is broadly applicable to different types of underground excavations, and UCG is used in this study as a representative application scenario to demonstrate the relevance and performance of the model. Sensitivity analysis indicates that excavation span, tensile strength, and burial depth are the primary controls on the height of the caving zone within the ranges of parameters investigated. Rock density is retained as a secondary background parameter to represent gravitational loading and its contribution to the in situ stress level. The derived model was validated using published numerical, experimental, and field measurement data, showing good agreement within practical ranges. To further demonstrate the application of the model developed, the predicted caving geometries were incorporated into finite element method (FEM) models to simulate surface subsidence under different geological conditions. The results highlight that the arch structure formed by overburden caving can help redistribute stresses and thereby reduce surface deformation. The proposed model provides a practical, parameter-driven tool to assist in underground excavation design, environmental risk evaluation, and ground stability management. Full article
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