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Keywords = fault detection and diagnosis (FDD)

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19 pages, 1040 KiB  
Systematic Review
A Systematic Review on Risk Management and Enhancing Reliability in Autonomous Vehicles
by Ali Mahmood and Róbert Szabolcsi
Machines 2025, 13(8), 646; https://doi.org/10.3390/machines13080646 - 24 Jul 2025
Viewed by 297
Abstract
Autonomous vehicles (AVs) hold the potential to revolutionize transportation by improving safety, operational efficiency, and environmental impact. However, ensuring reliability and safety in real-world conditions remains a major challenge. Based on an in-depth examination of 33 peer-reviewed studies (2015–2025), this systematic review organizes [...] Read more.
Autonomous vehicles (AVs) hold the potential to revolutionize transportation by improving safety, operational efficiency, and environmental impact. However, ensuring reliability and safety in real-world conditions remains a major challenge. Based on an in-depth examination of 33 peer-reviewed studies (2015–2025), this systematic review organizes advancements across five key domains: fault detection and diagnosis (FDD), collision avoidance and decision making, system reliability and resilience, validation and verification (V&V), and safety evaluation. It integrates both hardware- and software-level perspectives, with a focus on emerging techniques such as Bayesian behavior prediction, uncertainty-aware control, and set-based fault detection to enhance operational robustness. Despite these advances, this review identifies persistent challenges, including limited cross-layer fault modeling, lack of formal verification for learning-based components, and the scarcity of scenario-driven validation datasets. To address these gaps, this paper proposes future directions such as verifiable machine learning, unified fault propagation models, digital twin-based reliability frameworks, and cyber-physical threat modeling. This review offers a comprehensive reference for developing certifiable, context-aware, and fail-operational autonomous driving systems, contributing to the broader goal of ensuring safe and trustworthy AV deployment. Full article
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28 pages, 3303 KiB  
Review
Structural Fault Detection and Diagnosis for Combine Harvesters: A Critical Review
by Haiyang Wang, Liyun Lao, Honglei Zhang, Zhong Tang, Pengfei Qian and Qi He
Sensors 2025, 25(13), 3851; https://doi.org/10.3390/s25133851 - 20 Jun 2025
Viewed by 718
Abstract
Combine harvesters, as essential equipment in agricultural engineering, frequently experience structural faults due to their complex structure and harsh working conditions, which severely affect their reliability and operational efficiency, leading to significant downtime and reduced agricultural productivity during critical harvesting periods. Therefore, developing [...] Read more.
Combine harvesters, as essential equipment in agricultural engineering, frequently experience structural faults due to their complex structure and harsh working conditions, which severely affect their reliability and operational efficiency, leading to significant downtime and reduced agricultural productivity during critical harvesting periods. Therefore, developing accurate and timely Fault Detection and Diagnosis (FDD) techniques is crucial for ensuring food security. This paper provides a systematic and critical review and analysis of the latest advancements in research on data-driven FDD methods for structural faults in combine harvesters. First, it outlines the typical structural sections of combine harvesters and their common structural fault types. Subsequently, it details the core steps of data-driven methods, including the acquisition of operational data from various sensors (e.g., vibration, acoustic, strain), signal preprocessing methods, signal processing and feature extraction techniques covering time-domain, frequency-domain, time–frequency domain combination, and modal analysis among others, and the use of machine learning and artificial intelligence models for fault pattern learning and diagnosis. Furthermore, it explores the required system and technical support for implementing such data-driven FDD methods, such as the applications of on-board diagnostic units, remote monitoring platforms, and simulation modeling. It provides an in-depth analysis of the key challenges currently encountered in this field, including difficulties in data acquisition, signal complexity, and insufficient model robustness, and consequently proposes future research directions, aiming to provide insights for the development of intelligent maintenance and efficient and reliable operation of combine harvesters and other complex agricultural machinery. Full article
(This article belongs to the Special Issue Feature Review Papers in Fault Diagnosis & Sensors)
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35 pages, 1308 KiB  
Review
Review of Fault Detection and Diagnosis Methods in Power Plants: Algorithms, Architectures, and Trends
by Camelia Adela Maican, Cristina Floriana Pană, Daniela Maria Pătrașcu-Pană and Virginia Maria Rădulescu
Appl. Sci. 2025, 15(11), 6334; https://doi.org/10.3390/app15116334 - 5 Jun 2025
Viewed by 1321
Abstract
Fault detection and diagnosis (FDD) in power plant systems is a rapidly evolving field driven by the increasing complexity of industrial infrastructure and the demand for reliability, safety, and predictive maintenance. This review presents a structured and data-driven synthesis of 185 peer-reviewed articles, [...] Read more.
Fault detection and diagnosis (FDD) in power plant systems is a rapidly evolving field driven by the increasing complexity of industrial infrastructure and the demand for reliability, safety, and predictive maintenance. This review presents a structured and data-driven synthesis of 185 peer-reviewed articles, sourced from journals indexed in MDPI and Elsevier, as well as through the Google Scholar search engine, published between 2019 and 2025. The study systematically classifies these articles by plant type, sensor technology, algorithm category, and diagnostic pipeline (detection, localization, resolution). The analysis reveals a significant transition from traditional statistical methods to machine learning (ML) and deep learning (DL) models, with over 70% of recent studies employing AI-driven approaches. However, only 30.3% of the articles addressed the full diagnostic pipeline and merely 17.3% targeted system-level faults. Most research remains component-focused and lacks real-world validation or interpretability. A novel taxonomy of diagnostic configurations, mapping system types, sensor use, algorithmic strategy, and functional depth is proposed. In addition, a methodological checklist is introduced to evaluate the completeness and operational readiness of FDD studies. Key findings are summarized in a comparative matrix, highlighting trends, gaps, and inconsistencies across publication sources. This review identifies critical research gaps—including the underuse of hybrid models, lack of benchmark datasets, and limited integration between detection and control layers—and offers concrete recommendations for future research. Combining a thematic and quantitative approach, this article aims to support researchers, engineers, and decision-makers in developing more robust, scalable, and transparent diagnostic systems for power generation infrastructure. Full article
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24 pages, 7576 KiB  
Article
Euclidean Distance-Based Tree Algorithm for Fault Detection and Diagnosis in Photovoltaic Systems
by Youssouf Mouleloued, Kamel Kara, Aissa Chouder, Abdelhadi Aouaichia and Santiago Silvestre
Energies 2025, 18(7), 1773; https://doi.org/10.3390/en18071773 - 1 Apr 2025
Cited by 1 | Viewed by 486
Abstract
In this paper, a new methodology for fault detection and diagnosis in photovoltaic systems is proposed. This method employs a novel Euclidean distance-based tree algorithm to classify various considered faults. Unlike the decision tree, which requires the use of the Gini index to [...] Read more.
In this paper, a new methodology for fault detection and diagnosis in photovoltaic systems is proposed. This method employs a novel Euclidean distance-based tree algorithm to classify various considered faults. Unlike the decision tree, which requires the use of the Gini index to split the data, this algorithm mainly relies on computing distances between an arbitrary point in the space and the entire dataset. Then, the minimum and the maximum distances of each class are extracted and ordered in ascending order. The proposed methodology requires four attributes: Solar irradiance, temperature, and the coordinates of the maximum power point (Impp, Vmpp). The developed procedure for fault detection and diagnosis is implemented and applied to classify a dataset comprising seven distinct classes: normal operation, string disconnection, short circuit of three modules, short circuit of ten modules, and three cases of string disconnection, with 25%, 50%, and 75% of partial shading. The obtained results demonstrate the high efficiency and effectiveness of the proposed methodology, with a classification accuracy reaching 97.33%. A comparison study between the developed fault detection and diagnosis methodology and Support Vector Machine, Decision Tree, Random Forest, and K-Nearest Neighbors algorithms is conducted. The proposed procedure shows high performance against the other algorithms in terms of accuracy, precision, recall, and F1-score. Full article
(This article belongs to the Section A2: Solar Energy and Photovoltaic Systems)
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40 pages, 3207 KiB  
Article
Assessment of Indoor Thermo-Hygrometric Conditions and Energy Demands Associated to Filters and Dampers Faults via Experimental Tests of a Typical Air-Handling Unit During Summer and Winter in Southern Italy
by Antonio Rosato, Mohammad El Youssef, Rita Mercuri, Armin Hooman, Marco Savino Piscitelli and Alfonso Capozzoli
Energies 2025, 18(3), 618; https://doi.org/10.3390/en18030618 - 29 Jan 2025
Cited by 1 | Viewed by 776
Abstract
Faults of heating, ventilation, and air-conditioning (HVAC) systems can cause significant consequences, such as negatively affecting thermal comfort of occupants, energy demand, indoor air quality, etc. Several methods of fault detection and diagnosis (FDD) in building energy systems have been proposed since the [...] Read more.
Faults of heating, ventilation, and air-conditioning (HVAC) systems can cause significant consequences, such as negatively affecting thermal comfort of occupants, energy demand, indoor air quality, etc. Several methods of fault detection and diagnosis (FDD) in building energy systems have been proposed since the late 1980s in order to reduce the consequences of faults in heating, ventilation, and air-conditioning (HVAC) systems. All the proposed FDD methods require laboratory data, or simulated data, or field data. Furthermore, the majority of the recently proposed FDD methods require labelled faulty and normal data to be developed. Thus, providing reliable ground truth data of HVAC systems with different technical characteristics is of great importance for advances in FDD methods for HVAC units. The primary objective of this study is to examine the operational behaviour of a typical single-duct dual-fan constant air volume air-handling unit (AHU) in both faulty and fault-free conditions. The investigation encompasses a series of experiments conducted under Mediterranean climatic conditions in southern Italy during summer and winter. This study investigates the performance of the AHU by artificially introducing seven distinct typical faults: (1) return air damper kept always closed (stuck at 0%); (2) fresh air damper kept always closed (stuck at 0%); (3) fresh air damper kept always opened (stuck at 100%); (4) exhaust air damper kept always closed (stuck at 0%); (5) supply air filter partially clogged at 50%; (6) fresh air filter partially clogged at 50%; and (7) return air filter partially clogged at 50%. The collected data from the faulty scenarios are compared to the corresponding data obtained from fault-free performance measurements conducted under similar boundary conditions. Indoor thermo-hygrometric conditions, electrical power and energy consumption, operation time of AHU components, and all key operating parameters are measured for all the aforementioned faulty tests and their corresponding normal tests. In particular, the experimental results demonstrated that the exhaust air damper stuck at 0% significantly reduces the percentage of time with indoor air relative humidity kept within the defined deadbands by about 29% (together with a reduction in the percentage of time with indoor air temperature kept within the defined deadbands by 7.2%) and increases electric energy consumption by about 13% during winter. Moreover, the measured data underlined that the effects on electrical energy demand and indoor thermo-hygrometric conditions are minimal (with deviations not exceeding 5.6% during both summer and winter) in the cases of 50% clogging of supply air filter, fresh air filter, and return air filter. The results of this study can be exploited by researchers, facility managers, and building operators to better recognize root causes of faulty evidences in AHUs and also to develop and test new FDD tools. Full article
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34 pages, 409 KiB  
Review
Fault Detection and Diagnosis in Industry 4.0: A Review on Challenges and Opportunities
by Denis Leite, Emmanuel Andrade, Diego Rativa and Alexandre M. A. Maciel
Sensors 2025, 25(1), 60; https://doi.org/10.3390/s25010060 - 25 Dec 2024
Cited by 13 | Viewed by 4661
Abstract
Integrating Machine Learning (ML) in industrial settings has become a cornerstone of Industry 4.0, aiming to enhance production system reliability and efficiency through Real-Time Fault Detection and Diagnosis (RT-FDD). This paper conducts a comprehensive literature review of ML-based RT-FDD. Out of 805 documents, [...] Read more.
Integrating Machine Learning (ML) in industrial settings has become a cornerstone of Industry 4.0, aiming to enhance production system reliability and efficiency through Real-Time Fault Detection and Diagnosis (RT-FDD). This paper conducts a comprehensive literature review of ML-based RT-FDD. Out of 805 documents, 29 studies were identified as noteworthy for presenting innovative methods that address the complexities and challenges associated with fault detection. While ML-based RT-FDD offers different benefits, including fault prediction accuracy, it faces challenges in data quality, model interpretability, and integration complexities. This review identifies a gap in industrial implementation outcomes that opens new research opportunities. Future Fault Detection and Diagnosis (FDD) research may prioritize standardized datasets to ensure reproducibility and facilitate comparative evaluations. Furthermore, there is a pressing need to refine techniques for handling unbalanced datasets and improving feature extraction for temporal series data. Implementing Explainable Artificial Intelligence (AI) (XAI) tailored to industrial fault detection is imperative for enhancing interpretability and trustworthiness. Subsequent studies must emphasize comprehensive comparative evaluations, reducing reliance on specialized expertise, documenting real-world outcomes, addressing data challenges, and bolstering real-time capabilities and integration. By addressing these avenues, the field can propel the advancement of ML-based RT-FDD methodologies, ensuring their effectiveness and relevance in industrial contexts. Full article
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22 pages, 8038 KiB  
Article
Fault-Tolerant Control for Quadcopters Under Actuator and Sensor Faults
by Kenji Fabiano Ávila Okada, Aniel Silva Morais, Laura Ribeiro, Caio Meira Amaral da Luz, Fernando Lessa Tofoli, Gabriela Vieira Lima and Luís Cláudio Oliveira Lopes
Sensors 2024, 24(22), 7299; https://doi.org/10.3390/s24227299 - 15 Nov 2024
Cited by 3 | Viewed by 1912
Abstract
Fault detection and diagnosis (FDD) methods and fault-tolerant control (FTC) have been the focus of intensive research across various fields to ensure safe operation, reduce costs, and optimize maintenance tasks. Unmanned aerial vehicles (UAVs), particularly quadcopters or quadrotors, are often prone to faults [...] Read more.
Fault detection and diagnosis (FDD) methods and fault-tolerant control (FTC) have been the focus of intensive research across various fields to ensure safe operation, reduce costs, and optimize maintenance tasks. Unmanned aerial vehicles (UAVs), particularly quadcopters or quadrotors, are often prone to faults in sensors and actuators due to their complex dynamics and exposure to various external uncertainties. In this context, this work implements different FDD approaches based on the Kalman filter (KF) for fault estimation to achieve FTC of the quadcopter, considering different faults with nonlinear behaviors and the possibility of simultaneous occurrences in actuators and sensors. Three KF approaches are considered in the analysis: linear KF, extended KF (EKF), and unscented KF (UKF), along with three-stage and adaptive variations of the KF. FDD methods, especially the adaptive filter, could enhance fault estimation performance in the scenarios considered. This led to a significant improvement in the safety and reliability of the quadcopter through the FTC architecture, as the system, which previously became unstable in the presence of faults, could maintain stable operation when subjected to uncertainties. Full article
(This article belongs to the Section Fault Diagnosis & Sensors)
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28 pages, 6013 KiB  
Article
Concomitant Observer-Based Multi-Level Fault-Tolerant Control for Near-Space Vehicles with New Type Dissimilar Redundant Actuation System
by Meiling Wang, Jun Wang and Jian Huang
Symmetry 2024, 16(9), 1221; https://doi.org/10.3390/sym16091221 - 17 Sep 2024
Cited by 1 | Viewed by 1482
Abstract
This paper presents a concomitant observer-based multi-level fault-tolerant control (FTC) for near-space vehicles (NSVs) with a new type dissimilar redundant actuation system (NT-DRAS). When NSV flight control system faults occur in NT-DRAS and attitude-corresponding sensors, the NSV hybrid output states, including the concomitant [...] Read more.
This paper presents a concomitant observer-based multi-level fault-tolerant control (FTC) for near-space vehicles (NSVs) with a new type dissimilar redundant actuation system (NT-DRAS). When NSV flight control system faults occur in NT-DRAS and attitude-corresponding sensors, the NSV hybrid output states, including the concomitant observer usable states and the real system states, are applied to solve the FTC gain by using the linear quadratic regulator (LQR) technique. Furthermore, since NT-DRAS is used in NSVs, a multi-level (actuation system level and flight control level) FTC strategy integrating NT-DRAS channel switching and flight control LQR is proposed for complex and worsening fault cases. The most important finding is that though the proposed strategy is applicable for worsening fault cases in NSVs, systematic and accurate criteria for the process being performed are necessary and can improve the FTC efficiency with minimal FTC resources. Additionally, such criteria can improve the NSV’s responsiveness to comprehensive faults, provided that the real-time performance of the fault detection and diagnosis (FDD) scheme can be further optimized. The concomitant observer convergence and the multi-level FTC strategy have been verified by numerical simulations based on the Matlab/Simulink platform. Full article
(This article belongs to the Special Issue Symmetry in Reliability Engineering)
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29 pages, 3381 KiB  
Review
A Literature Review of Fault Detection and Diagnostic Methods in Three-Phase Voltage-Source Inverters
by Youssef Ajra, Ghaleb Hoblos, Hiba Al Sheikh and Nazih Moubayed
Machines 2024, 12(9), 631; https://doi.org/10.3390/machines12090631 - 9 Sep 2024
Cited by 4 | Viewed by 4040
Abstract
This review paper offers a comprehensive examination of the various types of faults that occur in inverters and the methods used for their identification. The introductory segment investigates the internal component failures of voltage-source inverters (VSIs), examining their failure rates and the consequent [...] Read more.
This review paper offers a comprehensive examination of the various types of faults that occur in inverters and the methods used for their identification. The introductory segment investigates the internal component failures of voltage-source inverters (VSIs), examining their failure rates and the consequent effects on the overall system performance. Subsequently, this paper classifies and clarifies the potential malfunctions in components and sensors, placing particular emphasis on their frequency of occurrence and the severity of their impact. The examination encompasses issues associated with transistors, including open circuits, short circuits, gate firing anomalies, as well as failures in capacitors, diodes, and sensors. Following this, the paper delivers a comparative assessment of fault diagnosis techniques pertinent to each type of component, appraised against specific criteria. The concluding section encapsulates the findings for each fault category, delineates the fault detection and diagnosis (FDD) methodologies, analyzes the outcomes, and provides recommendations for future scholarly investigation. Full article
(This article belongs to the Section Machines Testing and Maintenance)
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22 pages, 3975 KiB  
Article
Efficiency-Centered Fault Diagnosis of In-Service Induction Motors for Digital Twin Applications: A Case Study on Broken Rotor Bars
by Adamou Amadou Adamou and Chakib Alaoui
Machines 2024, 12(9), 604; https://doi.org/10.3390/machines12090604 - 1 Sep 2024
Cited by 4 | Viewed by 1812
Abstract
The uninterrupted operation of induction motors is crucial for industries, ensuring reliability and continuous functionality. To achieve this, we propose an innovative approach that utilizes an efficiency model-based digital shadow system for in situ failure detection and diagnosis (FDD) in induction motors (IMs). [...] Read more.
The uninterrupted operation of induction motors is crucial for industries, ensuring reliability and continuous functionality. To achieve this, we propose an innovative approach that utilizes an efficiency model-based digital shadow system for in situ failure detection and diagnosis (FDD) in induction motors (IMs). The shadow model accurately estimates IM losses and efficiency across various operational conditions. Our proposed method utilizes efficiency as the primary indicator for fault detection, while losses serve as condition indicators for fault diagnosis based on real-time motor parameters and loss sources. We introduce a bond graph as a fault diagnosis network, linking loss sources, motor parameters, and faults. This interconnected approach is the key aspect of our proposed diagnostic method and aims to be used in fault diagnosis as a general method. A case study of a broken rotor bar is used to validate the proposed method using a dataset of five motors. Among these, one motor operates without failure, while the remaining four exhibit broken rotor faults categorized as 1, 2, 3, and 4. The proposed method achieves 99.99% precision in identifying one to four defective rotor bars in IMs. Comparative analysis demonstrates good performance compared to vibration-based FDD approaches. Moreover, our methodology is computationally efficient and aligned with Industry 4.0 requirements. Full article
(This article belongs to the Special Issue Application of Deep Learning in Fault Diagnosis)
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24 pages, 5596 KiB  
Article
Fault-Tolerant Model Predictive Control Applied to a Sewer Network
by Antonio Cembellín, María J. Fuente, Pastora Vega and Mario Francisco
Appl. Sci. 2024, 14(12), 5359; https://doi.org/10.3390/app14125359 - 20 Jun 2024
Viewed by 1252
Abstract
This paper presents a Fault-Tolerant Model Predictive Control (FTMPC) algorithm applied to a simulation model for sewer networks. The aim of this work is to preserve the operation of the predictive controller as much as possible, in accordance with its operational objectives, when [...] Read more.
This paper presents a Fault-Tolerant Model Predictive Control (FTMPC) algorithm applied to a simulation model for sewer networks. The aim of this work is to preserve the operation of the predictive controller as much as possible, in accordance with its operational objectives, when there may be anomalies affecting the elements of the control system, mainly sensors and actuators. For this purpose, a fault detection and diagnosis system (FDD) based on a moving window principal component analysis technique (MWPCA) will be developed to provide an online fault monitoring solution for large-scale complex processes (e.g., sewer systems) with dynamically changing characteristics, and a reconfiguration algorithm for the MPC controller taking advantage of its own features such as constraint handling. Comparing the results obtained considering various types of faults, with situations of normal controlled operation and with the behavior of the sewer network when no control is applied, will allow some conclusions to be drawn at the end. Full article
(This article belongs to the Special Issue Advances in Intelligent Control and Engineering Applications)
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30 pages, 1283 KiB  
Article
Hybrid Approach for Detection and Diagnosis of Short-Circuit Faults in Power Transmission Lines
by Luís Brito Palma
Energies 2024, 17(9), 2169; https://doi.org/10.3390/en17092169 - 1 May 2024
Cited by 9 | Viewed by 2278
Abstract
In this article, the main problem under investigation is the detection and diagnosis of short-circuit faults in power transmission lines. The proposed fault detection (FDD) approach is mainly based on principal component analysis (PCA). The proposed fault diagnosis/identification (FAI) approach is mainly based [...] Read more.
In this article, the main problem under investigation is the detection and diagnosis of short-circuit faults in power transmission lines. The proposed fault detection (FDD) approach is mainly based on principal component analysis (PCA). The proposed fault diagnosis/identification (FAI) approach is mainly based on sliding-window versions of the discrete Fourier transform (DFT) and discrete Hilbert transform (DHT). The main contributions of this article are (a) a fault detection approach based on principal component analysis in the two-dimensional scores space; and (b) a rule-based fault identification approach based on human expert knowledge, combined with a probabilistic decision system, which detects variations in the amplitudes and frequencies of current and voltage signals, using DFT and DHT, respectively. Simulation results of power transmission lines in Portugal are presented in order to show the robust and high performance of the proposed FDD approach for different signal-to-noise ratios. The proposed FDD approach, implemented in Python, that can be executed online or offline, can be used to evaluate the stress to which circuit breakers (CBs) are subjected, providing information to supervision- and condition-based monitoring systems in order to improve predictive and preventive maintenance strategies, and it can be applied to high-/medium-voltage power transmission lines as well as to low-voltage electronic transmission systems. Full article
(This article belongs to the Section F: Electrical Engineering)
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17 pages, 4506 KiB  
Article
Particle-Filter-Based Fault Diagnosis for the Startup Process of an Open-Cycle Liquid-Propellant Rocket Engine
by Jihyoung Cha, Sangho Ko and Soon-Young Park
Sensors 2024, 24(9), 2798; https://doi.org/10.3390/s24092798 - 27 Apr 2024
Cited by 4 | Viewed by 1810
Abstract
This study introduces a fault diagnosis algorithm based on particle filtering for open-cycle liquid-propellant rocket engines (LPREs). The algorithm serves as a model-based method for the startup process, accounting for more than 30% of engine failures. Similar to the previous fault detection and [...] Read more.
This study introduces a fault diagnosis algorithm based on particle filtering for open-cycle liquid-propellant rocket engines (LPREs). The algorithm serves as a model-based method for the startup process, accounting for more than 30% of engine failures. Similar to the previous fault detection and diagnosis (FDD) algorithm for the startup process, the algorithm in this study is composed of a nonlinear filter to generate residuals, a residual analysis, and a multiple-model (MM) approach to detect and diagnose faults from the residuals. In contrast to the previous study, this study makes use of the modified cumulative sum (CUSUM) algorithm, widely used in change-detection monitoring, and a particle filter (PF), which is theoretically the most accurate nonlinear filter. The algorithm is confirmed numerically using the CUSUM and MM methods. Subsequently, the FDD algorithm is compared with an algorithm from a previous study using a Monte Carlo simulation. Through a comparative analysis of algorithmic performance, this study demonstrates that the current PF-based FDD algorithm outperforms the algorithm based on other nonlinear filters. Full article
(This article belongs to the Section Fault Diagnosis & Sensors)
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23 pages, 957 KiB  
Review
A Review of Statistical-Based Fault Detection and Diagnosis with Probabilistic Models
by Yanting Zhu, Shunyi Zhao, Yuxuan Zhang, Chengxi Zhang and Jin Wu
Symmetry 2024, 16(4), 455; https://doi.org/10.3390/sym16040455 - 8 Apr 2024
Cited by 13 | Viewed by 3818
Abstract
As industrial processes grow increasingly complex, fault identification becomes challenging, and even minor errors can significantly impact both productivity and system safety. Fault detection and diagnosis (FDD) has emerged as a crucial strategy for maintaining system reliability and safety through condition monitoring and [...] Read more.
As industrial processes grow increasingly complex, fault identification becomes challenging, and even minor errors can significantly impact both productivity and system safety. Fault detection and diagnosis (FDD) has emerged as a crucial strategy for maintaining system reliability and safety through condition monitoring and abnormality recovery to manage this challenge. Statistical-based FDD methods that rely on large-scale process data and their features have been developed for detecting faults. This paper overviews recent investigations and developments in statistical-based FDD methods, focusing on probabilistic models. The theoretical background of these models is presented, including Bayesian learning and maximum likelihood. We then discuss various techniques and methodologies, e.g., probabilistic principal component analysis (PPCA), probabilistic partial least squares (PPLS), probabilistic independent component analysis (PICA), probabilistic canonical correlation analysis (PCCA), and probabilistic Fisher discriminant analysis (PFDA). Several test statistics are analyzed to evaluate the discussed methods. In industrial processes, these methods require complex matrix operation and cost computational load. Finally, we discuss the current challenges and future trends in FDD. Full article
(This article belongs to the Section Computer)
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21 pages, 3913 KiB  
Article
Performance Evaluation of Chiller Fault Detection and Diagnosis Using Only Field-Installed Sensors
by Zhanwei Wang, Jingjing Guo, Sai Zhou and Penghua Xia
Processes 2023, 11(12), 3299; https://doi.org/10.3390/pr11123299 - 26 Nov 2023
Cited by 2 | Viewed by 2262
Abstract
Owing to the rapid expansion of data science, data-driven methods have emerged as a dominant trend in chiller fault detection and diagnosis (FDD). Most of these methods prioritize feature selection to achieve optimal diagnostic performance. However, on-site research indicates a common installation of [...] Read more.
Owing to the rapid expansion of data science, data-driven methods have emerged as a dominant trend in chiller fault detection and diagnosis (FDD). Most of these methods prioritize feature selection to achieve optimal diagnostic performance. However, on-site research indicates a common installation of a limited number of sensors, coupled with a necessity to minimize diagnostic costs. This discrepancy between existing research’s feature selection principles and the current on-site sensor installation status presents a significant challenge. To facilitate the practical implementation of data-driven methods in real chiller units, this study addresses a critical question: under the constraint of limited on-site sensor installations, what is the optimal performance achievable by data-driven methods and their improved versions? To answer this, only features derived from commonly installed sensors on field chillers are chosen as indicators for typical chiller faults. The FDD performance of six frequently used data-driven methods, namely, back-propagation neural network, convolutional neural network, support vector machine, support vector data description, Bayesian network, and random forest, along with their improved versions, is comprehensively evaluated and validated using experimental data, considering four evaluation metrics. The conclusions drawn in this paper provide valuable insights for users/manufacturers with limited or no budget, detailing the best achievable diagnostic performance for each typical fault and offering guidance for those aiming to further enhance FDD performance. Full article
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