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Keywords = exponential tilting

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41 pages, 6499 KB  
Article
Cascaded Optimized Fractional Controller for Green Hydrogen-Based Microgrids with Mitigating False Data Injection Attacks
by Nadia A. Nagem, Mokhtar Aly, Emad A. Mohamed, Aisha F. Fareed, Dokhyl M. Alqahtani and Wessam A. Hafez
Fractal Fract. 2026, 10(1), 55; https://doi.org/10.3390/fractalfract10010055 - 13 Jan 2026
Viewed by 255
Abstract
Green hydrogen production and the use of fuel cells (FCs) in microgrid (MG) systems have become viable and feasible solutions due to their continuous cost reduction and advancements in technology. Furthermore, green hydrogen electrolyzers and FC can mitigate fluctuations in renewable energy generation [...] Read more.
Green hydrogen production and the use of fuel cells (FCs) in microgrid (MG) systems have become viable and feasible solutions due to their continuous cost reduction and advancements in technology. Furthermore, green hydrogen electrolyzers and FC can mitigate fluctuations in renewable energy generation and various demand-related disturbances. Proper incorporation of electrolyzers and FCs can enhance load frequency control (LFC) in MG systems. However, they are subjected to multiple false data injection attacks (FDIAs), which can deteriorate MG stability and availability. Moreover, most existing LFC control schemes—such as conventional PID-based methods, single-degree-of-freedom fractional-order controllers, and various optimization-based structures—lack robustness against coordinated and multi-point FDIAs, leading to significant degradation in frequency regulation performance. This paper presents a new, modified, multi-degree-of-freedom, cascaded fractional-order controller for green hydrogen-based MG systems with high fluctuating renewable and demand sources. The proposed LFC is a cascaded control structure that combines a 1+TID controller with a filtered fractional-order PID controller (FOPIDF), namely the cascaded 1+TID/FOPIDF LFC control. Furthermore, another tilt-integrator derivative electric vehicle (EV) battery frequency regulation controller is proposed to benefit from EVs installed in MG systems. The proposed cascaded 1+TID/FOPIDF LFC control and EV TID LFC methods are designed using the powerful capability of the exponential distribution optimizer (EDO), which determines the optimal set of design parameters, leading to guaranteed optimal performance. The effectiveness of the newly proposed cascaded 1+TID/FOPIDF LFC control and design approach employing multi-generational-based two-area MG systems is studied by taking into account a variety of projected scenarios of FDIAs and renewable/load fluctuation scenarios. In addition, performance comparisons with some featured controllers are provided in the paper. For example, in the case of fluctuation in RESs, the measured indices are as follows: ISE (1.079, 0.5306, 0.3515, 0.0104); IAE (15.011, 10.691, 9.527, 1.363); ITSE (100.613, 64.412, 53.649, 1.323); and ITAE (2120, 1765, 1683, 241.32) for TID, FOPID, FOTID, and proposed, respectively, which confirm superior frequency deviation mitigation using the proposed optimized cascaded 1+TID/FOPIDF and EV TID LFC control method. Full article
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20 pages, 2775 KB  
Article
Enhancing Statistical Modeling with the Marshall–Olkin Unit-Exponentiated-Half-Logistic Distribution: Theoretical Developments and Real-World Applications
by Ömer Özbilen
Symmetry 2025, 17(12), 2084; https://doi.org/10.3390/sym17122084 - 4 Dec 2025
Viewed by 318
Abstract
This paper introduces the Marshall–Olkin unit-exponentiated-half-logistic (MO-UEHL) distribution, a novel three-parameter model designed to enhance the flexibility of the unit-exponentiated-half-logistic distribution through the incorporation of the Marshall–Olkin transformation. Defined on the unit interval (0,1), the MO-UEHL distribution is [...] Read more.
This paper introduces the Marshall–Olkin unit-exponentiated-half-logistic (MO-UEHL) distribution, a novel three-parameter model designed to enhance the flexibility of the unit-exponentiated-half-logistic distribution through the incorporation of the Marshall–Olkin transformation. Defined on the unit interval (0,1), the MO-UEHL distribution is well-suited for modeling proportional data exhibiting asymmetry. The Marshall–Olkin tilt parameter α explicitly controls the degree and direction of asymmetry, enabling the density to range from highly right-skewed to nearly symmetric unimodal forms, and even to left-skewed configurations for certain parameter values, thereby offering a direct mathematical representation of symmetry breaking in bounded proportional data. The resulting model achieves this versatility without relying on exponential terms or special functions, thus simplifying computational procedures. We derive its key mathematical properties, including the probability density function, cumulative distribution function, survival function, hazard rate function, quantile function, moments, and information-theoretic measures such as the Shannon and residual entropy. Parameter estimation is explored using maximum likelihood, maximum product spacing, ordinary and weighted least-squares, and Cramér–von Mises methods, with simulation studies evaluating their performance across varying sample sizes and parameter sets. The practical utility of the MO-UEHL distribution is demonstrated through applications to four real datasets from environmental and engineering contexts. The results highlight the MO-UEHL distribution’s potential as a valuable tool in reliability analysis, environmental modeling, and related fields. Full article
(This article belongs to the Section Mathematics)
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21 pages, 7771 KB  
Article
Experimental Study on the Uplift Correction of Raft Foundations in Saturated Silty Clay
by Tengyue Cui, Yingguang Shi and Feng Huang
Buildings 2025, 15(9), 1415; https://doi.org/10.3390/buildings15091415 - 23 Apr 2025
Cited by 1 | Viewed by 954
Abstract
Although grouting technology has been widely applied for lifting and rectifying tilted structures, theoretical research remains underdeveloped and lags behind the practical demands of engineering applications. In this study, a self-developed experimental setup was utilized to conduct model tests on the lifting and [...] Read more.
Although grouting technology has been widely applied for lifting and rectifying tilted structures, theoretical research remains underdeveloped and lags behind the practical demands of engineering applications. In this study, a self-developed experimental setup was utilized to conduct model tests on the lifting and rectification of a raft foundation in saturated silty clay. The evolution patterns of ground surface displacement, excess pore water pressure, and foundation-additional pressure induced by grouting were systematically analyzed. Furthermore, the influence of grouting depth and injection rate on surface displacement, excess pore water pressure, foundation-additional pressure, and grouting parameters (grout volume and pressure) was investigated. The key findings are summarized as follows: The grouting efficiency (η) ranged between 0.72 and 0.81. A power-exponential dual-function model was proposed to quantify the spatiotemporal evolution of excess pore water pressure, achieving a distance–decay power function with R2 > 0.89 and a time-dependent dissipation exponential function with R2 > 0.94. The maximum surface uplift displacement decreased by 20.6% and 8.9% with increasing grouting rates, respectively. The dissipation time of excess pore water pressure exhibited a negative correlation with the grouting rate, and grouting efficiency declined as excess pore water pressure dissipated. The maximum foundation-additional pressure occurred directly above the grouting center and gradually diminished as the horizontal distance from the grouting location increased. Variations in surface displacement, excess pore water pressure, and additional base pressure induced by grouting were systematically analyzed. Full article
(This article belongs to the Section Building Structures)
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21 pages, 375 KB  
Article
Weak Identification Robust Tests for Subvectors Using Implied Probabilities
by Marine Carrasco and Saraswata Chaudhuri
Entropy 2025, 27(4), 396; https://doi.org/10.3390/e27040396 - 8 Apr 2025
Viewed by 990
Abstract
This paper develops tests for hypotheses concerning subvectors of parameters in models defined by moment conditions. It is well known that conventional tests such as Wald, Likelihood-ratio and Score tests tend to over-reject when the identification is weak. To prevent uncontrolled size distortion [...] Read more.
This paper develops tests for hypotheses concerning subvectors of parameters in models defined by moment conditions. It is well known that conventional tests such as Wald, Likelihood-ratio and Score tests tend to over-reject when the identification is weak. To prevent uncontrolled size distortion and introduce refined finite-sample performance, we extend the projection-based test to a modified version of the score test using implied probabilities obtained by information theoretic criteria. Our test is performed in two steps, where the first step reduces the space of parameter candidates, while the second one involves the modified score test mentioned earlier. We derive the asymptotic properties of this procedure for the entire class of Generalized Empirical Likelihood implied probabilities. Simulations show that the test has very good finite-sample size and power. Finally, we apply our approach to the veteran earnings and find a negative impact of the veteran status. Full article
(This article belongs to the Special Issue Maximum Entropy Principle and Applications)
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28 pages, 413 KB  
Article
Penalized Exponentially Tilted Likelihood for Growing Dimensional Models with Missing Data
by Xiaoming Sha, Puying Zhao and Niansheng Tang
Entropy 2025, 27(2), 146; https://doi.org/10.3390/e27020146 - 1 Feb 2025
Viewed by 1142
Abstract
This paper develops a penalized exponentially tilted (ET) likelihood to simultaneously estimate unknown parameters and select variables for growing dimensional models with missing response at random. The inverse probability weighted approach is employed to compensate for missing information and to ensure the consistency [...] Read more.
This paper develops a penalized exponentially tilted (ET) likelihood to simultaneously estimate unknown parameters and select variables for growing dimensional models with missing response at random. The inverse probability weighted approach is employed to compensate for missing information and to ensure the consistency of parameter estimators. Based on the penalized ET likelihood, we construct an ET likelihood ratio statistic to test the contrast hypothesis of parameters. Under some wild conditions, we obtain the consistency, asymptotic properties, and oracle properties of parameter estimators and show that the constrained penalized ET likelihood ratio statistic for testing the contrast hypothesis possesses the Wilks’ property. Simulation studies are conducted to validate the finite sample performance of the proposed methodologies. Thyroid data taken from the First People’s Hospital of Yunnan Province is employed to illustrate the proposed methodologies. Full article
36 pages, 5456 KB  
Article
DSGE Estimation Using Generalized Empirical Likelihood and Generalized Minimum Contrast
by Gilberto Boaretto and Márcio Poletti Laurini
Entropy 2025, 27(2), 141; https://doi.org/10.3390/e27020141 - 30 Jan 2025
Cited by 1 | Viewed by 1687
Abstract
We investigate the performance of estimators of the generalized empirical likelihood and minimum contrast families in the estimation of dynamic stochastic general equilibrium models, with particular attention to the robustness properties under misspecification. From a Monte Carlo experiment, we found that (i) the [...] Read more.
We investigate the performance of estimators of the generalized empirical likelihood and minimum contrast families in the estimation of dynamic stochastic general equilibrium models, with particular attention to the robustness properties under misspecification. From a Monte Carlo experiment, we found that (i) the empirical likelihood estimator—as well as its version with smoothed moment conditions—and Bayesian inference obtained, in that order, the best performances, including misspecification cases; (ii) continuous updating empirical likelihood, minimum Hellinger distance, exponential tilting estimators, and their smoothed versions exhibit intermediate comparative performance; (iii) the performance of exponentially tilted empirical likelihood, exponential tilting Hellinger distance, and their smoothed versions was seriously compromised by atypical estimates; (iv) smoothed and non-smoothed estimators exhibit very similar performances; and (v) the generalized method of moments, especially in the over-identified case, and maximum likelihood estimators performed worse than their competitors. Full article
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32 pages, 1113 KB  
Article
Analysis of Missingness Scenarios for Observational Health Data
by Alireza Zamanian, Henrik von Kleist, Octavia-Andreea Ciora, Marta Piperno, Gino Lancho and Narges Ahmidi
J. Pers. Med. 2024, 14(5), 514; https://doi.org/10.3390/jpm14050514 - 11 May 2024
Cited by 3 | Viewed by 3355
Abstract
Despite the extensive literature on missing data theory and cautionary articles emphasizing the importance of realistic analysis for healthcare data, a critical gap persists in incorporating domain knowledge into the missing data methods. In this paper, we argue that the remedy is to [...] Read more.
Despite the extensive literature on missing data theory and cautionary articles emphasizing the importance of realistic analysis for healthcare data, a critical gap persists in incorporating domain knowledge into the missing data methods. In this paper, we argue that the remedy is to identify the key scenarios that lead to data missingness and investigate their theoretical implications. Based on this proposal, we first introduce an analysis framework where we investigate how different observation agents, such as physicians, influence the data availability and then scrutinize each scenario with respect to the steps in the missing data analysis. We apply this framework to the case study of observational data in healthcare facilities. We identify ten fundamental missingness scenarios and show how they influence the identification step for missing data graphical models, inverse probability weighting estimation, and exponential tilting sensitivity analysis. To emphasize how domain-informed analysis can improve method reliability, we conduct simulation studies under the influence of various missingness scenarios. We compare the results of three common methods in medical data analysis: complete-case analysis, Missforest imputation, and inverse probability weighting estimation. The experiments are conducted for two objectives: variable mean estimation and classification accuracy. We advocate for our analysis approach as a reference for the observational health data analysis. Beyond that, we also posit that the proposed analysis framework is applicable to other medical domains. Full article
(This article belongs to the Special Issue Artificial Intelligence Applied to Clinical Practice)
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22 pages, 11606 KB  
Article
Online Predictive Visual Servo Control for Constrained Target Tracking of Fixed-Wing Unmanned Aerial Vehicles
by Lingjie Yang, Xiangke Wang, Yu Zhou, Zhihong Liu and Lincheng Shen
Drones 2024, 8(4), 136; https://doi.org/10.3390/drones8040136 - 2 Apr 2024
Cited by 6 | Viewed by 3774
Abstract
This paper proposes an online predictive control method for fixed-wing unmanned aerial vehicles (UAVs) with a pan-tilt camera in target tracking. It aims to achieve long-term tracking while concurrently maintaining the target near the image center. Particularly, this work takes the UAV and [...] Read more.
This paper proposes an online predictive control method for fixed-wing unmanned aerial vehicles (UAVs) with a pan-tilt camera in target tracking. It aims to achieve long-term tracking while concurrently maintaining the target near the image center. Particularly, this work takes the UAV and pan-tilt camera as an overall system and deals with the target tracking problem via joint optimization, so that the tracking ability of the UAV can be improved. The image captured by the pan-tilt camera is the unique input associated with the target, and model predictive control (MPC) is used to solve the optimization problem with constraints that cannot be performed by the classic image-based visual servoing (IBVS). In addition to the dynamic constraint of the UAV, the perception constraint of the camera is also taken into consideration, which is described by the maximum distance between the target and the camera. The accurate detection of the target depends on the amount of its feature information contained in the image, which is highly related to the relative distance between the target and the camera. Moreover, considering the real-time requirements of practical applications, an MPC strategy based on soft constraints and a warm start is presented. Furthermore, a switching-based approach is proposed to return the target back to the perception range quickly once it exceeds the range, and the exponential asymptotic stability of the switched controller is proven as well. Both numerical and hardware-in-the-loop (HITL) simulations are conducted to verify the effectiveness and superiority of the proposed method compared with the existing method. Full article
(This article belongs to the Special Issue Advances in Perception, Communications, and Control for Drones)
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14 pages, 31630 KB  
Article
Gravity Data Enhancement Using the Exponential Transform of the Tilt Angle of the Horizontal Gradient
by Luan Thanh Pham, Saulo Pomponet Oliveira, Cuong Van Anh Le, Nhung Thi Bui, An Hoa Vu and Duong Anh Nguyen
Minerals 2023, 13(12), 1539; https://doi.org/10.3390/min13121539 - 11 Dec 2023
Cited by 5 | Viewed by 2667
Abstract
Detecting the boundaries of geologic structures is one of the main tasks in interpreting gravity anomalies. Many methods based on the derivatives of gravity anomalies have been introduced to map the source boundaries. The drawbacks of traditional methods are that the estimated boundaries [...] Read more.
Detecting the boundaries of geologic structures is one of the main tasks in interpreting gravity anomalies. Many methods based on the derivatives of gravity anomalies have been introduced to map the source boundaries. The drawbacks of traditional methods are that the estimated boundaries are divergent or false boundaries appear in the output map. Here, we use the exponential transform of the tilt angle of the horizontal gradient to improve the edge detection results. The robustness of the presented method is illustrated using synthetic data and real examples from the Voisey’s Bay Ni-Cu-Co deposit (Canada) and the Tuan Giao (Vietnam). The findings show that the presented technique can produce more precise and clear boundaries. Full article
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22 pages, 4410 KB  
Article
Enhanced Solid-State Fluorescence of Flavin Derivatives by Incorporation in the Metal-Organic Frameworks MIL-53(Al) and MOF-5
by Dietrich Püschel, Simon Hédé, Iván Maisuls, Simon-Patrick Höfert, Dennis Woschko, Ralf Kühnemuth, Suren Felekyan, Claus A. M. Seidel, Constantin Czekelius, Oliver Weingart, Cristian A. Strassert and Christoph Janiak
Molecules 2023, 28(6), 2877; https://doi.org/10.3390/molecules28062877 - 22 Mar 2023
Cited by 10 | Viewed by 4847
Abstract
The flavin derivatives 10-methyl-isoalloxazine (MIA) and 6-fluoro-10-methyl-isoalloxazine (6F-MIA) were incorporated in two alternative metal-organic frameworks, (MOFs) MIL-53(Al) and MOF-5. We used a post-synthetic, diffusion-based incorporation into microcrystalline MIL-53 powders with one-dimensional (1D) pores and an in-situ approach during the synthesis of MOF-5 with [...] Read more.
The flavin derivatives 10-methyl-isoalloxazine (MIA) and 6-fluoro-10-methyl-isoalloxazine (6F-MIA) were incorporated in two alternative metal-organic frameworks, (MOFs) MIL-53(Al) and MOF-5. We used a post-synthetic, diffusion-based incorporation into microcrystalline MIL-53 powders with one-dimensional (1D) pores and an in-situ approach during the synthesis of MOF-5 with its 3D channel network. The maximum amount of flavin dye incorporation is 3.9 wt% for MIA@MIL-53(Al) and 1.5 wt% for 6F-MIA@MIL-53(Al), 0.85 wt% for MIA@MOF-5 and 5.2 wt% for 6F-MIA@MOF-5. For the high incorporation yields the probability to have more than one dye molecule in a pore volume is significant. As compared to the flavins in solution, the fluorescence spectrum of these flavin@MOF composites is broadened at the bathocromic side especially for MIA. Time-resolved spectroscopy showed that multi-exponential fluorescence lifetimes were needed to describe the decays. The fluorescence-weighted lifetime of flavin@MOF of 4 ± 1 ns also corresponds to those in solution but is significantly prolonged compared to the solid flavin dyes with less than 1 ns, thereby confirming the concept of “solid solutions” for dye@MOF composites. The fluorescence quantum yield (ΦF) of the flavin@MOF composites is about half of the solution but is significantly higher compared to the solid flavin dyes. Both the fluorescence lifetime and quantum yield of flavin@MOF decrease with the flavin loading in MIL-53 due to the formation of various J-aggregates. Theoretical calculations using plane-wave and QM/MM methods are in good correspondence with the experimental results and explain the electronic structures as well as the photophysical properties of crystalline MIA and the flavin@MOF composites. In the solid flavins, π-stacking interactions of the molecules lead to a charge transfer state with low oscillator strength resulting in aggregation-caused quenching (ACQ) with low lifetimes and quantum yields. In the MOF pores, single flavin molecules represent a major population and the computed MIA@MOF structures do not find π-stacking interactions with the pore walls but only weak van-der-Waals contacts which reasons the enhanced fluorescence lifetime and quantum yield of the flavins in the composites compared to their neat solid state. To analyze the orientation of flavins in MOFs, we measured fluorescence anisotropy images of single flavin@MOF-5 crystals and a static ensemble flavin@MIL53 microcrystals, respectively. Based on image information, anisotropy distributions and overall curve of the time-resolved anisotropy curves combined with theoretical calculations, we can prove that all fluorescent flavins species have a defined and rather homogeneous orientation in the MOF framework. In MIL-53, the transition dipole moments of flavins are orientated along the 1D channel axis, whereas in MOF-5 we resolved an average orientation that is tilted with respect to the cubic crystal lattice. Notably, the more hydrophobic 6F-MIA exhibits a higher degree order than MIA. The flexible MOF MIL-53(Al) was optimized essentially to the experimental large-pore form in the guest-free state with QuantumEspresso (QE) and with MIA molecules in the pores the structure contracted to close to the experimental narrow-pore form which was also confirmed by PXRD. In summary, the incorporation of flavins in MOFs yields solid-state materials with enhanced rigidity, stabilized conformation, defined orientation and reduced aggregations of the flavins, leading to increased fluorescence lifetime and quantum yield as controllable photo-luminescent and photo-physical properties. Full article
(This article belongs to the Special Issue Porous Materials: Synthetic Strategies and Applications)
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20 pages, 18366 KB  
Article
Design of 1 × 2 MIMO Palm Tree Coplanar Vivaldi Antenna in the E-Plane with Different Patch Structure
by Nurhayati Nurhayati, Eko Setijadi, Alexandre Maniçoba de Oliveira, Dayat Kurniawan and Mohd Najib Mohd Yasin
Electronics 2023, 12(1), 177; https://doi.org/10.3390/electronics12010177 - 30 Dec 2022
Cited by 9 | Viewed by 3651
Abstract
In this paper, 1 × 2 MIMO of Palm Tree Coplanar Vivaldi Antenna is presented that simulated at 0.5–4.5 GHz. Some GPR applications require wideband antennas starting from a frequency below 1 GHz to overcome high material loss and achieve deeper penetration. However, [...] Read more.
In this paper, 1 × 2 MIMO of Palm Tree Coplanar Vivaldi Antenna is presented that simulated at 0.5–4.5 GHz. Some GPR applications require wideband antennas starting from a frequency below 1 GHz to overcome high material loss and achieve deeper penetration. However, to boost the gain, antennas are set up in MIMO and this is costly due to the large size of the antenna. When configuring MIMO antenna in the E-plane, there is occasionally uncertainty over which antenna model may provide the optimum performance in terms of return loss, mutual coupling, directivity, beam squint, beam width, and surface current using a given substrate size. However, the configuration of E-plane antenna in MIMO has an issue of mutual coupling if the distance between elements is less than 0.5λ. Furthermore, it produces grating lobes at high frequencies.We implement several types of patch structures by incorporating the truncated, tilt shape, Hlbert and Koch Fractal, Exponential slot, Wave slot, the lens with elips, and metamaterial slot to the radiator by keeping the width of the substrate and the shape of the feeder. The return loss, mutual coupling, directivity, beam squint, beamwidth, and surface current of the antenna are compared for 1 × 2 MIMO CVA. A continuous patch MIMO has a spacing of 0.458λ at 0.5 GHz, which is equivalent to its element width. From the simulation, we found that Back Cut Palm Tree (BCPT) and Horizontale Wave Structure Palm Tree (HWSPT) got the best performance of return loss and mutual scattering at low-end frequency respectively. The improvement of directivity got for Metamaterial Lens Palm Tree (MLPT) of 4.453 dBi if compared with Regular Palm Tree-Coplanar Vivaldi Antena (RPT) at 4 GHz. Elips Lens Palm Tree (ELPT) has the best beam squint performance across all frequencies of 0°. It also gots the best beamwidth at 4.5 GHz of 3.320. In addition, we incorporate the MLPT into the radar application. Full article
(This article belongs to the Topic Antennas)
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16 pages, 410 KB  
Article
A Semiparametric Tilt Optimality Model
by Chathurangi H. Pathiravasan and Bhaskar Bhattacharya
Stats 2023, 6(1), 1-16; https://doi.org/10.3390/stats6010001 - 22 Dec 2022
Viewed by 1822
Abstract
Practitioners often face the situation of comparing any set of k distributions, which may follow neither normality nor equality of variances. We propose a semiparametric model to compare those distributions using an exponential tilt method. This extends the classical analysis of variance models [...] Read more.
Practitioners often face the situation of comparing any set of k distributions, which may follow neither normality nor equality of variances. We propose a semiparametric model to compare those distributions using an exponential tilt method. This extends the classical analysis of variance models when all distributions are unknown by relaxing its assumptions. The proposed model is optimal when one of the distributions is known. Large-sample estimates of the model parameters are derived, and the hypotheses for the equality of the distributions are tested for one-at-a-time and simultaneous comparison cases. Real data examples from NASA meteorology experiments and social credit card limits are analyzed to illustrate our approach. The proposed approach is shown to be preferable in a simulated power comparison with existing parametric and nonparametric methods. Full article
(This article belongs to the Section Statistical Methods)
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12 pages, 10373 KB  
Article
Magnetic Interaction in Doped 2D Perovskite Cuprates with Nanoscale Inhomogeneity: Lattice Nonlocal Effects vs. Superexchange
by Vladimir A. Gavrichkov and Semyon I. Polukeev
Condens. Matter 2022, 7(4), 57; https://doi.org/10.3390/condmat7040057 - 18 Oct 2022
Cited by 4 | Viewed by 2571
Abstract
We have studied the superexchange interaction Jij in doped 2D cuprates. The AFM interaction strongly depends on the state of the lattice of a CuO2 layer surrounded by two LaO rock salt layers. In a static U and D [...] Read more.
We have studied the superexchange interaction Jij in doped 2D cuprates. The AFM interaction strongly depends on the state of the lattice of a CuO2 layer surrounded by two LaO rock salt layers. In a static U and D stripe nanostructure, the homogeneous AFM interaction is impossible due to the U/D/U periodic stripe sequence and TN=0. In a dynamic stripe nanostructure, the ideal CuO2 layer with nonlocal effects and the homogeneous AFM interaction are restored. However, the interaction Jij decreases by the exponential factor due to partial dynamic quenching. The meaning of the transition from the dynamic to the static cases lies in the spontaneous θ-symmetry breaking with respect to the rotation of all the tilted CuO6 octahedra by an orientation angle δθ=n·45° (where n=1÷4) in the U and D stripe nanostructure of the CuO2 layer. Moreover, the structural features help to study various experimental data on the charge inhomogeneity, Fermi level pinning in the p type cuprates only and time reversal symmetry breaking from a unified point of view. Full article
(This article belongs to the Special Issue Superstripes Physics)
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30 pages, 633 KB  
Article
Assessing, Testing and Estimating the Amount of Fine-Tuning by Means of Active Information
by Daniel Andrés Díaz-Pachón and Ola Hössjer
Entropy 2022, 24(10), 1323; https://doi.org/10.3390/e24101323 - 21 Sep 2022
Cited by 10 | Viewed by 2718
Abstract
A general framework is introduced to estimate how much external information has been infused into a search algorithm, the so-called active information. This is rephrased as a test of fine-tuning, where tuning corresponds to the amount of pre-specified knowledge that the algorithm makes [...] Read more.
A general framework is introduced to estimate how much external information has been infused into a search algorithm, the so-called active information. This is rephrased as a test of fine-tuning, where tuning corresponds to the amount of pre-specified knowledge that the algorithm makes use of in order to reach a certain target. A function f quantifies specificity for each possible outcome x of a search, so that the target of the algorithm is a set of highly specified states, whereas fine-tuning occurs if it is much more likely for the algorithm to reach the target as intended than by chance. The distribution of a random outcome X of the algorithm involves a parameter θ that quantifies how much background information has been infused. A simple choice of this parameter is to use θf in order to exponentially tilt the distribution of the outcome of the search algorithm under the null distribution of no tuning, so that an exponential family of distributions is obtained. Such algorithms are obtained by iterating a Metropolis–Hastings type of Markov chain, which makes it possible to compute their active information under the equilibrium and non-equilibrium of the Markov chain, with or without stopping when the targeted set of fine-tuned states has been reached. Other choices of tuning parameters θ are discussed as well. Nonparametric and parametric estimators of active information and tests of fine-tuning are developed when repeated and independent outcomes of the algorithm are available. The theory is illustrated with examples from cosmology, student learning, reinforcement learning, a Moran type model of population genetics, and evolutionary programming. Full article
(This article belongs to the Special Issue Recent Advances in Statistical Theory and Applications)
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18 pages, 352 KB  
Article
Multivariate Threshold Regression Models with Cure Rates: Identification and Estimation in the Presence of the Esscher Property
by Mei-Ling Ting Lee and George A. Whitmore
Stats 2022, 5(1), 172-189; https://doi.org/10.3390/stats5010012 - 11 Feb 2022
Cited by 4 | Viewed by 2965
Abstract
The first hitting time of a boundary or threshold by the sample path of a stochastic process is the central concept of threshold regression models for survival data analysis. Regression functions for the process and threshold parameters in these models are multivariate combinations [...] Read more.
The first hitting time of a boundary or threshold by the sample path of a stochastic process is the central concept of threshold regression models for survival data analysis. Regression functions for the process and threshold parameters in these models are multivariate combinations of explanatory variates. The stochastic process under investigation may be a univariate stochastic process or a multivariate stochastic process. The stochastic processes of interest to us in this report are those that possess stationary independent increments (i.e., Lévy processes) as well as the Esscher property. The Esscher transform is a transformation of probability density functions that has applications in actuarial science, financial engineering, and other fields. Lévy processes with this property are often encountered in practical applications. Frequently, these applications also involve a ‘cure rate’ fraction because some individuals are susceptible to failure and others not. Cure rates may arise endogenously from the model alone or exogenously from mixing of distinct statistical populations in the data set. We show, using both theoretical analysis and case demonstrations, that model estimates derived from typical survival data may not be able to distinguish between individuals in the cure rate fraction who are not susceptible to failure and those who may be susceptible to failure but escape the fate by chance. The ambiguity is aggravated by right censoring of survival times and by minor misspecifications of the model. Slightly incorrect specifications for regression functions or for the stochastic process can lead to problems with model identification and estimation. In this situation, additional guidance for estimating the fraction of non-susceptibles must come from subject matter expertise or from data types other than survival times, censored or otherwise. The identifiability issue is confronted directly in threshold regression but is also present when applying other kinds of models commonly used for survival data analysis. Other methods, however, usually do not provide a framework for recognizing or dealing with the issue and so the issue is often unintentionally ignored. The theoretical foundations of this work are set out, which presents new and somewhat surprising results for the first hitting time distributions of Lévy processes that have the Esscher property. Full article
(This article belongs to the Special Issue Multivariate Statistics and Applications)
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