Search Results (38)

We investigate the influence of non-vertical sidewall angles on the band structure characteristics of thin-film lithium niobate (LN) photonic crystals (PhCs), considering both suspended LN membranes and LN on insulator (LNOI) configurations. Utilizing the gap-to-midgap ratio as a figure-of-merit, we observe a 34% reduction for a suspended LN PhC with 60° sidewall angles compared to the one with vertical sidewalls and a more substantial 73% reduction for LNOI PhCs with 70° sidewall angles. We address this challenge through the optimization of geometrical parameters of PhC unit cells with non-vertical sidewalls, taking fabrication feasibility into account. Our work provides a design guideline for the development of realistic LN PhC devices for future large-scale LN photonic circuits. Full article

To enhance the end-face coupling efficiency of lithium niobate on insulator (LNOI) chips, in conjunction with current device fabrication processes, a stepped spot size converter (SSC) based on a special outer envelope profile has been proposed and investigated. This stepped SSC can reduce the coupling loss between the LNOI waveguide and a normal single-mode optical fiber. First, the output waveguide of a mode converter was proposed and simulated, in which the mode field had the biggest overlapping integral factor with a single-mode fiber (MDF ≈ 9.8 μm). Then, a stepped LNOI waveguide, the basic structure of the mode converter, with three kinds of outer envelope profile, was proposed and analyzed. Through analysis of the impacts of different envelope profiles on mode spot conversion efficiency, the relationship between envelope profile and propagation efficiency was obtained. Additionally, the rule of LNOI stair height variation tendency and the pattern of mode spot conversion efficiency for the multi-step mode spot converter in LNOI were obtained. Ultimately, a stepped SSC with a COS-shaped envelope curve was adopted. When this stepped SSC is coupled to single-mode fiber with a mode-field diameter of 9.8 μm, the coupling efficiency of the TE mode was 95.35% at the wavelength of 1550 nm. Full article

With the ever-growing demand for high-speed optical communications, microwave photonics, and quantum key distribution systems, compact electro-optic (EO) modulators with high extinction ratios, large bandwidth, and high tuning efficiency are urgently pursued. However, most integrated lithium–niobate (LN) modulators cannot achieve these high performances simultaneously. In this paper, we propose an improved theoretical model of a chip-scale electro-optic (EO) microring modulator (EO-MRM) based on X-cut lithium–niobate-on-insulator (LNOI) with a hybrid architecture consisting of a 180-degree Euler bend in the coupling region, double-layer metal electrode structure, and ground–signal–signal–ground (G-S-S-G) electrode configuration, which can realize highly comprehensive performance and a compact footprint. After parameter optimization, the designed EO-MRM exhibited an extinction ratio of 38 dB. Compared to the structure without Euler bends, the increase was 35 dB. It also had a modulation bandwidth of 29 GHz and a tunability of 8.24 pm/V when the straight waveguide length was 100 μm. At the same time, the proposed device footprint was 1.92 × 10⁴ μm². The proposed MRM model provides an efficient solution to high-speed optical communication systems and microwave photonics, which is helpful for the fabrication of high-performance and multifunctional photonic integrated devices. Full article

Mode (de)multiplexers (MDMs) serve as critical foundational elements within systems for facilitating high-capacity communication, relying on mode conversions achieved through directional coupler (DC) structures. However, DC structures are challenged by dispersion issues for broadband mode coupling, particularly for high-order modes. In this work, based on the principles of phase control theory, we have devised an approach to mitigate the dispersion challenges, focusing on a thin-film lithium niobate-on-onsulator (LNOI) platform. This solution involves integrating a customized inverse-dispersion section into the device architecture, offsetting minor phase shifts encountered during the mode coupling process. By employing this approach, we have achieved broadband mode conversion from $T{E}_0$ to $T{E}_1$ and $T{E}_0$ to $T{E}_2$ within a 300 nm wavelength range, and the maximum deviations were maintained below −0.68 dB and −0.78 dB, respectively. Furthermore, the device exhibited remarkably low crosstalk, reaching down to −26 dB. Full article

LNOI devices have emerged as prominent contributors to photonic integrated circuits (PICs), benefiting from their outstanding performance in electro-optics, acousto-optics, nonlinear optics, etc. Due to the physical properties and current etching technologies of LiNbO₃, slanted sidewalls are typically formed in LNOI waveguides, causing polarization-related mode hybridization and crosstalk. Despite the low losses achieved with fabrication advancements in LNOI, such mode hybridization and crosstalk still significantly limit the device performance by introducing polarization-related losses. In this paper, we propose a vertically etched LNOI construction. By improving the geometrical symmetry in the waveguides, vertical sidewalls could adequately mitigate mode hybridization in common waveguide cross sections. Taking tapers and bends as representatives of PIC components, we then conducted theoretical modeling and simulations, which showed that vertical etching effectively exempts devices from polarization-related mode crosstalk. This not only improves the polarization purity and input mode transmittance but also enables lower polarization-related losses within more compact structures. As a demonstration of fabrication feasibility, we innovatively proposed a two-step fabrication technique, and successfully fabricated waveguides with vertical sidewalls. Such vertical etching technology facilitates the development of next-generation high-speed modulators, nonlinear optical devices, and other advanced photonic devices with lower losses and a smaller footprint, driving further innovations in both academic research and industrial applications. Full article

With the rapid development of optical communication and quantum information, the demand for efficient and broadband nonlinear frequency conversion has increased. At present, most single-frequency conversion processes in lithium niobate on insulator (LNOI) waveguides suffer from lateral leakage without proper design, leading to an additional increase in propagation loss. Achieving broadband frequency conversion also encounters this problem in that there are no relevant works that have solved this yet. In this paper, we theoretically propose an efficient and flat broadband second harmonic generation (SHG) in silicon nitride loaded apodized chirped periodically poled LNOI waveguides. By using a bound states in the continuum (BICs) mechanism to reduce the propagation loss and utilizing the characteristic that the BICs are insensitive to wavelength, an ultra-low-loss wave band of 80 nm is realized. Then, by employing an apodized chirped design, a flat broadband SHG is achieved. The normalized conversion efficiency (NCE) is approximately 222%W⁻¹cm⁻², and the bandwidth is about 100 nm. Moreover, the presented waveguides are simple and can be fabricated without direct etching of lithium niobate, exhibiting excellent fabrication tolerance. Our work may open a new avenue for exploring low-loss and flat broadband nonlinear frequency conversion on various on-chip integrated photonic platforms. Full article

Periodically poled lithium niobate on insulator (PPLNOI) offers an admirably promising platform for the advancement of nonlinear photonic integrated circuits (PICs). In this context, domain inversion engineering emerges as a key process to achieve efficient nonlinear conversion. However, periodic poling processing of thin-film lithium niobate has only been realized on the chip level, which significantly limits its applications in large-scale nonlinear photonic systems that necessitate the integration of multiple nonlinear components on a single chip with uniform performances. Here, we demonstrate a wafer-scale periodic poling technique on a 4-inch LNOI wafer with high fidelity. The reversal lengths span from 0.5 to 10.17 mm, encompassing an area of ~1 cm² with periods ranging from 4.38 to 5.51 μm. Efficient poling was achieved with a single manipulation, benefiting from the targeted grouped electrode pads and adaptable comb line widths in our experiment. As a result, domain inversion is ultimately implemented across the entire wafer with a 100% success rate and 98% high-quality rate on average, showcasing high throughput and stability, which is fundamentally scalable and highly cost-effective in contrast to traditional size-restricted chiplet-level poling. Our study holds significant promise to dramatically promote ultra-high performance to a broad spectrum of applications, including optical communications, photonic neural networks, and quantum photonics. Full article

In this study, one-dimensional grating coupler on single-crystal lithium niobate thin film (lithium niobate on insulator, LNOI) that also served as a polarization splitter was designed. The coupler could separate both orthogonal polarization states into two opposite directions while coupled light from a standard single-mode fiber to a waveguide on LNOI at the same time. Using segmented and apodized designing, the peak coupling efficiencies (CEs) around telecommunication wavelength 1550 nm for fundamental TE and TM modes of −2.82 dB and −2.83 dB, respectively, were achieved. The CEs could be optimized to −1.97 dB and −1.8 dB when a metal layer was added below the silicon dioxide layer. Full article

Fiber-chip edge couplers can minimize mode mismatch in integrated lithium niobate (LiNbO₃) photonics via facilitating broad optical bandwidth coupling between optical fibers and waveguide circuits. We designed a high-efficiency multi-tip edge coupler utilizing the lithium niobate on insulator (LNOI) platform for achieving superior fiber-to-chip coupling. The device comprises a bilayer LN inversely tapered waveguide, three 3D inversely tapered waveguides, and a silicon oxynitride (SiON) cladding waveguide (CLDWG). Finite difference method (FDM) and eigenmode expansion (EME) simulations were utilized to simulate and optimize the edge coupler structure specifically within the 1550 nm band. This coupler demonstrates a low fiber-chip coupling loss of 0.0682/0.0958 dB/facet for TE/TM mode at 1550 nm when interfaced with a commercially cleaved single-mode fiber (SMF) with a mode field diameter (MFD) of approximately 8.2 μm. Moreover, the 1 dB bandwidth of the coupler is 270 nm for the TE mode and 288 nm for the TM mode. Notably, the coupler exhibits a relatively large tolerance for optical misalignment owing to its large mode spot size of up to 4 μm. Given its ultra-low loss, high-efficiency ultra-broadband capabilities, and substantial tolerance features, this proposed device provides a paradigm for fiber-to-chip edge coupling within lithium niobate photonics. Full article

We propose and demonstrate a high-performance asymmetrical multimode interference splitter on X-cut lithium niobate on insulator (LNOI) with an ultra-compact size of 5.8 μm × (26.4–35.6) μm. A rectangle with a small region is removed from the upper left corner of the multimode interference (MMI) coupler to achieve a variable splitting ratio. Here, we design and characterize MMIs in six different distribution ratios ranging from 50:50 to 95:5 on a 600 nm thick LNOI. Based on the cascade structure, the linear fitting method accurately shows the device loss (~0.1–0.9 dB). Our fabricated devices demonstrate robustness across a 30 nm optical bandwidth (1535–1565 nm). In addition, we numerically simulate the Z-cut LNOI, showing that the structure corresponding to the TM mode can also achieve a good variable splitting ratio. Full article

In signal processing of the growing semaphore, a microwave photonic filter (MPF) is capable of dealing with high-frequency signals, offering the advantages of high bandwidth, easy tuning, and more. This paper presents an efficient tunable microwave photonic filter that features a wideband tuning capability and narrow-band filtering effect based on the lithium niobate on insulator (LNOI) material platform. A multi-mode waveguide race-track type microring resonator has been designed, along with a thermal electrode that utilizes the thermo-optical effect of lithium niobate to adjust the microring resonator. The packaged device has been tested, with a wideband tunable range of 4.7~38.2 GHz achieved. This allows for cross-band continuous tuning across the C-band to K_a-band range. When supplied with 29.1 mW of electric power, the thermal tuning efficiency reaches 9.2 pm/mW, enabling high-frequency tuning of up to 38.2 GHz. The filter possesses a high resolution, exhibiting a 3 dB bandwidth of 662 MHz. Full article

Photonic integrated circuits (PIC) find applications in the fields of microwaves, telecoms and sensing. Generally, PICs are fabricated on a base of isotropic materials such as SOI, Si₃N₄, etc. However, for some applications, anisotropic substrates such as LiNbO₃ are used. A thin film of LiNbO₃ on an insulator (LNOI) is a promising material platform for complex high-speed PICs. The design and simulation of PICs on anisotropic materials should be performed using rigorous numerical methods based on Maxwell’s equations. These methods are characterized by long calculation times for one simulation iteration. Since a large number of simulation iterations are performed during the PIC design, simulation methods based on approximations should be used. The effective index method (EIM) is an approximation-based method and is widely applied for simulations of isotropic waveguides. In this study, the applicability of EIM for simulations of anisotropic waveguides is analyzed. The results obtained by EIM are compared with the calculation results of a rigorous finite-difference frequency-domain (FDFD) method for evaluation of the EIM’s applicability limits. In addition, radiation losses in waveguides with rough sidewalls are estimated using the Payne–Lacey model and EIM. The results demonstrate the applicability of EIM for the simulation of anisotropic LNOI-based waveguides with cross-section parameters specified in this paper. Full article

With the advancement of modulation technology and the requirement for device miniaturization and integration, lithium niobate on insulator (LNOI) can be a versatile platform for this pursuit, as it can confine the transmitted light at the nanoscale, leading to a strong light–matter interaction, which can sensitively capture external variations, such as electric fields and temperature. This paper presents a compact microring modulator with versatile tuning based on X-cut LNOI. The LNOI modulator equipped with electrodes with a coverage angle of 120${}^{\circ }$ achieved a maximum electro-optic (EO) tuning efficiency of 13 pm/V and a maximum extinction ratio of 11 dB. The asymmetry in the static or quasi-static electro-optic tuning of the microring modulator was also analyzed. Furthermore, we measured the thermal-optic effect of the device with a sensitivity of 26.33 pm/${}^{\circ }$C, which can potentially monitor the environment temperature or compensate for devices’ functional behavior. The demonstrated efficient and versatile compact microring modulator will be an important platform for on-chip active or passive photonic components, microring-based sensor arrays and integrated optics. Full article

We numerically investigate a second harmonic generation (SHG) in a z-cut lithium niobate on insulator (LNOI) waveguide based on type-I mode phase matching (MPM) between two fundamental modes. A mode overlap factor that is close to unity is achieved and the normalized SHG efficiency reaches up to 72.1% W⁻¹cm⁻² at the telecommunication band, together with a large spectral tunability of 2.5 nm/K. Moreover, a bandwidth of about 100 nm for the broad SHG in a 5 mm-long LNOI ridge waveguide is demonstrated with this scheme. This stratagem will inspire new integrated nonlinear frequency conversion methods for versatile applications. Full article

A three-dimensional (3D) electric field sensing scheme is proposed and experimentally demonstrated based on an integrated lithium niobate on insulator (LNOI) platform. The 3D measurement is realized by packing three LNOI-based sensor chips in a triangular-prism-type clamp. For each sensor chip, the optical waveguide has an asymmetrical Michelson interferometer architecture, and the tapered dipole antenna is inclined to the optical waveguide. By finely placing the three sensor chips in the clamp, the three pairs of inclined tapered dipole antennas are mutually orthogonal and can be applied to measure the electric field in three orthogonal polarization directions. The volume of the packaged 3D sensor is 9.5 cm³. In the experiment, a flat response in the frequency range of 10 MHz to 3 GHz is demonstrated. In addition, a 3 × 3 response calibration matrix is obtained and utilized to reduce the measurement error. After calibration, the relative measurement error of the electric field amplitude is smaller than 5.1% for every polarization direction. Full article