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Clinical Risk Management: As Modern Tool for Prevention and Management of Care and Prevention Occupational Risk

A special issue of International Journal of Environmental Research and Public Health (ISSN 1660-4601). This special issue belongs to the section "Global Health".

Deadline for manuscript submissions: 11 May 2024 | Viewed by 40254

Special Issue Editors


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Guest Editor
Department of Human Neurosciences, “Sapienza” University of Rome, 00185 Rome, Italy
Interests: neuroscience; psychology; health professions; environment science; forensic science
Special Issues, Collections and Topics in MDPI journals

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Guest Editor
Department of Clinical and Experimental Medicine, Section of Legal Medicine, University of Foggia, 71122 Foggia, Italy
Interests: forensic science; ethic and law; toxicology; pathology; clinical risk management
Special Issues, Collections and Topics in MDPI journals

Special Issue Information

Dear Colleagues,

Patient safety is a growing concern in many countries, and deciphering available data and improving risk management policies are at the heart of future healthcare systems.

Over the years, the publication of the reports of the Institute of Medicine “To err is human”, “To cross the chasm of quality” and “Organization of the NHS” has shown that 8%–16.7% of patients admitted to hospitals suffer an adverse event, at least half of which are preventable. This entails enormous economic costs related to increases in hospital stay and the therapies implemented and can lead to unnecessary injuries or deaths that lead to medical liability cases. Although the subject of patient safety is so current, some disciplines struggle to produce valid analyses and therefore to set up a systematic management of clinical risks.

For example, one of the less explored disciplines today is mental health, where there is a “lack of awareness of the problems, as well as a lack of research and information on the subject”. A comprehensive review of the literature highlights an inconsistency in the basic concepts of patient safety in mental health (e.g., definition and calculation of adverse events), as well as a lack of research on high-quality patient safety in mental health. The reporting of adverse events should be encouraged in order to maintain the underpinning safety climate in order to prompt corrective and improvement actions.

In addition, the introduction of clinical risk management policies concerns both patient safety and health personnel safety, and in this perspective, there are few studies in the fields of ergonomics, infectious risk, biological risk, and environmental risk, all of which deserve further exploration. The current pandemic we are experiencing due to COVID-19 has raised a whole series of new problems that compound the issues of patient and healthcare worker safety. In this regard, an important issue is precisely the evaluation and management of biological, physical, and chemical risk in clinical-care and necropsy activities.

Questions from physicians working on the front line and a series of recommendations have been developed referring to documents and papers published by national institutions and international scientific societies and journals.

Work system processes involve a variety of factors, and according to the SEIPS Human Factors approach, to be able to assess a work system and how it is organized, we also need to assess:

  1. Team and organizational culture and communication
  2. Environment
  3. Tasks required and skills to complete tasks
  4. Equipment for patient care and to protect staff
  5. The people needed to provide care
  6. The patients who will receive care

In this Special Issue on “Clinical Risk Management”, we invite front-line researchers and investigators to submit both original research and review articles regarding— but not limited to—the following potential topics:

  • National rules and laws in clinical risk management
  • Clinical risk management policies
  • Medical liability
  • Patient safety indicator
  • Adverse events
  • Violence against health workers
  • Suicide risk prevention
  • Adverse drug reactions
  • Environmental risks for healthcare personnel
  • Biological risk
  • Healthcare-associated infections

Prof. Stefano Ferracuti
Dr. Raffaele La Russa
Guest Editors

Manuscript Submission Information

Manuscripts should be submitted online at www.mdpi.com by registering and logging in to this website. Once you are registered, click here to go to the submission form. Manuscripts can be submitted until the deadline. All submissions that pass pre-check are peer-reviewed. Accepted papers will be published continuously in the journal (as soon as accepted) and will be listed together on the special issue website. Research articles, review articles as well as short communications are invited. For planned papers, a title and short abstract (about 100 words) can be sent to the Editorial Office for announcement on this website.

Submitted manuscripts should not have been published previously, nor be under consideration for publication elsewhere (except conference proceedings papers). All manuscripts are thoroughly refereed through a single-blind peer-review process. A guide for authors and other relevant information for submission of manuscripts is available on the Instructions for Authors page. International Journal of Environmental Research and Public Health is an international peer-reviewed open access monthly journal published by MDPI.

Please visit the Instructions for Authors page before submitting a manuscript. The Article Processing Charge (APC) for publication in this open access journal is 2500 CHF (Swiss Francs). Submitted papers should be well formatted and use good English. Authors may use MDPI's English editing service prior to publication or during author revisions.

Keywords

  • clinical risk management
  • medical liability
  • HAI
  • ADR
  • suicide
  • violence
  • environmental risk

Published Papers (10 papers)

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Editorial

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2 pages, 232 KiB  
Editorial
Clinical Risk Management: As Modern Tool for Prevention and Management of Care and Prevention Occupational Risk
by Raffaele La Russa and Stefano Ferracuti
Int. J. Environ. Res. Public Health 2022, 19(2), 831; https://doi.org/10.3390/ijerph19020831 - 12 Jan 2022
Cited by 7 | Viewed by 1709
Abstract
Clinical Risk Management aims to improve the performance quality of healthcare services through procedures that identify and prevent circumstances that could expose both the patient and the healthcare personnel to risk of an adverse event [...] Full article

Research

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15 pages, 2137 KiB  
Article
Mapping Biological Risks Related to Necropsy Activities: Old Concerns and Novel Issues for the Safety of Health Professionals
by Paola Tomao, Raffaele La Russa, Alessandra Oliva, Massimiliano De Angelis, Antonella Mansi, Emilia Paba, Anna Maria Marcelloni, Alessandra Chiominto, Martina Padovano, Aniello Maiese, Matteo Scopetti, Paola Frati and Vittorio Fineschi
Int. J. Environ. Res. Public Health 2021, 18(22), 11947; https://doi.org/10.3390/ijerph182211947 - 13 Nov 2021
Cited by 3 | Viewed by 1970
Abstract
Nowadays only a few studies on biological and environmental risk among healthcare workers are available in literature. The present study aims to assess the health operator’s risk of contact with microorganisms during necropsy activities, to evaluate the efficiency of current protections, to identify [...] Read more.
Nowadays only a few studies on biological and environmental risk among healthcare workers are available in literature. The present study aims to assess the health operator’s risk of contact with microorganisms during necropsy activities, to evaluate the efficiency of current protections, to identify possible new sources of contact, and to point out possible preventive measures. In addition, considering the current pandemic scenario, the risk of transmission of SARS-CoV-2 infection in the dissection room is assessed. The objectives were pursued through two distinct monitoring campaigns carried out in different periods through sampling performed both on the corpses and at the environmental level. Full article
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14 pages, 2622 KiB  
Article
Evaluation of Physical Risk during Necropsy and Morgue Activities as Risk Management Strategy
by Zoe Del Fante, Nicola Di Fazio, Adriano Papale, Paola Tomao, Fabio Del Duca, Paola Frati and Vittorio Fineschi
Int. J. Environ. Res. Public Health 2021, 18(16), 8266; https://doi.org/10.3390/ijerph18168266 - 4 Aug 2021
Cited by 7 | Viewed by 2036
Abstract
Physical risk assessments allow us to understand work-related critical issues, thus representing a useful tool in risk management strategies. In particular, our study focuses on the identification of already known and emerging physical risks related to necropsy and morgue activities, as well as [...] Read more.
Physical risk assessments allow us to understand work-related critical issues, thus representing a useful tool in risk management strategies. In particular, our study focuses on the identification of already known and emerging physical risks related to necropsy and morgue activities, as well as crime scene investigations. The aim of our study is, therefore, to identify objective elements in order to quantify exposure to such risk factors among healthcare professionals and working personnel. For the research of potentially at-risk activities, data from the Morgue of Policlinico Umberto I Hospital in Rome were used. The scientific literature has been reviewed in order to assess the risks associated with morgue activity. Measurements were performed on previously scheduled days, in collaboration with the activities of different research units. The identified areas of risk were: microclimate; exposure to noise and vibrations; postural and biomechanical aspects of necropsy activities. The obtained results make it possible to detect interindividual variability in exposure to many of the aforementioned risk factors. In particular, the assessment of microclimate did not show significant results. On the contrary, exposure to vibrations and biomechanical aspects of load handling have shown potential risk profiles. For this reason, both profiles have been identified as possible action targets for risk management strategies. Full article
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10 pages, 4852 KiB  
Article
Analysis of Inadequacies in Hospital Care through Medical Liability Litigation
by Raffaele La Russa, Rocco Valerio Viola, Stefano D’Errico, Mariarosaria Aromatario, Aniello Maiese, Paolo Anibaldi, Christian Napoli, Paola Frati and Vittorio Fineschi
Int. J. Environ. Res. Public Health 2021, 18(7), 3425; https://doi.org/10.3390/ijerph18073425 - 25 Mar 2021
Cited by 15 | Viewed by 2501
Abstract
Over the past two decades, health litigation has followed an exponentially incremental trend. As insurance companies tend to limit their interest because of the high risk of loss, health facilities increasingly need to internalize dispute management. This study was conducted through a retrospective [...] Read more.
Over the past two decades, health litigation has followed an exponentially incremental trend. As insurance companies tend to limit their interest because of the high risk of loss, health facilities increasingly need to internalize dispute management. This study was conducted through a retrospective analysis of existing files concerning the civil litigation of the Sant’Andrea Hospital in Rome. All claims from 1 June 2010 to 30 June 2019 were included. Paid claims were further classified according to the areas of health care inappropriateness found. Authors indexed 567 different claims along the study period, with an average number of 59 per year (range 38–77). The total litigation involved 47 different units; more than 40% concerned 5 high-incidence wards or services. Concerning the course of disputes, 91 cases were liquidated before a judicial procedure was instituted, while 177 cases landed in a civil court. Globally, 131 different claims hesitated in compensation, for a total of 16 million 625 thousand euros, 41% of which was related to the internal medicine area. Dealing with the inappropriateness analysis, clinical performance alone involved 76 cases, for a total of 10 million 320 thousand euros, while organization defects involved 20 disputes equivalent to 1 million 788 thousand euros. The aim of this study was to enhance the clinical risk management at our facility through a litigation analysis. Full article
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9 pages, 910 KiB  
Article
COVID-19 Risk Management and Screening in the Penitentiary Facilities of the Salerno Province in Southern Italy
by Antonio Maria Pagano, Aniello Maiese, Carmine Izzo, Adamo Maiese, Marcello Ametrano, Alessandra De Matteis, Maria Rosaria Attianese, Gaia Busato, Rosa Caruso, Michele Cestari, Sebastiana De Biasi, Anna De Chiara, Giuseppe De Matteis, Goffredo Goffredi and Raffaele La Russa
Int. J. Environ. Res. Public Health 2020, 17(21), 8033; https://doi.org/10.3390/ijerph17218033 - 31 Oct 2020
Cited by 21 | Viewed by 3299
Abstract
(1) Background: The emergency linked to the spread of COVID-19 in Italy has led to inevitable consequences on the penitentiary system. The risks of this emergency in prisons is mainly related to the problem of persistent overcrowding that makes social distancing difficult and [...] Read more.
(1) Background: The emergency linked to the spread of COVID-19 in Italy has led to inevitable consequences on the penitentiary system. The risks of this emergency in prisons is mainly related to the problem of persistent overcrowding that makes social distancing difficult and the isolation of any contagion hard to arrange. The Department of Protection for Adults and Minors of the ASL Salerno Criminal Area has taken steps in order to perform screening operations and minimize the risks for prisoners and operators. (2) Methods: We conducted a two-phase observational study. In the first phase, we offered and then executed serum COVID-19 screening to all the convicted inmates. For those who had a doubtful or positive result, a swab was executed in the shortest time possible. In the second phase, a pharyngeal swab was offered and executed to all the police officers, the penitentiary administrative staff and the medical personnel working in the prison. (3) Results: In the first phase, we executed 485 COVID-19 blood tests on prisoners, 3 (0.61%) of which were positive. The three positive inmates underwent nasopharyngeal swabbing, which ultimately were negative. After that, we executed 276 nasopharyngeal swabs on the prison personnel, penitentiary administrative staff and medical personnel—all were negative. (4) Conclusion: All tests (blood tests and swabs) that were carried out on the prisoners and on the staff were negative for COVID-19. We believe that all prisons in Italy and in the world should take action to ensure preventive and control measures in order to safeguard the health of the prison population and of all the people who work there. Full article
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Review

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16 pages, 1937 KiB  
Review
Risk Management and Treatment of Coagulation Disorders Related to COVID-19 Infection
by Christian Zanza, Fabrizio Racca, Yaroslava Longhitano, Andrea Piccioni, Francesco Franceschi, Marco Artico, Ludovico Abenavoli, Aniello Maiese, Giovanna Passaro, Gianpietro Volonnino and Raffaele La Russa
Int. J. Environ. Res. Public Health 2021, 18(3), 1268; https://doi.org/10.3390/ijerph18031268 - 31 Jan 2021
Cited by 43 | Viewed by 6722
Abstract
Coronavirus disease 2019 (COVID-19) is an emerging infectious disease. Bilateral pneumonia, acute respiratory failure, systemic inflammation, endothelial dysfunction and coagulation activation are key features of severe COVID-19. Fibrinogen and D-dimer levels are typically increased. The risk for venous thromboembolism is markedly increased, especially [...] Read more.
Coronavirus disease 2019 (COVID-19) is an emerging infectious disease. Bilateral pneumonia, acute respiratory failure, systemic inflammation, endothelial dysfunction and coagulation activation are key features of severe COVID-19. Fibrinogen and D-dimer levels are typically increased. The risk for venous thromboembolism is markedly increased, especially in patients in the intensive care unit despite prophylactic dose anticoagulation. Pulmonary microvascular thrombosis has also been described and the risk for arterial thrombotic diseases also appears to be increased while bleeding is less common than thrombosis, but it can occur. Evaluation for venous thromboembolism may be challenging because symptoms of pulmonary embolism overlap with COVID-19, and imaging studies may not be feasible in all cases. The threshold for evaluation or diagnosis of thromboembolism should be low given the high frequency of these events. Management and treatment are new challenges due to the paucity of high-quality evidence regarding efficacy and safety of different approaches to prevent or treat thromboembolic complications of the disease. All inpatients should receive thromboprophylaxis unless contraindicated. Some institutional protocols provide more aggressive anticoagulation with intermediate or even therapeutic dose anticoagulation for COVID-19 patients admitted to ICU. Therapeutic dose anticoagulation is always appropriate to treat deep venous thrombosis or pulmonary embolism, unless contraindicated. This article reviews evaluation and management of coagulation abnormalities in individuals with COVID-19. Full article
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14 pages, 358 KiB  
Review
Risk Management in First Aid for Acute Drug Intoxication
by Andrea Piccioni, Sara Cicchinelli, Luisa Saviano, Emanuele Gilardi, Christian Zanza, Mattia Brigida, Gianluca Tullo, Gianpietro Volonnino, Marcello Covino, Francesco Franceschi and Raffaele La Russa
Int. J. Environ. Res. Public Health 2020, 17(21), 8021; https://doi.org/10.3390/ijerph17218021 - 30 Oct 2020
Cited by 12 | Viewed by 3006
Abstract
Drug abuse (cannabis, cocaine, opiates, and synthetic drugs) is an increasing phenomenon, especially in the younger population, thus leading to more cases of intoxication requiring evaluation in the emergency department and subsequent hospitalization. In 2017, 34.2% of students reported having used an illegal [...] Read more.
Drug abuse (cannabis, cocaine, opiates, and synthetic drugs) is an increasing phenomenon, especially in the younger population, thus leading to more cases of intoxication requiring evaluation in the emergency department and subsequent hospitalization. In 2017, 34.2% of students reported having used an illegal psychoactive substance in their lifetime, while 26% reported having done so over the past year. We made a review about the effectiveness of the role of the temporary observation unit in the emergency department to improve management of acute drugs intoxication. We checked medical literature from the last 10 years (2009–2019). The following electronic databases were systematically searched: MEDLINE-PubMed, Web of Science, Scopus, and the Cochrane Central Register of Controlled Trials. Then, a systematic review was carried out according to the Preferred Reporting Items for Systematic Review standards. Intoxicated patients usually display a favorable medical course, few diagnostic and therapeutic interventions, a short stay in the hospital, and, when hospitalization is needed, semi-intensive therapy is a feasible solution; therefore, intoxicated patients are ideal candidates for a temporary observation unit. The emergency department is very important to manage intoxicated patients; however, the hospitalization of these patients is often not necessary. Full article
14 pages, 7236 KiB  
Review
Risk Management in the New Frontier of Professional Liability for Nosocomial Infection: Review of the Literature on Mycobacterium Chimaera
by Matteo Bolcato, Daniele Rodriguez and Anna Aprile
Int. J. Environ. Res. Public Health 2020, 17(19), 7328; https://doi.org/10.3390/ijerph17197328 - 7 Oct 2020
Cited by 15 | Viewed by 3919
Abstract
Background: Mycobacterium chimaera (MC) is of recent origin and belongs to the large family of non-tuberculous mycobacteria. In recent years, it has shown a high infectious capacity via the aerosol produced by operating room equipment, such as heater–cooler units (HCU). The infection [...] Read more.
Background: Mycobacterium chimaera (MC) is of recent origin and belongs to the large family of non-tuberculous mycobacteria. In recent years, it has shown a high infectious capacity via the aerosol produced by operating room equipment, such as heater–cooler units (HCU). The infection has a long latent period and high mortality rate. Genetic and epidemiological studies have shown that there is a clear link between the infection and a specific HCU model manufactured by LivaNova/Sorin. There is, therefore, a strong possibility that contamination occurs during device construction. The objective of this article is to describe the characteristics of this particular infection in view of the medico–legal implications on professional liability, specifically focusing on current evidence regarding contamination prevention. Methods: we have analyzed the clinical characteristics and data from the autopsic investigations performed on a patient who died as a result of MC infection, in addition to analyzing all pertinent recommendation documents available internationally. We searched for all articles in the literature available on MEDLINE between 1995 and 30 July 2020, using the search words “Mycobacterium chimaera”. We then analyzed those articles and reported only those that provide useful information regarding prevention techniques for containing dissemination and contamination. Results: the literature review produced 169 results that highlight the need to develop systems to mitigate and eliminate the risk of MC infection in operating rooms such as physical containment measures, e.g. device replacement, use of safe water, providing patients with information, and training healthcare professionals. Conclusions: from a medico–legal viewpoint, this particular situation represents a new frontier of professional liability, which includes manufacturers of electromedical equipment. In order to comprehend the true extent of this silent global epidemic, the development of an organic, preventative monitoring system is essential. Full article
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13 pages, 605 KiB  
Review
Risk Management and Recommendations for the Prevention of Fatal Foreign Body Aspiration: Four Cases Aged 1.5 to 3 Years and Mini-Review of the Literature
by Angelo Montana, Monica Salerno, Alessandro Feola, Alessio Asmundo, Nunzio Di Nunno, Filomena Casella, Emilpaolo Manno, Federica Colosimo, Raffaele Serra and Giulio Di Mizio
Int. J. Environ. Res. Public Health 2020, 17(13), 4700; https://doi.org/10.3390/ijerph17134700 - 30 Jun 2020
Cited by 24 | Viewed by 8125
Abstract
(1) Background: Foreign body aspiration (FBA) is a significant public health concern among the pediatric population, and fatalities are dramatic for families. It typically involves organic foreign bodies (mainly food) aspirated by children under three years old, usually at home or school. This [...] Read more.
(1) Background: Foreign body aspiration (FBA) is a significant public health concern among the pediatric population, and fatalities are dramatic for families. It typically involves organic foreign bodies (mainly food) aspirated by children under three years old, usually at home or school. This review aimed to focus on the preventive measures around four actual cases of fatal foreign body aspiration, emphasizing the correct execution of the Heimlich maneuver and cardiopulmonary resuscitation, supervised mealtimes, and high-risk foods. (2) Methods: Four fatal cases of foreign body aspiration in children are presented here. The children were in a free environment, such as school, home, and the countryside, and were in the presence of teachers, parents, and a grandmother who did not supervise the children adequately. A literature review was performed via the MEDLINE database using the key terms: “foreign body aspiration,” “infant choking, 1.5 to 3 years,” “food and foreign body aspiration,” “common household,” “prevention of foreign body aspiration,” “guidelines,” “recommendations,” “training of caregivers (parents, educators),” “resuscitation,” “Heimlich maneuver,” and “disengagement of the upper airways.” We focused on the prevention of foreign body aspiration. (3) Results: a complete postmortem examination was performed. In three cases, the foreign bodies were food (mozzarella cheese, pear, or raw bean), while in one case, the foreign body was a pebble. (4) Conclusions: This review aimed to discuss recent scientific literature and provide a perspective on the benefits of a dedicated approach to the management of fatal foreign body aspiration in children by caregivers who usually have no experience with the best ways of supervising children in a safe environment, especially regarding the correct execution of resuscitation maneuvers, such as the Heimlich maneuver. Recommendation updates could improve healthcare quality in a pediatric setting and reduce medico-legal implications. Full article
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Other

11 pages, 702 KiB  
Commentary
The Difficult Balance between Ensuring the Right of Nursing Home Residents to Communication and Their Safety
by Matteo Bolcato, Marco Trabucco Aurilio, Giulio Di Mizio, Andrea Piccioni, Alessandro Feola, Alessandro Bonsignore, Camilla Tettamanti, Rosagemma Ciliberti, Daniele Rodriguez and Anna Aprile
Int. J. Environ. Res. Public Health 2021, 18(5), 2484; https://doi.org/10.3390/ijerph18052484 - 3 Mar 2021
Cited by 26 | Viewed by 5025
Abstract
The COVID-19 epidemic has had a profound impact on healthcare systems worldwide. The number of infections in nursing homes for the elderly particularly is significantly high, with a high mortality rate as a result. In order to contain infection risks for both residents [...] Read more.
The COVID-19 epidemic has had a profound impact on healthcare systems worldwide. The number of infections in nursing homes for the elderly particularly is significantly high, with a high mortality rate as a result. In order to contain infection risks for both residents and employees of such facilities, the Italian government passed emergency legislation during the initial stages of the pandemic to restrict outside visitor access. On 30 November 2020, the Italian President of the Council of Ministers issued a new decree recognizing the social and emotional value of visits to patients from family and friends. In addition, it indicated prevention measures for the purposes of containing the infection risk within nursing homes for the elderly. This article comments on these new legislative provisions from the medicolegal perspective, providing indications that can be used in clinical practice. Full article
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