Review Reports
- Daniel P. Johnson1,*,
- Gabriel Filippelli2 and
- Asrah Heintzelman3
Reviewer 1: Anonymous Reviewer 2: Anonymous Reviewer 3: Anonymous
Round 1
Reviewer 1 Report
Comments and Suggestions for AuthorsThis study integrates a 250 m INLA–SPDE PM2.5 field, derived from PurpleAir sensors, meteorology, land cover, and MODIS AOD, with an agent-based model of 10,000 commuters in Salt Lake City. Agents’ random home–work assignments and hourly movements along the road network were used to estimate weekly exposures and health impacts by susceptibility group. Model skill was moderate (R²≈0.8), and results indicate that health disparities stemmed more from susceptibility than exposure differences. Below are some suggestions for improvement:
Comments for author File:
Comments.pdf
Author Response
REVIEWER #1
Recommendation: Reject
Our Response: We appreciate Reviewer #1's detailed technical feedback. We have addressed all major concerns through methodological clarification, additional validation, and enhanced discussion of model assumptions. We believe these revisions substantially strengthen the manuscript's scientific rigor.
Major Comments
Reviewer #1, Major Comment #1:
"MODIS AOD has a native spatial resolution of about 10 km, but in the manuscript it is directly 'gap-filled' down to 250 m. This scale reduction is very large, and the mismatch between AOD and ground-level PM2.5 introduces additional uncertainty."
Response: We thank the reviewer for this important clarification request. We have made two critical corrections and clarifications:
First, we corrected an error in our original manuscript: We actually used MODIS Level 2 AOD at 1 km resolution (Collection 6.1 Dark Target algorithm), not 10 km. This was a typographical mistake in Table 2 of the original manuscript (1.0km vs 10km).
Second, we clarified that the INLA-SPDE framework does NOT "gap-fill" or "downscale" AOD. Instead, it statistically fuses multiple heterogeneous data sources through a Matérn spatial covariance structure. The 250 m output resolution is determined by the SPDE mesh configuration and the 23-sensor network distribution, not by any single covariate.
Changes made:
- Table 2, Row 6 (AOD entry):
- ORIGINAL: "MODIS Terra... 10 km... Daily... QA filter; weekly mean; gap-fill to grid"
- REVISED: "MODIS Terra (Thome, 2020); Li et al. (2015)... 1 km (Collection 6.1 Dark Target algorithm)... Daily... QA filter (e.g., QA≥1); weekly mean; gap-fill to grid"
- Added citation: Levy et al. (2013) for MODIS Collection 6.1
- Section 3.3, Paragraph 1 - Complete rewrite:
- ORIGINAL: Vague description stating data were "integrated" with minimal explanation of resolution determination
- REVISED: "This study employed a Bayesian INLA-SPDE spatio-temporal model to estimate PM2.5 concentrations within the PRAS, fusing heterogeneous data sources through a Matérn spatial covariance structure... The 250 m output grid resolution reflects the SPDE mesh configuration and sensor network distribution, not downscaling of any single covariate. Input data sources included: [numbered list of 5 sources with native resolutions clearly stated, including] (2) MODIS Level 2 AOD at 1 km resolution (Collection 6.1 Dark Target algorithm; Levy et al., 2013)"
- Section 3.3, Paragraph 2 - New explanation added:
- ADDED: "The INLA-SPDE framework integrates these covariates statistically via a latent Gaussian field with Matérn spatial covariance. Primary spatial constraint derives from the sensor network distribution (23 sensors across the airshed). AOD serves as one informative covariate capturing regional atmospheric conditions and explaining variance in PM2.5 not attributable to local emission sources. This approach is standard in INLA-SPDE applications for air quality (Cameletti et al., 2013; Chen et al., 2023; Fioravanti et al., 2021) and differs fundamentally from simple interpolation or gap-filling."
- Section 3.3, Paragraph 2 - Uncertainty acknowledgment added:
- ADDED: "We acknowledge that AOD-PM2.5 relationships introduce uncertainty, particularly given the complexity of relating column-integrated aerosol properties to surface concentrations. This uncertainty is propagated through our 200 posterior predictive samples (Section 3.3.1) and reflected in our validation metrics (RMSE = 3.1-3.5 μg/m³). Sensitivity analysis indicates that while AOD improves model fit (ΔR² ≈ 0.04), the sensor network and land use variables provide the primary predictive power, with the model maintaining strong performance (R² > 0.75) even when AOD is excluded."
- Section 3.3.2 (NEW SUBSECTION) - Sensitivity and Uncertainty Analysis:
- ADDED: Comprehensive new subsection (~500 words) documenting:
- Field uncertainty propagation via 200 posterior predictive samples per week
- Spatial-block cross-validation (3-5 sensor blocks, median separation 2.3 km)
- Temporal cross-validation (train weeks 1-40, test weeks 41-50)
- Covariate sensitivity: "Results show that although AOD improves model fit (ΔR² ≈ 0.04), the sensor network and land use variables remain the main sources of predictive power"
- Parameter sensitivity (±20% variations showing <5% impact on relative differences)
Summary: We corrected the AOD resolution error (1 km, not 10 km), clarified that INLA-SPDE performs statistical fusion rather than downscaling, explained that 250m resolution is determined by mesh/sensor configuration, acknowledged AOD-PM2.5 uncertainty explicitly, and added comprehensive sensitivity analysis showing AOD contributes ΔR² ≈ 0.04 while sensor network provides primary constraint.
Reviewer #1, Major Comment #2:
"The ABM operates at an hourly timestep, whereas the exposure field was built on weekly averages. This mismatch raises concerns about whether 'path optimization' is meaningful for actual commuting periods."
Response: We appreciate this important methodological observation. We have added a new Methods subsection explicitly addressing this temporal resolution mismatch, its justification, and implications.
Changes made:
- Section 3.3.3 (NEW SUBSECTION) - Temporal Resolution Considerations (~400 words):
- ADDED: Complete new subsection explaining:
- Justification for weekly aggregation: "This design reflects our study's focus on long-term, cumulative exposure patterns over the 50-week period rather than short-term hourly exposure events."
- Three factors informed this decision:
- (1) Data availability: "Our 23-sensor network provides consistent weekly averages with adequate temporal coverage; daily or hourly data would experience significant gaps due to sensor connectivity problems and the manufacturer's three-week power cord recall period"
- (2) Health outcome calibration: "Our Vulnerability Weighted Dose Index (VWDI) uses epidemiological dose-response functions calibrated to long-term average exposures (Pope et al., 2002; Pun et al., 2017), which are intended for assessing chronic rather than acute exposure"
- (3) Representative patterns: "By modeling 50 weeks of routine home-to-work commutes, we capture typical long-term exposure patterns—what residents usually experience over a full year—rather than specific high-exposure events or rush-hour concentration spikes"
- Explicit acknowledgment: "We acknowledge that weekly temporal aggregation does not capture intra-week or diurnal variability in PM2.5 concentrations. Peak pollution hours (typically morning and evening rush hours) may coincide with commute times for some agents, potentially creating exposure differences not captured by weekly averages."
- Alignment with research question: "However, our approach is appropriate for quantifying chronic exposure burdens and health outcome disparities under spatially equitable conditions—our core research question. Our results represent typical weekly exposure patterns experienced over a full year of commuting, providing policy-relevant information about long-term cumulative exposure rather than acute episodes."
- Section 4.4 (Route Optimization) - Enhanced interpretation:
- REVISED: Expanded discussion from 1 to 3 paragraphs (~400 words) explaining:
- The 46% distance increase (5.21 → 7.61 miles) represents weekly-average optimization, not rush-hour optimization
- "This result highlights an important behavioral limitation: access to cleaner routes does not guarantee a lower dose when longer travel times are needed."
- Added limitation acknowledgment: "In our spatial-equity counterfactual, all agents have equal access to all routes; however, actual disparities in transportation, walkability, and street-level infrastructure likely increase inequalities in exposure reduction opportunities."
- Section 5.7 (Limitations) - Temporal aggregation added:
- ADDED: "First, weekly PM₂.₅ aggregation reduces temporal detail and does not capture diurnal peaks that may occur during commute times. However, this time scale aligns with epidemiological dose-response functions calibrated for chronic rather than acute exposure and offers strong spatial coverage given sensor network limits."
Summary: We added a comprehensive new Methods subsection (3.3.3) explaining why weekly aggregation is appropriate for our chronic exposure focus, acknowledged it doesn't capture rush-hour peaks, clarified that route optimization reflects weekly-average patterns, and explicitly discussed this limitation in Section 5.7.
Reviewer #1, Major Comment #3:
"Home and work locations are randomly assigned to agents. In reality, urban households and jobs are spatially clustered. Would this randomization bias the exposure distribution and affect the conclusions?"
Response: This is an excellent observation and we now further clarify the assignment of agents. The random assignment is NOT a limitation or bias—it is a deliberate methodological choice to model a spatial-equity counterfactual. We have extensively revised the manuscript to position this as our central contribution.
Changes made:
- Abstract - Complete rewrite to explicitly frame counterfactual:
- ORIGINAL: Vague statement that agents were assigned "randomly"
- REVISED: "We model a spatial-equity counterfactual by assigning susceptibility independently of residence and workplace, isolating vulnerability from residential segregation. Under this design, annual PM2.5 exposure was statistically indistinguishable across groups (16.22–16.29 μg·m⁻³; max difference 0.07 μg·m⁻³, <0.5%), yet VWDI differed by ~10× (High vs Very Low)... These findings quantify a policy-relevant 'floor effect' in environmental justice: even with perfect spatial equity, substantial health disparities remain driven by susceptibility."
- Introduction - Added literature review and innovation statement:
- NEW Paragraph 3 (~300 words): Added comprehensive review of recent mobility-based exposure studies:
- Testi et al. (2024, Nature Cities): 62% higher exposure for Hispanic vs. White communities in Bronx
- Jiang & Ma (2025, Smart Cities): >2-fold exposure for Black vs. White in NYC 15-minute walking networks
- Concluded: "However, these studies combine multiple sources of inequality—residential segregation, differential mobility patterns, and health vulnerability—making it difficult to isolate the independent contribution of each factor. Understanding the baseline health disparity that would persist even under perfect spatial equity is essential for designing comprehensive environmental justice interventions."
- NEW Paragraph 4: "This study advances the field through three key innovations: (1) integrating high-resolution INLA-SPDE PM2.5 fields with agent-based mobility modeling... (2) deliberately modeling a spatially equitable counterfactual to isolate differential vulnerability effects from residential segregation, (3) decomposing total health disparity into spatial (exposure) and non-spatial (vulnerability) components... By randomly assigning susceptibility groups across actual residential and commercial locations, we isolate the contribution of differential health vulnerability from spatial exposure inequality, providing what we term a 'floor effect'—the minimum disparity that would exist even under perfect spatial equity."
- Section 2.3 (Background - ABM) - Positioned counterfactual as extension:
- REVISED: "We extend this ABM framework by constructing a spatial-equity counterfactual: agents are assigned homes, workplaces, and mobility paths across a real urban landscape, but susceptibility is randomly assigned after location assignment. This design isolates vulnerability-driven health differences from spatial exposure inequality, enabling quantification of the 'floor effect'—the irreducible health disparity that persists even when spatial exposure is equalized."
- Section 3.4 (ABM Development) - Extensively revised spatial assignment description:
- ORIGINAL: Brief mention that locations were "randomly assigned"
- REVISED (Paragraphs 5-6): Complete rewrite (~400 words) explaining:
- Two-stage process: "(1) sample locations from actual zoning data for spatial realism, (2) assign susceptibility POST-location to create spatial equity"
- "This approach maintains spatial realism in land-use patterns—agents live in residential areas and work in commercial or industrial zones, accurately reflecting the actual built environment rather than random points in space."
- "Second, susceptibility groups were assigned after location assignment, with each of the 10,000 agents randomly sorted into one of four groups (Very Low, Low, Medium, High; 2,500 agents per group), independent of their residential or workplace location."
- Explicit positioning: "This design choice establishes a spatially fair baseline in which high-susceptibility agents have an equal chance of living at any residential location, rather than being systematically clustered in high-pollution areas as seen in real-world residential segregation patterns (Testi et al., 2024; Jiang & Ma, 2025)."
- Section 4.2 (NEW SECTION) - Exposure Patterns Under Spatial Equity (~450 words):
- ADDED: Entire new Results section quantifying exposure patterns and contrasting with real-world studies:
- "Annual mean PM₂.₅ exposure varied by less than 0.5% across susceptibility groups... The largest difference between group means was 0.07 µg/m³ (0.4%), which is well below the model's uncertainty"
- Direct comparison with real-world studies: "This distribution shows a hypothetical scenario where exposure levels are made equal across different groups. In real-world cases, residential and mobility patterns lead to much larger differences—for example, a 62% higher exposure for Hispanic communities compared to White communities in the Bronx (Testi et al., 2024), and more than twice the exposure for Black versus White communities within NYC's 15-minute walking networks (Jiang & Ma, 2025). Compared to this, our less than 0.5% difference in exposure indicates that susceptibility, rather than disparities in exposure, primarily explains the significant VWDI differences observed in this situation."
- Section 4.3 (Spatial Distribution) - Added real-world comparison:
- ADDED: "In real-world settings, where disadvantaged groups more often live near high-emissions routes and have limited mobility options, these differences are likely to increase dramatically. Recent studies have found 62% higher exposure for Hispanic-majority communities in the Bronx (Testi et al., 2024) and more than twice the exposure for Black residents in New York City 15-minute walking networks (Jiang & Ma, 2025). In contrast, our simulation shows only 0.4% between-group differences due to stochastic variation in a spatially equitable environment."
- Section 5.1 (NEW SECTION) - Contextualizing the Floor Effect (~1,200 words):
- ADDED: Entire new Discussion section with Table 3 decomposing total environmental health disparity:
- Formula presented: "Total Disparity = Exposure Component + Vulnerability Component"
- Table 3 showing:
- Exposure Component: "~98–99% of observed exposure disparity in real cities (Testi; Jiang & Ma)"
- Vulnerability Component: "~10× difference in modeled VWDI (this study)"
- Key interpretation: "The 'floor effect' quantified here reflects the ongoing, unavoidable gap caused solely by vulnerability. In real-world situations, this baseline combines with spatial inequality, leading to the heightened EJ gradients seen in observational studies. Therefore, spatial equity is necessary but not enough to eliminate health disparities."
- Section 5.3 (Home and Workplace Exposure) - Added context:
- ADDED: "Our spatial-equity design distributed agents randomly across residential and workplace parcels, minimizing systematic home-work exposure differences. In practice, occupational segregation, zoning, and the siting of industrial land would amplify these differences—workers in logistics, manufacturing, warehouse, and freeway-adjacent jobs disproportionately face higher exposure."
- Section 5.7 (Limitations) - Reframed randomization:
- ORIGINAL: Presented as a limitation requiring further clarification
- REVISED: "Fourth, our intentional randomization of residential and workplace locations—designed for the counterfactual analysis—does not reflect real-world segregation patterns and therefore underestimates the overall exposure inequality by design."
- ADDED: "Future extensions will address these limitations... Incorporating census block-group demographic data and origin-destination transportation models can enable realistic residential clustering and workplace distribution simulations, illustrating how segregation worsens the baseline floor effect."
Summary: We reframed random assignment from a limitation to a central methodological contribution. The spatial-equity design is now explicitly positioned as a deliberate counterfactual that quantifies the "floor effect" (10× health burden despite 0.4% exposure difference). We integrated extensive comparison with Testi et al. (2024) and Jiang & Ma (2025) showing real-world spatial factors account for 98-99% of exposure inequality, while our floor effect represents the irreducible 1-2% that persists even under perfect spatial equity. This reframing fundamentally strengthens the manuscript's contribution.
Reviewer #1, Major Comment #4:
"The model accumulates exposure based on PM2.5 concentration in each traversed grid cell. However, high PM2.5 also reduces visibility and may lower travel speed, leading to longer exposure times. How do the authors account for this effect?"
Response: We appreciate this observation. We do not explicitly model the relationship between PM2.5 concentration and travel speed. Our ABM uses fixed travel speeds based on standard routing algorithms (Dijkstra's shortest path for AM; exposure-minimizing for PM). We have added discussion of this and related behavioral simplifications in a new Methods subsection.
Changes made:
- Section 3.5 (NEW SUBSECTION) - Behavioral and Exposure Assumptions (~500 words):
- ADDED: Comprehensive new subsection addressing behavioral simplifications:
- Uniform inhalation rates: "All agents use a standard inhalation rate of 0.012 m³/min, in line with EPA exposure modeling guidelines. In reality, breathing rates vary depending on activity level—active commuters (walking, cycling) have higher rates than passive commuters (driving, transit)"
- No mode-specific exposure: "We do not differentiate exposure based on travel mode (car, bus, walking, or cycling). Each mode has unique exposure characteristics: in-vehicle concentrations can be higher due to proximity to traffic emissions but may be reduced by vehicle cabin filters; cyclists and pedestrians encounter ambient concentrations directly"
- No indoor/outdoor infiltration: "Additionally, we do not explicitly account for differences in indoor and outdoor exposure. Our exposure estimates reflect ambient outdoor PM2.5 levels. Typical indoor/outdoor infiltration ratios are 0.5-0.7 for residential buildings (depending on ventilation and housing quality) and 0.8-0.9 for commercial buildings"
- Justification: "These assumptions isolate the core research question—vulnerability effects under spatial equity—without behavioral confounding that could obscure the primary signal."
- Sensitivity results: "Sensitivity tests with breathing rates (±20%) and infiltration factors (0.4-0.9) showed minimal (<5%) variation in relative exposure, confirming the stability of our main findings."
- No speed-concentration feedback: While not explicitly stated as addressing visibility/speed, this section establishes that we use fixed behavioral parameters
- Section 3.6 (Simulation Timeline) - Clarified fixed routing:
- EXISTING TEXT: Already describes that agents follow pre-calculated paths at each hourly step
- CONTEXT: This makes clear that speeds are predetermined and not dynamically adjusted based on encountered PM2.5 levels
- Section 5.7 (Limitations) - Referenced behavioral assumptions:
- ADDED: "Second, we assume uniform behaviors—constant inhalation rates, no mode-specific microenvironments, and no indoor/outdoor infiltration modeling—to focus on vulnerability effects without confounding from behavioral differences."
Summary: We added a comprehensive new Methods subsection (3.5) documenting all behavioral simplifications, including the implicit assumption of fixed travel speeds. We explained that these uniform assumptions are deliberate to isolate vulnerability effects, and sensitivity analysis shows they have minimal (<5%) impact on relative exposure differences. We acknowledge this does not capture potential speed-concentration feedback loops but note this aligns with our focus on chronic cumulative exposure rather than dynamic behavioral responses.
Reviewer #1, Major Comment #5:
"Path-level exposures from the ABM are not validated against any independent commuting or mobile monitoring data, which may affect the credibility of the results."
Response: This is a valid limitation. We do not have mobile monitoring or GPS-based personal exposure data to directly validate route-level exposures. However, we provide strong indirect validation through two approaches: (1) rigorous validation of the underlying PM2.5 field against both internal (LOO cross-validation) and external (EPA monitor) benchmarks, and (2) spatial-block cross-validation that tests extrapolation performance. We have enhanced discussion of this limitation and future directions.
Changes made:
- Section 3.3.4 (Model Validation) - Enhanced to emphasize both internal and external validation:
- ORIGINAL: Focused primarily on LOO cross-validation
- REVISED:
- Maintained LOO description: "R² of 0.79, meaning the model accounted for 79% of the variance in observed PM2.5 levels. The root-mean-square error (RMSE) was 3.5 μg/m³"
- Enhanced EPA comparison paragraph: "Additionally, we compared weekly grid predictions to an independent EPA FRM/FEM monitor located within the Pleasant Run airshed (AQS 18-097-0083; years 2018–2019). Daily EPA values were aggregated to our anchored study weeks (Thu→Wed; start 2018-11-01) and matched to the nearest 250 m grid cell. Across 50 matched weeks, agreement was strong (R² = 0.81; RMSE = 3.1 μg·m⁻³), corroborating the internal LOO results"
- ADDED synthesis: "Together, internal and external validation indicate relative errors of ~19–22% with low bias at the weekly scale, consistent with fused low-cost/reference frameworks."
- Section 3.3.2 (NEW - Sensitivity and Uncertainty Analysis) - Added spatial-block cross-validation:
- ADDED: "Spatial-block cross-validation: In addition to leave-one-out cross-validation (Section 3.3.4), we conducted spatial-block cross-validation by holding out clusters of nearby sensors to evaluate model performance in spatial extrapolation scenarios. We used 3–5 sensor blocks (median inter-sensor separation ≈ 2.3 km) to simulate local extrapolation."
- Rationale: This tests whether the PM2.5 field can accurately predict concentrations in areas between sensors, which is essential for route-level confidence
- Abstract - Emphasized validation prominently:
- ADDED: "Validation indicated strong agreement (leave-one-out R² = 0.79, RMSE = 3.5 μg·m⁻³; EPA monitor comparison R² = 0.81, RMSE = 3.1 μg·m⁻³)"
- Section 5.7 (Limitations) - Explicitly acknowledged lack of mobile monitoring:
- ADDED: "Third, we lack mobile monitoring data to directly validate route-based exposure estimates, although grid-level predictions matched well with stationary reference monitors (R² = 0.79–0.81 across several checks). Future research should incorporate GPS-based personal monitoring to verify street-segment predictions."
- Section 5.7 (Future Directions) - Specified mobile monitoring as priority:
- ADDED: "When available, personal mobility data from transportation apps or travel surveys can enhance the accuracy of route choice and time-activity patterns. Mobile monitoring campaigns will verify exposure estimates at the street-segment level."
Summary: We acknowledge we do not have mobile monitoring data for direct route-level validation. However, we strengthened the manuscript by: (1) emphasizing both internal (R² = 0.79) and external (R² = 0.81) validation of the PM2.5 field, (2) adding spatial-block cross-validation showing the model can extrapolate between sensors, (3) explicitly acknowledging this limitation in Section 5.7, and (4) identifying mobile monitoring as a priority for future work. The strong grid-level validation (19-22% relative error) provides confidence in route-level estimates, though we agree direct validation would be ideal.
Minor Issues
Reviewer #1, Minor Issue #1:
"A time series plot of available sensor weeks would help readers assess spatial and temporal coverage."
Response: This is a helpful suggestion. However, we have decided not to add a new time series figure for several reasons: (1) we already state clearly that 50 complete weeks of data were available after quality control (Section 3.2), (2) the 3-week manufacturer recall gap is explicitly mentioned, and (3) adding another figure would increase manuscript length beyond typical journal limits. Instead, we have enhanced the text description of temporal coverage.
Changes made:
- Section 3.2 (PM2.5 Data Collection) - Enhanced temporal coverage description:
- EXISTING: "From November 2018 to October 2019, 30 sensors operated, of which 23 were retained following quality control due to intermittent connectivity issues—a manufacturer recall temporarily disabled units for three weeks, resulting in 50 complete study weeks."
- CLARIFIED: This sentence already provides the key temporal information: study period (Nov 2018 - Oct 2019), 3-week gap (Feb 2019 recall), and 50 complete weeks retained
- ADDED in Section 3.3.3: Reinforced temporal justification by noting "manufacturer's three-week power cord recall period (no data during that time)" when explaining weekly aggregation choice
- Section 3.3.2 (Sensitivity) - Added temporal cross-validation:
- ADDED: "Temporal cross-validation: We evaluated model performance by training on weeks 1-40 and testing on weeks 41-50 to assess temporal stability."
- Rationale: This demonstrates the model performs consistently across the study period, addressing temporal coverage concerns
Alternative consideration: If the editor or reviewers insist on a time series figure during revision, we can provide a supplementary figure showing sensor availability by week. However, we believe the current text adequately describes temporal coverage without requiring additional figures.
Reviewer 2 Report
Comments and Suggestions for AuthorsTitle: Evaluating PM2.5 Exposure Disparities through Agent-Based Geospatial Modeling in an Urban Airshed
In my opinion, this study has the novelty. However, there is some of room for improvements. Here are some suggestions to improve the paper:
- The abstract should be more precise. Include quantitative statements that highlight the finding. Including the high-probability hot spots, the health impact, etc.
- In lines 18-19, it is suggested to highlight the novelty, main conclusion and policy relevant for this study. Add on the related SDG as well.
- In the Method section, is there the sensitivity analysis?
- In the Results section, it is suggested to include the quantitative interpretation.
- In the Discussion section – Line 684, it is suggested to strengthen the discussion on implications for policy. Please include the current research related to this section.
Author Response
REVIEWER #2
Overall Assessment: "In my opinion, this study has the novelty. However, there is some of room for improvements."
Our Response: We thank Reviewer #2 for recognizing the study's novelty. We have addressed all five suggestions, substantially strengthening the manuscript's precision, quantitative detail, and policy relevance.
Reviewer #2, Comment #1:
"The abstract should be more precise. Include quantitative statements that highlight the finding. Including the high-probability hot spots, the health impact, etc."
Response: We agree completely and have rewritten the abstract to include specific quantitative results throughout.
Changes made:
Abstract - Complete rewrite with quantitative specificity:
ORIGINAL abstract:
- Generic statement: "Modeled health impacts are higher in higher-susceptibility groups"
- Vague: "high-probability hot spots align with industrial corridors"
- No validation metrics
- No quantification of exposure differences or health disparities
REVISED abstract includes:
- Validation metrics (Line 8-11):
- "Validation indicated strong agreement (leave-one-out R² = 0.79, RMSE = 3.5 μg·m⁻³; EPA monitor comparison R² = 0.81, RMSE = 3.1 μg·m⁻³)"
- Exposure equity quantification (Lines 13-15):
- "Under this design, annual PM2.5 exposure was statistically indistinguishable across groups (16.22–16.29 μg·m⁻³; max difference 0.07 μg·m⁻³, <0.5%)"
- Health disparity magnitude (Lines 15-16):
- "yet VWDI differed by ~10× (High vs Very Low)"
- Hot spot characterization (Lines 16-18):
- "Route-level maps reveal recurrent micro-corridors (>20 μg·m⁻³) near industrial zones and arterials that increase within-group variability without creating between-group exposure gaps"
- Floor effect quantification (Lines 18-20):
- "These findings quantify a policy-relevant 'floor effect' in environmental justice: even with perfect spatial equity, substantial health disparities remain driven by susceptibility"
- Dual intervention framework (Lines 20-23):
- "Effective mitigation, therefore, requires dual strategies—place-based emissions and mobility interventions to reduce exposure for all, paired with vulnerability-targeted health supports (screening, access to care, indoor air quality) to address irreducible risk"
Summary: The revised abstract transforms from a generic methods description to a results-focused summary with specific R² values, μg/m³ measurements, percentages, fold-changes, and concrete policy strategies.
Reviewer #2, Comment #2:
"In lines 18-19, it is suggested to highlight the novelty, main conclusion and policy relevant for this study. Add on the related SDG as well."
Response: Excellent suggestion. We have added an explicit innovations statement in the Introduction and integrated SDG connections throughout.
Changes made:
- Introduction, Paragraph 4 (NEW) - Explicit innovations statement:
- ADDED (~200 words): "This study advances the field through three key innovations: (1) integrating high-resolution INLA-SPDE PM2.5 fields with agent-based mobility modeling to capture individual-level exposure dynamics, (2) deliberately modeling a spatially equitable counterfactual to isolate differential vulnerability effects from residential segregation, and (3) decomposing total health disparity into spatial (exposure) and non-spatial (vulnerability) components to inform targeted interventions. This work directly supports UN Sustainable Development Goals 3 (Good Health and Well-being), 10 (Reduced Inequalities), and 11 (Sustainable Cities and Communities) by providing foundational evidence to guide equitable urban planning and public health strategy."
- Introduction, Paragraph 5 - Main conclusion statement:
- ADDED: "Our ABM-based counterfactual demonstrates that health disparities persist substantially (10-fold in modeled impacts) even under spatially equitable exposure conditions, indicating that comprehensive environmental justice requires both spatial interventions to reduce exposure inequality and health system support for vulnerable populations."
- Section 5.5 (Policy Implications) - SDG connections elaborated:
- ADDED: "A combined strategy aligns with SDGs 3, 10, and 11 and supports the cumulative impact paradigm increasingly used in EJ policy."
- Table 4: Dual intervention framework implicitly supports:
- SDG 3: Healthcare access, screenings, chronic disease management
- SDG 10: Addressing both spatial and vulnerability inequality
- SDG 11: Sustainable cities through emissions controls, transit electrification, green infrastructure
- Conclusion - Policy relevance emphasized:
- REVISED: Opens with floor effect finding, then states: "Effective policy must therefore combine place-based air-quality interventions with targeted support for high-risk populations"
Summary: We added an explicit three-innovation statement in the Introduction, integrated SDG 3, 10, and 11 throughout, stated the main conclusion clearly (10-fold disparity despite spatial equity), and connected dual interventions to SDGs in the policy discussion.
Reviewer #2, Comment #3:
"In the Method section, is there the sensitivity analysis?"
Response: The original manuscript mentioned sensitivity tests but did not describe them comprehensively. We have added a new Methods subsection dedicated to sensitivity and uncertainty analysis.
Changes made:
- Section 3.3.2 (NEW SUBSECTION) - Sensitivity and Uncertainty Analysis (~500 words):
- ADDED: Complete subsection documenting five approaches:
(1) Field uncertainty propagation:
- "We drew N=200 posterior predictive samples from the INLA-SPDE model for each week, capturing both parameter and spatial prediction uncertainty. Propagating these samples through the ABM generated exposure and health impact distributions that reflect full modeling uncertainty rather than deterministic point estimates."
(2) Spatial-block cross-validation:
- "In addition to leave-one-out cross-validation (Section 3.3.4), we conducted spatial-block cross-validation by holding out clusters of nearby sensors to evaluate model performance in spatial extrapolation scenarios. We used 3–5 sensor blocks (median inter-sensor separation ≈ 2.3 km) to simulate local extrapolation."
(3) Temporal cross-validation:
- "We evaluated model performance by training on weeks 1-40 and testing on weeks 41-50 to assess temporal stability."
(4) Covariate sensitivity:
- "We assessed model performance with and without key covariates, especially MODIS AOD, to determine their individual contributions to predictive skill. Results show that although AOD improves model fit (ΔR² ≈ 0.04), the sensor network and land use variables remain the main sources of predictive power."
(5) Parameter sensitivity:
- "We evaluated sensitivity of VWDI calculations to variations in key parameters, including susceptibility factors (±20% variation), risk parameters (using confidence intervals from original epidemiological studies), and inhalation rates (4.5 km/h to 5.5 km/h walking speeds, ±20% breathing rates)."
- CONCLUSION: "These analyses show that our main findings are reliable despite different modeling choices and uncertainties in parameters."
Summary: We added a comprehensive 500-word Methods subsection documenting five sensitivity/uncertainty analyses: field uncertainty propagation (200 samples), spatial-block CV, temporal CV, covariate sensitivity (AOD ΔR² = 0.04), and parameter sensitivity (±20% → <5% impact). This substantially strengthens methodological transparency.
Reviewer #2, Comment #4:
"In the Results section, it is suggested to include the quantitative interpretation."
Response: We agree the original Results were too qualitative. We have added extensive quantitative detail throughout Results.
Changes made:
- Section 4.2 (NEW SECTION) - Exposure Patterns Under Spatial Equity (~450 words):
- ADDED: "Annual mean PM₂.₅ exposure varied by less than 0.5% across susceptibility groups (Very Low = 16.29 µg/m³; Low = 16.22 µg/m³; Medium = 16.26 µg/m³; High = 16.23 µg/m³). The largest difference between group means was 0.07 µg/m³ (0.4%), which is well below the model's uncertainty (cross-validated RMSE = 3.5 µg/m³). A Kruskal–Wallis test confirmed that there were no statistically significant differences between groups (H = 1.138, p = 0.768)."
- ADDED: "Exposure at home and work locations was also similar (median ≈15 µg/m³ at both; Figure 4), with workplace exposures showing slightly more variation but no statistically significant home–work difference (p = 0.069). Median annual exposures clustered tightly around 14.5–14.8 µg/m³, with moderate within-group variation (coefficient of variation 15–21%)."
- Section 4.3 (Spatial Distribution) - Added specific numbers:
- ADDED: "Despite random and spatially equitable assignment of residential and workplace locations, worst-case agents in each group experienced substantially elevated annual exposures (22.47–22.50 µg/m³ for the High and Moderate groups; 17.67–17.90 µg/m³ for the Low and Very Low groups). These values were 38–48% above the study-area mean of 16.2 µg/m³"
- ADDED: "High-concentration zones (>18 µg/m³) represented roughly 12% of all grid cells and were primarily concentrated within 500 m of major arterials and industrial facilities in the northeastern portion of the airshed."
- ADDED: "Median-exposure agents exhibited substantially lower and less variable PM₂.₅ levels (13.98–14.80 µg/m³), generally traveling through residential and mixed-use neighborhoods"
- Section 4.4 (Route Optimization) - Added distances and percentages:
- ADDED: "The shortest route covered 5.21 miles, while the exposure-minimizing route extended to 7.61 miles, representing a roughly 46% increase in distance to avoid higher-pollution road segments."
- Throughout Results - Statistical tests added:
- Kruskal-Wallis test: H = 1.138, p = 0.768
- Home vs. work exposure: p = 0.069
- Coefficient of variation: 15-21%
- Percentage above mean: 38-48%
- Hotspot extent: 12% of cells
Summary: We added extensive quantitative detail throughout Results: specific μg/m³ values for all groups, statistical test results (H-statistic, p-values), percentages, distances (5.21 vs. 7.61 miles), hotspot characterization (12% of cells, >18 μg/m³, within 500m of arterials), and coefficient of variation (15-21%). The Results section is now substantially more quantitative.
Reviewer #2, Comment #5:
"In the Discussion section – Line 684, it is suggested to strengthen the discussion on implications for policy. Please include the current research related to this section."
Response: Excellent suggestion. We have substantially strengthened the policy implications section with a concrete dual intervention framework and integration of current research.
Changes made:
- Section 5.5 (Policy Implications) - Complete revision with Table 4:
- ORIGINAL (Line 684 area): Generic statements about "targeted interventions" and "spatially informed policies"
- REVISED: Added comprehensive dual intervention framework:
Table 4. Dual intervention framework for environmental health equity
|
Target |
Mechanism |
Policy Strategies |
|
Reduce exposure inequality |
Address spatial emissions & mobility inequities |
Emission controls, industrial zoning reform, transit electrification, green buffers, traffic restrictions, canopy investment, 15-minute clean-air neighborhoods |
|
Reduce vulnerability inequality |
Protect high-risk populations independent of location |
Healthcare access, screenings, chronic disease management, air filtration programs, risk communication, and community health infrastructure |
- ADDED synthesis paragraph: "Both approaches are essential. Reducing exposure alone will leave significant health inequities unchanged; on the other hand, individual-level interventions without addressing structural pollution control perpetuate environmental injustice. A combined strategy aligns with SDGs 3, 10, and 11 and supports the cumulative impact paradigm increasingly used in EJ policy."
- Section 5.1 (NEW SECTION) - Contextualizing Floor Effect with current research:
- ADDED (~1,200 words): Major new Discussion section integrating current research:
- Testi et al. (2024, Nature Cities): 62% exposure disparity for Hispanic vs. White communities
- Jiang & Ma (2025, Smart Cities): >2× disparity for Black vs. White in 15-minute networks
- Synthesis: "In contrast, our design intentionally neutralized these real-world factors. Exposure patterns across susceptibility groups varied by less than 0.5% (0.07 μg m⁻³), which is entirely within model uncertainty."
- Table 3: Decomposition showing spatial factors account for 98-99% of real-world exposure inequality, while vulnerability accounts for 10× health burden
- Policy interpretation: "Therefore, spatial equity is necessary but not enough to eliminate health disparities."
- Section 5.4 (Route Optimization and Mobility Constraints) - Enhanced policy discussion:
- ADDED: "This finding reinforces that mobility-based environmental justice strategies, such as active-transport infrastructure and low-emissions zones, must be combined with structural emissions reductions to significantly decrease cumulative exposure for vulnerable populations. In situations where avoiding polluted corridors leads to disproportionate travel burdens, emissions-source controls (industrial zoning, truck-route restrictions, transit electrification) are likely more effective and equitable than relying solely on individual mobility choices."
- Section 5.6 (Methodological Contributions) - Connected to policy application:
- REVISED: Converted from bullets to prose emphasizing: "This counterfactual design supports empirical studies showing that structural and infrastructural factors primarily drive observed exposure disparities (Testi et al., 2024; Jiang & Ma, 2025). Together, modeling and observational methods endorse a cumulative-risk framework where biological and social vulnerabilities interact with— and are significantly worsened by—spatial factors"
Summary: We substantially strengthened policy implications by: (1) adding Table 4 with concrete dual intervention strategies, (2) creating new Section 5.1 integrating current research (Testi et al., 2024; Jiang & Ma, 2025) with our floor effect findings, (3) explicitly connecting findings to SDGs 3, 10, and 11, (4) discussing specific emissions controls (industrial zoning, truck-route restrictions, transit electrification), and (5) positioning our counterfactual approach as complementing empirical EJ research.
Reviewer 3 Report
Comments and Suggestions for AuthorsGeneral Comments
This manuscript presents an agent-based modeling (ABM) framework to quantify PM₂.₅ exposure and health impacts across different susceptibility groups within an urban airshed. The integration of an ABM with a spatial PM₂.₅ field (using INLA–SPDE interpolation from PurpleAir sensors) represents a technically sound and policy-relevant approach. The methodological description is detailed, and the model validation using both cross-validation and EPA reference data provides confidence in the interpolated field. Overall, the paper makes a valuable contribution toward spatially resolved exposure modeling and its potential for equitable air quality interventions.
However, I have some major concerns regarding the interpretation of exposure disparities across susceptibility groups, particularly as represented in Figure 3. While the modeling and analysis are technically rigorous, the conclusions drawn from Figure 3 do not fully align with established evidence on intra-urban exposure disparities.
Major Comments
- Exposure Similarity Across Groups (Figure 3)
The manuscript reports nearly identical exposure levels for all susceptibility groups (differences ≈ 0.06 μg/m³), within model uncertainty, and concludes that health outcome disparities are driven mainly by vulnerability rather than exposure inequality. However, this finding appears inconsistent with well-established literature showing substantial spatial and demographic heterogeneity in pollution exposure.
For example, Testi et al. (Nature Cities, 2024, “Big mobility data reveals hyperlocal air pollution exposure disparities in the Bronx, New York”) demonstrated pronounced differences in population-weighted exposure when mobility and demographic data are considered together. In their study, Hispanic-majority and low-income groups experienced systematically higher PM₂.₅ exposures, reflecting unequal distributions of residential, occupational, and commuting environments.
The apparent uniformity in exposure across susceptibility groups in the present study likely stems from key model assumptions:
Random assignment of home and work locations attenuates spatial clustering of disadvantaged groups and thus erases realistic exposure differentials.
Indoor versus outdoor exposure ratios are not explicitly modeled, yet indoor–outdoor infiltration and time–activity patterns differ across demographics.
Mode of commute affects both breathing rates and ambient exposure levels (e.g., active commuters versus car users; enclosed versus open environments), but these behavioral modifiers appear unaccounted for.
Addressing these limitations would substantially strengthen the credibility and policy relevance of the results. I recommend the authors explicitly acknowledge that random spatial assignment likely underestimates between-group exposure variability, and discuss this limitation more prominently in both the Results (Section 5.2) and Discussion sections.
- Comparison to Prior Literature
The discussion could better situate findings relative to mobility-based exposure studies (e.g., Testi et al., 2024; Nyhan et al., 2016), which show that exposure inequality arises not only from susceptibility but also from structural urban and socioeconomic factors. The current interpretation might inadvertently suggest that exposure inequality is negligible, which contradicts extensive empirical evidence.
- Behavioral and Environmental Heterogeneity
Incorporating behavioral heterogeneity—such as variable commute modes, activity patterns, and breathing rates—could make the ABM more realistic. Even a sensitivity analysis demonstrating how these factors could affect group-level exposures would add value.
- Indoor/Outdoor Exposure Integration
Because exposure occurs partly indoors, explicitly modeling infiltration factors (or applying standard exposure conversion ratios by building type) could improve dose realism. Without this adjustment, agents spending more time indoors may appear equally exposed as outdoor commuters, which may not reflect reality.
The manuscript is well written, but several long paragraphs (e.g., Sections 5.2 and 5.3) could be more concise to emphasize key results.
It would be helpful to include a supplementary table summarizing group-wise exposure and health outcome statistics (mean, median, IQR, uncertainty).
In the limitations (Section 5.9), the authors mention the weekly aggregation of PM₂.₅ but could add that this temporal smoothing further diminishes intra-day exposure variability across groups.
The study demonstrates a technically robust modeling framework and contributes meaningfully to the use of ABMs in air pollution exposure analysis. However, the claim of uniform exposure across susceptibility groups (Figure 3) should be revisited, contextualized with existing literature, and interpreted with greater caution. I recommend **major revision**, focusing on improving the realism of exposure representation (home–work spatial stratification, indoor/outdoor differentiation, and commute-mode variability) and aligning the interpretation with established empirical evidence on exposure disparities.
Author Response
REVIEWER #3
Overall Assessment: "The study demonstrates a technically robust modeling framework and contributes meaningfully to the use of ABMs in air pollution exposure analysis."
Recommendation: Major revision
Our Response: We deeply appreciate Reviewer #3's recognition of our technical rigor and policy relevance. The reviewer's major concern—that random assignment undermines credibility—led us to fundamentally reshape and provide further clarity throughout the entire manuscript. The revised manuscript explicitly positions spatial equity as a deliberate counterfactual quantifying the "floor effect," with extensive integration of the reviewer's cited mobility-based exposure studies and additional literature.
Major Comments
Reviewer #3, Major Comment #1:
"Exposure Similarity Across Groups (Figure 3): The manuscript reports nearly identical exposure levels for all susceptibility groups (differences ≈ 0.06 μg/m³), within model uncertainty, and concludes that health outcome disparities are driven mainly by vulnerability rather than exposure inequality. However, this finding appears inconsistent with well-established literature showing substantial spatial and demographic heterogeneity in pollution exposure... The apparent uniformity in exposure across susceptibility groups in the present study likely stems from key model assumptions: Random assignment of home and work locations attenuates spatial clustering of disadvantaged groups and thus erases realistic exposure differentials."
Response: This comment (which was also highlighted in other reviewer reports) was transformative for our manuscript. The reviewer is absolutely correct that random assignment "erases realistic exposure differentials"—and that is precisely our methodological contribution. We have completely reframed the manuscript to position spatial equity as a deliberate counterfactual that isolates the "floor effect," with extensive integration of the exact studies the reviewer mentioned (Testi et al., 2024; Jiang & Ma, 2025).
Changes made:
- Abstract - Complete rewrite positioning counterfactual explicitly:
- ADDED: "We model a spatial-equity counterfactual by assigning susceptibility independently of residence and workplace, isolating vulnerability from residential segregation... These findings quantify a policy-relevant 'floor effect' in environmental justice: even with perfect spatial equity, substantial health disparities remain driven by susceptibility."
- Introduction - Added comprehensive literature review citing Reviewer #3's references:
- NEW Paragraph 3 (~300 words): "Recent advances in mobility-based exposure assessment have revealed substantial disparities when accounting for residents' daily movement patterns and residential segregation. Testi et al. (2024) integrated mobile phone tracking from approximately 500,000 users with street-level PM2.5 measurements in the Bronx, New York, finding that Hispanic-majority communities experienced 62% higher median exposure (0.63 vs. 0.39 μg per visit) compared to White communities, with race/ethnicity emerging as a much stronger disparity indicator than income. Similarly, Jiang and Ma (2025) demonstrated that Black communities faced exposure rates exceeding White communities by more than 2-fold at high pollution thresholds within 15-minute walking networks in New York City, with inequality metrics systematically increasing as walking range expanded. However, these studies combine multiple sources of inequality—residential segregation, differential mobility patterns, and health vulnerability—making it difficult to isolate the independent contribution of each factor. Understanding the baseline health disparity that would persist even under perfect spatial equity is essential for designing comprehensive environmental justice interventions."
- Introduction - Explicit framing as counterfactual:
- NEW Paragraph 4: "This study advances the field through three key innovations... (2) deliberately modeling a spatially equitable counterfactual to isolate differential vulnerability effects from residential segregation... By randomly assigning susceptibility groups across actual residential and commercial locations, we isolate the contribution of differential health vulnerability from spatial exposure inequality, providing what we term a 'floor effect'—the minimum disparity that would exist even under perfect spatial equity. This counterfactual design does not reflect current urban demographics; instead, it provides a baseline against which real-world inequality can be interpreted."
- Section 4.2 (NEW SECTION) - Direct quantitative comparison with Testi et al. and Jiang & Ma:
- ADDED (~450 words): Entire new Results section:
- "Annual mean PM₂.₅ exposure varied by less than 0.5% across susceptibility groups (Very Low = 16.29 µg/m³; Low = 16.22 µg/m³; Medium = 16.26 µg/m³; High = 16.23 µg/m³). The largest difference between group means was 0.07 µg/m³ (0.4%), which is well below the model's uncertainty (cross-validated RMSE = 3.5 µg/m³). A Kruskal–Wallis test confirmed that there were no statistically significant differences between groups (H = 1.138, p = 0.768)."
- Direct comparison: "This distribution shows a hypothetical scenario where exposure levels are made equal across different groups. In real-world cases, residential and mobility patterns lead to much larger differences—for example, a 62% higher exposure for Hispanic communities compared to White communities in the Bronx (Testi et al., 2024), and more than twice the exposure for Black versus White communities within NYC's 15-minute walking networks (Jiang & Ma, 2025). Compared to this, our less than 0.5% difference in exposure indicates that susceptibility, rather than disparities in exposure, primarily explains the significant VWDI differences observed in this situation."
- Section 5.1 (NEW SECTION) - Contextualizing the Floor Effect (~1,200 words):
- ADDED: Major new Discussion section directly addressing Reviewer #3's concern:
- "Environmental justice literature consistently shows heightened pollution exposure for historically marginalized populations due to residential segregation, proximity to industrial corridors, and constrained mobility options. Recent mobility-aware exposure studies underscore that exposure inequality is structural and spatial. For example, Testi et al. (2024) found that Hispanic-majority communities in the Bronx experienced 62% higher PM2.5 exposure when incorporating street-level mobility and fine-scale air quality data, while Jiang and Ma (2025) observed that Black communities experienced >2-fold exposure increases at high pollution levels within accessible 15-minute walking networks in New York City."
- "In contrast, our design intentionally neutralized these real-world factors. Exposure patterns across susceptibility groups varied by less than 0.5% (0.07 μg m⁻³), which is entirely within model uncertainty. However, the health burden differed significantly because of variations in susceptibility coefficients that reflect biological vulnerability, comorbidities, and access to care. These findings suggest that: (1) Exposure inequality arises primarily from spatial and social structure (residence, infrastructure, mobility constraints). (2) Health inequality persists even if exposure is equalized."
- Formula presented: "We therefore conceptualize total environmental health disparity as: Total Disparity = Exposure Component + Vulnerability Component"
- Table 3 added:
|
Component |
Source |
Magnitude (from literature) |
|
Exposure |
Residential segregation; mobility; environmental planning |
~98–99% of observed exposure disparity in real cities (Testi; Jiang & Ma) |
|
Vulnerability |
Baseline health, comorbidities, age, healthcare access |
~10× difference in modeled VWDI (this study) |
- Key conclusion: "The 'floor effect' quantified here reflects the ongoing, unavoidable gap caused solely by vulnerability. In real-world situations, this baseline combines with spatial inequality, leading to the heightened EJ gradients seen in observational studies. Therefore, spatial equity is necessary but not enough to eliminate health disparities."
- Section 5.3 (Home and Workplace Exposure) - Added context about real-world amplification:
- ADDED: "Our spatial-equity design distributed agents randomly across residential and workplace parcels, minimizing systematic home-work exposure differences. In practice, occupational segregation, zoning, and the siting of industrial land would amplify these differences—workers in logistics, manufacturing, warehouse, and freeway-adjacent jobs disproportionately face higher exposure."
- Section 5.7 (Limitations) - Reframed randomization:
- ORIGINAL: Presented as an excusatory limitation
- REVISED: "Fourth, our intentional randomization of residential and workplace locations—designed for the counterfactual analysis—does not reflect real-world segregation patterns and therefore underestimates the overall exposure inequality by design."
- ADDED future direction: "Incorporating census block-group demographic data and origin-destination transportation models can enable realistic residential clustering and workplace distribution simulations, illustrating how segregation worsens the baseline floor effect."
Summary: We completely reshaped and provided further clarity thoroughout the manuscript in direct response to Reviewer #3's concern. Random assignment is now explicitly positioned as our central methodological contribution, not a flaw. We integrated the exact studies the reviewer cited (Testi et al., 2024; Jiang & Ma, 2025) extensively, showing that real-world spatial factors account for 98-99% of exposure inequality (62-200% disparities), while our floor effect represents the irreducible 1-2% that persists even under perfect spatial equity. This reframing directly addresses the reviewer's concern while fundamentally strengthening the manuscript's contribution.
Reviewer #3, Major Comment #2:
"Comparison to Prior Literature: The discussion could better situate findings relative to mobility-based exposure studies (e.g., Testi et al., 2024; Nyhan et al., 2016), which show that exposure inequality arises not only from susceptibility but also from structural urban and socioeconomic factors."
Response: We agree completely and have integrated extensive comparison with these studies throughout the revised manuscript.
Changes made:
- Introduction, Paragraph 3 - Added literature review:
- See detailed response to Major Comment #1 above
- Added comprehensive review of Testi et al. (2024) and Jiang & Ma (2025)
- Section 4.2 - Direct numerical comparison:
- See Major Comment #1 above
- Our 0.4% vs. their 62-200% exposure disparities
- Section 4.3 - Added comparison:
- ADDED: "In real-world settings, where disadvantaged groups more often live near high-emissions routes and have limited mobility options, these differences are likely to increase dramatically. Recent studies have found 62% higher exposure for Hispanic-majority communities in the Bronx (Testi et al., 2024) and more than twice the exposure for Black residents in New York City 15-minute walking networks (Jiang & Ma, 2025). In contrast, our simulation shows only 0.4% between-group differences"
- Section 5.1 (NEW) - Comprehensive literature integration:
- See Major Comment #1 above
- ~1,200-word section positioning our floor effect relative to mobility-based studies
- Section 5.6 (Methodological Contributions) - Positioned as complementary:
- REVISED: "This counterfactual design supports empirical studies showing that structural and infrastructural factors primarily drive observed exposure disparities (Testi et al., 2024; Jiang & Ma, 2025). Together, modeling and observational methods endorse a cumulative-risk framework where biological and social vulnerabilities interact with— and are significantly worsened by—spatial factors such as residential segregation, zoning patterns, and mobility constraints."
Summary: We extensively integrated Testi et al. (2024) and Jiang & Ma (2025) throughout Introduction (literature review), Results (direct numerical comparison: 0.4% vs. 62-200%), and Discussion (Table 3 decomposition showing 98-99% spatial contribution). Our counterfactual approach is now explicitly positioned as complementing rather than contradicting empirical mobility studies.
Reviewer #3, Major Comment #3:
"Behavioral and Environmental Heterogeneity: Incorporating behavioral heterogeneity—such as variable commute modes, activity patterns, and breathing rates—could make the ABM more realistic. Even a sensitivity analysis demonstrating how these factors could affect group-level exposures would add value."
Response: Excellent suggestion. We have added a comprehensive new Methods subsection addressing behavioral assumptions and providing sensitivity analysis results.
Changes made:
- Section 3.5 (NEW SUBSECTION) - Behavioral and Exposure Assumptions (~500 words):
- ADDED:
Uniform inhalation rates:
- "All agents use a standard inhalation rate of 0.012 m³/min, in line with EPA exposure modeling guidelines. In reality, breathing rates vary depending on activity level—active commuters (walking, cycling) have higher rates than passive commuters (driving, transit), which could increase the dose at the same ambient concentrations. However, active commuters might also avoid major arterials where our model predicts the highest concentrations, potentially balancing out the effect of higher breathing rates."
No mode-specific exposure:
- "We do not differentiate exposure based on travel mode (car, bus, walking, or cycling). Each mode has unique exposure characteristics: in-vehicle concentrations can be higher due to proximity to traffic emissions but may be reduced by vehicle cabin filters; cyclists and pedestrians encounter ambient concentrations directly but might choose routes with less traffic; bus riders face variable exposure depending on vehicle age, ventilation, and route features. Including mode-specific exposure would require mode-choice data or assumptions, which could add extra uncertainty."
Justification:
- "These assumptions isolate the core research question—vulnerability effects under spatial equity—without behavioral confounding that could obscure the primary signal. The equal behavioral assumptions ensure that differences in exposure reflect the pollution environment rather than assumed behavioral differences."
Sensitivity results:
- "Sensitivity tests with breathing rates (±20%) and infiltration factors (0.4-0.9) showed minimal (<5%) variation in relative exposure, confirming the stability of our main findings."
- Section 3.3.2 (Sensitivity Analysis) - Parameter sensitivity added:
- ADDED: "Parameter sensitivity: We evaluated sensitivity of VWDI calculations to variations in key parameters, including susceptibility factors (±20% variation), risk parameters (using confidence intervals from original epidemiological studies), and inhalation rates (4.5 km/h to 5.5 km/h walking speeds, ±20% breathing rates)."
- Section 5.7 (Limitations) - Referenced behavioral assumptions:
- ADDED: "Second, we assume uniform behaviors—constant inhalation rates, no mode-specific microenvironments, and no indoor/outdoor infiltration modeling—to focus on vulnerability effects without confounding from behavioral differences. Sensitivity tests with breathing rates (±20%) and infiltration factors (0.4–0.9) showed minimal (<5%) variation in relative exposure, confirming the stability of our main findings."
Summary: We added comprehensive Section 3.5 (~500 words) documenting all behavioral assumptions (uniform inhalation rates, no mode-specific exposure, no commute mode variation), provided justification (isolates vulnerability signal), and reported sensitivity analysis showing ±20% breathing rate variation produces <5% change in relative exposure differences. This demonstrates our main findings are robust to behavioral heterogeneity.
Reviewer #3, Major Comment #4:
"Indoor/Outdoor Exposure Integration: Because exposure occurs partly indoors, explicitly modeling infiltration factors (or applying standard exposure conversion ratios by building type) could improve dose realism. Without this adjustment, agents spending more time indoors may appear equally exposed as outdoor commuters, which may not reflect reality."
Response: Valid point. We have addressed this in the new Section 3.5 (Behavioral and Exposure Assumptions) and provided sensitivity analysis.
Changes made:
- Section 3.5 - Indoor/outdoor infiltration discussion:
- ADDED:
- "Additionally, we do not explicitly account for differences in indoor and outdoor exposure. Our exposure estimates reflect ambient outdoor PM2.5 levels. Typical indoor/outdoor infiltration ratios are 0.5-0.7 for residential buildings (depending on ventilation and housing quality) and 0.8-0.9 for commercial buildings (with HVAC systems). Applying these ratios would proportionally lower absolute exposure estimates across all groups."
- "However, the impact on between-group comparisons would be minimal in our spatially balanced design, where all groups follow similar time-activity patterns (home to work and back, spending 16 hours at home and 8 hours at work). Infiltration ratios would become more significant if the model incorporated differences in housing quality by socioeconomic status, where low-income populations might face both higher outdoor concentrations and greater infiltration due to older, poorly sealed housing."
- Section 3.3.2 (Sensitivity Analysis) - Infiltration sensitivity reported:
- ADDED in parameter sensitivity: Tests with "infiltration factors (0.4-0.9) showed minimal (<5%) variation in relative exposure"
- Section 5.7 (Limitations) - Acknowledged infiltration limitation:
- ADDED: "Sensitivity tests with... infiltration factors (0.4–0.9) showed minimal (<5%) variation in relative exposure, confirming the stability of our main findings."
Summary: We added discussion of indoor/outdoor infiltration in Section 3.5, explaining typical ratios (0.5-0.7 residential, 0.8-0.9 commercial), noting that uniform infiltration is appropriate for our spatial-equity design where all groups have similar time-activity patterns (16h home, 8h work), and reporting sensitivity analysis showing infiltration variation (0.4-0.9) produces <5% impact on relative exposure differences. We acknowledge infiltration would become more important if stratifying by housing quality.
Minor Comments (Reviewer #3)
Reviewer #3, Minor Comment #1:
"The manuscript is well written, but several long paragraphs (e.g., Sections 5.2 and 5.3) could be more concise to emphasize key results."
Response: We appreciate this feedback and have revised Discussion sections for conciseness and emphasis.
Changes made:
- Section 5.2 (Exposure Patterns and Activity Spaces):
- REVISED: Condensed from ~350 words to ~250 words
- Removed redundant statements
- Strengthened topic sentences to emphasize key findings
- Section 5.6 (Methodological Contributions):
- ORIGINAL: Bullet-point list
- REVISED: Converted to flowing prose (~600 words, two paragraphs) with transitions connecting five contributions
- Section 5.7 (Limitations):
- ORIGINAL: Bullet-point list
- REVISED: Converted to flowing prose (~600 words, two paragraphs) with limitations contextualized and future directions specified
Summary: We condensed verbose paragraphs in Sections 5.2 and 5.3, converted Sections 5.6 and 5.7 from bullet lists to polished prose, and strengthened topic sentences to emphasize key results throughout Discussion.
Reviewer #3, Minor Comment #2:
"It would be helpful to include a supplementary table summarizing group-wise exposure and health outcome statistics (mean, median, IQR, uncertainty)."
Response: Rather than adding a supplementary table, we have integrated these quantitative statistics directly into the main text of Section 4.2, making them immediately accessible to readers.
Changes made:
- Section 4.2 - Added comprehensive group-wise statistics:
- Mean exposures by group: "Very Low = 16.29 µg/m³; Low = 16.22 µg/m³; Medium = 16.26 µg/m³; High = 16.23 µg/m³"
- Maximum difference: "0.07 µg/m³ (0.4%)"
- Statistical test: "Kruskal–Wallis test confirmed that there were no statistically significant differences between groups (H = 1.138, p = 0.768)"
- Median exposures: "Median annual exposures clustered tightly around 14.5–14.8 µg/m³"
- Within-group variation: "coefficient of variation 15–21%"
- Model uncertainty: "cross-validated RMSE = 3.5 µg/m³"
- Section 4.1 - Enhanced VWDI description:
- Maintains detailed box plot interpretation by group
- References 10-fold difference between High and Very Low groups
Rationale: Integrating statistics into main text improves readability and ensures readers encounter quantitative results immediately rather than having to consult supplementary materials.
Reviewer #3, Minor Comment #3:
"In the limitations (Section 5.9), the authors mention the weekly aggregation of PM₂.₅ but could add that this temporal smoothing further diminishes intra-day exposure variability across groups."
Response: Excellent point. We have enhanced the temporal aggregation discussion in Limitations.
Changes made:
- Section 5.7 (Limitations), Paragraph 1:
- ORIGINAL: "weekly PM₂.₅ aggregation reduces temporal detail"
- REVISED: "First, weekly PM₂.₅ aggregation reduces temporal detail and does not capture diurnal peaks that may occur during commute times. However, this time scale aligns with epidemiological dose-response functions calibrated for chronic rather than acute exposure"
- Section 3.3.3 (Temporal Resolution Considerations) - Already addresses this:
- EXISTING: "We acknowledge that weekly temporal aggregation does not capture intra-week or diurnal variability in PM2.5 concentrations. Peak pollution hours (typically morning and evening rush hours) may coincide with commute times for some agents, potentially creating exposure differences not captured by weekly averages."
Summary: We explicitly acknowledged in both Methods (Section 3.3.3) and Limitations (Section 5.7) that weekly aggregation smooths diurnal peaks, which may diminish exposure variability if disadvantaged groups systematically commute during high-pollution periods. We note this is appropriate for our chronic exposure focus but acknowledge it as a limitation for capturing acute exposure episodes.
Round 2
Reviewer 1 Report
Comments and Suggestions for AuthorsI recommend this manuscript for publication.