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Logistics
  • Feature Paper
  • Article
  • Open Access

19 April 2021

The Northwest Passage in the Arctic: A Brief Assessment of the Relevant Marine Transportation System and Current Availability of Search and Rescue Services

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1
U.S. Coast Guard on Secondment, Maritime Safety and Environmental Administration, World Maritime University, 211 18 Malmö, Sweden
2
Maritime Safety and Environmental Administration, World Maritime University, 211 18, Malmö, Sweden
3
U.S. Coast Guard, Marine Safety Unit Toledo, Toledo, OH 43604, USA
4
U.S. Coast Guard, Marine Safety Unit Baton Rouge, Baton Rouge, LA 70809, USA
This article belongs to the Section Maritime and Transport Logistics

Abstract

The analysis in hand provides a brief assessment of the United States’ and Canada’s marine transportation system and relevant search and rescue (SAR) support in relation to the Northwest Passage, with the purpose of examining to what extent these countries’ relevant infrastructure resources are able to meet the expected growth of shipping operations and business activities in the Arctic. Through an extensive literature review, this assessment will specifically describe the most important influences upon the maritime transportation system, with the issue of certain geographical details and the capabilities of existing ports standing out. Additionally, vessel activity trends and vessel traffic routing measure initiatives will be examined. Furthermore, the SAR infrastructure details and means to render assistance to people in distress along the Northwest Passage will be discussed. The reality remains that port characteristics are limited and vessel traffic routing measure initiatives and upgrades to SAR assets are commendable but slow-paced. It is true that both the United States and Canada are taking proper measures to build up infrastructure needs, but they both may run out of time to put adequate infrastructure in place to deal effectively with the changing environment.

1. Introduction

Harsh environmental conditions and remoteness characterize the wider Arctic region, which is a rather difficult and dangerous area to live and conduct business endeavors within. The marine transportation system and search and rescue (SAR) support are two critical components of infrastructure needed to prevent harm potentially arising from ship operations and business activities along the Arctic’s Northwest Passage. A resilient transportation system is a vital component of a region’s infrastructure, especially for remote and isolated communities in the Arctic. As a subset of a nation’s overall transportation system, a robust marine transportation system facilitates effective and efficient movement of vital supplies, raw materials and energy resources, as well as final products, through ports and waterways. Ports are critical transportation links, especially when communities lack other connections, such as in the case of the Arctic. Furthermore, initiatives to develop voluntary traffic separation schemes support navigable waterways and are a vital part of the marine transportation system. It is also necessary to highlight the fact that because of the harsh conditions of the dynamic Arctic region, which is characterized by numerous record-setting events, as well as vast distances involved and remoteness, SAR support capabilities hold a very important role: to ensure safe and secure vessel operations in the region under discussion. It is not a coincidence that the year 2020 revealed record warm surface air temperatures in the Eurasian Arctic, record low sea ice extent in the Laptev Sea, record low snow cover across the Eurasian Arctic, significant ice loss in the Greenland Ice Sheet, and a sharp decline in tundra greenness in North America [1].
During the last two decades, the ability to observe how the Arctic is changing has made notable progress and the world is clearly taking notice. Shipping activities in the Arctic have clearly increased and there is an obvious reason behind this: sea ice coverage has diminished from 6.1 million square kilometers in 1999 to 4.3 million square kilometers in 2019 [2]. Additionally, the length of the navigation season has been growing by as much as 7 to 10 days each year and may extend by 2.5 months over the next decade [3]. These changing conditions have resulted in increased attention from government, media, scientific researchers, the natural resource exploration industry, and even entities engaged in touristic activities and relevant business opportunities. The message is clear: the Arctic is indeed undergoing a formative transformation. Initiatives such as the Arctic Observing Network (AON) systems, completion of the Multidisciplinary Drifting Observatory for the Study of Arctic Climate (MOSAiC) project, and opening of the new National Oceanic and Atmospheric Administration (NOAA) Barrow Observatory have increased the capacity and ability to predict Arctic climate and environmental change, including sea ice predictions, affecting the oceans [1].
The continuous melting of ice is transforming the Arctic region into the most rapidly warming region of the planet, most commonly identified with the North Pole and quite synonymous with the term “Arctic Circle” [4]. Before proceeding any further, it is necessary to specify the Arctic boundary considered for the purposes of this analysis. For both the United States and Canada, the “Arctic” is defined as the area containing the Arctic Ocean as well as the respective territories with a latitude higher than the Arctic Circle (66°33′48″ N). Area within the Arctic Circle includes lands divided among eight countries: United States (Alaska), Canada, Denmark (Greenland), Iceland, Norway, Sweden, Finland, and Russia. The United States and Canada are among five of these eight countries that have an Arctic coastline. Their geographic positions being located adjacent to emerging shipping corridors creates important obligations in terms of navigation safety and responsibility to render search and rescue assistance [5].
The main objective of this analysis is to present the infrastructure needs of the Arctic with a focus on the maritime transportation system and SAR services along the Northwest Passage. The supply chain resiliency and availability of physical infrastructure adjacent to navigable waters should be an area of concern, especially by factoring in the expected growth of the number of ships that will be operating in the region under discussion. Therefore, the analysis provides an overview of the Northwest Passage along with an examination of viable transportation links. Given the transformative environmental conditions and anticipation of increased vessel traffic, an integral part of the analysis is to highlight the current state of vessel activity trends, along with vessel traffic routing measure initiatives. Furthermore, it is vital to highlight the significant resource gaps related to emergency management coordination with an examination of SAR support capabilities.
First, to achieve this goal, an extensive literature review was carried out. The relevant maritime transportation system and SAR infrastructure capabilities were identified as a result of this activity. The methodology adopted included research techniques and analysis of documents and materials from governmental scientific agencies, high-level intergovernmental forums, integrated governmental action teams, federal interagency coordinating committees, scientific peer-reviewed articles, governmental press release statements, government proposed rules and public notices, International Maritime Organization (IMO) publications, and community-specific infrastructure profiles. In view of anticipated issues with future developments within this region, this approach will consider the pursuit of vessel traffic management initiatives and the process related to international approval and recognition of such initiatives. This also raises the issues of how the current state of marine transportation system and SAR infrastructure will fare against the vessel activity trends and growing environmental risks and concerns. The increasing trend of vessel activity and environmental concerns in the Arctic has challenged decision-makers to carry out immense infrastructure improvements and studies. Predicated on the previous issues, a question has been raised about the adequacy of infrastructure in the Arctic. This paper has identified, analyzed, and evaluated the impact of operations and infrastructures from the maritime logistics perspective. The results obtained from this paper will assist both the United States and Canada to develop their substantial strategies for adapting to the new paradigm of increased future vessel activity in the Arctic.
This assessment consists of four main sections. The first one provides a description of the Northwest Passage, including the existence or not of viable transportation links. The second section explores the current state of vessel activity trends along this route. The third section examines vessel traffic routing measure initiatives. The fourth and final section investigates the existing SAR capabilities and provides a few necessary recommendations to ensure that the future expected traffic increase in this region will also be associated with better support towards crossing maritime traffic.

4. Vessel Traffic Routing Measure Initiatives

4.1. Role and Function of the IMO

Vessel traffic management is an important component of the marine transportation system. Increased predictability of established vessel traffic patterns enhances safety by decreasing the potential for collisions (and at the same time can prevent the associated environmental damage caused by oil spills, which is the most common result of an accident) since mariners may be better able to predict where vessel interactions may occur and act accordingly [26]. Vessel Traffic Separation Schemes and Precautionary Areas are generally accepted by the maritime community as positive vessel traffic management tools that reduce risk. The key to making a safety impact is to conduct a thorough marine casualty analysis as part of the development and planning process. The International Maritime Organization (IMO) fulfills an important role and function in regard to vessel traffic routing measure initiatives as the recognized international authority. Established in 1948, the IMO is a specialized United Nations agency with the mission “to promote safe, secure, environmentally sound, efficient, and sustainable shipping through cooperation” [27]. The IMO’s involvement is essential for ensuring internationally coherent solutions to waterway infrastructure needs relating to the maritime transportation system. The process in approaching the IMO to secure the adoption of vessel traffic routing measures requires a Member State of the IMO to develop and submit a formal proposal to justify the need for the proposed action [28]. Member States submit proposals to the IMO’s Sub-Committee on Navigation, Communications and Search and Rescue (NCSR). This sub-committee then evaluates the proposal and makes a recommendation regarding its adoption. Lastly, the recommendation continues to the Maritime Safety Committee (MSC) for adoption [29]. Approved by the MSC at its 101st session, the most current procedure responds to noted concerns of the NCSR regarding conformity of previously submitted proposals [30]. In the United States, responsibility to submit these proposals to the IMO lies with the U.S. Coast Guard and proposals originating from Canada are submitted by Transport Canada [28]. Both countries benefit from their vessel traffic routing measure initiatives, both past and present. Ongoing efforts will eventually require IMO’s input and approval as they strive to upgrade the marine transportation system infrastructure in the form of Port Access Route Studies and Low Impact Shipping Corridor Initiatives.

4.2. Port Access Route Studies—United States

In accordance with United States’ rulemaking procedures, the Ports and Waterways Safety Act requires the U.S. Coast Guard to conduct a Port Access Route Study (PARS) before establishing new or adjusting existing fairways or traffic separation schemes. The intent is to reconcile the need for safe access routes with other reasonable waterway uses. As the lead federal agency within the United States for vessel traffic routing measure initiatives, the U.S. Coast Guard is responsible for coordinating with Federal, State, and foreign state agencies (if applicable) and must consider the views of maritime community representatives, environmental groups, and other interested stakeholders. If the PARS recommends vessel routing measures, the U.S. Coast Guard initiates the domestic rulemaking process and/or the International Maritime Organization (IMO) ships’ routing measures process. Objectives of the PARS are to:
  • Determine present traffic density;
  • Determine potential traffic density;
  • Determine if existing vessel routing measures are adequate;
  • Determine if existing vessel routing measures require modifications;
  • Determine the type of modifications;
  • Define and justify the needs for new vessel routing measures;
  • Determine the type of new vessel routine measures; and
  • Determine if the usage of the vessel routing measures must be mandatory for specific classes of vessels [31].
The first internationally recognized measure for navigation in polar waters approved by the IMO was the proposal jointly submitted by the United States and Russia. Developed in response to increased activity in the region, the United States and Russia proposed voluntary routing measures in the Bering Strait and Bearing Sea to the IMO [32]. The IMO approval established six recommendatory two-way routing measures and six precautionary areas. Voluntary use of these shipping lanes is the first step towards a more comprehensive traffic management route system [33]. Prior to submitting jointly with Russia to the IMO, the United States had completed a successful Bering Strait PARS in accordance with national guidelines. The Bering Strait PARS now serves as a useful template for similar traffic management initiatives further along the Northwest Passage.
In response to the changing sea conditions affecting the Northwest Passage and in anticipation of a potential increase in vessel traffic, the U.S. Coast Guard is now working in close coordination with Canada for the North Slope Alaskan Arctic Coast PARS, aimed at improving shipping safety in Chukchi and Beaufort seas. Public comment opened on 21 December 2018 and has been extended to 30 September 2021. The objectives are to analyze current vessel patterns, predict future vessel needs, and balance the needs of all waterway users by developing and recommending vessel routing measures for the Arctic [34]. At this stage in the PARS, the U.S. Coast Guard is particularly interested in identifying specific locations, times, or instances where future vessel activity could increase significantly in density or cause specific undesirable consequences [35].

4.3. Low Impact Shipping Corridor Initiative—Canada

In regard to developing traffic management measures in the Arctic, Canada’s equivalent of the United States PARS is essentially the Low Impact Shipping Corridors Initiative. Otherwise earlier referred to as the Northern Marine Transportation Corridors Initiative, the development depends on interagency coordination and involves three key federal government departments to include the Canadian Coast Guard, the Canadian Hydrographic Service, and Transport Canada [36]. Objectives of this government initiative in partnership with the Arctic Corridors Research Project included the following: develop a long-term geospatial ship track database in Arctic Canada, identify temporal and spatial shipping trends, establish zones of high commercial and non-commercial shipping activity, document culturally significant marine areas, and establish potential management strategies for the low impact shipping corridors [37]. The Low Impact Shipping Corridor Initiative uses a comprehensive strategy whereby infrastructure and services are systemically identified through a risk-based approach [38]. Commendable consideration and prioritization is given to the potential impact of local community cultural and livelihood activities. This initiative confirms that the responsible maritime entities are most definitely moving in the right direction, but it will still take significant time to implement the services and infrastructure necessary to provide a transportation system to the level of adequacy seen elsewhere in Canada [38].

5. SAR Support Capabilities

In 1996, the Arctic Council officially formed as a cooperative forum to address issues of sustainable development and environmental protection in the Arctic [39]. Since its establishment, actions taken by the Arctic Council to allocate SAR resources on an international level have streamlined new policies and bipartisan agreements to improve infrastructure needs in the region [40]. In May 2011, the Arctic Search and Rescue Agreement (formally known as the Agreement on Cooperation on Aeronautical and Maritime SAR in the Arctic) was signed, making it the first legally binding agreement negotiated under the auspices of the Arctic Council [41]. Signed by eight countries including the United States and Canada, this agreement coordinated international maritime and aeronautical SAR coverage and designated competent authorities, search and rescue agencies, and rescue coordination centers (Table 1).
Table 1. Summary table of SAR agreement. 1
On 7 May 2019, the Arctic Council held its Eleventh Ministerial Meeting in Rovaniemi, Finland. Both the United States and Canada were at the meeting, which commended those exercises that have advanced the implementation of the SAR agreements and encouraged the continuation of exercise activities aiming at deepening practical cooperation with the Arctic Coast Guard Forum [43]. This statement was a continuation of the declaration made at the Arctic Council’s Tenth Ministerial Meeting in Fairbanks, Alaska, which welcomed the operational exercises that have advanced the implementation of the SAR Agreement [44]. The benefits of SAR exercise activities include the development of lessons learned and best practices critical to improving upon current SAR support infrastructure and strategies.
While a lack of SAR assets still exists, the U.S. Coast Guard is unable to maintain year-round surface presence and mitigates the risk through partnerships and the forward deployment of assets during times of increased maritime activity [45]. Operation Arctic Shield is key to the strategy that acknowledges the infrastructure needs in regard to SAR support. An annual operation that began in 2009, Operation Arctic Shield is a year-round planning and operational endeavor that applies a risk-based approach and leverages tribal, community, and interagency partnerships to integrate U.S. Coast Guard surface, aviation, and shore-side resources to conduct a broad range of search and rescue activities [23]. In 2020, air assets included two MH-60 Jayhawk helicopters, a 225-foot seagoing buoy tender, and a 420-foot medium icebreaker [46]. Over the past several years, the United States has consistently staged two helicopters in Kotzebue and the number and type of on-the-water assets have not changed significantly. Until additional surface assets (icebreakers) are delivered, the United States will need to continue with its mobile, scalable, and seasonal approach to mitigating risk [45].
Canada takes a similar seasonal approach to executing its SAR mission in the Arctic, but with considerably more resources. SAR assets deployed in the Canadian Arctic for its 2020 season included a total of eight icebreakers. The Marine Communications and Traffic Services Centre in Iqaluit provided support to 128 vessels (cargo ships, research vessels, bulk carriers, fishing vessels, and Canadian Coast Guard ships) in the Northern Canada Vessel Traffic Services Zone (NORDREG). It is also important to note that the Inshore Rescue Boat station in Rankin Inlet, NU, bolstered local SAR response. Under the Oceans Protection Plan and through the Canadian Coast Guard Auxiliary’s Indigenous Community Boat Volunteer Pilot Program, three local communities received search and rescue capable boats and equipment. Additionally, the Canadian Coast Guard’s Training and Exercise Program participated in seven exercises with notable government and industry partners [47]. The 2020 season offers a typical snapshot of Canada’s typical SAR support capability in the Arctic.
It is a rather self-explanatory fact that both the United States and Canada must build up and invest in more supporting SAR infrastructure to include surface, aviation, and communication assets along with shore-based infrastructure. The mobile, scalable, and seasonal approach works, but requires a solid foundation of basic logistics and support functions. To address their SAR infrastructure needs, the United States and Canada should continue to pursue the strategic goals of the Arctic Coast Guard Forum (ACGF). Established in 2015, the ACGF can help to enhance collaboration as vessel activity increases by acting as a platform to potentially pool of resources to establish SAR centers at geographically relevant locations in the Arctic [48].

6. Conclusions

This assessment critically summarized the environmental risks and concerns along the Northwest Passage, existence or not of viable transportation links, vessel activity trends, vessel traffic routing measure initiatives, and SAR support capabilities. The Arctic continues to garner significant international attention due to reduced sea ice cover and longer navigable shipping seasons. The maritime industry has not seen such transformative changes since the opening of the Suez and Panama Canals [5]. Vessel traffic is still relatively low, but steadily increasing with associated risk. The United States and Canada are among the group of Arctic nations that have a responsibility to provide infrastructure support vital to marine safety and environmental protection. The safe, secure, and environmentally sound transportation of people, goods, and materials by water is essential to all Arctic region stakeholders. A healthy maritime transportation system and robust SAR infrastructure is vital. The reality remains that the port characteristics of communities along the Northwest Passage are limited. Vessel traffic routing measure initiatives and upgrades to SAR assets are commendable but slow-paced. It is true that both the United States and Canada are taking proper measures to build up infrastructure needs, but they both may run out of time to put adequate infrastructure in place to deal effectively with the changing environment.

Author Contributions

Writing—original draft preparation, R.S.; writing—review and editing, D.D., A.C., M.D., P.R., and A.D.; visualization, D.D.; supervision, D.D. and A.C. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

No new data were created or analyzed in this study. Data sharing is not applicable to this article.

Acknowledgments

This research effort was conducted under the MARPART-2 MAN and MAREC/SAMRISK Projects. The views herein are solely of the authors and do not represent the views of the Department of Homeland Security/U.S. Coast Guard, or any other organization with a similar scope.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. Summary table of U.S. Arctic coastal ports. 1,2
Table A1. Summary table of U.S. Arctic coastal ports. 1,2
Port NamePort CharacteristicsEnvironmental Risks/Concerns
KaktovikBeach landing; marine header;
tank farm
Increased polar bear presence; permafrost thaw; potential oil and gas development; receding sea-ice
Prudhoe BayBeach landing; oil rigPollution (oil spills)
UtqiagvikBeach landing; breakwater;
coastal protection measures;
small dock and boat launch;
tank farm
Change in bowhead migration route; coastal erosion; drinking water contamination; flooding; receding sea-ice
WainwrightBeach landing;
coastal protection measure;
marine header
Coastal erosion threatening historic sites;
flooding; potential oil and gas development; permafrost thaw; riverine erosion
Point LayBeach landing
(with gravel road)
Receding sea-ice; coastal erosion; walrus depletion; change in caribou migration route
Point HopeBeach landingCoastal erosion; flooding
Red DogBeach landing;
mooring points
Pollution (lead, zinc)
1 Created by the authors with data adapted from [49]. 2 Ports listed here also appear as port cities with connecting conceptual routes for the U.S. Coast Guard Alaskan Arctic Coast Port Access Route Study (AACPARS Brochure) [50].
Table A2. Summary table of Canadian Arctic coastal ports. 1,2
Table A2. Summary table of Canadian Arctic coastal ports. 1,2
Port NamePort CharacteristicsEnvironmental Risks/Concerns
Pond InletMarine dock;
mooring bollards
Shoreline erosion; behavioral changes in wildlife; pollution (oil spill)
Resolute BayBeach landingShips anchor locations disturbing marine mammals; noise pollution impacting marine mammal migration routes; invasive species pollution (oil pill)
TuktoyaktukMarine resupply
facility
Invasive species; behavioral changes in wildlife (whales, polar bears, caribou, muskox, and birds); icebreaking impact to polar bear food chain; pollution (oil spill)
Sachs
Harbour
Marine resupply
facility
Invasive species; behavioral changes in wildlife (whales, polar bears, and fish); increased number of whale strikes; pollution (oil spill);
icebreaking impact to caribou migration;
changing sea ice conditions resulting in higher sea state and wave action erosion
UlukhaktokMarine resupply
facility
icebreaking noise pollution disturbing polar bears; behavioral changes in wildlife; destruction of animal habitat; impact to caribou migration; pollution (oil spill)
PaulatukMarine resupply
facility
Pollution; behavioral changes in wildlife;
icebreakers disruptive to polar bears and seals
Gjoa HavenMarine dock; public dock;
floating dock; community crane; tank farm
Behavioral changes in wildlife; destruction of animal habitat; pollution (oil spill); ship noise and traffic impacting wildlife habitats and migratory routes
Cambridge BayFixed dock; public/community dock; floating dock; community crane; tank farmBehavioral changes in wildlife; destruction of animal habitat; disruption to caribou migration; pollution (oil spill)
1 Created by the authors with various sources of data adapted from [51,52,53,54,55,56,57,58,59,60,61,62,63,64,65,66]. 2 Ports listed are selected from two principal routes of the Northwest Passage that run along Baffin Bay, Lancaster Sound, Barrow Strait, Amundsen Gulf, Beaufort Sea, Victoria Strait.

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