Constructing Directed Acyclic Graphs (DAGs) to Inform Tobacco Cessation Intervention Research: A Methodological Extension Using Evidence Synthesis
Abstract
1. Introduction
2. Materials and Methods
2.1. Study Design and Evidence Base
2.2. ESC-DAG Protocol Application
2.3. Conceptual Framework and Quality Assurance
3. Results
3.1. Mapping Stage Findings
3.2. Translation Stage and Integration of Extracted DAGs
3.2.1. Semantic Aggregation
3.2.2. Temporal Re-Alignment
3.2.3. Directional Mapping and Validity Assessment
3.3. Integrated DAG
3.3.1. Structural: Upstream Determinants
3.3.2. Intervention: Modality-Specific Pathways
3.3.3. Mechanistic: Mediators of Change
3.3.4. Behavioral: Modifiable Risk Factors
3.3.5. Outcome: Smoking Cessation
4. Discussion
4.1. Methodological Contributions
4.2. Policy and Practice Implications
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Appendix A
| Edge | Temporality | Face Validity | Recourse to Theory | Final Action | Pathway Type |
|---|---|---|---|---|---|
| Age → Desire to Quit | Valid | Plausible | Supported in behavioral models | Retain | Confounder |
| Age → Smoking Frequency | Valid | Valid | Risk exposure literature supports | Retain | Confounder |
| Age → Dual Use | Valid | Supported by age-based substance use research | Yes | Retain | Confounder |
| Smoking Frequency → Dual Use | Valid | Strong behavioral linkage | Supported | Retain | Mediator |
| Desire to Quit → Smoking Frequency | Valid | Valid | TTM & quit models | Retain | Mediator |
| Dual Use → Alcohol Use | Valid | Comorbid use theory | Strong support | Retain | Mediator |
| Dual Use → Smoking Cessation | Valid | Plausible | Mixed evidence | Retain (flag for sensitivity) | Mediator |
| Alcohol Use → Smoking Cessation | Valid | Mixed support | Substance relapse theory | Retain | Mediator |
| Cognitive Behavioral Therapy → Improved Coping | Valid | Strong support | Core of CBT | Retain | Mediator |
| Improved Coping Skills → Smoking Cessation | Valid | Plausible | Strong in addiction theory | Retain | Mediator |
| Distress → Cognitive Behavioral Therapy | Valid | Yes | Routine clinical pathway | Retain | Confounder |
| Distress → 8-Week Nicotine Patch | Valid | Common clinical response | Yes | Retain | Confounder |
| Distress → Improved Coping Skills | Valid | Established stress models | Yes | Retain | Confounder |
| Geographic Isolation → ACT-Based App | Valid | Yes | Rural access models | Retain | Confounder |
| ACT-Based App → Improved Access to Tools | Valid | Strong | Valid | Retain | Mediator |
| Improved Access to Tools → Smoking Cessation | Valid | Behavioral support theory | Yes | Retain | Mediator |
| Barriers in Young Adults → Text Msg Intervention | Valid | Known access issue | Valid | Retain | Confounder |
| Text Msg Intervention → Behavioral Nudges | Valid | Behaviorism support | Yes | Retain | Mediator |
| Behavioral Nudges → Smoking Cessation | Valid | Supported | Yes | Retain | Mediator |
| Cultural Barriers → Storytelling Video | Valid | Strong support | Yes | Retain | Confounder |
| Health Literacy → Storytelling Video | Valid | Supported | Yes | Retain | Confounder |
| Storytelling Video → Message Relevance | Valid | Yes | Yes | Retain | Mediator |
| Message Relevance → Smoking Cessation | Valid | Plausible | Yes | Retain | Mediator |
| Health Literacy → Empowerment | Valid | Supported | Yes | Retain | Mediator |
| Empowerment → Smoking Cessation | Valid | Supported | Yes | Retain | Mediator |
| Access Barriers → EHR Intervention | Valid | Structural logic | Yes | Retain | Confounder |
| EHR Intervention → Provider Prompts | Valid | Plausible | Systematic evidence | Retain | Mediator |
| Provider Prompts → Smoking Cessation | Valid | Workflow behavior support | Yes | Retain | Mediator |
| Digital Access Barriers → Social Media Intervention | Valid | Digital divide evidence | Yes | Retain | Confounder |
| Social Media Intervention → Online Peer Support | Valid | Plausible | Yes | Retain | Mediator |
| Online Peer Support → Smoking Cessation | Valid | Peer-based models | Yes | Retain | Mediator |
| Rural Area → CHW + NRT | Valid | Intervention targeting | Yes | Retain | Confounder |
| Low Health Resources → CHW + NRT | Valid | Targeting underserved | Yes | Retain | Confounder |
| CHW + NRT → Social Support | Valid | Social pathway logic | Yes | Retain | Mediator |
| Social Support → Smoking Cessation | Valid | Strong evidence | Yes | Retain | Mediator |
| Psychological Barriers → Quitline + Treatment | Valid | Valid | Yes | Retain | Confounder |
| Quitline + Treatment → Smoking Cessation | Valid | Supported | Strong theoretical support | Retain | Mediator |
| Harmonized Construct | Operational Definition | Distinct From | Source Constructs |
|---|---|---|---|
| Psychological Distress | Emotional or mental strain interfering with readiness to quit or treatment engagement | Minority Stress, Depression | “mental health”, “stress”, “emotional burden” |
| Minority Stress | Stressors from identity-based discrimination, stigma, or exclusion | General Stress, Socioeconomic Disadvantage | “racial stigma”, “LGBTQ discrimination”, “social bias” |
| Digital Access Barriers | Limited access to or usability of digital cessation tools due to device, connectivity, or literacy gaps | Health Literacy, Technological Engagement | “no smartphone”, “low digital literacy”, “poor access” |
| Socioeconomic Disadvantage | Structural deprivation limiting intervention access or adherence | Minority Stress, Rural Residence | “low income”, “unemployment”, “housing instability” |
| Provider Engagement | Direct action by healthcare providers to recommend, facilitate, or reinforce cessation | Passive Access, System Navigation | “counseling”, “EHR trigger”, “referral to services” |
| Coping Skills Enhancement | Mechanisms that strengthen emotional self-regulation and relapse prevention | Empowerment, Support | “stress management”, “resilience training”, “CBT” |
| Motivation to Quit | Individual’s readiness and intention to initiate cessation | Self-Efficacy, Knowledge | “desire to quit”, “stage of change”, “quit intention” |
| Social Support | External encouragement or assistance from family, peers, or community | Provider Engagement, Empowerment | “family support”, “peer encouragement”, “group sessions” |
| Mobile App Interventions | Use of structured, evidence-based cessation content delivered via smartphone apps | Quitlines, Storytelling | “ACT app”, “digital CBT”, “motivational text” |
| Financial Incentives | Monetary or material rewards linked to cessation behavior | Social Support, Intrinsic Motivation | “cash rewards”, “gift cards for abstinence” |
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| Category | Top Constructs Identified | Frequency (Number of Studies) | Illustrative Pathways |
|---|---|---|---|
| Barriers | 1. Socioeconomic disadvantage | 19 | Income → Access barriers → Cessation outcome |
| 2. Digital inequities/low digital literacy | 15 | Digital access → Engagement → Cessation outcome | |
| 3. Low motivation/readiness to quit | 13 | Motivation → Engagement → Cessation outcome | |
| 4. Rurality/geographic isolation | 10 | Rural residence → Access barriers → Cessation outcome | |
| 5. Psychological stress/depression | 9 | Stress → Adherence → Cessation outcome | |
| Facilitators | 1. Provider engagement/proactive outreach | 17 | Provider engagement → Cessation advice → Cessation outcome |
| 2. Financial incentives | 14 | Financial support → Treatment adherence → Cessation outcome | |
| 3. Digital engagement/mobile-based support | 12 | Digital access → Self-paced engagement → Cessation outcome | |
| 4. Culturally tailored interventions | 10 | Cultural tailoring → Motivation → Cessation outcome | |
| 5. Social support/peer encouragement | 8 | Peer support → Motivation → Cessation outcome |
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Sultana, S.; Patel, N.; Inungu, J. Constructing Directed Acyclic Graphs (DAGs) to Inform Tobacco Cessation Intervention Research: A Methodological Extension Using Evidence Synthesis. Healthcare 2025, 13, 2837. https://doi.org/10.3390/healthcare13222837
Sultana S, Patel N, Inungu J. Constructing Directed Acyclic Graphs (DAGs) to Inform Tobacco Cessation Intervention Research: A Methodological Extension Using Evidence Synthesis. Healthcare. 2025; 13(22):2837. https://doi.org/10.3390/healthcare13222837
Chicago/Turabian StyleSultana, Sanchita, Naiya Patel, and Joseph Inungu. 2025. "Constructing Directed Acyclic Graphs (DAGs) to Inform Tobacco Cessation Intervention Research: A Methodological Extension Using Evidence Synthesis" Healthcare 13, no. 22: 2837. https://doi.org/10.3390/healthcare13222837
APA StyleSultana, S., Patel, N., & Inungu, J. (2025). Constructing Directed Acyclic Graphs (DAGs) to Inform Tobacco Cessation Intervention Research: A Methodological Extension Using Evidence Synthesis. Healthcare, 13(22), 2837. https://doi.org/10.3390/healthcare13222837


































