1. Introduction
Interior permanent magnet synchronous machines (IPMSMs) have been widely used in gearless generators of low-power wind turbines [
1,
2]. IPMSMs are used in direct-driven wind turbines with power ratings from a fraction of kW to over MW [
3,
4,
5]. Alternatively, permanent magnet flux-switching machines (PMFSMs) can be used in this application, which has several advantages over IPMSM, such as simpler and more reliable rotor and higher specific torque at the same mass of magnets [
6]. PMFSMs can also be used both in low-power wind turbines [
7] and in wind turbines with a power rating of more than MW [
8]. It is important for electrical generator designers to understand why permanent magnet flux-switching generators (PMFSGs), with their obvious benefits, are not as widely used in this application as the traditional machines with permanent magnets on the rotor.
There is a large volume of published studies that compares PMFSMs with synchronous machines (SMs). For instance, in [
9] a comparison of PMFSMs (44 kW, 350 N∙m, 1200 ÷ 6000 rpm) and IPMSMs with V-shaped magnetic poles (48 kW, 382 N∙m, 1200 ÷ 6000 rpm) for traction applications is presented. A PMFSM has 12 teeth on the stator, 10 teeth on the rotor, and an IPMSM has eight poles on the rotor and 48 teeth on the stator and a distributed winding with the number of slots per pole and phase
q = 2. Both machines have an external diameter of 269 mm and the stack length of 84 mm. It has been revealed that a PMFSM has higher efficiency (losses are 1.1 times lower) and the torque ripple is 2.25 times lower. However, the mass of rare-earth magnets used in a PMFSM is higher by 2.3 times. Additionally, the power factor at maximum output torque and based speed is higher for IPMSMs (0.92) than for PMFSMs (0.76). This is a key reason why PMFSMs produce lower power and torque when used with the same inverter. Thus, it has been shown that IPMSMs have lower costs and higher torques [
9]. However, this study is not entirely reliable since a PMFSM is designed without optimization, while an IPMSM is optimized a priori.
In the case of traction applications of maximum torque 30 N∙m and based speed 1200 ÷ 6700 rpm, the PMFSM has been compared with different SMs in [
10,
11,
12]. In particular, the IPMSM with V-shaped magnetic poles, the surface permanent magnet synchronous machine (SPMSM) and the IPMSM with flux concentration have been considered. In these studies, the PMFSM has 12 teeth on the stator, 10 teeth on the rotor, and the SM has 10 poles on the rotor and 12 teeth on the stator. All machines have a concentrated winding, their external diameter is 134 mm, and their stack length is 90 mm. The authors have shown that the PMFSM has a torque ripple 1.4 times higher than the IPMSM with flux concentration, and 3.5 and 2.2 times higher than the SPMSM and IPMSM with V-shaped magnetic poles, respectively. At the same time, the cost of the magnets used in the PMFSM compared to the cost of the magnets used in the IPMSM with flux concentration, SPMSM and IPMSM with V-shaped magnetic poles is higher by 3, 2.4 and 2.4 times, respectively. On the other hand, authors have reported that the PMFSM has a wider constant power-speed range, while the IPMSM with flux concentration and the SPMSM rapidly lose power with increasing speed [
12]. This conclusion contradicts other studies [
13,
14], where the IPMSM with flux concentration and the SPMSM have had a wider constant power-speed range in traction applications. Moreover, the studies [
10,
11,
12] have a lack of data regarding the efficiency and power factor. Therefore, the discussed comparison of the machines is concluded to be incomplete.
Y. Pang et al. (2007) have compared the gearless traction PMFSM (100 W, 400 rpm) with the IPMSM with V-shaped magnetic poles. Overall, the maximum torque capability of the PMFSM is about 10% higher than that of the IPMSM [
15]. Nevertheless, the paper does not contain any information regarding the efficiency of the machines, cost of magnetic materials, their power factor and torque ripple.
Besides, an SPMSM with 14 poles and 12 slots on the stator has been compared analytically with a PMFSM with 14 teeth on the rotor and 12 slots on the stator [
16]. Both machines have an external diameter of 480.6 mm and the stack length 120 mm. It has been shown that the PMFSM has a higher torque and less overheating. However, the paper has a lack of data regarding the efficiency and power factor. Moreover, the comparison is carried out without the design optimization of the machines.
Previously mentioned studies have been dedicated to the comparison of PMFSMs with SMs working as a motor. However, there is little published data on the comparison of PMFSMs with SMs working as a generator.
A study has been carried out in the comparison of a high-speed PMFS generator (PMFSG) and SPMS generator (SPMSG) [
17]. Both machines have an external diameter of 540 mm and the stack length of 80 mm. The PMFSG has 12 and 10 slots on the stator and rotor, respectively. The SPMSG has 20 poles and 24 slots on the stator and a concentrated winding with the number of slots per pole and phase
q = 2/5. The air gap in the PMFSG is 2 mm, and in the SPMSG—1 mm. To avoid mechanical damaging and ensure the reliability of the SPMSG, a thick retaining ring made from carbon fiber is required, which further increases the complexity and the cost of the rotor manufacturing. Moreover, the use of the retaining ring increases the effective air gap; subsequently, magnets on the rotor are required to be thicker. The study has revealed that the PMFSM has lower copper losses at the same torque. Nevertheless, the study has a lack of data regarding the efficiency and power factor, as well as the torque ripple and mass of magnetic materials.
PMFSGs and SPMSGs have been compared theoretically as well [
6]. Three-phase machines have been considered in gearless wind generator application (15 rpm, 1900 kN∙m). The PMFSG has 48 teeth on the stator and 56 teeth on the rotor, and the SPMSG has 225 teeth on the stator and 150 poles on the rotor. The generators have approximately the same external radius of 2.6 m and the stack length of 1.9 m. It has been shown that the PMFSG has higher efficiency, but considerably lower power factor (0.69, while the SPMSG has 0.96). Therefore, the PMFSG requires a frequency converter with 40% more power than the SPMSG. Additionally, the PMFSG requires 1.27 times more usage of magnetic material than the SPMSM. The authors have chosen magnets with residual induction (1.3 T) for the PMFSG and cheaper magnets with less residual induction (1.23 T) for the SPMSG. Still, the paper does not contain any information regarding the torque ripple and magnetic losses, which can be significantly higher in the PMFSG. Besides, a rated voltage of 400 V has been chosen, which is hardly possible for generators with a power of more than 2 MW. Particularly, the literature has shown a successful application of a rated voltage of 600–1000 V [
18,
19], since there is no industrial 2.5 kA transistor and a voltage of 400 V.
In [
20], 12-phase PMFSGs and SPMSGs in gearless wind generator application (16 kW, 500 rpm) are considered. The PMFSM has 24 teeth on the stator and 22 teeth on the rotor. The SPMSG has the best characteristics, with 48 teeth on the stator and 44 poles on the rotor. The generators have the same external radius of 163 mm and the stack length of 185 mm. The study has demonstrated that both machines have a low torque ripple (less than 1.5%). At the same time, the magnetic material used in the PMFSG has a 1.15 times bigger mass. Besides, the rated efficiency, torque and power output of the SPMSG are higher.
Nevertheless, previous studies that cover the comparison of PMFSGs and interior permanent magnet synchronous generators (IPMSGs) for wind generator application [
6,
20] did not use any formal optimization techniques (e.g., genetic algorithms or the Nelder–Mead algorithm) for the machine design. Applying the optimization methods for the PMFSG and the IPMSG will help to better estimate the potential of these generators and their advantages and disadvantages. Therefore, this research aims to optimize PMFSGs and SPMSGs and provide their comparison.
Various approaches have been described in the literature for optimizing PMFSGs and IPMSGs. In [
3], procedures for the manual optimization of efficiency and torque ripple are described for a 4 kW IPMSG. In [
5], a multicriteria optimization of an IPMSG with a power rating of 0.6 kW using the Taguchi method is described. Efficiency, EMF THD (total harmonic distortion of back electromotive force), and EMF amplitude were chosen as optimization criteria. In [
21], the optimization of the average torque of the PMFSG with a power rating of 5 kW using the random optimization is described. In [
22], a multi-criteria optimization of a PMFSG with a power rating of 1.5 kW was described using the particle swarm optimization method. The generator weight and EMF THD were chosen as the optimization criteria. The optimization of PMFSGs with rare earth [
7] and ferrite magnets [
23] using the Nelder–Mead method was also described. In [
7,
23], the objective optimization function was selected to reduce losses, torque ripple, and the required power of the semiconductor inverter. In [
24], a comparison was made of PMFSGs with rare-earth and ferrite magnets developed in [
7,
23]. However, no comparison has been made between PMFSGs and IPMSGs with rare-earth magnets when using the Nelder–Mead method.
This paper considers three-phase PMFSGs and IPMSGs with V-shaped magnetic poles in gearless wind generator application (332 rpm, 1784 W). The PMFSG has 24 teeth on the stator and 22 teeth on the rotor. The IPMSG has 24 teeth on the stator and 20 poles on the rotor. The generators have the same external radius of 80 mm and the stack length of 100 mm. The machines are designed and optimized using the approach described in the previous papers [
7,
23] based on the Nelder–Mead algorithm with the optimization method, the mathematical models of the machines, and the substituting profile method. An important advantage of the Nelder–Mead method over other methods that are often used to optimize electrical machines [
25,
26] is the significant savings in computational time [
23].
Using substituting profiles instead of initial ones reduces the calculation efforts, which is extremely significant for the optimization of electric machines. The optimization objectives are to minimize the power required of the frequency converter, the cost of active materials, the torque ripple, and the average generator losses for the working profile of the wind turbine. Additionally, optimization is carried out using a substituting two-mode load profile that considerably reduces the computational time.
Section 2 outlines the general design parameters of the PMFSG and IPMSG, such as the number of stator slots and the number of poles.
Section 3 describes the application of the substituting load profile method to reduce the computational time in design optimization.
Section 4 describes the optimization criteria and procedures for the PMFSG and IPMSG. Initial geometry parameters are also listed in this section.
Section 5 compares the calculated characteristics of the PMFSG and the IPMSG before optimization.
Section 6 compares the calculated characteristics of the PMFSG and the IPMSG after optimization, and also lists the optimized geometry parameters.
Section 7 summarizes the general findings of the comparative study.
3. Two-Mode Substituting Load Profile of Wind Turbine
In this study, minimizing the loss averaged over the load profile of the wind generator is one of the objectives of the optimization because it results in a higher efficiency machine over the entire load range. In order to reduce the calculation time of the losses without considerable effect on the accuracy, this study applied an approach for designing a gearless generator for wind turbines using a two-modes substituting load profile. This approach has been described in detail while used for the design of a PMFSG with ferrite magnets [
7,
23].
The authors considered PMFSGs and IPMSGs designed for the wind turbine that operated at the wind speed range from 4 to 12 m/s [
27].
Table 1 provides the data on the rotational speed
ni, mechanical power
Pmech i, and torque
Ti of the turbine at different operating points (modes). Data on the wind speed
Vi and statistical probability of an
i-th mode
pi are also presented.
An annual wind speed distribution was approximated by the one-parameter Rayleigh distribution [
28], while the average speed was taken as 7 m/s. As long as the considered wind speeds of the modes were integers, the probabilities of the modes were assumed to be equal to the Rayleigh distribution density at the given wind speed. The values
pi were formed by normalizing the probabilities of the nine modes, in a way that they got summed up as 1. The torque provided in
Table 1 was interpolated by a cubic polynomial as a function of the mechanical power
Pmech using the least-squares method (“cftool”, Matlab toolbox) with the adjusted
R2 equal to 0.9997 and SSE (Error Sum of Squares) equal to 0.3642 (
Figure 2). The interpolated dependence is as follows:
In
Figure 2, the obtained relation between the torque and mechanical power is presented. This interpolated dependence allows one to consider various mode characteristics (the torque, the losses, the torque ripple, etc.) as a function of the only argument
Pmech. Then, the substituting load profile was created in a way that the means
were coincident with the means of the original profile [
7]. Operator <…> denotes a (weighted) averaged over all points of a selected load profile. Therefore, the means of the polynomial interpolated values over the original profile and substituting load profile were coincident. Additionally, the loading mode with the highest power was included in the substituting mode. The loading mode determined the required converter power used as one of the optimization objectives. The rest of the modes of the substituting profile were characterized by two parameters: probability and mechanical power, which determined the point on the turbine’s maximum power curve (
Figure 2). Generally,
m-mode substituting load profile, (
m − 1) modes can be adjusted, and the polynomial degree becomes 2∙(
m − 1). For instance, when the values can accurately be interpolated by quadric polynomial, the two-mode substituting profile is sufficient. The substituting two-mode load profile of the wind turbine is presented in
Table 2. The proposed two-mode load profile significantly decreased the computational time without considerable effect on the accuracy of calculations [
7].
6. Optimization Results and PMFSG and IPMSG Comparison after Optimization
Figure 6,
Figure 7 and
Figure 8 show the changes in the efficiencies, the required converter powers, and the objective function value during the process of the optimization. The left figures (a) are for flux-switching machines (FSMs). The right figures (b) are for interior permanent magnets (IPMs). Objective function (2) was used for the PMFSG optimization. Objective function (5) was used for the IPMSG optimization. It is seen that the optimization goes through the very bad solution with very high converter power and very low efficiency and objective function value. However, there are trends of the efficiency growth and the decline in the required converter power. The maximum efficiencies of both FSMs and in both modes are achieved approximately at the middle of the optimizations. These efficiencies are a little bit lower in the final optimization point because the optimization is a compromise between the optimization objectives.
The optimized designs of IPMSGs and PMFSGs and the magnetic flux density at the rated mode are shown in
Figure 6a,b, respectively. The optimized values of the varied parameters are given in
Table 8 and
Table 9. Although the stator inner radius of the PMFSG is greater than that of the IPMSM by 19%, the moment of inertia of the active materials of the PMFSG rotor is more than thrice as low. It is because the PMFSG rotor core is thin and has thick teeth.
Table 10 reports the main characteristics of PMFSGs and IPMSGs after optimization. During the optimization, the torque ripple of both motors reduces significantly. The optimized values of the varied parameters are given in
Table 8 and
Table 9.
Figure 6a presents the dependence of total losses on mechanical power for both machines in the optimized condition.
Figure 6b shows the electric losses in different parts of the machines at the rated conditions. It can be clearly seen that the most considerable losses for both machines were the copper losses. At the same time, the copper losses, as well as the rotor steel losses, in the IPMSG were noticeably lower.
What stands out in
Table 8 that the average losses in the IPMSG are 1.2 times lower than in the PMFSG. The active output power of the IPMSG is higher both at the rated mode and at the low load mode of the two-point profile. Moreover, the IPMSG required a frequency converter with less power than the PMFSG. Talking about the advantages of the PMFSG, it is important to highlight that the torque ripple at the rated mode in the PMFSG was three times lower than in the IPMSG, and the mass of the magnets is lower by 1.4 times. The optimized geometry and magnetic flux density at the rated mode of the IPMSG and PMFSG are shown in
Figure 9a,b, respectively.
The losses in the PMFSG (blue asterisks) and the IPMSG (red asterisks) at nine modes of the profile presented in
Table 1 are shown in
Figure 10a. The losses in the PMFSG are higher than those in the IPMSG in a wide range of powers.
The two-profile approach is developed for the cases when the dependence of these losses on the mechanical power can be approximated by a quadric polynomial [
7]. Such approximations shown in
Figure 10a with continuous lines are rather accurate (R
2 = 0.9998 for both cases), which justifies the accuracy of substituting the initial nine-point profile with the two-point one.
Figure 11 shows a comparison of the efficiency and torque ripple of the optimized generators at all points of the considered working profile.
The torque ripple in the IPMSG was quite low, namely, below 4%. Another revealed advantage of the PMFSG was a lower cost of rare-earth magnets. Particularly, the PMFSG required 1.4 times less rare-earth magnetic material than the IPMSG. Considering that the mining of rare-earth materials and their manufacturing have a harmful effect on the environment, this advantage of the PMFSG is highly valuable for mass production [
33]. Furthermore,
Table 8 shows that the demand for copper in the PMFSG was twice lower than for the IPMSG. Consequently, the cost of active materials for the PMFSG was 1.4 times lower than for the IPMSG, mainly due to the reduction in the magnets mass.