Abstract
Ordinary differential equations with n-valued impulses are examined via the associated Poincaré translation operators from three perspectives: (i) the lower estimate of the number of periodic solutions on the compact subsets of Euclidean spaces and, in particular, on tori; (ii) weakly locally stable (i.e., non-ejective in the sense of Browder) invariant sets; (iii) fractal attractors determined implicitly by the generating vector fields, jointly with Devaney’s chaos on these attractors of the related shift dynamical systems. For (i), the multiplicity criteria can be effectively expressed in terms of the Nielsen numbers of the impulsive maps. For (ii) and (iii), the invariant sets and attractors can be obtained as the fixed points of topologically conjugated operators to induced impulsive maps in the hyperspaces of the compact subsets of the original basic spaces, endowed with the Hausdorff metric. Five illustrative examples of the main theorems are supplied about multiple periodic solutions (Examples 1–3) and fractal attractors (Examples 4 and 5).
Keywords:
impulsive differential equations; n-valued maps; Hutchinson-Barnsley operators; multiple periodic solutions; topological fractals; Devaney’s chaos on attractors; Poincaré operators; Nielsen number MSC:
28A20; 34B37; 34C28; Secondary 34C25; 37C25; 58C06
1. Introduction
The theory of impulsive differential equations and inclusions has been systematically developed (see e.g., the monographs [1,2,3,4], and the references therein), among other things, especially because of many practical applications (see e.g., References [1,4,5,6,7,8,9,10,11]). These applications concern fluctuations of pendulum systems under impulsive effects, remittent oscillators, population dynamics, oxygen-driven self-cycling fermentation process, nutrient-driven self-cycling fermentation process, various impulsive drug effects, optimal impulsive vaccination for an SIR control model, an SEIRS epidemic model, malaria vector model, impulsive insecticide spraying, HIV induction-maintenance therapy, and so forth.
The impulsive maps can be deterministic or stochastic (random), crisp or fuzzy, state dependent or independent, time dependent or independent, single-valued or multivalued. Here, we will be exclusively interested in multivalued, deterministic non-fuzzy state and time independent impulses in subsets of Euclidean spaces. A particular attention will be paid to a subclass of n-valued maps (see Definition 1 below), whence the title of our article. For other sorts of multivalued impulses, see e.g., (Chapter 11 in Reference [12]), References [13,14,15,16,17,18].
As far as we know, the differential equations with n-valued impulses have been tendentiously considered only in Reference [19] for multiple periodic solutions. On the other hand, the recent research of n-valued maps is very active in the topological (i.e., mainly Nielsen) fixed point theory (see e.g., References [20,21] and the earlier survey article of Brown in the handbook [22]). This research is far from being trivial, because there is for instance nothing known about the lower estimates for the number of periodic points of such maps, especially because the number of points of their iterates can be quite arbitrary in general. Moreover, it seems to be difficult to find conditions under which the iterates have an exact given number of points.
Relaxing the strict requirement of exactly n-values in Definition 1 below, we can consider the union operators of n single-valued maps, called the Hutchinson-Barnsley operators. These operators play a crucial role in constructing the fractals as attractors of iterated function systems (see References [23,24]). This relaxation makes the study in a certain sense more liberal, but the n-valued Hutchinson-Barnsley operators then become nothing else but split n-valued maps, which might not be so interesting. Nevertheless, the application of the deep results for the iterated function systems, including the chaotic dynamics on the Hutchinson-Barnsley (fractal) attractors, to impulsive differential equations via the Poincaré translation operators along the trajectories is quite original.
Besides these two novelty applications, our research in this field can be justified by a simple argument that the n-valued impulses extend with no doubts the variability in practical applications. For instance, the repeated vaccination need not be always the same, but they can differ each from other just by finitely many possibilities (e.g., when the doctors have at the same time to their disposal vaccines made by n different producers).
Our paper is organized as follows. After the useful definitions in Preliminaries, we will recall the basic properties and results about n-valued maps (in Section 3) and the Hutchinson-Barnsley operators (in Section 4). These results are neither new, but (in case of n-valued maps) nor so well known. New and original are the applications of these results to impulsive differential equations in (in Section 5) and (in Section 6), jointly with the obtained theorems about topological fractals and deterministic chaos in the sense of Devaney (in Section 7). Several illustrative examples are supplied in Section 5 and Section 6, jointly with concluding remarks in Section 8.
2. Preliminaries
In the entire text all topological spaces will be metric. A space X is an absolute neighbourhood retract (written ) if, for every space Y and every closed subset , each continuous map is extendable over some open neighbourhood U of A in Y. A space X is an absolute retract (written ) if each is extendable over Y. Evidently, if , then .
By a polyhedron, we understand as usually a triangulable space. It is well known that every polyhedron is an ANR-space. An important example of a compact polyhedron will be for us a torus. By the n-torus, , we will mean here either the factor space or the Cartesian product , where denotes the set of reals, denotes the set of integers, and
In particular, for , becomes a circle.
If not explicitly specified, we will not distinguish between the additive and multiplicative notations, because the logarithm map , , establishes an isomorphism between these two representations.
Let us also note that the relation between the Euclidean space and its factorization can be realized by means of the natural projection, sometimes also called a canonical mapping, , , where the symbol stands for the equivalent class of elements with x in , that is, , where , .
By a multivalued map , we understand . In the entire text, we will still assume that has closed values.
A multivalued map is said to be continuous if, for every open , the set is open in X and at the same time if, for every closed , the set is closed in X.
Obviously, in the single-valued case, if is continuous in a multivalued sense, then it is continuous in the usual (single-valued) sense. Furthermore, every continuous map has a closed graph , but not vice versa. If is continuous with compact values and is compact, then is compact, too. The composition of two continuous maps with compact values, and , is again continuous with compact values. For more details, see for example, References [25,26].
For the single-valued compact continuous maps , where , we can define the global topological invariants, namely the Lefschetz number and the Nielsen number . If, in particular, , then and .
For the single-valued continuous maps on tori, , the Anosov-type equality holds. For the single-valued continuous maps on the circle (), , we can also define their degree . If , then , where denotes the lift of f.
Besides their existence property, when the existence of a fixed point of a compact continuous , , is implied by , resp. by , or in particular for by (i.e., ), all these numbers are invariant under a compact continuous homotopy, namely , , and (for ) , for all .
The Nielsen number of a continuous map , where , gives still the lower estimate of the number of fixed points, that is, , where the symbol # stands for the cardinality of the fixed point set .
For the definitions and more details, see e.g., References [27,28].
Since in Section 4 and Section 7 we will also consider hyperspaces endowed with the Hausdorff metric , it will be convenient to recall finally their definitions. Hence, if is a metric space endowed with the metric d, then the induced hyperspace is defined as
and the Hausdorff metric is induced by d as follows:
where and stand for the distances between points and sets , respectively. For more details, see for example, References [24,25,29,30].
3. -Valued Maps
The topological fixed point theory for multivalued maps has been developed in two main directions: (i) for admissible maps (in the sense of Górniewicz) and their particular cases like acyclic maps, -maps, and so forth (see e.g., References [22,25,26], and the references therein), and (ii) for n-valued maps (see e.g., References [20,21,22,31,32,33,34,35,36,37,38,39,40,41,42,43,44,45,46,47,48]) and their generalizations like n-acyclic maps (see e.g., Reference [49]) and weighted maps (see e.g., Reference [50]). In the present paper, we will be exclusively interested in the second class of n-valued maps whose research made a big progress in the recent years.
Let us recall their definition and some basic properties.
Definition 1.
Ann-valued map is a continuous multivalued mapping that associates to eachan unordered subset of exactly n points of Y. We say that an n-valued map φ is split if there are single-valued continuous maps such that , for all .
One can readily check that unlike to admissible maps, where the sets of values are compact and connected (i.e., continua), those of n-valued maps are disconnected. Moreover, unlike to the above definition of general multivalued maps, for the continuity of n-valued maps is sufficient if, for every closed , the set is closed in X.
Lemma 1
(splitting lemma; cf. References [44,47,51]). If X is simply connected and locally path-connected, then every n-valued map is split.
Let us recall that X is simply connected if and only if it is path-connected and its fundamental (first homotopy) group is trivial.
Lemma 2
(cf. Reference [33], Theorem 2.1). Any n-valued map which is homotopic in an n-valued way (i.e., via a continuous mapping such that has exactly n-points, for all to a split n-valued map (written ) is also split.
If X is a compact - space and is a single-valued continuous self-map, then the Nielsen number of f is well defined (see e.g., References [27,28]). Since a (compact) -space is (uniformly) locally contractible, and so locally path-connected, if X is still simply connected, then all fixed points of f belong to a single (same) fixed point class, whose index is , where stands for the Lefschetz number of f. For its definition and more details, see for example, Reference [27]. Therefore, if X is still simply connected, then if , and if .
Summing up, if X is a simply connected compact -space, then the Nielsen relation of any self-map homotopic to (written ) is trivial, that is, , for . Subsequently, the Nielsen numbers and of homotopic n-valued maps and can be simply defined and calculated by the formula:
where the symbol # denotes the cardinality of a given set.
Remark 1.
Let us note that (compact) simply connected -spaces are not necessarily (compact) -spaces. For example, every n-dimensional unit sphere , where , is a simply connected -space, but not contractible, and so an -space. Moreover, but, according to (1), .
Remark 2.
According to the example due to Jezierski [43], there exists a continuous map , where is a two-dimensional closed ball in the complex plane , whose values consist of 1 or 2 or 3 points, which is fixed point free.It justifies the assumption of exactly n-valued maps in Definition 1.
Of course, the assumption of a simple connectedness of X is not necessary for the splitting of n-valued self maps . For instance, if , then an n-valued map of degree (for its definition, see for example, Theorem 2.1 in Reference [33]) is split if and only if is a multiple of n (see Corollary 5.1 in Reference [33]).
In the case of splitting, we have to our disposal the following lemma.
Lemma 3
(cf. Theorems 2.2 and 2.3 in Reference [33]). If is a split n-valued map, then its degree equals n-times the classical degree of the maps in the splitting. Furthermore, if is homotopic in an n-valued way to φ (), then
where is the lift of .
In the non-split case, the situation becomes obviously more delicate. Nevertheless, for , we have even the Wecken property.
Lemma 4
(cf. Theorem 5.1 in Reference [33]). If is an n-valued map of degree , then holds for the Nielsen number of φ, and there is an n-valued map, say ψ, homotopic to φ (i.e., ), that has exactly fixed points (i.e., the Wecken property).
Remark 3.
Observe that the equalities (3) in Lemma 3 can be expressed in terms of the Nielsen numbers as follows:
because .
Now, we will briefly sketch the definition and basic properties of the Nielsen number for n-valued maps on compact polyhedra, which is essentially due to Schirmer [46] (see also the recent Reference [20]). The restriction to compact polyhedra is caused by the application of such a fixed point index in Reference [46]. For more general indices, see for example, References [40,48,49]. On the other hand, it will be quite sufficient for our needs in applications.
Using the fact that n-valued maps are locally (but not globally) equivalent to n single-valued continuous functions, which is important for the choice of a suitable index of isolated fixed points, Schirmer proceeded in Reference [46] analogously to a single-valued case (). Of course, all the technicalities (especially those related to the fixed point index) must have been appropriately elaborated there. For an alternative approach via the lifting classes, see Reference [20].
Hence, let X be a compact polyhedron and be an n-valued self-map. To obtain the Nielsen number of , the fixed points of were at first divided into finitely many equivalent classes (see Theorem 5.2 in Reference [46]), called fixed point classes or Nielsen classes. Then a suitable fixed point index was associated with each fixed point class. The (Nielsen) classes with non-zero index are called essential. The Nielsen number of is the number of essential (Nielsen) fixed point classes.
The Nielsen number gives the lower estimate of the number of fixed points of , that is, that any n-valued self-map has at least fixed points (cf. Theorem 5.4 in Reference [46]). Furthermore, satisfies the homotopy invariance, that is, if is an n-valued homotopy, then (cf. Theorem 6.5 in Reference [46]).
Remark 4.
Although the Anosov property, namely that , holds for n-valued maps on , because , it is no longer true for higher dimensional tori , where , which complicates the calculations. Nevertheless, if is a split n-valued self-map on a compact polyhedron X, then (cf. Corollary 7.2 in Reference [46]). If, in particular, φ is an n-valued constant, then (cf. Corollary 7.3 in Reference [46]).
Remark 5.
Observe that, unlike to equalities (1) and (2), compact polyhedra in Remark 4 need not be simply connected. Let us note that every compact -space is homotopically equivalent to some polyhedron (see e.g., Reference [26]). On the other hand, since any two continuous maps , where X is a compact absolute retract, are homotopic and (see again e.g., Reference [26]), we get that , and subsequently we can put , as in (2).
4. Hutchinson-Barnsley’s Operators
As far as we know, there are no nontrivial results about the periodic point theory, or more precisely periodic orbit theory, for n-valued maps with . The reason consists in an almost uncontrollable enormous variability of their iterates, by which the existence (and even worse multiplicity) problems of nontrivial periodic orbits seem to be a difficult task.
On the other hand, the theory of iterated function systems (IFS), originated by Hutchinson [23] and extended and popularized by Barnsley [24], allows us to construct compact invariant subsets of a complete metric space of the Hutchinson-Barnsley operators
provided , , are contractions, that is,
Since a unique A can be obtained as the limit , that is, , where is an arbitrary compact subset, , , and stands for the Hausdorff metric (see Section 2), A is called the (global) attractor of the iterated function system (IFS) . Moreover, the inequality
where , holds for the m-th iterate of , for all
The attractor A has usually a fractal structure, whose fractal dimension can be estimated from above (i.e., to get its upper bound ) by means of the Moran-Hutchinson formula (cf. References [23,24])
provided the sets , , are either totally disconnected, that is,
or just touching (i.e., neither (7), nor with overlaps).
If, in particular, are similitudes, that is,
then we get .
Observe that condition (7) is much stronger than the one required in Definition 1 for n-valued maps, because is certainly continuous and every image set must contain exactly n-points, for each . In other words, is in particular a split n-valued map on a compact invariant set .
Moreover, one can prove that every , , must be injective, because otherwise if there are two points, say , such that , then would have two addresses, which is impossible (see e.g., Reference [24]). Therefore, we can assume without any loss of generality that are under (7) invertible, for all . Furthermore, every inversion is a continuous map, for every .
Hence, we can define the discrete dynamical system by the mapping , where
which can be uniquely defined by , provided . The system is called the shift dynamical system, associated with the iterated function system . It can be proved that it is chaotic in the sense of Devaney (see e.g., References [24,30]), that is,
- (i)
- S is sensitive to initial conditions,
- (ii)
- S is transitive (if are open subsets, then there exists an integer such that ),
- (iii)
- the set of periodic points of S is dense in A.
We can extend the definition of S to the hyperspace , endowed with the Hausdorff metric . Hence, let us define the hypermap , where
It is well known (see e.g., References [23,24]) that is also compact and is continuous in the metric .
Haase Theorem 1 in Reference [52] has proved that the system is also chaotic in the sense of Devaney with respect to the Hausdorff metric , provided (5) holds.
Summing up, we can formulate the following two well known propositions.
Proposition 1
(cf. References [23,24]). The iterated function system , where is a complete metric space and are contractions, for all , admits a unique global attractor , which can be obtained as the limit , that is, , where is an arbitrary compact subset and , , .
Proposition 2
(cf. References [24,52]). Let be an iterated function system as in Proposition 1. Assume, furthermore, that the sets are totally disconnected, for all (see (7)). Then the shift dynamical system , where is defined in (8), which is associated with the iterated function system , is chaotic in the sense of Devaney. The same is true for the system , where the hypermap is defined in (9), with respect to the Hausdorff metric .
Remark 6.
Since every contraction on a complete metric space X has, for every , exactly one fixed point, the Hutchinson-Barnsley operator must have at most n fixed points. Since the attractor is compact, and so complete, all the fixed points of the restricted contractions , , as well as of must belong to A.
The existence of a compact invariant subset of the Hutchinson-Barnsley operator can be also obtained in the frame of topological fixed point theory (unlike to “metric” Proposition 1) as follows. Let us recall here that a metric space X is locally continuum-connected if, for each neighbourhood U of each point , there is a neighbourhood of x such that each point of V can be connected with x by a subcontinuum (i.e., a compact, connected subset) of U.
Proposition 3
(cf. References [29,53,54]). Let X be a connected, locally continuum-connected metric space and be compact continuous maps, for all . Then the Hutchinson-Barnsley operator
possesses at least one compact invariant set, say , such that .
If, in particular, X is a Peano continuum (i.e., compact, connected and locally connected) and are continuous maps, for all , then φ possesses at least one compact invariant set which is non-ejective in the sense of Browder, that is,
Remark 7.
The Hutchinson-Barnsley operator in Propositions 1 and 3 need not (but can) be exactly n-valued. Furthermore, the contractions in Proposition 1 can be more generally replaced, for the existence of a unique attractor , by multivalued contractions with compact values. In Proposition 3, compact continuous maps can be also replaced, for the existence of a compact invariant set of φ (without uniqueness, but including (10)), by compact continuous multivalued maps with compact values. For more details and further possibilities (see References [29,53,54,55]).
Remark 8.
Let us emphasize that the maps as well as the Hutchinson-Barnsley operator φ can be, under the assumptions of Proposition 3, fixed point free. For instance, rotations on the circle can be so. On the other hand, the non-ejectivity (10) can be regarded as a weak local stability of an invariant set of φ.
5. Application to Impulsive Differential Equations in
In this section, the presented results for n-valued maps will be applied to impulsive differential equations in .
Consider the vector differential equation
where is the Carathéodory mapping such that , for some given , that is,
- (i)
- is measurable, for every ,
- (ii)
- is continuous, for almost all (a.a.) .
Let, furthermore (11) satisfy a uniqueness condition (e.g., a locally Lipschitz condition) and all solutions of (11) entirely exist on the whole line .
By a (Carathéodory) solution of (11), we understand a locally absolutely continuous function, that is, , which satisfies (11) for a.a. .
It is well known (see e.g., Chapter 1.1 in Reference [56]) that is a homeomorphism such that , (i.e., the semi-group property), for every .
One can easily detect the one-to-one correspondence between the -periodic solutions of (11), that is, but for , and k-periodic points of , i.e., but for , where and are positive integers.
Consider also the vector impulsive differential equation
where is the Carathéodory mapping such that , Equation (11) satisfies a uniqueness condition and a global existence of all its solutions on . Let, furthermore, be a continuous impulsive mapping.
The solutions of impulsive differential Equation (13) will be also understood in the Carathéodory sense, that is, , . For multivalued impulses I, there need not be any longer one-to-one correspondence between the -periodic solutions of (13) and k-periodic orbits of the composition . Nevertheless, every k-periodic orbit of implies the existence of a related -periodic solution of (13), and vice versa.
Theorem 1.
Assume that is a compact m-valued map such that , where is a simply connected -space such that . Then is an m-valued split map of the form , and subsequently the number of ω-periodic solutions of (13) is at least equal to , where L is the ordinary Lefschetz number.
Proof.
Since I is compact and is a homeomorphism, and must be compact sets. Since every -space is locally path-connected, is a compact simply connected and locally path-connected -space, and is (according to Lemma 1) a split m-valued map.
Furthermore, since is also a homeomorphism, for every , the composition , , is an m-valued homotopy between () , and () . According to Lemma 2, is a split m-valued map, too.
Corollary 1.
Let the assumptions of Theorem 1 be satisfied. Assume additionally that is a (compact) -space. Then Equation (13) admits at least m ω-periodic solutions.
Proof.
We will supply Corollary 1 by two simple illustrative examples. The first example concerns the scalar case ().
Example 1.
Consider the semi-linear impulsive equation
where are Carathéodory functions such that , , and the compact m-valued function satisfies , and .
The solutions of such that , can be implicitly expressed as
Hence, the required inclusion in Corollary 1 ( is obviously a compact -space), takes the form
In order to satisfy the first inequality, we can assume that , for a.a. and all . The second inequality can be then more restrictively rewritten into
Assuming still the existence of real constants such that
we still require that
that is, jointly with ,
where , for a.a. and all .
Now, we would like to apply Corollary 1 to the nonlinear vector impulsive differential Equation (13).
Example 2.
Consider (13), where F is as above, and assume that the inequalities
hold uniformly for a.a. and all the remaining components of , where . Let be a compact m-valued map such that , One can readily check that is a compact -space.
Since, in view of (16), the inequalities and , , hold for all the components of the solutions and such that and , where , , the particular inclusion required in Corollary 1 is satisfied, where and .
In the non-splitting case (see Remark 5), we can state the following rather theoretical result.
Theorem 2.
Proof.
We can proceed quite analogously as in the proof of Theorem 1, when avoiding the parts guaranteeing the split arguments, and use the homotopy invariance to get . □
Remark 9.
As already pointed out in Remark 4, to calculate the Nielsen number is not an easy task in general. That is why Theorem 2 is rather theoretical than practical. In the splitting case, its calculations can be much easier (see again Remark 4). On the other hand, although compact polyhedra are only special -spaces, they need not be simply connected, as required in Lemma 1, Theorem 1 and Corollary 1 (cf. Remark 5).
6. Application to Impulsive Differential Equations on
We will also apply the presented results for m-valued maps to impulsive differential equations on tori.
Assuming still that
where , we can also consider (11) on the torus (factor space) , which can be endowed with the metric
for all , where , for all .
The solutions of (11), considered on , will be also understood in the same Carathéodory sense.
The associated Poincaré translation operator along the trajectories of (11), considered on , takes the form , where was defined in (12), and , is the natural (canonical) projection. It is well known (see e.g., Chapter XVII in Reference [57]) that is also a homeomorphism such that (i.e., the semi-group property), for every . In particular, for , is an orientation-preserving homeomorphism.
The same one-to-one correspondence holds between -periodic solutions of (11), considered on , and k-periodic points of , where .
We will still consider, under (17), the impulsive differential Equation (13), where this time
, by which .
Every k-periodic orbit of the composition implies then again the existence of a related -periodic solution of (13) on on , and vice versa.
The following application is for , like in Theorem 2, rather theoretical than practical in the non-splitting case.
Theorem 3.
Proof.
Since the torus is a special compact polyhedron and is a (compact) m-valued map, it follows that the composition , , of a homeomorphism with must be also a (compact) m-valued map on a compact polyhedron, for every , that is, an m-valued homotopy on .
Thus, holds for the Nielsen numbers, because of the invariance under homotopy , for , that is, .
The composition has therefore at least fixed points, and each of them determines the existence of an -periodic solution on , that is, an -periodic () solution of (13), as claimed. □
Remark 10.
In the splitting case, the Nielsen number in Theorem 3 is much easier for calculation by the formula
where , are endomorphisms defined by integer matrices , , with eigenvalues , ; . If, in particular, I is an m-valued constant (), that is, is an m-valued constant on , then (cf. Remark 4).
For , the difficult calculation of the Nielsen number in Theorem 3 can be simplified (even in the non-splitting case) by means of Lemmas 3 and 4 as follows.
Corollary 2.
Assume that is an m-valued () map such that (). Then the scalar () Equation (13) admits, under (17) with , at least ω-periodic () solutions, where the degree of was defined in Reference [33] by Brown (cf. Section 3). If is still split, that is, , then (13) admits, under the same assumptions, at least ω-periodic () solutions, where is the lift of , that is, the first component of I.
Proof.
According to Theorem 3, (13) admits at least -periodic () solutions. In view of Lemma 4, we get that .
Corollary 2 can be illustrated by the following simple example.
Example 3.
Consider the scalar () Equation (13), satisfying (17) with . Let , where is the 1-periodically extended standard tent map, that is, , where
and .
Although has evidently four fixed points 0, , , , we get that . It is not surprising, because the both tent maps can be easily homotopically deformed to the maps having just one fixed point for each (i.e., that 0 and are not essential).
Observe that, according to (19), we also get that (for , ) , because obviously .
7. Fractals and Chaos Determined by Impulsive Differential Equations
In this section, we would like to apply Propositions 1–3 to fractals and chaos, determined implicitly by impulsive differential Equations (13).
Hence, consider (13) and assume the same as in Section 5. We will suppose that I takes the form of the Hutchinson-Barnsley operator, namely
where , , are at least continuous functions. The continuous impulsive mapping need not (but can) be any longer m-valued (cf. Remark 7).
We start with the application of Proposition 3.
Theorem 4.
Let be still a compact map and be a connected and locally connected subset containing , that is, . Then the composition , where is the Poincaré translation operator along the trajectories of (11), defined in (12), possesses at least one compact invariant set , that is, . If X is still compact, then possesses at least one compact invariant set which is non-ejective in the sense of Browder, that is,
The same is true for the hypersystem ), where .
Proof.
Since I is by the hypothesis a compact map, must be compact, and there certainly exists a connected and locally connected subset such . Since is locally compact, X is also locally continuum-connected, that is, for each neighbourhood U of each point , there is a neighbourhood of x such that each point of V can be connected with x by a subcontinuum of U. If X is still compact, then it is a Peano’s continuum, that is, compact connected and locally connected.
Then the composition is a compact continuous map, which possesses according to Proposition 3 at least one compact invariant set .
If X is still compact, and so a Peano’s continuum, then possesses, again according to Proposition 3, at least one compact invariant set which is non-ejective in the sense of Browder, that is, (21), which completes the proof.
The proof for the hypersystem ) follows directly by the arguments in References [29,54]. □
Remark 11.
The set can be called a topological fractal in the sense of References [29,53], because it was obtained by means of the Lefschetz-type fixed point theorem as a fixed point in the hyperspace , that is, in the frame of the topological fixed point theory (cf. e.g., Reference [22]). Let us note that our terminology differs from the one in e.g., References [58,59,60] where the notion of a topological fractal is understood in a different way.
Remark 12.
Now, we will consider (13), where , , in (20) are contractions. Hence, consider (13) with the same assumptions as above and suppose additionally that in (20) are contractions with factors , for every . Let A be a unique global compact IFS-attractor of , guaranteed by Proposition 1. Let furthermore be the Poincaré translation operator along the trajectories of (11), defined in (12).
Letting , where , , and , where , , we can formulate the following theorem.
Theorem 5.
There exists a unique global compact attractor of the system , that is, such that holds for any .
There also exists a unique global compact attractor of the system , that is, such that holds for any .
The fractal (Hausdorff) dimensions and of both B and C can be estimated in the same way from above, that is, and , by means of a unique solution D of the equation . If are similitudes, for all , then .
Proof.
The iterated function system has, according to Proposition 1 a unique global compact attractor such that (cf. (20)). It can be obtained as the limit , for . The inequality (cf. (5))
, holds for the upper estimate of the Hausdorff distance between A and its successive approximations . The fractal (Hausdorff) dimension of A can be estimated from above, that is, , by means of a unique solution D of the Moran-Hutchinson equation . In case of similitudes , for all , we have the precise value .
Now, consider the associated (via the Poincaré operator ) systems and . It is known (see e.g., Lemma 2.8 in Reference [61]) that these associated systems have unique global compact attractor and , respectively, that is, and , where holds for any and holds for any .
Furthermore, the global attractivity of is preserved from the global attractivity of A, jointly with their fractal (Hausdorff) dimension.
Since , the existence of unique compact invariant sets B under and C under follows easily from the commutative diagrams:
because
because
Since being an IFS-attractor is known (see e.g., Reference [59]) to be a bi-Lipschitz invariant and even an equi-Hölder invariant, we can simplify the proof of the attractivity of B and C by showing that the associated Poincaré operator is bi-Lipschitz. Since and are homeomorphisms, it is enough to show that the restrictions as well as are Lipschitz on any compact subsets . It is true, provided the right-hand side F in (11) is locally Lipschitz, which is the most common uniqueness condition. The same is then true for (see e.g., Reference [56]).
Since the Hausdorff dimension is also a bi-Lipschitz invariant (see e.g., Corollary 2.4 on p. 32 in Reference [62], Chapter 8.3 in Reference [63]), the proof is complete. □
Remark 13.
The IFS-attractors in Theorem 5 can be called topological fractals in the sense of References [58,59,60] and, jointly with a metric fractal A in the sense of References [29,53], they can be called more precisely Banach fractals in the sense of References [58,59].
Remark 14.
Although the fixed points of I, described in Remark 6, correspond to the fixed points of and of , they need not be anyhow related to ω-periodic solutions of (13), as in Section 5 and Section 6. Nevertheless, if in (20) are constants, then they determine ω-periodic solutions of (13) (cf. Remark 4) and their images under and are the fixed points of and .
The application of Theorem 5 can be illustrated by the following example.
Example 4.
Consider the impulsive pendulum system under a 1-periodic () forcing:
where is the affine system of disconnected similitudes such that
The associated Poincaré translation operator takes the form
Its inversion can be defined as
The Sierpiński-like attractor of the system , the attractor of the system , and the attractor of the system are depicted in Figure 1. The fractal (Hausdorff) dimension D of the attractors can be easily calculated as
Figure 1.
Attractor , attractor and attractor .
Remark 15.
Now, consider (13) with the same assumptions as above and suppose additionally that in (20) are contractions such that the sets are totally disconnected, for all (see (7)), where is a unique global attractor of the iterated function system guaranteed by Proposition 1. Let be the Poincaré translation operator along the trajectories of (11), defined in (12). Then we can define the shift dynamical systems and , associated with the systems and , defined in Theorem 5, where and .
Concretely, is a single-valued continuous mapping such that
and , provided , . Respectively, is a single-valued continuous mapping such that
and , provided , .
Theorem 6.
The shift dynamical systems and are chaotic in the sense of Devaney (cf. Section 4). The same is true for the induced hypersystems and in the hyperspaces and , where and .
Proof.
According to Theorem 5, B and C are unique global compact attractors of the respective systems and . Thus, and , and we can restrict ourselves to the systems and .
Since were shown in Section 4 to be injective and invertible, and so single-valued and continuous, the latter must be true for as well as , for all .
Furthermore, since the sets and must be also totally disconnected, the single-valued continuous Hutchinson-Barnsley operators and can be uniquely defined by
and
for all .
Since Devaney’s chaos is well known to be a topological invariant (i.e., an invariant under a topological conjugacy) on a compact metric space (see e.g., Reference [64]), the both systems and must be chaotic in the sense of Devaney, because the same was recalled to be true for the system in Section 4.
Since the induced maps and in the hyperspaces and , where
are single-valued continuous, because so are the maps and (see Reference [53]), we can also consider the shift dynamical hypersystems and .
Since the induced Poincaré operators remain homeomorphisms and , , the hypersystems and must be by the same arguments in Reference [64], in view of the last part of Proposition 2, chaotic in the sense of Devaney, too. □
Remark 16.
It is well known that the density of periodic points in the basic space implies the one for induced maps in hyperspaces (see e.g., Reference [30]). Therefore, since the transitivity together with density of periodic points imply a sensitive dependence on initial conditions (i.e., (ii), (iii) ⇒ (i), for the conditions in the definition of Devaney’s chaos in Section 4), provided the basic space is infinite (see again e.g., Reference [30]), we would have to restrict ourselves to transitivity in the alternative proof of Devaney’s chaos for the hypersystems and . The transitivity in hyperspaces is however not implied in general by the one in the original basic space (see Reference [30]).
Example 5
(continued Example 4). Consider again systems (22). In order to apply Theorem 6, let us define the shift dynamical system and , where , , ,
and
The shift dynamical systems and are, according to Theorem 6, chaotic in the sense of Devaney.
The same is true, according to Theorem 6, for the induced hypersystems and , where and .
8. Concluding Remarks
As already pointed out in the Introduction, no Nielsen periodic point theory so far exists for n-valued maps. In case of any progress for at least , we could think about multiple subharmonic (i.e., -periodic with ) solutions of impulsive differential equations.
If a uniqueness condition is omitted at given (impulsive) differential equations or, more generally, at (impulsive) differential inclusions, then the associated Poincaré translation operators become multivalued and, in particular, admissible in the sense of Górniewicz (see Reference [26]). Then, however, the needed information about their compositions with n-valued impulsive maps would be lost or, even worse, useless. On the other hand, in the splitting case, their compositions with single-valued selections might be useful for at least partial answers. As a starting point, one can therefore study the same problems as above for differential inclusions with single-valued impulses, as indicated e.g., in Reference [19].
Another problem is to randomize at least some obtained results or to extend some random results like those in References [15,65] along the lines discussed above. Unfortunately, the randomization technique which we have to our disposal (see e.g., Reference [15], and the references therein) is based on the existence of measurable selections whose multiplicity can be lost. In other words, no Nielsen theory so far exists for random fixed points.
A more promissible situation concerning a possible extension and application of the obtained results seems to be for the Hutchinson-Barnsley operators (see Remark 7). The appropriate application can be possible, for instance, for a fractal image compression of pictures. The results might be also randomized.
Funding
This research was funded by Grant Agency of Palacký University in Olomouc grant number IGA_PrF_2020_015 “Mathematical Models”.
Acknowledgments
The author is grateful to Jiří Fišer for his numerical calculations and visualized simulations in Example 4.
Conflicts of Interest
The author declares no conflict of interest.
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