Abstract
In this paper, we consider a class of matrix functions that contains regularization matrices of Mirzoev and Shkalikov for differential operators with distribution coefficients of order . We show that every matrix function of this class is associated with some differential expression. Moreover, we construct the family of associated matrices for a fixed differential expression. Furthermore, our regularization results are applied to inverse spectral theory. We study a new type of inverse spectral problems, which consist of the recovery of distribution coefficients from the spectral data independently of the associated matrix. The uniqueness theorems are proved for the inverse problems by the Weyl–Yurko matrix and by the discrete spectral data. As examples, we consider the cases and in more detail.
Keywords:
higher-order differential operators; distribution coefficients; regularization; inverse spectral problems; Weyl–Yurko matrix; uniqueness theorem MSC:
34A55; 34B09; 34B40; 34L05; 46F10
1. Introduction
This paper is concerned with regularization and inverse spectral problems for differential operators generated by the expression
where , , , are distributional coefficients (generalized functions), for , and the singularity orders are defined as follows:
In other words,
where .
In recent years, spectral theory and related issues for linear ordinary differential operators with distribution coefficients have been rapidly developed. In 2016, Mirzoev and Shkalikov [1] proposed a regularization approach for even-order differential operators with distribution coefficients. In particular, their approach allows to reduce the equation , where is the spectral parameter, to the equivalent first-order system
where is a column vector-function of size n,
denotes the constant matrix whose entry at position equals 1 and all the other entries equal zero, is the so-called associated matrix for the differential expression , for and otherwise.
Analogous results were obtained for the odd-order case in [2]. It is worth mentioning that the reduction of differential equations with regular (integrable) coefficients to the first-order systems of form (4) by introducing quasi-derivatives is well-known (see [3,4]). Weidmann [5] applied such reduction to a specific class of higher-order operators generated by matrix differential expressions, which included (1) with , .
Another regularization approach, based on quadratic forms, was developed by Neiman-Zade and Shkalikov [6,7] for the both ordinary and partial differential equations. Relying on the ideas of [6], Vladimirov found an associated matrix for a fourth-order operator in [8] and obtained convenient formulas for construction of associated matrices in the general case by using the coefficients of bilinear forms in [9]. Here, we focus on the bibliography for higher orders . For , four different regularization approaches are described in [10].
Regularization of differential equations with distribution coefficients opened a perspective of investigating solution properties and spectral theory for such equations. Relying on the reduction to the first-order system (4), Savchuk and Shkalikov [11] constructed the Birkhoff-type solutions for differential equations with distribution coefficients. Konechnaya et al. [12,13] applied the regularization approach to study the asymptotics of solutions for differential equations on the half-line as . Vladimirov et al. [14,15] investigated oscillation properties for higher-order boundary value problems with distribution coefficients. Using the regularization methods of [1,2,9], Bondarenko [16,17,18,19] obtained a series of results on inverse spectral problems. Such problems consist of recovering coefficients of differential operators from spectral data.
Inverse spectral theory has a long history. Classical results in this field were obtained for the Sturm–Liouville operators with integrable potentials q by using the famous transformation operator method (see the monographs [20,21,22,23] and references therein). For distributional potentials of classes , , inverse problems also have been studied fairly completely (see, e.g., [24,25,26,27,28,29,30,31,32]). However, inverse problems for higher-order () differential operators are essentially different, because the transformation operator method is ineffective for them. Therefore, Yurko [33,34,35] developed the method of spectral mappings, which allowed him to create the inverse spectral theory for higher-order differential operators with regular coefficients. In recent years, the ideas of the method of spectral mappings were extended to operators generated by the differential expression (1) with (see [16,17,18,19,26,31]). In particular, in [26,31], the method of spectral mappings has been transferred to the Sturm–Liouville operators with distribution potentials of class . In [16], the uniqueness theorems of inverse spectral problems have been proved for the higher-order differential operators with distribution coefficients of the Mirzoev–Shkalikov class [1,2] on a finite interval. In [18], differential operators on the half-line with singular coefficients of various singularity orders have been considered. For those operators, associated matrices have been constructed and the uniqueness theorems have been obtained. In [17], a constructive approach to the recovery of higher-order differential operators with distribution coefficients from the spectral data has been developed. That approach allowed the author to obtain the necessary and sufficient conditions for solvability of the inverse problem for the third-order differential equation in [19].
Spectral theory of linear differential operators has a variety of applications. The second-order Sturm–Liouville (one-dimensional Schrödinger) operators are widely used in mechanics, geophysics, acoustics, material science, and engineering. In particular, the Sturm–Liouville operators with singular potentials of class model particle interactions in quantum mechanics [36]. The third order differential operators arise in the study of flows of thin viscous films over solid surfaces [37] and in the integration of the nonlinear Boussinesq equation by the inverse scattering transform [38]. Inverse spectral problems for the fourth-order differential operators appear in geophysics [39] and in vibration theory [40]. Some six-order eigenvalue problems that occur in mathematical models of vibrations of curved arches were considered in [41]. In recent years, the interest of scholars to spectral properties of the third- and the fourth-order differential operators with non-smooth and distribution coefficients has increased (see, e.g., [42,43,44,45,46]). Thus, the investigation of higher-order differential operators with distribution coefficients, on the one hand, is useful for the development of mathematical methods for a wider range of applied problems. On the other hand, construction of the general spectral theory for such operators is a fundamental mathematical question.
The goal of this paper is to study various associated matrices for the differential expression (1). As a simple example, consider the Sturm–Liouville equation
If , then Equation (6) is equivalent to the system (4) with the associated matrix . On the other hand, if , then the associated matrix can be used. Consequently, the following questions arise:
- Are there any other associated matrices and how to describe all the possible associated matrices?
- Does the choice of the associated matrix influence the spectral characteristics, which are used in the inverse spectral theory, and the results concerning inverse problems?
For the second order, the answers are given in Section 5. However, for higher orders, the situation is much more complicated. Note that the studies of Mirzoev and Shkalikov [1,2] provide only a specific construction of the associated matrices and do not answer these questions. In the papers [16,17,18,19], inverse spectral problems are investigated also by using specific forms of associated matrices.
In this paper, we describe the family of all the matrix functions associated with the differential expression of form (1) in a certain natural class , which is defined in Section 2 and Section 3 for even and odd n, respectively. We choose the class so that the regularization matrices of Mirzoev and Shkalikov [1,2] belong to this class. Furthermore, we prove that every matrix of is associated with some differential expression (see Theorem 1). Moreover, we show that any two matrices and associated with the same differential expression generate equal domains and for solutions of the equation (see Theorem 2).
Next, we apply the obtained regularization results to inverse spectral problems. We study the influence of the associated matrix choice on the spectral data. As the main spectral characteristics, we use the Weyl–Yurko matrix , which was introduced by Yurko [33,34,35] and used by Bondarenko [16,17,18,19] for the case of distribution coefficients. Note that the Weyl–Yurko matrix is different from the Weyl–Titchmarsch matrices, which are often used for investigation of scattering problems on infinite domains (see, e.g., [29] and the bibliography overview therein). The Weyl–Yurko matrix is closely related to several spectra (see [16] for details). In addition, we consider the discrete spectral data which consist of the Weyl–Yurko matrix poles and of the so-called weight matrices , , which are obtained from the Laurent series of . It is convenient to use the discrete data for constructive solution of the inverse problem (see [17]). We show that the Weyl–Yurko matrix, in general, depends on the choice of the associated matrix . Namely, if and are the Weyl–Yurko matrices that are obtained from different regularizations of the same differential expression , then , where L is a constant lower-triangular matrix (see Theorem 3). The discrete spectral data, on the contrary, do not depend on the associated matrix. Moreover, we prove Theorems 4 and 5 on the uniqueness of recovering the coefficients from the Weyl–Yurko matrix given up to a lower-triangular matrix factor L and from the spectral data , respectively. We emphasize that the considered inverse spectral problems are fundamentally novel comparing with the ones of [16,17,18]. The results on inverse problems in this paper are independent of the choice of the associated matrix, while in the previous studies, specific associated matrices were considered and the antiderivatives were reconstructed. These two types of inverse problems are different and they both generalize the classical inverse problems for differential operators with regular coefficients.
The methodology of this paper is based on the ideas of the previous studies [1,2,9,16,17,18,35]. For constructing associated matrices, we first represent the differential expression as a bilinear form and then use the formulas of Vladimirov [9] to obtain the matrix . We find this two-step approach convenient for working with various regularization matrices. The study of inverse problems relies on the method of spectral mappings [35], which is the only effective method for higher-order differential operators on a finite interval.
It is worth noting that the regularization methods in [1,2,9] were developed for differential expressions of more general forms with locally integrable or locally square integrable antiderivatives and with non-trivial functional coefficients at . However, in the inverse problem theory, it is natural to consider the form (1) with the coefficient 1 at and the zero coefficient at , following the previous studies [34,35]. The integrability of the antiderivatives on the whole interval is crucial for the asymptotics of the Birkhoff-type solutions, which are important for investigation of the inverse problems. Therefore, in this paper, we confine ourselves to differential expressions of form (1) satisfying (3) with . However, our regularization results can be transferred to the case of with necessary technical modifications.
The paper is organized as follows. Section 2 contains the main regularization results together with their proofs for the even-order case. The odd-order case is considered in Section 3. Section 4 is concerned with inverse spectral problems. In Section 5, the main results are illustrated by the examples of and . Section 6 contains a brief summary of the results and concluding remarks.
2. Even Order
Let , . Consider the differential expression (1) for with the complex-valued distributional coefficients , which belong to the space
where the singularity orders are defined by (2). We will write that if the relations (3) hold. Note that the antiderivaties are not uniquely determined by . Anyway, the arguments below are valid for any possible choice of .
2.1. Regularization of Mirzoev and Shkalikov
In this subsection, we provide the construction of the associated matrix of Mirzoev and Shkalikov [1] for the even-order differential expression by the method of [9,18].
Denote by and the spaces of test functions and generalized functions, respectively. In other words, is the space of infinitely differentiable functions f with and is the space of continuous linear functionals on . For and , we use the notation . In particular, if .
By direct calculations, one can easily prove the following proposition (see, e.g., [18]).
Proposition 1.
For , we have and the following relation holds:
where ,
all the other entries equal zero, and are the binomial coefficients, .
Using the entries of the matrix function defined by (8), construct the matrix function by the rule given by the formulas
Obviously, , . Define the quasi-derivatives
and the domain
The results of [1] imply the following proposition on the regularization of the differential expression of even order.
Proposition 2.
For any , the function is regular and .
Note that the matrix function constructed by the Formulas (10) coincide with the associated matrix of [1]. In order to obtain , we first represent in terms of the bilinear form (7) with the matrix and then use to find . The Formulas (10) for constructing by using have been obtained in [9]. For our purposes, it is convenient to use the bilinear form with the matrix as an intermediate step.
2.2. Class
In this subsection, we define the class , which is the class of matrix functions associated with differential expressions of form (1), as it will be shown in Section 2.3. Here, we study the properties of the quasi-derivatives and of the domain generated by .
Define the spaces of matrix functions
The structure of the spaces and can be symbolically presented as follows:
Clearly, in the Mirzoev–Shkalikov regularization described in Section 2.1, and . Furthermore, one can easily check that the mapping , which is defined by the Formulas (10), is a bijection. The inverse mapping is given by the formulas
For each fixed , we can define the quasi-derivatives by (11) and the domain by (12). Let us study some of their properties.
Proposition 3.
Let be a matrix function of and . Then, for any , the following relation holds:
Proposition 3 follows from the general construction of Vladimirov [9]. The proof can be found in [18]. In particular, if the matrix function is constructed by (8), then Propositions 1 and 3 together imply Proposition 2.
Note that the domain is a Banach space with the norm
Recall that
Lemma 1.
For every , the Banach space is continuously and densely embedded in .
Proof.
For , consider the Banach spaces
with the corresponding norms
Clearly, . Let us prove that (i) is continuously and densely embedded in , (ii) is continuously and densely embedded in for . Obviously, the assertions (i) and (ii) together yield the claim of the lemma.
Let . In view of (11) and the structure of , we have
Therefore, . Moreover, we have
Hence
Thus, the embedding is continuous.
Next, let us construct a sequence that approximates a function . Note that, for , the quasi-derivatives are correctly defined for , and . Since is dense in , there exists a sequence in such that as . The relations (7) for can be rewritten as the first-order system
where is the column vector , and are the upper left submatrices of and J, respectively, the matrix J was defined in (5), is the m-th column of the unit matrix. Let us consider the analogous system
with respect to an unknown vector , . The initial value problem for (14) with the initial condition has the unique solution such that for , , and as . In other words, and as . Hence, is dense in .
Now, consider the embedding , which is, obviously, continuous: . Let . Then, it follows from (7) that . Due to the density of in , there exists a sequence such that as . Similarly to (14), we construct the system
and prove that the first entry of its solution belongs to and as . Thus, the embedding is dense, which completes the proof. □
2.3. Main Results and Proofs
In this subsection, we obtain the main results of this paper on the regularization of even order differential expressions. Namely, we construct the class of all the matrices associated with the differential expression with fixed coefficients and study the properties of this class. We begin with the rigorous definition.
Definition 1.
For each , denote by the set of all the associated matrices for the differential expression with the coefficients . It can be easily shown that if . Here, we mean that for and of class if in for . Indeed, if the matrix is associated with two coefficient vectors and , then we have for all . By virtue of Lemma 1, is dense in . Consequently, for all , which implies .
By virtue of Proposition 2, for every , at least one associated matrix exists, so . This matrix is constructed as , where (see (3) and (8)). However, there exist other associated matrices.
Theorem 1.
Every matrix of class is associated with some differential expression , whose coefficients belong to . In other words,
In order to prove Theorem 1, we need some auxiliary lemmas. Consider an arbitrary matrix function of . Find . Consider the constant matrices of size defined by (9) for , . For example, for and , we have
Lemma 2.
The matrices , , , form a basis in the linear space
Proof.
Due to (9), every matrix has non-zero entries only on the diagonal , where . In general, for any diagonal with number , we have the number of the corresponding matrices equal to the length of this diagonal. Moreover, these matrices are linearly independent. This concludes the proof. □
It follows from Lemma 2 that any matrix function admits the unique representation
where
Note that the right-hand side of (8) is the special case of (16) with and for . Direct calculations prove the following lemma.
Lemma 3.
Proof of Theorem 1.
Corollary 1.
The set of associated matrices can be described constructively. Let be fixed. Choose arbitrary functions and constants for , . Taking Formula (18) into account, find
The notation in (19) is used for a fixed antiderivative of order i. For example, the choice of the antiderivative can be fixed by the conditions
Clearly, . Then, using the functions , , , find by (16) and . Denote the matrix constructed by this algorithm as . The functions for and the constants can be chosen arbitrarily as parameters. Thus,
Theorem 2.
Let be fixed. Then, for any .
Proof.
Let , , and satisfy the hypothesis of the theorem. In this proof, we use the notations and for the quasi-derivatives defined by Formulas (11) by the entries of the matrices and , respectively. Denote and
In order to prove the theorem, it is sufficient to show that, for any ,
Indeed, if , then . Consequently, (22) implies that , , so .
Hence, for and , we have
By induction, we obtain
The change of summation indices implies
By virtue of Proposition 3 and Corollary 1, for the both matrices and , the relation (7) holds with the same differential expression . Hence
It can be shown that the relation (24) is valid not only for but also for , , , where
Antiderivatives of -functions are infinitely differentiable and have a support . In other words, the derivatives , can be non-zero. In order to overcome this difficulty, one can extend the interval to , , put , on , extend y and g so that and , respectively. Consequently, we can apply the relation (24) to the function in (23):
Integration by parts implies
where
Hence
3. Odd Order
In this section, we provide the regularization results, analogous to the ones in Section 2, for odd orders.
Consider the differential expression (1) of order , , with , where
and the singularity orders are defined by (2). In other words, the relations (3) are valid for some . If , then and the following relation holds:
where and the matrices are defined by (8) and (9), respectively.
Construct the matrix function by the rule given by the formulas
For this matrix , Proposition 2 holds (see [2] and Theorem 2.2 in [18]).
Define the spaces of matrix functions
The structure of the spaces can be symbolically presented as follows:
As well as in the even-order case, the mapping defined by (27) is a bijection. The results of Mirzoev and Shkalikov [2] imply that the matrix function , where , is associated with the odd-order differential expression in the sense of Definition 1.
Similarly to the even-order case, denote by the set of associated matrices for with the coefficients . Theorem 1 is also valid for odd n. Indeed, one can easily show that the matrices , , form a basis in the linear space
Note that the only difference in the matrices between the cases and is the additional matrix with the unit entry for the odd order. For example, for , we have the following matrices (compare with (15)):
Any matrix admits the unique representation (16), where , , . On the other hand, if is given by (16), then, for any , the relation (26) holds, where the coefficients are defined by (18) and . This implies the assertion of Theorem 1 for odd orders.
The set is described by Formula (20). The functions constructed by (19) belong to , . Theorem 2 also holds for odd orders.
Remark 1.
In the inverse problem theory (see [16,17,18,19]), differential expressions of form (1) with are considered. Denote
Since the set of associated matrices for is constructed according to Corollary 1, we obtain
where
for both even and odd values of n.
4. Inverse Problems
In this section, inverse spectral problems are investigated for the differential equation generated by the expression . We define the spectral characteristics, study their dependence on the associated matrix, and prove the uniqueness theorems for the inverse problems (Theorems 4 and 5). In addition, we compare our novel results with the known uniqueness theorems from the previous studies [16,17,18].
Consider the differential expression with coefficients (i.e., ). Let be a fixed associated matrix for , that is, . Define the quasi-derivatives and the domain by (11) and (12), respectively. According to Definition 1, for any , we have . Below, we call a function y a solution of the equation
if and the relation (28) holds a.e. on .
Denote by and by the solutions of Equation (28) satisfying the initial conditions
and the boundary conditions
respectively, where is the Kronecker delta. It has been shown in [16] that the initial value problem solutions exist and are unique. The boundary value problem solutions are uniquely defined for all complex except for a countable set. Moreover, for each fixed and , the quasi-derivatives are entire in and are meromorphic in . Furthermore, the matrix functions and are related as follows:
where the matrix function is called the Weyl–Yurko matrix of Equation (28).
It can be shown similarly to [16,18,35] that is a unit lower-triangular matrix. Furthermore, its non-trivial entries for are meromorphic functions with countable sets of poles. More precisely, the poles of coincide with eigenvalues of the boundary value problem for Equation (28) with the boundary conditions
which correspond to (30).
Now, suppose that we have two associated matrices and of . Denote the quasi-derivatives constructed by and by and , respectively. We agree that, if a certain object is related to , then the symbol with tilde will denote the analogous object related to . The following theorem establishes the relation between the Weyl–Yurko matrices corresponding to different associated matrices.
Theorem 3.
Suppose that , . Then , where ,
Thus, the matrices of have the following structure:
Proof of Theorem 3.
By virtue of Theorem 2, . Therefore, it can be easily seen that
for each . Hence . For and , the relations (32) and (33) imply that
that is, , where is a unit lower-triangular matrix. Using the special structure of the matrices and of class , namely, the relations for or , we prove that . Using the relations , , and (31), we arrive at the assertion of the theorem. □
The inverse result is also valid:
Theorem 4.
Suppose that and belong to , and are the Weyl–Yurko matrices defined by the associated matrices and , respectively, and , where . Then . Thus, the Weyl–Yurko matrix known up to a multiplier uniquely specifies the coefficients of the differential expression .
Proof.
Introduce the matrix of spectral mappings
Using (31) and the relation , we obtain
Hence is entire in for each fixed . Then, similarly to the proof of Theorem 2 in [16], we show that, for each fixed , is a constant unit triangular matrix , which satisfies the relation
Let us prove that (34) implies . For definiteness, suppose that . The odd order case can be investigated analogously. By considering the first rows and the last columns of (34), we deduce that for and , respectively. From the relations for and , we derive
For and , using (36), we derive
Here, we have applied the index shift, the integration by parts and have taken the boundary conditions (37) into account. Using Lemma 3 and Corollary 1, we obtain the relations
Combining them with (38), conclude that for all and . This implies . □
Let us compare Theorem 4 with the following uniqueness result of [16]. Introduce the space
Proposition 4
([16]). Suppose that and belong to , , , and are the Weyl–Yurko matrices of F and , respectively, and . Then , that is, a.e. on .
Note that, in Proposition 4, the fixed Mirzoev–Shkalikov construction of the associated matrices is assumed. Then, the antiderivatives are uniquely determined by the Weyl–Yurko matrix. Theorem 4 corresponds to a different inverse problem. If the Weyl–Yurko matrix is known up to a factor , then it uniquely specifies the distribution coefficients independently of the choice of the associated matrix. These are two different results. It is worth mentioning that, in [16], Proposition 4 has been proved for a more general type of separated boundary conditions than (30). The conditions (30) have the lowest possible orders, so they are the most simple ones. In other cases, boundary conditions contain constant coefficients, which either can be recovered or have to be given a priori (see [18]). For the general separated boundary conditions, Theorem 4 does not hold (see the example in Section 5.2).
Next, consider the inverse problem by the discrete spectral data, which was studied in [17]. Denote by the poles of the Weyl–Yurko matrix . We will write if all the poles of are simple. Then, the Laurent series has the form
Define the weight matrices as follows:
In view of Theorem 3, the weight matrices are uniquely specified by the coefficients and do not depend on the associated matrix . The inverse is also true:
Theorem 5.
Suppose that and belong to , and are the Weyl–Yurko matrices defined by the associated matrices and , respectively, , and the corresponding spectral data sets and are equal to each other. Then . Thus, the spectral data uniquely specify the coefficients of the differential expression .
For , Theorem 5 has been proved in [17]. For the general case, Theorem 5 is proved analogously to Theorem 4, since the matrix of spectral mappings is entire in according to Lemma 9 in [17].
5. Examples
In this section, we consider examples of and to illustrate the main results of Section 2, Section 3 and Section 4.
5.1. Regularization for Order Two
Let . Then, and the differential expression (1) takes the form
Thus, , , , the space is defined by the conditions , , and , , , so , . The antiderivative of can be chosen uniquely up to an additive constant.
Suppose that and . Calculations show that
(The matrices and are given by (15)).
Using Formulas (10), we obtain
The matrix-function is the special case of the regularization matrix by Mirzoev and Shkalikov [1]. It coincides with the associated matrices from [47,48]. For (i.e., ), we obtain the differential expression , and the associated matrix
which was widely used for investigation of direct and inverse Sturm–Liouville problems (see, e.g., [10,24,25]).
Now, proceed to the construction of the set of all the associated matrices for the differential expression (40) with . Any matrix function admits the representation (16):
where and . The matrix is related to the differential expression with the coefficients , (see (18)).
Suppose that and are given. Choose an arbitrary function and a constant . Find
construct by (42) and , which is the associated matrix for . By choosing different and , we will obtain different associated matrices for the same differential expression. In particular, for , , all the associated matrices can be represented as
Clearly, can be chosen arbitrarily. After that, the function is determined uniquely up to an additive constant. Thus, every can be represented as the sum of the two associated matrices that are usually used for the Sturm–Liouville expressions , , and , .
5.2. Inverse Problems for Order Two
Proceed to inverse spectral problems for the Sturm–Liouville equation
Let us formulate some known uniqueness results and compare them to the results of Section 4.
The associated matrix (41) () produces the quasi-derivative . Following the classical inverse problem theory (see, e.g., [22]), introduce the main spectral characteristics. Let and be the eigenvalues of the boundary value problems for Equation (44) with the boundary conditions and , respectively. Denote by and the solutions of Equation (44) satisfying the initial conditions
Obviously, the eigenvalues and coincide with the zeros of the characteristic functions and , respectively. In the case of simple eigenvalues , introduce the weight numbers , , where are the corresponding eigenfunctions. (In the case of multiple eigenvalues, one can use the generalized weight numbers as in [49,50]). Furthermore, define the Weyl function , which is meromorphic in the -plane.
In the case of regular potential , each of the following three types of the spectral data uniquely specifies q:
- (i)
- The two spectra ;
- (ii)
- The eigenvalues and the weight numbers (if the eigenvalues are simple);
- (iii)
- The Weyl function .
Moreover, the spectral data (i)–(iii) uniquely determine each other. In the case of distribution potential , the situation is slightly different:
- The two spectra and the Weyl function uniquely specify each other. Indeed, on the one hand, and coincide with the poles and the zeros of , respectively. On the other hand, the characteristic functions and can be constructed as infinite produces by their zeros, and so can be found.
- The weight numbers are uniquely specified by : , while is uniquely determined by up to an additive constant (see [32]).
From the inverse problem viewpoint, we have the following uniqueness results (see [24,25]):
- or uniquely specify .
- uniquely specify or , where c is an arbitrary constant.
The first result corresponds to Proposition 4 and the second one, to Theorem 5. Indeed, due to Section 4, the Weyl–Yurko matrix for Equation (44) has the form
where is the Weyl function. Note that the definition of is strongly connected with the regularization matrix (41) (), while the antiderivative of is defined up to a constant c. Thus, depends on c. Consequently, one can uniquely recover from as in Proposition 4. Moreover, we can consider other associated matrices generated by (43). By virtue of Theorem 3, the Weyl–Yurko matrices and , which are obtained from different associated matrices and in the second-order case, are related as follows:
Thus, the assumption that is given up to a factor actually means that the Weyl function is given up to an additive constant c. Then, by using the given Weyl function, we cannot uniquely determine but, by virtue of Theorem 4, can uniquely determine . This corresponds to the inverse problem by the spectral data , which in the second-order case has the form
Hence, the spectral data do not depend on the choice of the associated matrix. Theorem 5 imply that uniquely specify but, obviously, they cannot uniquely specify .
As a practical example, let us consider the Sturm–Liouville Equation (44) with the potential having the Coulomb-type singularity, which arises in quantum mechanics (see, e.g., [36]). Here, , is a constant, and . Then, we have
where c can be an arbitrary constant. From the above arguments, we immediately obtain that is uniquely determined by the Weyl function or by the two spectra . By using , one can easily find its singular point a, the constant , the regular part , and the constant c. Thus, not only the potential but also some extra information c is recovered. In order to avoid this discrepancy, we can initially fix to achieve and consider the spectral data for this fixed value of c. It is worth mentioning that inverse spectral problems for the Sturm–Liouville operators with the Coulomb-type singularities were studied by different methods in [51,52] and many other papers. However, our method can be applied without essential modifications to the case of the Coulomb-type singularities and/or -type interactions in several points.
The situation changes for different types of boundary conditions. In particular, the spectral data of the Sturm–Liouville Equation (44) with the Robin-type boundary conditions
are invariant with respect to the shift , , , . Therefore, it is natural to fix . Then, the corresponding three types of spectral data (two spectra, eigenvalues and weight numbers, and the Weyl function) uniquely determine each other as well as the coefficients and H (see [24,25]). However, the other types of inverse problems, which consist of determining (but not ) and correspond to Theorems 4 and 5, cannot be considered for the Robin-type boundary conditions, because the associated matrix (roughly speaking, ) is related to the coefficients h and H.
Thus, the described examples for show that the both types of inverse problems (i.e., the recovery of and of ) generalize the classical problem statements. However, for distribution coefficients, these two types are different and the both are worth being studied.
5.3. Regularization for Order Four
Consider the fourth-order differential equation
where and . This equation plays an important role in mechanics, since the Euler–Bernoulli equation, which is used for modeling beam vibrations, can be reduced to the form (45) (see [40] Chapter 13).
Let us illustrate our construction for the family of associated matrices by the example of the binomial differential expression in (45). Clearly, (45) corresponds to (1) with , , , . Hence, the vector belongs to the set
which is a subset of . Due to (2), we have the singularity orders , , .
Suppose that and are given, and we have to construct the corresponding family of associated matrices. Following the algorithm of Corollary 1, we choose arbitrary functions , , , of and arbitrary complex constants , , , . Then, we find the functions :
Next, one can construct the matrix function by (16) and the associated matrix . The set consists of such associated matrix for all the possible choices of the parameters , , , , , , , . For example, if we put all these parameters equal zero, then we obtain the Mirzoev–Shkalikov associated matrix:
where , , , , . It is worth mentioning that the associated matrix (46) for the first time appeared in the paper of Vladimirov [8] and was used for the investigation of the Barcilon-type inverse spectral problem in [53]. However, for studying other spectral aspects, other types of associated matrices of the family may be useful, especially if p and q have lower singularity orders.
Here, we do not consider inverse spectral problems of order four in detail. The author plans to devote a separate research paper to them.
6. Conclusions
In this paper, for each , we have considered the class , which contains the matrices of Mirzoev and Shkalikov [1,2] associated with the differential expressions . We have shown that, every matrix function is associated with some differential expression with coefficients . Furthermore, we have constructively described the family of all the associated matrices for fixed . In addition, we have proved that for . The both even and odd order cases have been studied. Moreover, we applied this construction to the inverse problem theory. The uniqueness theorems have been proved for inverse spectral problems of a new type.
Our results have the following advantages over the previous studies:
- We have investigated various matrices associated with the same differential expression, while the previous studies provide only specific constructions of associated matrices.
- We have studied a novel class of inverse spectral problems which consist of the recovery of distributional coefficients independently of the associated matrix. In the previous works for higher-order differential operators with distribution coefficients, spectral data were connected with a fixed associated matrix. However, the both types of inverse problems generalize the classical problem statements and are worth being investigated.
In the future, our results can be applied to studying various spectral theory issues for differential operators with distribution coefficients, because, for investigation of different spectral properties, it can be convenient to use different associated matrices. In particular, the results and the methods of this paper have implications for the following directions of research:
- From the physical viewpoint, it is worth considering linear differential operators with various types of boundary conditions. For example, in the second-order case, the Dirichlet boundary conditions correspond to fixed ends of a string, while the Neumann boundary conditions correspond to free ends. For the fourth order, the physical meaning of various boundary conditions is described, e.g., in Chapter 13 of [40]. A number of applications deal with periodic/antiperiodic boundary conditions. Note that the approach to inverse problems, which is developed in this paper and in the previous studies [16,17,18,19], works for various types of separated boundary conditions. Inverse spectral problems with non-separated boundary conditions are essentially different and so require a separate investigation. Anyway, the regularization results are concerned only with the differential expression, so they can be applied to any type of boundary conditions.
- The regularization approach of Mirzoev and Shkalikov is limited to the singularity orders given by (2). For higher singularity orders, to the best of the author’s knowledge, there are no general results. Moreover, some special cases can be studied (see [10] for ). For , higher singularity orders are a topic for future research, in which the ideas of this paper can be potentially used.
- In this paper, we consider associated matrices of class with the zero first rows and last columns. If some of these entries are non-zero, then the domain can be out of the space , on which the differential expression (1) is defined in the sense of generalized functions. Thus, some of lower-triangular matrix functions cannot be associated with differential expressions analogous to (1). However, some subclasses of associated matrices out of can be found and analyzed by developing the methods of this paper.
- The results of this paper regarding inverse spectral problems are limited to the uniqueness theorems. In perspective, one can obtain reconstruction procedures and study solvability and stability of inverse problems. Some steps in this direction were implemented in [17,19]. This research can be continued by using various associated matrices obtained in this paper.
Funding
This work was supported by Grant 21-71-10001 of the Russian Science Foundation, https://rscf.ru/en/project/21-71-10001/ (accessed on 17 July 2023).
Data Availability Statement
Not applicable.
Conflicts of Interest
The author declares that this paper has no conflict of interest.
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