Abstract
The novel concept of focality is introduced for Borel probability measures on compact Hausdorff topological spaces. We characterize focal Borel probability measures as those Borel probability measures that are strictly positive on every nonempty open subset. We also prove the existence of focal Borel probability measures on compact metric spaces. Lastly, we prove that the set of focal (regular) Borel probability measures is convex but not extremal in the set of all (regular) Borel probability measures.
Keywords:
borel σ-algebra; probability measure; compact Hausdorff topological space; compact metric space MSC:
47L05; 47L90; 49J30; 90B50
1. Introduction
The notions of depth and focality appear naturally in the optimal design of transcranial magnetic stimulation (TMS) coils. In such a context, these ideas refer to how deeply an electromagnetic field can be induced to a certain 3-dimensional body. In the excellent work of [1], the electric field penetration was quantified with the half-value depth, , focality with the tangential spread, , defined as the half-value volume () divided by the half-value depth:
Formula (1) was implemented in [2] (Equation (4.1)) as part of a constraint in a single-optimization problem that pretends to minimize the stored energy in the coil:
where is the inductance matrix (symmetric and positive definite), , is the focality, and is the corresponding focality of the coil 0.
The Euclidean metric and the Lebesgue measure are implicitly used in Formula (1). Those are the standard metric and measure employed in physics and engineering because, among other reasons, the Euclidean metric and the Lebesgue measure do not satisfy pathological properties such as vanishing on nonempty open subsets. However, in abstract topology and abstract measure theory, the existence of pathological metrics and measures is quite normal. Despite this, abstract measure theory has many applications not only in other areas of mathematics, but also in different disciplines such as physics or bioengineering. This manuscript takes the concept of focality as the motivating basis to add it to a more general and abstract scope. We introduce the novel concepts of focal continuous real-valued mappings and focal (regular) Borel probability measures, unveiling their geometric and topological properties. The novelty of this approach consists in the relationship with focal continuous real-valued functions and in establishing connections to regular Borel measures with finite variation. Among other results, we prove the existence of focal Borel probability measures on compact metric spaces (Theorem 3). We also demonstrate that the set of focal (regular) Borel probability measures is a convex but not extremal subset of the set of (regular) Borel probability measures (Theorem 5). In this way, we give an example that provides interesting information about the geometry of the unit ball of the dual of the space of real-valued continuous functions on K, , where K is a compact Hausdorff topological space.
2. Preliminaries
If X is a topological space, then , or simply if there is no confusion with X, stands for the Borel -algebra of X, that is, the smallest -algebra of X containing the closed subsets of X. The elements of are called the Borel subsets of X. A Borel measure on X is a -additive measure defined on with values in a Hausdorff topological left-module M over a Hausdorff topological ring R, that is, a mapping satisfying that for every pairwise-disjoint sequence of Borel subsets of X, . We focus on regular Borel probability measures on compact Hausdorff topological spaces. Explicit examples are given in Appendix B.
If K is a compact Hausdorff topological space, then stands for the Banach space of real-valued continuous functions on K. If , then (see [3] for further reading on the spaces of continuous functions). denotes the set of all Borel probability measures on K, that is, countably additive measures such that . is trivially a convex subset of the vector space of real-valued Borel measures on K. According to [4,5] (see also [6] (Chapter 4)), can be isometrically identified with the Banach space
endowed with the total variation via the action given by
is a convex subset of the unit sphere of (see Appendix A for more details). Indeed, given and , we have that because is a linear space, and because and for all Borel subset . Moreover, if , then its total variation is , so is a convex subset of the unit sphere of . We refer the reader to [7] for a wider perspective on these concepts.
For a general metric space X, notations and stand for the closed ball of center and radius and the sphere of center and radius , respectively. If X is a normed space, then and stand for the closed unit ball and the unit sphere, respectively.
3. Results
This section is divided into four subsections. In the first, a classical measure theory result on the measure of the union of increasing countable families of measurable subsets is extended to uncountable families. In the second, we define focality for real-valued continuous functions on a compact Hausdorff topological space. The third subsection focuses on the focality of (regular) Borel probability measures. Lastly, the fourth subsection shows that the set of focal (regular) Borel probability measures is a convex but not extremal subset of the set of (regular) Borel probability measures.
3.1. Increasing/Decreasing Families of Measurable Subsets
A classical measure theory result establishes that the measure of the union a countable increasing family of measurable subsets can be computed as the limit of the sequence of the measures of the subsets. This result was transported in [8] to the scope of measures defined on a effect algebra and valued on a topological module over a topological ring. Here, we extend [8] to uncountable families with countable cofinal subsets. However, we first recall [8] and prove it for the sake of completeness.
Theorem 1.
Let be a measurable space. Let M be a Hausdorff topological module over a Hausdorff topological ring R. Let be a countably additive measure. If is an increasing sequence of measurable subsets of Ω, then converges to
Proof.
For every , Therefore
□
Corollary 1.
Let be a measurable space. Let M be a Hausdorff topological module over a Hausdorff topological ring R. Let be a countably additive measure. If is a decreasing sequence of measurable subsets of Ω, then converges to
Proof.
Through Theorem 1, converges to
Lastly, it only suffices to observe that for all . □
If I is a directed set, and is cofinal (see, for example, [9] (p. 461)), then any decreasing family of sets indexed by I satisfies that . Indeed, it is clear that and if , then for every there exists with , so , hence . Using the notion of cofinal set, we extend Corollary 1 to nets as follows.
Corollary 2.
Let be a measurable space. Let M be a Hausdorff topological module over a Hausdorff topological ring R. Let be a countably additive measure. Let I be a nonempty directed set that has a countable cofinal subset . If is a decreasing family of measurable subsets of Ω such that is measurable, then the net converges to .
Proof.
Suppose, on the other hand, that does not converge to . Then, we can find a neighborhood W of , such that, for all . there exists with , such that . Let us write . We construct an increasing sequence on I using induction. For , we choose a , such that and . Assume that, for some , we had already defined , and take , such that
Since for all , and J is cofinal in I, then is cofinal in I. Therefore, and is decreasing. Via Corollary 1,
However, the previous equality contradicts the fact that for every . □
The final corollary of this first subsection displays the version of the previous result for increasing uncountable families with a countable cofinal subset. We spare the reader the details of the proof.
Corollary 3.
Let be a measurable space. Let M be a Hausdorff topological module over a Hausdorff topological ring R. Let be a countably additive measure. Let I be a nonempty directed set that has a countable cofinal subset . If is an increasing family of measurable subsets of Ω such that is measurable, then net converges to .
3.2. Focality of Continuous Functions
We begin by defining the notion of focality for continuous real-valued functions with respect to a certain measure. However, we first need to introduce the regions of interest.
Definition 1
(-Region). Let K be a compact Hausdorff topological space. If and , then
is usually called an α-region.
Obviously, the net of -regions decreases from to . Clearly, every -region is closed in K and hence compact. The open -regions are defined as the topological interior of the -regions.
Definition 2
(Open -region). Let K be a compact Hausdorff topological space. If and , then is usually called an open α-region.
Notice that
As a consequence, if , then every -region has a nonempty interior because is a nonempty open subset of K contained in .
The next result shows that, if is a Borel probability measure on K, then can be obtained as the limit of the net .
Proposition 1.
Let K be a compact Hausdorff topological space. Let . Let μ be a Borel probability measure on K. Then, net converges to .
Proof.
We apply Corollary 2. In the first place, the interval is totally ordered and has a countable cofinal subset . Next, is a decreasing family of Borel subsets of K, in such a way that is a Borel subset of K. In accordance with Corollary 2,
□
In many physics problems [2], -regions that are of interest are those with a positive measure. This motivates the following definition.
Definition 3
(Focal function). Let K be a compact Hausdorff topological space. Let μ be a Borel probability measure on K. Function is μ-focal if there exists , such that .
Now, focal mappings allow for extending Formula (1) to abstract settings.
Definition 4
(Depth and focality). Let K be a compact metric space. Let μ be a Borel probability measure on K. Let be μ-focal, and take such that ; then, we can define the α-depth as
and the α-focality as
From [10] (Theorem IX.4.3, p. 185), we have the following remark (see also [11] for metrics in linear spaces).
Remark 1.
Let X be a metric space. Let a nonempty subset of X. Function
is nonexpansive.
In general, it is clear that not all real-valued nonexpansive mappings on a metric space have the form described in (9). Nevertheless, distance functions combined with translations allow for us to obtain a wide variety of properties. For example, every nonexpansive real function on a metric space is bounded by a distance function and a constant:
Remark 2.
Let X be a metric space and . Then, every Lipschitz function satisfies that for all , where is the Lipschitz constant of f.
Furthermore, in connection with the -regions, we have the following result. If K is a compact metric space, then K is bounded, that is, it has finite diameter .
Proposition 2.
Let K be a nonsingleton compact metric space. Let and . Function
satisfies the following:
- 1.
- is positive and nonexpansive.
- 2.
- .
- 3.
- .
- 4.
- .
As a consequence, the collection of all open α-regions forms a base of open subsets of K.
Proof.
We only prove item 4. We spare the reader the details of the rest of the items. We have that
Lastly, given and , taking , we obtain
Then, every open subset of K is a union of sets . □
3.3. Focality of Measures
There exist Borel probability measures on compact Hausdorff topological spaces that vanish at certain nonempty open subsets. For instance, if K is a nonsingleton compact Hausdorff topological space and , we can consider the regular Borel probability measure
Since K is Hausdorff and not a singleton, is a nonempty open subset of K satisfying .
Definition 5
(Focal measure). Let K be a compact Hausdorff topological space. A Borel probability measure μ on K is focal if every is μ-focal. The set of focal Borel probability measures on K are denoted by .
We characterize focal Borel probability measures as those that do not vanish on nonempty open sets.
Theorem 2.
Let K be a compact Hausdorff topological space. A Borel probability measure μ on K is focal if and only if for every nonempty open subset .
Proof.
If for every nonempty open subset , then is clearly focal since every -region , for and , contains a nonempty open subset of K, . Conversely, suppose that is focal. Fix an arbitrary nonempty open subset . We show that . Take any . Through Urysohn’s Lemma, there exists a function , such that for all and . Since f is -focal, there is with . Clearly, , so . □
The following theorem assures the existence of focal Borel probability measures in compact metric spaces (see (3) to remember the notation and [6] (Chapter 4) for more information). For this, we remind that compact metric spaces are separable (see, for example, [10] (Theorem VIII.7.3 and Theorem XI.4.1)).
Theorem 3.
If K is a compact metric space, then .
Proof.
Let be a dense sequence in K and define . because is a Banach space and is an absolutely convergent series in (keep in mind that for all ). We show that . Let U be a nonempty open subset of K. Since is dense in K, there exists such that . Then
Lastly, Theorem 2 ensures that . □
In compact metric spaces, in order to check whether a measure is focal, it is only necessary to look at the nonexpansive mappings.
Definition 6
(Weakly focal measure). Let K be a compact metric space. A Borel probability measure μ on K is weakly focal (w-focal) if every nonexpansive is μ-focal. The set of weakly focal Borel probability measures on K are denoted by .
We show that w-focal Borel probability measures coincide with focal probability measures.
Theorem 4.
Let K be a compact metric space. A Borel probability measure μ on K is w-focal if and only if μ is focal.
Proof.
By definition, if is focal, then it is w-focal. Conversely, suppose that is weakly focal. We prove that for every nonempty open subset and then call on to Theorem 2. Indeed, fix an arbitrary nonempty open subset . We may assume that since . Take . Since U is not empty, for every , since is compact and is closed. Therefore, . Since f is nonexpansive in view of Remark 1, there exists with . Clearly, , so . □
3.4. Extremal Structure of the Set of Focal Borel Probability Measures
The following result on this manuscript shows that is a convex subset of , but it is not extremal in . In the next definition we recall the notion of extremal subset.
Definition 7
(Extremal subset). A subset E of a subset D of a real vector space Z is extremal in D if E satisfies the extremal condition with respect to D: if and there exists such that , then .
We refer the reader to Appendix A for a further view on extremality theory and the geometry of normed spaces.
Theorem 5.
Let K be a nonsingleton compact Hausdorff topological space. If , then is a convex subset of but it is not extremal in .
Proof.
We show first that is convex. Indeed, let and . It is clear that is a Borel probability measure on K. Even more, if U is a nonempty open subset of K, then . As a consequence, and hence is convex. Let us prove now that is not extremal in . Fix any . Since K is Hausdorff and has more than one points, there are two nonempty open subsets in K such that . Since , we have that , therefore and hence . Consider the conditional probabilities of on U and , and , respectively, given by
and
Then, because and . We demonstrate that , reaching the conclusion that is not extremal in . Indeed, let W be any nonempty open subset of K. We have two options:
- . Thenbecause is a nonempty open subset of K and .
- . In this case, , thereforebecause W is a nonempty open subset of K and .
As a consequence,
□
In the upcoming results, we reproduce Theorem 5 for regular measures to adapt it to . Given a topological space X, a countably additive measure is inner regular provided that every Borel subset B of X is inner regular: . is also an outer regular if every Borel subset B of X is outer regular: . Lastly, is regular if it is inner and outer regular. If and , then B is trivially inner -regular, and if , then B is trivially outer -regular. If X is Hausdorff, and is finite and inner regular, then is outer regular. Conversely, if X is compact, and is finite and outer regular, then is inner regular.
Lemma 1.
Let X be a topological space. Let be a countably additive measure. Fix with . Consider
Then:
- 1.
- If μ is inner regular, then so is .
- 2.
- If μ is outer regular and A is closed, then is outer regular.
- 3.s
- If μ is finite and outer regular, then is outer regular.
Proof.
Since is positive, it is clear that and for each Borel subset .
- Fix an arbitrary . There exists a sequence of compact subsets of X, such that for every and converges to . Since for all , we conclude that converges to . As a consequence, .
- Fix an arbitrary . There exists a sequence of open subsets of X such that for every and converges to . For every , is open and satisfies that , , and . Therefore, converges to , meaning that converges to . As a consequence, .
- Let and denote . We prove that . Since is outer regular, we haveSuppose that . Then, there exists an open subset U of X with such that . Given an open subset W of X with , since is finite, it holds thatTherefore,However, we then arrive to the contradictionHence, , that is,
□
The following example displays a pathological measure for which there exists an outer regular Borel subset that is not inner regular for a conditional measure.
Example 1.
Let X be a topological space such that there exists with not closed and . Define a measure
Let and . Notice that B is outer μ-regular since . Next,
Finally, if is open and contains B, then since B is not open, thus
This way
is a convex subset of , which is itself a convex subset of , where denotes the unit sphere of . As usual, denotes the (closed) unit ball of .
Corollary 4.
Let K be a nonsingleton compact Hausdorff topological space. If , then is not a face of .
Proof.
Fix any . Since K is Hausdorff and has more than one points, there are two nonempty open subsets in K such that . Since , we have that ; therefore, ; hence, . Consider the conditional probabilities of on and , and . In view of Lemma 1, . Thus, . Since , we conclude that . Let us show that , which finalizes the proof. Indeed, let W be any nonempty open subset of K. We have two options:
- . Thenbecause is a nonempty open subset of K and .
- . In this case, , thereforebecause W is a nonempty open subset of K and .
□
Under the settings of Corollary 4, it is well known (see Appendix A and [12] (Theorem 3.7)) that is, in fact, extremal in .
4. Discussion and Conclusions
If K is a nonsingleton compact Hausdorff topological space, then is a convex subset of but not a face of . However, as recalled in Appendix A, is a face of , where denotes the unit ball of . So, we have the chain of inclusions
where the first convex set is not a face of the second, whereas the second is a face of the third. This provides valuable information about the geometry of .
It would be interesting to unveil other geometric or topological pathologies satisfied by the convex set of focal regular Borel probability measures.
Author Contributions
Conceptualization, F.J.G.-P., J.R.-D. and M.V.-V.; methodology, F.J.G.-P., J.R.-D. and M.V.-V.; software, F.J.G.-P., J.R.-D. and M.V.-V.; validation, F.J.G.-P., J.R.-D. and M.V.-V.; formal analysis, F.J.G.-P., J.R.-D. and M.V.-V.; investigation, F.J.G.-P., J.R.-D. and M.V.-V.; resources, F.J.G.-P., J.R.-D. and M.V.-V.; data curation, F.J.G.-P., J.R.-D. and M.V.-V.; writing—original draft preparation, F.J.G.-P., J.R.-D. and M.V.-V.; writing—review and editing, F.J.G.-P., J.R.-D. and M.V.-V.; visualization, F.J.G.-P., J.R.-D. and M.V.-V.; supervision, F.J.G.-P., J.R.-D. and M.V.-V.; project administration, F.J.G.-P., J.R.-D. and M.V.-V.; funding acquisition, F.J.G.-P., J.R.-D. and M.V.-V. All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by the Ministerio de Ciencia, Innovación y Universidades: PGC-101514-B-I00; by Consejería de Economía, Conocimiento, Empresas y Universidad: FEDER-UCA18-105867 and FEDER-UAL2020-FQM-B1858; by the Regional Government of Andalusia: P20_00255; and by the aid program for the requalification of the Spanish University System of the Spanish Ministry of Universities and the European Union-Next GenerationEU. The APC was paid by the Department of Mathematics of the University of Cadiz.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Acknowledgments
The authors would like to dedicate this paper to their dearest friend Kenier Castillo.
Conflicts of Interest
The authors declare no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, or in the decision to publish the results.
Appendix A. Geometry of Normed Spaces
For the sake of completeness and to provide a more general vision of extremal theory, we recall several basic concepts of the geometry of normed spaces. This also boosts the impact of Theorem 5.
Appendix A.1. Extremal Theory
Let X be a real vector space. Given two subsets , E is extremal in F if E satisfies the extremal condition with respect to F, that is, if and exists such that , then . If F is convex, and E is an extremal convex subset of F, then E is called a face of F. If and is extremal in F, then e is an extreme point of F.
Extreme points play a very important role in functional analysis. For instance, to study certain isometries, the extreme points of the unit ball of the dual of the corresponding normed space are often useful. Consult, for example, refs. [13,14] and their references to see some illustrations.
Now, consider a subset and a convex function . The supporting set of f in F is defined as . If f is unbounded on F or bounded but the sup is not attained, then obviously . If , then it is not hard to show that is extremal in F. Indeed, if and exists with , then the chain of inequalities
forces that , meaning that . In case F is convex and f is linear, then is convex as well and thus it becomes a face of F. This kind of face is called an exposed face.
Appendix A.2. (K)∩ rca(K) Is an Exposed Face of the Unit Ball of rca(K)
Let K be a compact Hausdorff topological space. We showed in the Preliminaries Section that is a convex subset of the unit sphere of . Here, we demonstrate that is an exposed face of the unit ball of . Indeed, let us denote by the constant function equal to 1, that is, the unity of the Banach algebra . We can see as an element of by relying on the canonical injection of a normed space into its bidual. Then, acts on following Equation (4):
Since , we have that has norm 1 in . Notice that , where stands for the unit ball of . Indeed, if , then it is clear that and . As a consequence, . Conversely, suppose that . Then . In order to prove that it only suffices to show that is positive. So, assume, on the other hand, that there exists , such that . Then , hence , reaching the following contradiction with the total variation of :
As a consequence, we lastly conclude that .
Appendix B. Nontrivial Examples of Focal (Regular) Borel Probability Measures
For the sake of completeness, we present several examples of focal (regular) Borel probability measures with values on Hausdorff topological modules over Hausdorff topological rings.
Appendix B.1. Counting Probability Measures
Let R be a Hausdorff topological ring. A series in R is called subseries convergent if, for every , the series is convergent. Every subseries convergent series defines an interesting counting measure.
where stands for the power set of . Here, it is understood that . Furthermore, if R is partially ordered and is a convex series in the sense that for all and , then (A2) defines a generalized probability measure, since for all and . This kind of counting probability measures are of special interest in quantum mechanics. Lastly, is endowed with a discrete topology; therefore, is trivially regular, and it is also focal, provided that for every .
Appendix B.2. Counting Probability Measures on Quantum Systems
Let H be an infinite dimensional separable complex Hilbert space. According to the first postulate of quantum mechanics [15,16], H represents a quantum mechanical system. The -algebra of bounded linear operators on H, , is trivially a Hausdorff topological ring. Let be an orthonormal basis of H. Let be a real convex series. For every , consider the bounded linear operator on H given by . In accordance with [17] (Section 6), is selfadjoint and positive. Notice that is subseries convergent in . Therefore,
defines a counting probability measure on the quantum system H, which is of special interest in Quantum Mechanics. If another quantum system K interacts with H by means of a bounded linear operator , then the counting probability measure (A3) can be redefined to take values on the Hausdorff topological -module as follows:
Indeed, K is another infinite dimensional separable complex Hilbert space and the commutative additive group of is clearly a left -module with left action given by left composition.
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