Abstract
Lunar impact craters are important for studying lunar surface morphology because they are the most typical morphological units of the Moon. Impact crater descriptive indices can be used to describe morphological features and thus provide direct evidence for both the current state and evolution history of the Moon. Current description methods for lunar impact craters are predominantly qualitative, and mostly focus on their morphological profiles. Less attention is paid to the detailed morphological features inside and outside of the craters. A well-established and descriptive index system is required to describe the real morphological features of lunar impact craters, which are complex in a systematic way, and further improve study, such as heterogeneity analyses of lunar impact craters. This study employs a detailed lunar surface morphological analysis to propose a descriptive index system for lunar impact craters, including indices for the description of individual craters based on their morphological characteristics, spatial structures and basic composition (i.e., crater rim, crater wall, crater floor, central uplift, and ejecta), and indices for crater groups, including spatial distribution and statistical characteristics. Based on the proposed descriptive index system, a description standard for lunar impact craters is designed for categorising and describing these indices in a structured manner. To test their usability and effectiveness, lunar impact craters from different locations are manually detected, and corresponding values for different indices are extracted and organised for a heterogeneity analysis. The results demonstrate that the proposed index system can effectively depict the basic morphological features and spatial characteristics of lunar impact craters.
1. Introduction
The Moon is the most important natural satellite and the closest celestial body to Earth. Because of its unique position and potential abundant resources, the Moon has become an important research subject for understanding the origin and evolution of the Earth-Moon system and the Solar System [1]. Studies of lunar morphology have long been a fundamental aspect of lunar exploration [2], as the morphological characteristics of the lunar surface can not only directly reflect the current state of the Moon, but also record information which reveal the formation and evolution history of the Moon [3]. Magma movement inside the Moon ended during the large-scale formation of lunar maria, and the contribution of other exogenetic processes to lunar morphology is relatively insignificant; this has led researchers to believe that the lunar surface morphology has been shaped predominantly by high-speed impacts from external celestial bodies (e.g., [4,5]). All these findings on lunar morphology provide insight for scientific topics such as exploration of the origin of the Moon and its evolution history.
Among various lunar morphological features, lunar impact craters are one of the most important geological tectonic units [6]. Due to fewer external forces on the Moon (e.g., wind and water), many craters are well preserved [7]. As the most typical morphological units on the Moon, lunar impact craters provide major insight into lunar surface morphology and its forms, structures, and feature distribution [8,9]. In-depth studies on the morphology, classification and evolution of these craters are important for a greater understanding of the Moon, including the geological age of the lunar surface, the development and evolution patterns of lunar morphology, the thickness of the lunar regolith, and optimal locations for soft landing of probes [10]. Through investigating lunar craters and their morphological features, descriptive index systems can be designed and employed for a better interpretation of these craters. The establishment of such a system could improve the scientific classification scheme for lunar craters, and further facilitate studies on lunar crater identification, spatial heterogeneity analysis of lunar crater morphology, etc.
In 2012, the International Astronomical Union (IAU) published names and associated descriptions of almost 8600 lunar craters on the United States Geological Survey’s (USGS) official website. The descriptions include the naming date, the etymology, the coordinates of the crater centre, and the diameter of the crater [11]. There are also numerous studies conducted directly on lunar craters, focusing on their type and structure, detection and identification, spatial heterogeneity, formation mechanisms, and evolution processes. On one hand, several classification systems have been proposed to differentiate between craters, laying a preliminary foundation for crater description. First, the shape of impact craters was employed for classification. For example, Oberbeck and Quaide [12] proposed the Oberbeck & Quaide classification where they categorised craters into four types, referred to as simple bowl-shaped, uplifted, flat-based, and concentric; Stöffler et al. [13] divided craters into three groups, including complex craters, simple craters, and impact basins; and He et al. [14] concluded seven crater types, called simple, bowl-shaped, flat-based, central uplifted, concentric, complex, and lunar mare remnant. Second, other morphological features were introduced to the classification of lunar impact craters. Baldwin [15] categorised craters into five classes according to the clarity of crater boundaries, from clearly visible craters to barely visible ones; Fieder [16] proposed his G·Fieder classification scheme and described 13 types of craters and 23 types of ring structures based on geological characteristics; and the Nakano classification [17] used spatial patterns and crater scale to determine seven primary and 13 atypical types of lunar impact craters. Wood and Anderson [18] considered both morphology and morphometry when they proposed the Wood & Anderson classification, which involved 18 types of craters according to differences in crater margin profiles, inner crater wall structure, and crater floor features; these were further divided into five groups based on the degree of erosion [18]. Finally, Heiken et al. [6] proposed three classes according to crater diameter and development, including simple bowl-shaped craters, relatively large, still developing craters with central peaks, and giant ancient craters in which central peaks were converted into multi-ring basins.
On the other hand, many previous studies have analysed specific morphological features of lunar impact craters directly, which can be represented by independent indices, such as size and scale (e.g., [19,20,21]), crater shape (e.g., [22,23,24,25]), depth-to-diameter ratio (e.g., [26,27,28,29]), form of the ejecta layer (e.g., [30,31,32,33]), and the morphological relationships between different craters (e.g., [34,35,36]), to provide critical information for intuitive recognition of lunar craters. Based on these morphological features, further research on lunar crater formation and chronology has also been conducted. For example, Florensky et al. [37] argued that there should be a correlation between the structure and size of impact craters and, based on this assumption, the temporal and spatial sequences of crater formation were analysed; Head III et al. [38] revealed the formation processes of craters through their temporal and spatial distributions; Michael and Neukum [39] attempted to derive ages for lunar surfaces using a crater size-frequency distribution; and Zhao et al. [40] studied the formation ages of lunar craters in Sinus Iridum using their diameter and frequency distribution. Moreover, Bart [41] argued that radiation patterns and the overlapping relationships of impact craters can be used to deduce the relative age of craters, and attempted heterogeneity analyses on crater morphology and gravel deposition based on this hypothesis [42].
In summary, there are a considerable number of studies on the morphological features of lunar impact craters and their related descriptive indices. However, some areas require further investigation, detailed as follows:
- (1)
- Although there are several classification schemes for lunar impact craters, there is no common and standardised index system that can group different craters according to their morphological features. Currently, morphological descriptions are predominantly qualitative, and standardised, quantitative descriptive indices are rarely used, resulting in rather subjective crater classification.
- (2)
- Restricted by the complexity of crater morphology and structure, the diversity of crater types and experimental methods and data, current research mainly focuses on describing the shape and profile of lunar craters. There are relatively few descriptions focusing on detailed morphological features (for example, the number of central peaks and ejecta).
- (3)
- Current descriptive methods are mainly written in an unstructured manner. Further study on how to organise and present this information in a structured way, and thus enhance the applicability in different research cases, is required.
According to incomplete statistics, there are more than 33,000 impact craters on the Moon’s surface [2]. Descriptive indices of the morphological features of these craters should be refined for better interpretations of lunar craters (e.g., [43,44]) and further refined for other related studies, such as heterogeneity analyses, and surface and feature dating. Hence, this study proposes a morphological features-based descriptive index system for lunar impact craters, as well as a structured description standard. Based on an analysis and summary of lunar impact crater morphological characteristics, Section 2 proposes a descriptive index system for both individual craters and crater groups. Section 3 presents a descriptive index structure with the aim of enhancing its applicability, before introducing the description standard. Using a heterogeneity analysis as an example in Section 4, we manually detect lunar impact craters in different areas and compare corresponding values for different indices. The conclusions and future implications are presented in Section 5.
2. Morphological Analysis and Descriptive Index System of Lunar Impact Craters
The lunar crater impact process controls their resulting morphological characteristics [45]. Using the impact mechanism of lunar craters, we examine the formation of basic crater features and their characteristics. Accordingly, a lunar crater descriptive index system is designed for both individual crater and crater groups. Methods for the quantitative calculation of indices are provided.
2.1. Descriptive Indices for Individual Craters
Lunar impact crater forms are complex and diverse due to different impact processes and sequences. Crater identification is the first step in morphology analyses, and boundaries must be determined before indices extraction and calculation. Typically, an individual impact crater can be defined as a simple crater, which is more or less bowl-shaped, while a complex crater normally has a central peak, terraces, and internal rings [46]. In this study, the first step is to design descriptive indices for individual craters, including the basic geometry, crater rim, crater wall, crater floor, central uplift, and ejecta. All indices are computed under a normal equal-area, pseudo-cylindrical projection (the Mollweide projection).
2.1.1. Basic Geometry and Corresponding Indices
Individual lunar impact craters are typically circular depression structures and are widely found on the surface of the Moon. They are formed by random impacts of high-speed meteoroids, followed by vigorous excavation of surface soil. The formation process can be mainly divided into three stages: compression and excavation, morphological change, and, finally, shape formation (shown in Figure 1). During impact, the meteoroid penetrates the ground surface to a depth several times its radius, and shock compression waves together with rarefaction waves lead to immediate excavation and crater formation. Shock compression waves firstly cause vigorous compression of rocks near the point of impact, immediately after which the rocks enter a re-shaping stage, which is largely related to rarefaction waves. The release of pressure causes the upward and outward projection of a large amount of debris. This is accompanied by the formation of a transient crater, the depth of which reaches the maximum crater depth. Subsequently, another stage of re-shaping begins. This stage is associated with gravity, rock mechanics, crater size, and other factors [47]. Some debris thrown upwards fall back into the crater, and some loose debris deposited at the crater edge slide back or collapse into the crater under gravity. The crater is finally formed when it becomes relatively stable.
Figure 1.
Formation process of an impact crater (modified from [48]).
Based on the formation process of impact craters, fundamental geometric indices for individual impact craters are designed, including crater diameter, depth, volume, circularity, posture ratio, sphericity, and depth-diameter ratio. These indices can be deduced directly from the shape and boundary conditions of impact craters, and to further determine other indices, namely surface diameter, transient diameter, maximum depth, and impact crater depth. It should be noted that, for easy calculation and expression, the ‘pithead’ is determined as the best-fit ellipse of the crater rim, so that some indices can be calculated accordingly. All indices used to express basic geometry are shown in Table 1 and Figure 2.
Table 1.
Indices for description of the basic geometry.
Figure 2.
Schematic description of some of the indices in Table 1. (a) Diameter; (b) Depth; (c) Posture ratio and Sphericity.
2.1.2. Crater Rim and Corresponding Indices
As impact energies are normally very high, impact events will lead to vigorous excavation processes. There will be uplift in the impacted area and inner materials will be deposited around the uplifted area to form a raised boundary, i.e., the crater rim. When the crater has just formed, the crater rim is relatively smooth and clean but, due to a long period of erosion, secondary impacts, and exogenetic processes, the crater rim becomes discontinuous, jagged, and fragmented (Figure 3). Therefore, the rims of large craters are always embedded with other impact craters of either simple or complex shape.
Figure 3.
Crater rim shapes (from NASA, [52]).
The degree of completeness of a crater rim typically depends on its formation age. The slopes of crater rims differ on the inside and outside. The inner slopes are typically 35°, and range from 25° to 50°. The outside slopes are relatively gentle, typically 5°, ranging from 3° to 5° [2].
To describe the characteristics of crater rims, the following indices were designed (Table 2, Figure 4 and Figure 5): pithead diameter, pithead area, width of the crater rim, accumulation form of the crater rim, slope of the crater rim, etc. Because the shape of the crater rim is irregular, the long and short axes of the smallest bounding rectangle are taken as the long and short axes of the pithead. Due to the randomness of slope, they are classified statistically by intervals.
Table 2.
Indices for description of the crater rim.
Figure 4.
Application of the minimum bounding rectangle calculation.
Figure 5.
Schematic description of some of the indices in Table 2.
In Table 2, the minimum bounding rectangle (MBR) calculation contains the following steps. The object and its boundary are rotated by 15° increments until they reached a maximum angle, i.e., 90°, with respect to their original position. For each rotation, the area of its bounding rectangle is recorded, and the one with the smallest area is regarded as the smallest bounding rectangle, whose axes can be treated as the long and short axes of the object.
2.1.3. Crater Wall and Corresponding Indices
The crater wall is formed during early-stage debris deposition, followed by embedding processes due to secondary or later impacts, and is overlaid with loose material from unstable terraces. In general, small impact craters often display smooth walls with steady slopes, and the walls of impact craters formed during remote periods and with diameters of 5–20 km often experience gradual collapse [2]. The walls of the crater often comprise trapezoidal or irregular terraces (Figure 6).
Figure 6.
The inner crater wall of Copernicus (from NASA, [52]).
Descriptive indices for the crater wall are as follows: inner slope of the crater wall, outer slope of the crater wall, average slope of the crater wall, and roughness (Table 3 and Figure 7). The outer crater wall is typically connected with the plain and experiences less erosion, so is relatively gentle. Due to collapse of deposited materials, the inner wall suffers more erosion and is relatively steep. The average slope is calculated from the average value of crater wall slopes. With the help of digital elevation model (DEM) data and the slope function in ArcGIS, different slope indices can be obtained to describe the crater walls.
Table 3.
Indices for description of the crater wall.
Figure 7.
Schematic description for some of the indices in Table 3.
2.1.4. Crater Floor and Corresponding Indices
The crater floor is the base of the depression formed by impact. Smooth crater floors are typically found in impact craters with relatively small diameters. On some crater floors, there are often small, scattered domes or loose material from the crater walls. The central part of the crater floor is significantly uplifted in many large impact craters (Figure 8), and impact craters with a diameter of 5–40 km often have eddy-shaped floors [2]. For large-scale multi-ring basins, nodule-shaped deposits are often generated during transformation and development of the central peak.
Figure 8.
Crater floor shapes (from NASA, [52]).
The following descriptive indices are designed to describe crater floor characteristics: floor diameter, floor area, floor slope, floor roughness, floor circularity, posture ratio of the floor, floor sphericity, and overlap of crater floor and crater boundary (see Table 4 and Figure 9). Among these indices, the roughness of the floor can be used to reflect the erosion degree of the surface, its subsidence and uplift, and can be obtained using the slope function in ArcGIS. The overlap of the crater floor and crater boundary can be used to test whether their principle directions are identical. From their dislocation relationship, the impact direction of the first impact and the sequence of superimposed impacts can be deduced.
Table 4.
Indices for description of the crater floor.
Figure 9.
(a,b) Schematic description for some of the indices in Table 4.
2.1.5. Central Peak and Corresponding Indices
Central peaks of craters (as shown in Figure 10) are developed during later stages of crater formation and are predominantly found at the geometric centre of crater floors in impact craters with a diameter of 35 km or above. Some peaks, however, may be located beside the centre. Their heights are typically close to or slightly lower than their ring-shaped crater walls. The appearance of central peaks can be regarded as a geological mass balance related to a previous collapse, so collapses are always noted on the periphery of impact craters with central peaks [53].
Figure 10.
Central peak shapes (from NASA, [52]).
According to Ouyang [32], central peaks are typically formed in impact craters of 15 to 150 km diameter. When the crater diameter approaches 80 km, the height and volume of the central peak increase, and multiple central peaks may develop simultaneously at a certain point. When the diameter of the impact crater exceeds 80 km, the central peak height and volume decrease at different rates, possibly resulting in a central ring. For craters with diameters of 150–250 km, transformation often occurs, and they normally form multi-ring basins.
Based on the above characteristics, the descriptive indices for central peaks are shown in Table 5 and Figure 11, and include central peak height, diameter of the ring of the central peak, base diameter of the central peak, base area of the central peak, and number of peak rings in the central peak. Here, the pithead diameter (Drc) can be employed to help calculate some indices, such as central peak height and base area of the central peak, according to previous statistical data [53].
Table 5.
Indices for description of the central peaks.
Figure 11.
Schematic description of some of the indices in Table 5.
2.1.6. Ejecta and Corresponding Indices
The energy of impacting high-speed meteoroids causes rocks in the crater to melt, and the high impact speed results in the molten rock accumulating inwards and spattering outwards. The molten rocks are deposited inside or outside the crater in different forms after cooling and are referred to as ejecta.
Therefore, the descriptive indices of ejecta mainly include width, thickness, and volume [54,55]. Indices for flow characteristics and coverage of ejecta can also be designed to describe other morphological features of impact crater ejecta (Table 6 and Figure 12).
Table 6.
Indices for description of ejecta.
Figure 12.
Schematic description for some of the indices in Table 6. (a) Ejecta volume; (b) Ejecta flow direction.
2.2. Descriptive Indices for Crater Groups
Lunar craters are distributed randomly over the Moon’s surface. There are more than 33,000 impact craters with a diameter greater than 1 km. In general, craters are more densely distributed over more ancient Moon surfaces, and crater density is small in the lunar maria [54].
To describe the group features of lunar impact craters, descriptive indices can be classified according to their statistical and spatial distribution characteristics (Table 7). Statistical characteristic indices include waviness, difference of slope, difference of height, roughness, slope, circularity, diameter, depth, and depth-diameter ratio. Each of the latter six indices can be separated into eight sub-indices, including average value, maximum value, minimum value, standard deviation, median, mode, kurtosis, and skewness, to represent static figures of the above characteristics. The spatial distribution indices are illustrated by degree of fragmentation, degree of aggregation, density, and Moran’s Index.
Table 7.
Indices for description of crater groups (indices in red can be separated into eight sub-indices, see Section 2.2).
3. Structured Representation of Lunar Impact Crater Descriptive Indices
For different types or components of lunar impact craters, the descriptive indices may differ. Organising these indices in a structured way is fundamental for the convenient use of these descriptive indices, e.g., computer processing and calculation, querying and searching, and knowledge sharing of lunar information.
The structured expression of descriptive indices in this study involves a data organisation method based on the analysis of geometric elements and the spatial distribution of crater groups. This structured organisation method has two parts: metadata organisation and index content organisation.
3.1. Metadata Organisation of Descriptive Indices
This part describes the metadata of a descriptive index document or file. It includes (1) keywords, which are used to create an impact crater directory and enable rapid searching and classification of crater indices; (2) version numbers, which denote the version of the index data file; (3) document introduction, which briefly describes the index data file; (4) information related to file creation, modification, and distribution, which contains the corresponding (creation/modification/distribution) personnel, time, and venue; (5) information related to file storage and access; and (6) contact information (e.g., person or department). The UML (unified modelling language) diagram for impact crater metadata is shown in Figure 13.
Figure 13.
UML for the metadata organisation of descriptive indices.
3.2. Content Organisation of Descriptive Indices
The composition of impact crater elements and the classification of craters are considered when designing the content organisation for descriptive indices. The index content is organised by considering components from top to bottom, from groups to individuals, and from individuals to individuals. The data are organised at three levels: crater basic information, classification information, and index information. A detailed UML diagram is shown in Figure 14.
Figure 14.
UML for the content organisation of descriptive indices.
3.3. Description Standard for Descriptive Indices
For a structured representation, we establish a description standard for impact craters referred by the design idea of the Content Standard for Digital Geospatial Metadata (CSDGM) v2.0 by the Federal Geographic Data Committee (FGDC). This description standard aims to provide a standardised data presentation method for the descriptive indices of lunar impact craters, to allow researchers to analyse, summarise, and organise crater indices in a structural way, and to eventually provide a theoretical basis for crater index studies. The standard can be downloaded from: http://geomodeling.njnu.edu.cn/DesStandard4Lunar/download.html.
Figure 15a,b shows the XML scheme used to represent the sub-elements of basic geometry of an individual crater and a crater group, respectively.
Figure 15.
Fragments of the XML scheme for the usage of indices. (a) Basic Geometry; (b) Statistical characteristics.
4. Case Study and Application—Heterogeneity Analysis as an Example
4.1. Data Preparation
In this study, DEM data with a resolution of 100 m from Lunar Reconnaissance Orbiter (LRO) was chosen as the main crater detection data source for further analysis. The projection of the DEM is EQUIRECTANGULAR_MOON except polar regions. The projection of the DEM is POLAR_STEREOGRAPHIC_MOON in polar regions.
4.2. Detection of Lunar Impact Craters in Different Areas
4.2.1. Experimental Areas
Experimental areas were selected based on different locations, morphological characteristics, and geological ages. Accordingly, six typical study areas were selected, as shown in Figure 16.
Figure 16.
Experimental areas for the heterogeneity analysis case study. These areas are located in: (a) Highland (far side); (b) Highland (near side); (c) Mare Serenitatis; (d) Mare Imbrium; (e) North Pole; and (f) South Pole.
4.2.2. Detection Methods and Results
Based on 100 m resolution data from LRO, the boundaries of impact craters were manually extracted with the real boundaries. Here, only impact craters with a diameter of 500 m or more were identified for analysis, and smaller craters were omitted.
As shown in Figure 17, the green lines represent identified impact craters with a diameter of 500 m or more.
Figure 17.
Detection results of the heterogeneity analysis case study.
We detected the green lines as the boundaries of craters using ArcGIS. Firstly, we generated the aspect from the DEM, the hillshade generated from the DEM, and the curvature of the DEM. Secondly, with the curvature of the DEM, the line with the largest curvature in local was chosen as crater rims. Thirdly, for the craters whose curvature changes were not obvious, we used the aspect of the DEM to auxiliary judgment. Fourthly, if the curvature and aspect of the DEM were both not obvious, we used the hillshade of the DEM and slope of the DEM to detect the crater rims. It should be noted that these experiments demonstrate the capacity and usage of the proposed descriptive indices, and the precision can be improved with future improvements to the detection method. Figure 18 shows a part of the results (region D) of the detection methods that are described using the proposed indices, including Pithead area, Surface diameter, Impact crater depth, Depth-diameter Ratio, and Circularity.
Figure 18.
A section of the detection results in region D with its index description.
4.2.3. Usage of the Descriptive Indices and Further Heterogeneity Analyses
Based on the proposed descriptive indices, heterogeneity analyses were performed for each study area using the statistical characteristic indices, and the results are shown in Table 8, Table 9 and Table 10. The case studies only illustrate the practicality of the indices, and the accuracy and precision of statistical results can be enhanced with more accurate data and precise extraction. The relevant statistical results can be used for further investigation of the differences between impact craters in different areas of the Moon.
Table 8.
Heterogeneity of craters in different experimental areas using the depth-diameter ratio.
Table 9.
Heterogeneity of craters in different experimental areas using the circularity.
Table 10.
Heterogeneity of craters in different experimental areas using the percentage of crater area and density.
From the above table, it can be seen that the largest average value of depth-diameter ratio is in Region B, and the smallest average value is in Region D. For standard deviation, the largest value is in Region B, and the smallest is in Region E. That is to say, the difference of depth-diameter ratio in Region B is the most obvious.
From the above table, the largest value of circularity is in Region A, and the smallest is in Region C, in terms of the average value. For standard deviation, the largest value is in Region A, and the smallest is in Region C. That is to say, the difference of depth-diameter ratio in Region A is the most obvious.
From the above table, the largest value of density is in Region D, and the smallest is in Region C, likely due to heavier impact as compared to other regions.
Although the above heterogeneity analysis is related simply based on these indices at the current stage, with specific knowledge related to the moon, e.g., the formation ages of the lunar craters, and surface materials, a better understanding of the moon can be acquired and new ideas can be explored in different regions.
5. Conclusions and Future Research
This study proposes a descriptive indices system for lunar craters and their morphology based on their morphological characteristics and spatial structures. Examples show that the proposed systematic indices can be used to give a clear description of the geometrical morphology of lunar craters. It will also provide a basis for in-depth studies on the morphological structure, classification, and evolution of lunar craters, as well as an insight into related research fields, such as automatic detection of impact craters (e.g., [57]), estimations of the geological age of the lunar surface, determining the thickness of the lunar regolith, and correcting landing locations for the soft landing of probes.
However, there are some issues with the proposed descriptive indices system that must be addressed in the future:
- (1)
- The morphology of impact craters is complicated. The descriptive index system proposed here cannot cover all crater characteristics; e.g., the complex relationships between different craters. Future research may be required to make the system more complete.
- (2)
- For some descriptive indices, e.g., ejecta flow directions and accumulation form of the rim, there are no well-established and quantified calculation methods. In the future, specific calculation methods may be proposed for improved quantification of these indices.
- (3)
- The combination of individual indices to express the complex morphological lunar surface is still under exploration. This should be developed to reflect and contribute to research related to the formation mechanisms of impact craters, their evolution and development, and the performance of heterogeneity analyses.
Acknowledgments
We appreciate the detailed suggestions and constructive comments from the editor and the anonymous reviewers. This research was supported by the National Natural Science Foundation of China (No. 41371424), and the Priority Academic Program Development of Jiangsu Higher Education Institutions (164320H116).
Author Contributions
The original idea was proposed by Min Chen and Mengling Lei; the manuscript was written by Min Chen, Mengling Lei, and Danyang Liu; the experiments were conducted by Hao Zhao, Yi Zhou, and Kejian Qian. All authors have read and approved the final manuscript.
Conflicts of Interest
The authors declare no conflict of interest.
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