Mimesis or Metamorphosis? Eastern Orthodox Liturgical Practice and Its Philosophical Background
Abstract
:1. Introduction
2. Invisible and Visible Realms
3. Human Soul and Body
4. Connecting the Dimensions
5. “Fit” in Liturgy
6. Conclusions
Conflicts of Interest
References
- Anatolios, Khal. 2000. Heaven and Earth in Byzantine Liturgy. Antiphon 5: 1–10. [Google Scholar]
- Athanasius of Alexandria. 2003. The Life of Antony. Translated by Tim Vivian, and Apostolos N. Athanassakis. Kalamazoo: Cistercian Publications. [Google Scholar]
- Basil of Caesarea. 1934. Address to Young Men on Reading of Greek Literature (Loeb Classical Library No. 270). In Basil: The Letters, Vol. 4 (Letters 249–386). Translated by Roy J. Defferari. Cambridge: Harvard University Press. [Google Scholar]
- Basil the Great. 1995. Nine Homilies of the Hexaemeron. In Basil: Letters and Select Works. Edited by Philip Schaff and Henry Wace. Peabody: Hendrickson Publishers. [Google Scholar]
- Basil the Great. 2005. On the Human Condition. Translated by Nonna Verna Harrison. Crestwood: St. Vladimir’s Seminary Press. [Google Scholar]
- Basil the Great. 2009. On Social Justice. Translated by C. Paul Schroeder. Crestwood: St. Vladimir’s Seminary Press. [Google Scholar]
- Baun, Jane Ralls. 2007. Tales from Another Byzantium: Celestial Journey and Local Community in Medieval Greek Apocrypha. Cambridge: Cambridge University Press. [Google Scholar]
- Bydén, Börje, and Katerina Ierodiakonou. 2012. The Many Faces of Byzantine Philosophy. Athens: The Norwegian Institute at Athens. [Google Scholar]
- Cabasilas, Nicholas. 1960. A Commentary on the Divine Liturgy. Translated by J. M. Hussey, and P. A. McNulty. London: SPCK Press. [Google Scholar]
- Cuneo, Terence. 2016. Ritualized Faith: Essays on the Philosophy of Liturgy. Oxford: Oxford University Press. [Google Scholar]
- Daley, Brian E. 1998. On the Dormition of Mary: Early Patristic Homilies. Translated by Brian E. Daley. Crestwood: St. Vladimir’s Seminary Press. [Google Scholar]
- Daley, Brian E. 2006. Gregory of Nazianzus. London: Routledge. [Google Scholar]
- Digeser, Elizabeth DePalma. 2012. A Threat to Public Piety: Christians, Platonists, and the Great Persecution. Ithaca: Cornell University Press. [Google Scholar]
- Evagrius of Pontus. 2003. The Greek Ascetic Corpus. Translated by Robert E. Sinkewicz. Oxford: Oxford University Press. [Google Scholar]
- Fagerberg, David. 2004. Theologia Prima: What is Liturgical Theology? A Study in Methodology. Mundelein: Hillenbrand Books. [Google Scholar]
- Fagerberg, David. 2013. On Liturgical Asceticism. Washington: University of America Press. [Google Scholar]
- Germanos of Constantinople. 1984. On the Divine Liturgy. Translated by Paul Meyendorff. Crestwood: St. Vladimir’s Seminary Press. [Google Scholar]
- Grisbrooke, W. Jardine. 1990. Liturgical Theology and Liturgical Reform: Some Questions. In Liturgy and Tradition: Theological Reflections of Alexander Schmemann. Edited by Thomas Fisch. Crestwood: St. Vladimir’s Seminary Press, pp. 31–37. [Google Scholar]
- Gschwandtner, Crina. 2012. Toward a Ricoeurian Hermeneutic of Liturgy. Worship 86: 482–505. [Google Scholar]
- Hughes, Graham. 2003. Worship as Meaning: A Liturgical Theology for Late Modernity. Cambridge: Cambridge University Press. [Google Scholar]
- Ierodiakonou, Katerina. 2010. Byzantine Philosophy and Its Ancient Sources. Oxford: Clarendon Press. [Google Scholar]
- Ierodiakonou, Katerina, and George Zografidis. 2010. Early Byzantine Philosophy. In The Cambridge History of Philosophy in Late Antiquity. Edited by Lloyd P. Gerson. Cambridge: Cambridge University Press, vol. II, pp. 843–68. [Google Scholar]
- John Chrysostom. 1984. On Wealth and Poverty. Translated by Catharine P. Roth. Crestwood: St. Vladimir’s Seminary Press. [Google Scholar]
- John Chrysostom. 1986. Homilies on Genesis 1–17. In Fathers of the Church. Translated by R. C. Hill. Washington: The Catholic University of America Press. [Google Scholar]
- John of Damascus. 1958. Writings. In The Fathers of the Church. Translated by Frederic H. Chase. Washington: The Catholic University of America Press. [Google Scholar]
- Kavanagh, Aidan. 1984. On Liturgical Theology. New York: Pueblo Publishing. [Google Scholar]
- Knezěvić, Mikonja. 2015. The Ways of Byzantine Philosophy. Alhambra: Sebastian Press. [Google Scholar]
- Krueger, Derek. 2014. Liturgical Subjects: Christian Ritual, Biblical Narrative, and the Formation of the Self in Byzantium. Philadelphia: University of Pennsylvania Press. [Google Scholar]
- Louth, Andrew. 2009. Space, Time and the Liturgy. In Encounter between Eastern Orthodoxy and Radical Orthodoxy: Transfiguring the World through the Word. Edited by A. Pabst and C. Schneider. Farnham: Ashgate, pp. 215–31. [Google Scholar]
- Louth, Andrew. 2013. Experiencing the Liturgy in Byzantium. In Experiencing Byzantium. Papers from the 44th Spring Symposium of Byzantine Studies, Newcastle and Durham, April 2011. Edited by Claire Nesbitt and Mark Jackson. Farnham: Ashgate, pp. 79–88. [Google Scholar]
- Maximus the Confessor. 1985. The Church’s Mystagogy. In Selected Writings. The Classics of Western Spirituality. Translated by George C. Berhold. Mahwah: Paulist Press. [Google Scholar]
- Maximus the Confessor. 2014. On Difficulties in the Church Fathers: The Ambigua. 2 vols. Translated by Nicholas Constas. Cambridge: Harvard University Press. [Google Scholar]
- Mayer, Wendy, and Pauline Allen. 1999. John Chrysostom. New York: Routledge. [Google Scholar]
- Miller, Patricia Cox. 2009. The Corporeal Imagination: Signifying the Holy in Late Ancient Christianity. Philadelphia: University of Pennsylvania Press. [Google Scholar]
- Mother Mary, and Kallistos Ware. 1998. The Festal Menaion. Translated by Mother Mary, and Kallistos Ware. South Canaan: St. Tikhon’s Seminary Press. [Google Scholar]
- Mother Mary, and Kallistos Ware. 2002. The Lenten Triodion. Edited by Mother Mary and Kallistos Ware. South Canaan: St. Tikhon’s Seminary Press. [Google Scholar]
- Nemesius of Emesa. 2008. On the Nature of Man. Translated by R. W. Sharples, and P. J. van der Eijk. Liverpool: Liverpool University Press. [Google Scholar]
- Proclus of Constantinople. 2001. Homilies on the Life of Christ. Translated by Jan Harm Barkhuizen. Brisbane: Centre for Early Christian Studies. [Google Scholar]
- Rentel, Alexander. 2015. Where is God in the Liturgy? St. Vladimir’s Theological Quarterly 59: 213–33. [Google Scholar]
- Schmemann, Alexander. 1973. For the Life of the World: Sacraments and Orthodoxy. Crestwood: St. Vladimir’s Seminary Press. [Google Scholar]
- Schmemann, Alexander. 1986. Introduction to Liturgical Theology. Translated by Asheleigh E. Moorhouse. Crestwood: St. Vladimir’s Seminary Press. [Google Scholar]
- Schmemann, Alexander. 1987. The Eucharist: Sacrament of the Kingdom. Crestwood: St. Vladimir’s Seminary Press. [Google Scholar]
- Shaw, Gregory. 1995. Theurgy and the Soul: The Neoplatonism of Iamblichus. University Park: Pennsylvania University Press. [Google Scholar]
- Taft, Robert. 1992. What Does Liturgy Do? Toward a Soteriology of Liturgical Celebration: Some Theses. Worship 66: 194–211. [Google Scholar]
- Taft, Robert. 2006. Through Their Own Eyes: Liturgy as the Byzantines Saw It. Berkeley: InterOrthodox Press. [Google Scholar]
- White, Andrew Walker. 2015. Performing Orthodox Ritual in Byzantium. Cambridge: Cambridge University Press. [Google Scholar]
1 | The summaries in the next sentence refer to claims he makes on pp. 207, 203, and 201, respectively. |
2 | In a more recent book he asks what the Byzantines might have experienced in church. Here no claims are made about how liturgy might transform the worshipper, but his account is primarily descriptive (who was there? where did people stand? what did they see? what happened?) (Taft 2006). |
3 | “In the mysteries, Christ is revealed and comes and dwells amongst the faithful. In their celebration, Christ unites himself to his people and grows into one with them, stifling sin and enlivening the faithful with his own life and grating them a share in his victory” (Rentel 2015, p. 221). But “a fundamental understanding of what happens in liturgy does not come easily even to those who have dedicated themselves to theological study” (Rentel 2015, p. 222) and often there is “a tragic feeling of disconnection between the Orthodox liturgy and [a] person’s life” (Rentel 2015, p. 223). |
4 | Although I focus in this paper on Eastern Orthodox liturgy—in keeping with the journal issue’s theme of exploring “Orthodox identity”—tracing these sources may also have implications for Western liturgical approaches, especially as at least some contemporary Western liturgical theology is influenced by the work of Schmemann and relies to some extent on historical research on patristic liturgical forms. For a critique of this tendency in liturgical theology, see (Hughes 2003). Hughes is sympathetic to the broader concerns of liturgical theologians such as Schmemann, Kavanagh, and Fagerberg, but judges their approach as too romantic for honestly confronting the contemporary situation. Hughes and others are certainly right to raise these questions, but at the very least a rethinking of the functioning of liturgy today must include as full an understanding as possible of how it was originally meant to function, especially when considering its meaning. |
5 | Yet, like Rentel, he also laments the disconnect between liturgy and life: “But the individual believer, entering the church, does not feel he is a participant and celebrant of worship, does not know that in this act of worship he, along with the others who together with him are constituting the Church, is called to express the Church as new life and to be transformed again into a member of the Church.” (Schmemann 1986, p. 30). The phase “for the life of the world” refers to his popular lectures For the Life of the World (Schmemann 1973). |
6 | The way in which liturgy is “supreme normality” is explored in the final chapter. |
7 | For example, Kavanagh claims that liturgy detects shifts in theology: “To detect that change in the subsequent liturgical act will be to discover where theology has passed, rather as physics detects atomic particles in tracks of their passage through a liquid medium” (Kavanagh 1984, p. 74), yet at the same time seems extremely critical of most changes and liturgical development as a kind of degeneration or corruption of some original “purer” form. Similarly, Schmemann can be extremely critical of “corrupt” liturgical forms and mysticizing interpretations, which seem to include almost anything from the fifth century onward. Much of his work seeks to restore the church to an earlier (and presumably better) liturgical interpretation and practice. See W. Jardine Grisbrooke’s criticism (Grisbrooke 1990). |
8 | See (Fagerberg 2004). He works this out more fully in (Fagerberg 2013). |
9 | He reiterates several times that it is “purely spiritual.” |
10 | This is worked out most fully in chapters four and five. While Cuneo’s philosophical interpretations of liturgy are provocative, it is strange that especially in his account of narrative identity he does not at all engage Paul Ricoeur, the philosopher who has developed this topic by far the most fully. Cuneo also repeatedly claims that philosophy has never thought of religion in terms of practice, but treats it entirely as an abstract system of beliefs that does not provide a good account of how believers actually experience their faith. While this may be true of analytical philosophy of religion, it is patently untrue of phenomenology, which has engaged in a substantive analysis of experiences and practices for decades. French phenomenologists, especially, have analyzed ritual and liturgy, including Eucharistic practice, for years. This tradition is entirely ignored by Cuneo’s account. (E.g., he claims that Christianity “is dedicated to engaging God in various ways by doing such things as blessing, petitioning, and thanking God—activities about which, I should add, philosophers have said virtually nothing” (Cuneo 2016, p. 148). Yet, philosophers like Jean-Luc Marion, Jean-Louis Chrétien, Michel Henry, Jean-Yves Lacoste, Emmanuel Falque, even Emmanuel Lévinas and in a quite different way Martin Heidegger, have said lots about precisely these issues. Similar claims about philosophy’s supposed silence on these issues are made throughout the book.) |
11 | I am not convinced that the shift is anywhere near as “subtle” as Rentel suggests, even in an Orthodox context. Western liturgical scholars often make much stronger claims, accusing Eastern theologians of deliberately ignoring the ecclesial reality of the twenty-first century, in which very few confessional Christians still experience the kind of liturgical life presupposed by Orthodox liturgical theology. See, for example, the texts by Grisbrooke and Hughes mentioned above. |
12 | This is not to argue that this is the only way to understand liturgy or even necessarily the best one. This is merely a first exploration into how taking account of the broader worldview in which liturgy develops might help us understand more fully what it is meant to do, something I hope to work out much more fully in the future. |
13 | They do not always do so directly, but often through the commentary tradition or various “digests” of philosophical texts. Philosophical texts continued to be copied and preserved throughout Byzantine history and they were taught as introductions to rigorous thinking and for the formation of rhetorical ability, an immensely important skill for civil servants in the Byzantine politeia. Over a thousand manuscripts of Aristotelian texts alone survive from the hands of Byzantine scribes. The history and legacy of Byzantine philosophy is explored in a number of recent sources (Ierodiakonou and Zografidis 2010; Bydén and Ierodiakonou 2012; Knezěvić 2015; Ierodiakonou 2002). |
14 | Aristotle argues this explicitly. Basil challenges the notion that circular motion has no beginning in order to contend that the universe as a whole has a beginning, including the invisible realm, although he does not challenge the broader assumption that visible reality moves in straight and invisible reality in circular ways. |
15 | There is frequently a problematic slippage between invisible, spiritual, incorruptible, etc. and the divine. While Plato and Aristotle often identify the divine with the invisible and immaterial, which moves in circles and is beyond the lunar sphere, the patristic thinkers increasingly move to speaking of God as beyond even the visible/invisible, sensory/intelligible, corruptible/incorruptible distinction. John of Damascus does this most consistently and most deliberately. Liturgy, however, continually engages in this slippage: sometimes the heavens are merely the invisible realm of the angelic beings, who praise with us (and hence clearly and unambiguously created); sometimes it is more closely associated with God. I will have to leave this aside for now, though it is obviously something that would have to be addressed eventually. |
16 | This includes even such thinkers as the anonymous author of the Christian Topography (now called Cosmas Indicopleustes) who argues most strenuously against the spherical nature of the universe and instead favors an image of the cosmos patterned on a tabernacle. He never questions the reality of the four elements, their respective weight and density, or the superiority of cyclical over linear motion, but actually draws on these notions in order to argue for a flat earth. |
17 | To give just one example: “There are inquirers into nature who with a great display of words give reasons for the immobility of the earth. Placed, they say, in the middle of the universe and not being able to incline more to one side than the other because its centre is everywhere the same distance from the surface, it necessarily rests upon itself; since a weight which is everywhere equal cannot lean to either side. It is not, they go on, without reason or by chance that the earth occupies the centre of the universe. It is its natural and necessary position. As the celestial body occupies the higher extremity of space all heavy bodies, they argue, that we may suppose to have fallen from these high regions, will be carried from all directions to the centre, and the point towards which the parts are tending will evidently be the one to which the whole mass will be thrust together. If stones, wood, all terrestrial bodies, fall from above downwards, this must be the proper and natural place of the whole earth. If, on the contrary, a light body is separated from the centre, it is evident that it will ascend towards the higher regions. Thus heavy bodies move from the top to the bottom, and following this reasoning, the bottom is none other than the centre of the world. Do not then be surprised that the world never falls: it occupies the centre of the universe, its natural place.” Hexaemeron I.10 (Basil the Great 1995, p. 57). This is a fairly straightforward explication of Aristotle’s theory of motion and the arrangement of bodies and elements. Basil does not take over the philosophical tradition uncritically. He (together with pretty much all other Christian thinkers, including the late Platonic philosopher John Philoponus of Alexandria) insists most strongly that the universe has a beginning and that matter is not eternal, as Aristotle (not, however, Plato) seems to contend (and as the Stoics did, against whom the fathers argue not only in regard to the creation of the world, but also in regard to fate/providence/free will). |
18 | He goes on to summarize the scientific consensus of his time about the arrangement of the planets and later discusses the four elements in detail, including an outline of ancient meteorology, geography, astronomy, and aspects of the seasons (including exact dates when each season begins). Most of it is a succinct summary of Aristotle, Galen, and Ptolemy, albeit presumably taken from compendia or commentaries and not directly from the primary texts. |
19 | John of Damascus does this most strongly, often speaking of God as beyond the distinctions between visible/invisible, corporeal/incorporeal, etc. For example, he affirms that “God, then, is substance, and so is every created thing,” but immediately qualifies: “God, however, even though He is substance, is super-substantial” (Fount of Knowledge I.4; John of Damascus 1958, p. 14). He also makes similar qualifications frequently in On the Orthodox Faith. |
20 | This final aspect is worked out most fully by the medical thinker Galen. More of his treatises survive than of any other ancient thinker and they were clearly copied extensively. Many patristic thinkers draw on them. |
21 | Ambiguum 7 (Maximus the Confessor 2014, vol. I, pp. 125–27). This is precisely the terminology operative also in his Mystagogy: “And again using a well-known image he submitted that the whole world, made up of visible and invisible things, is man and conversely that man made up of body and soul is a world. He asserted, indeed, that intelligible things display the meaning of soul as the soul does that of intelligible things, and that sensible things display the place of the body as the body does that of sensible things. And, he continued, intelligible things are the soul of sensible things, and sensible things are the body of intelligible things; that as the soul is in the body so is the intelligible in the world of sense, that the sensible is sustained by the intelligible as the body is sustained by the soul; that both make up one world as body and soul make up one man, neither of these elements joined to the other in unity denies or displaces the other according to the law of the one who has bound them together.” (Maximus the Confessor 1985, ch. 7, p. 196) |
22 | John of Damascus, On the Orthodox Faith II.12 (John of Damascus 1958, p. 236). |
23 | This is obviously worked out in the most detail by Aristotle’s famous treatise on the soul (De Anima), which has detailed discussion on sense perception, emotion, imagination, and so forth. |
24 | These four later become the four “cardinal virtues”: prudence/practical wisdom, fortitude/courage, temperance/self-control, and justice. |
25 | In the Western tradition, relying on the Latin translations, these are often referred to as “concupiscible” and “irascible” elements. These do not, however, seem like optimal translations for the Greek patristic appropriation of the terms, although the “Fathers of the Church” (somewhat problematic) translation of John’s Fount of Knowledge employs them. |
26 | Nemesius’ use of various texts is traced carefully by the extensive footnotes of the editors. |
27 | John of Damascus, On the Orthodox Faith II.12 (John of Damascus 1958, p. 237). |
28 | For the sake of brevity, I have focused here on Plato and Aristotle—and even that summary is far too sweeping and superficial—but many middle and late Platonists work aspects of this worldview out more fully or bring Plato and Aristotle together more explicitly. Often the fathers draw on them rather than directly on Plato. The parallel between Christian and late Platonic interpretations and practices is explored far more fully in (Digeser 2012) and specifically for Iamblichus (Shaw 1995). |
29 | Obviously, they also appeal to biblical texts, often far more explicitly than to philosophical ones. To highlight the continuity in worldview is not to imply that this somehow constitutes a denial or betrayal of the biblical heritage. The two are often read in harmony with each other or biblical passages are interpreted through a philosophical lens, i.e. with these presuppositions about cosmology and anthropology. (This latter tendency is particularly strong in Origen, the Cappadocians, and Maximus.) |
30 | Often the accusation of dualism itself seems sufficient to reject a particular view. But not all dualisms are of necessity pernicious. Far more nuance is required in this discussion; one must examine how the two spheres interact with or relate to each other, how the supposed dualism functions and what effects it has, etc. |
31 | Gregory Nazianzen often expresses a similar ambivalence: “How I am connected to this body, I do not know, nor do I understand how I can be an image of God, and still be mingled with this filthy clay; when it is in good condition, it wars against me, and when it is itself under attack, it causes me grief! I love it as my fellow servant, but struggle against it as an enemy; I flee it as something enslaved, just as I am, but I show it reverence as called, with me, to the same inheritance. I long that it be dissolved, and yet I have no other helper to use in striving for what is best, since I know what I was made for, and know that I must ascend towards God through my actions...So I treat it gently, as my fellow worker; and then I have no way of escaping its rebellion, no way to avoid falling, weighed down by those fetters that drag me or keep me held down to the earth. It is a cordial enemy, and a treacherous friend. What an alliance and what an alienation! What I fear, I treat with honor; what I love, I fear. Before we come to war, I am reconciled to it, and before we have made peace, I am at odds with it again. What wisdom lies behind my constitution? What is this great mystery?” Gregory Nazianzen, Oration 14.6–7 (Daley 2006, p. 79). |
32 | Plato uses strong language: “So, imitation [mimesis] is an inferior thing that consorts with another inferior thing to produce inferior offspring” (603b); “But we haven’t yet brought our chief charge against imitation. For its power to corrupt all but a very few good people is surely an altogether terrible one” (605c). The language in the Timaeus is equally strong in the other direction. The “maker and father of this universe” is described as “most excellent,” making our universe “most beautiful” by using an “image” or “eternal model” for its construction (29a–b). As reason for the likeness of the universe to the divine, Timaeus says: “Now why did he who framed this whole universe of becoming frame it? Let us state the reason why: he was good, and one who is good can never become jealous of anything. And so, being free of jealousy, he wanted everything to become as much like himself as was possible” (30a). Therefore, “divine providence brought our world into being as a truly living thing, endowed with soul and intelligence” (30c). |
33 | Plato stresses that “the best bond is one that really and truly makes a unity of itself together with the things bonded by it” (31c). He describes the right proportion as a kind of permanent friendship: “They bestowed friendship upon it, so that, having come together into a unity with itself, it could not be undone by anyone but the one who had bound it together” (32c). The immediate context here is the connection between the four elements, but also the larger bonding of the entire cosmos. |
34 | It is fairly clear in the argument about banning the poets from the ideal republic that they are condemned not for imitation as such, but for lacking knowledge about the reality they are trying to imitate and therefore creating a false beauty that is deceptive and leads people away from the true reality they ought to know (e.g., Republic X, 599b). |
35 | Indeed, Aristotle argues explicitly that imitation is natural to human beings and that it is conducive to learning (Poetics 4, 1448b). He also stresses that tragedy is not about imitation of persons, but a representation of “actions and life” (Poetics 6, 1450a16, 1450b3–5). Ricoeur has worked this into a far fuller analysis of narrative identity and plot, including the ways in which texts open a world for us in which we are challenged to envision ourselves differently. I have tried to show the relevance of this for analyzing liturgy in my “Toward a Ricoeurian Hermeneutics of Liturgy” (Gschwandtner 2012). |
36 | This is also taken up by some of the fathers. Basil argues, for example, that “the body in every part should be despised by everyone who does not care to be buried in its pleasures, as it were in slime; or we ought to cleave to it only in so far as we obtain from it service for the pursuit of wisdom, as Plato advises, speaking in a manner somewhat similar to Paul’s when he admonishes us to make no provision for the body unto the arousing of concupiscences. Or in what way do those differ, who are solicitous how the body may be as well off as possible, but overlook the soul, which is to make use of it, as utterly worthless, from those who are much concerned about their implements but neglect the art which uses them for its work? Hence we must do quite the opposite—chastise the body and hold it in check, as we do the violent chargings of a wild beast, and by smiting with reason, as with a whip, the disturbances engendered by it in the soul, calm them to sleep; instead of relaxing every curb upon pleasure and suffering the mind to be swept headlong, like a charioteer by unmanageable horses riotously running at large.” Basil of Caesarea, “On Greek Literature” IX (Basil of Caesarea 1934, pp. 420–23). |
37 | For example, Basil says: “As, therefore, the physician is a benefactor even if he produces distress or pain in the body (for he fights the illness, not the sick person), so also God is good, who provides salvation to all, through particular punishments. And you do not accuse the physicians of any wrong in his cuttings and burnings and complete mutilations of the body; but rather you probably pay him money and you call him a savior, since he has produced illness in a small part of the body to prevent the suffering from spreading throughout the whole of it.” “Homily Explaining that God is Not the Cause of Evil” 3 (Basil the Great 2005, p. 68). Or John Chrysostom: “In the case of diseases and injuries we do not grieve for those who are being cured, but for those who have incurable diseases. Sin is the same as disease or injury; retribution is the same as surgery or medicine. Do you understand what I am saying? Pay attention: I want to teach you a word of wisdom. Why do we grieve for those who are being punished, but not for those who are sinning? Punishment is not as grievous as sin, for sin is the reason for the punishment. If you see someone with a putrifying sore, and worms and discharges coming from his body, and you see him neglecting his infection, but you see another person with the same affliction benefiting from the hands of physicians, from cautery and surgery and bitter-tasting medicines, for whom will you grieve? Tell me, for the one who is ill and is not being treated, or for the one who is ill and is being treated? In the same way imagine two sinners, one being punished, the other not being punished. Do not say, this one is lucky because he is rich, he strips orphans of their property, and he oppresses widows. Apparently he is not ill, he has a good reputation in spite of his thefts, he enjoys honor and authority, he does not endure any of the troubles which afflict mankind—no fever, no paralysis, nor any other disease—a chorus of children surrounds him, his old age is comfortable; but you should grieve most for him, because he is indeed ill and receives no treatment. I shall tell you how. If you see someone afflicted with dropsy, his body swollen with a painful spleen, and not hurrying to the doctor, but drinking cold water, keeping a Sybaritic table, getting drunk every day, surrounded with body-guards, and aggravating his disease, tell me, do you call him lucky or unlucky? If you see another person afflicted with dropsy, benefiting from the care of doctors, purging himself with hunger, with great difficulty braving his bitter medicines which are painful but bring forth health through pain, do you not call this person more fortunate than the other? It is agreed: for one is ill and is not treated, but the other is ill and benefits from treatment. But, you may say, the treatment is painful. But its purpose is beneficial. Our present life is like this also, but you must change the words from bodies to souls, from diseases to sins, from the bitter taste of medicines to the retribution and judgment from God. What the medicines, surgery, and cautery are for the physician, chastisement is from God. Just as fire is often used to cauterize, to prevent the spread of infection, and as the steel removes decayed flesh, bringing pain but providing benefit, so hunger and disease, and other apparent evils, are used on the soul instead of steel and fire to prevent the spread of disease, by analogy with the body, and to make it better…When you see a bad person faring well, then weep: for there are two evils, the disease and its incurability.” “Sixth Sermon on the Rich Man and Lazarus” (John Chrysostom 1984, pp.101–3). |
38 | At the same time, there is a similar ambivalence as that noted above in regard to imitation: beautiful bodies can lead us to beautiful souls, but they can also distract and deceive. And not all beautiful souls necessarily inhabit beautiful bodies: Socrates is consistently pictured as snub-nosed and generally ugly despite his eminently beautiful soul. The tradition of “match” between soul and body, including the conviction that moral and immoral behaviors are somehow visibly expressed in one’s countenance, has a long and rich tradition. One particularly striking more recent example is Oscar Wilde’s novel The Picture of Dorian Gray. |
39 | Plato’s assumptions about the need for a “fit” between soul and body or even a possible “mismatch” between the two is particularly evident in his comments about gender: although women can be trained and even govern in the ideal republic, Plato is fairly clear that they have “male souls” in “female bodies” and that somehow the two do not match. Cowardly men really have female souls in their male bodies and will be reborn in female bodies. Comments of this sort are quite frequent throughout the dialogues. |
40 | In Aristotle also, an excellent person is one whose soul is supremely in harmony with itself, all its parts well-ordered and honed to greatest excellence of character. In both Plato and Aristotle, the same applies to the larger polis or koinonia. For Plato, a disordered and unjust state is one in which someone self-indulgent or “puffed up by wealth” governs. Such bad ruling and disorder among classes will “destroy the city” and “is the greatest harm that can happen to the city and would rightly be called the worst evil one could do to it” (Republic IV, 434b). For Aristotle, excellent friendship creates the same kind of harmony and balance as rules in an excellent individual soul and the relation evil people have with each other similarly reflects the disordered soul of the unjust person who is at variance with himself (Nicomachean Ethics IX.4, 1166a–1166b). |
41 | In the interest of space, I’m leaving Aristotle aside here, who obviously holds soul and body far more closely together than Plato in the first place. The patristic thinkers consistently treat the Platonic–Aristotelian heritage as a whole and read them as corroborating each other. Aristotle is interpreted as the logical and introductory basis for Plato’s more elevated and more difficult theories. In either case, the Aristotelian pursuit of excellence supports a similar philosophical “program” for improvement of the soul within its body (and larger social and political context) and its “imaging” of the divine as much as humanly possible. |
42 | “And as for anyone who idly asserts this nonexisting ‘preexistence’ of souls, let him confine himself to rational arguments. For if the body and soul are parts of man, as has already been explained, then as parts they necessarily admit of reciprocal relation…Therefore, insofar as soul and body are parts of man, it is not possible for either the soul or the body to exist before the other, or indeed to exist after the other in time, otherwise what is known as the principal of reciprocal relation would be destroyed.” Ambiguum 7 (Maximus the Confessor 2014, vol. I, p. 137). John of Damascus asserts the same: “The body and the soul were formed at the same time—not one before and the other afterwards” On the Orthodox Faith II.12 (John of Damascus 1958, p. 235). |
43 | He is extremely detailed in his account of how various powers of the soul are located in and expressed in concrete parts of the body, even adducing particular illnesses or malfunction of the body that have an impact on emotional and intellectual functioning (presumably relying on Galen for much of this information). See especially On the Nature of Man, sct. 6–15 (Nemesius of Emesa 2008, pp. 100–27). |
44 | On the Orthodox Faith I.13 (John of Damascus 1958, p. 198). |
45 | As has often been pointed out, the Byzantines were obsessed with order, proper position, and harmony. Maybe this was not just a peculiar obsession, but a reflection of a deeper belief in the harmony of the universe that was part of a larger worldview. |
46 | This is constantly assumed and even explicitly argued in the ascetic literature. To give just one example from Evagrius’ Eulogios: “Do not delay in paying the debt of prayer when you hear a thought by reason of the approach of work and do not make loud noises, troubling your body, during manual labour, lest you trouble as well the eye of the soul…When you do not give your heart to considerations of material things, at that moment you may drive away captive the crowd of thoughts.” (Evagrius of Pontus 2003, pp. 36, 38). |
47 | “Since this was the case with his own hands he created man after his own image and likeness from the visible and invisible natures. From the earth he created his body and by his own inbreathing gave him a rational and understanding soul, which last we say is the divine image—for the ‘according to his image’ means the intellect and free will, while the ‘according to his likeness’ means such likeness in virtue as is possible.” On the Orthodox Faith, II.12 (John of Damascus 1958, pp. 234–35). |
48 | The fullest and most explicit expression of this is probably found in Maximus’ Ambiguum 41, where he outlines Christ’s and the human unification of all levels of reality (Maximus the Confessor 2014, vol. II, pp. 102–21). |
49 | Lity at Compline, Feast of the Annunciation of the Most Holy Theotokos (Mother Mary and Ware 1998, Festal Menaion: 445). |
50 | This affirmation (“without corruption you gave birth to God the Word”) hence does not mean—as it is often interpreted—that sexual activity involves some sort of sinful defilement or is morally objectionable. Phthora is a basic characteristic of the material as undergoing change and decay, coming into being and going out of being; it is not a moral judgment and has nothing to do with sexual activity (or its lack) in the divine conception. |
51 | Vespers for the Nativity According to the Flesh of our Lord and God and Savior Jesus Christ (Mother Mary and Ware 1998, Festal Menaion: 254). It is maybe also not coincidental that Christ is called the “sun” (and not just the “son”) throughout many liturgies, festal and otherwise. |
52 | Lity for Nativity (Mother Mary and Ware 1998, Festal Menaion: 263). |
53 | Ode 3 at Matins for the feast of the Ascension. |
54 | Proclus of Constantinople also claims this in a homily on Ascension: “The nature of creation is distributed in heaven and on earth,/but the grace of today, having bridged the division of these things,/does not permit me to see the division./For who would in future say that heaven is separated from things on earth...” Homily 21.1 (Proclus of Constantinople 2001, p. 193). |
55 | Paradise itself is often portrayed as a more beautiful version of the oikoumene. This can take quaintly amusing forms as when heaven is pictured by various medieval Byzantine sources as an enlarged, more beautiful and more harmonious Constantinople (e.g., Baun 2007). |
56 | Sticheron at Vespers for the Dormition of Our Most-Holy Lady the Theotokos and Ever-Virgin Mary (Mother Mary and Ware 1998, Festal Menaion: 504). |
57 | See especially John of Damascus’ cycle of three homilies on the feast of the Dormition (Daley 1998, Dormition of Mary: 183–239). The quotes above are from Homily I.11: 196 and Homily II.11: 214–15. Germanos speaks of her as a “bridge” that will enable others to “bear the weight of all of humanity” (Daley 1998, Dormition of Mary: 171). This is a common theme; John also mentions it several times (e.g., Daley 1998, Dormition of Mary: 193). It is surely also significant that Christ’s and Mary’s bodies are said to ascend or be carried up into the heavens, in the feasts of Ascension and Dormition, respectively. It is the touch of Mary’s body (obviously united with its soul) that effects the sanctification of the elements. |
58 | John affirms this also about her preparation for the conception: “she preserved the virginity of her soul no less than that of her body, and thus her bodily virginity was also preserved.” Homily I.7: 190. (Daley 1998) |
59 | Homily II.5: 209. (Daley 1998) |
60 | This is at least what Patricia Cox Miller argues (Miller 2009), especially ch. 1. |
61 | The Lenten Triodion: 392 (Mother Mary and Ware 2002). Such examples could be endlessly multiplied, not only from the canon but from the Lenten liturgical texts more generally. |
62 | Indeed, many homilies stress this need for repentance to be the united effort of body and soul. E.g., John Chrysostom: “Do you see, dearly beloved, what true fasting really is? Let us perform this kind, and not entertain the facile notion held by many that the essence of fasting lies in going without food till evening. This is not the end in view, but that we should demonstrate, along with abstinence from food, abstinence also from whatever is harmful, and should give close attention to spiritual duties. The person fasting ought to be reserved, peaceful, meek, humble, indifferent to the esteem of this world.” Homily on Genesis 8.15 (John Chrysostom 1986, vol. 82, p. 114). In a later homily he says: “I am not making this point [that fasting is not worthwhile if one skips church] to undermine the importance of fasting—God forbid: on the contrary, I’m all in favor of it. Instead, my intention is to teach you to take an active part in spiritual matters with an alert mind, not just follow along out of habit. The shameful thing, you see, is not attendance at this spiritual teaching after partaking of food, but attendance with an attitude of sloth, addiction to passion, and failure to control the movements of the flesh. There is nothing wrong with eating—God forbid; the harmful thing is gluttony, stuffing yourself with food in excess of need, and ruining your stomach—something, after all, that destroys even the pleasure that comes from food. So, too, in like manner, there is nothing wrong with drinking in moderation, but rather surrendering to drunkenness and losing control of your reasoning through excess.” Homily 10.2 (John Chrysostom 1986, p. 128). |
63 | “Against the Games” 164; in (Mayer and Pauline 1999, pp. 119–120). |
64 | John of Damascus, Homily II.16 (Daley 1998, Dormition of Mary: 220). |
65 | Homily II.19 (Daley 1998, Dormition of Mary: 223). |
66 | “To the Rich” 3 (Basil the Great 2009, p. 46). Basil uses very strong language. After describing in detail the suffering of parents who are selling their own children in order to have something to eat, he tells the rich that they are utterly deluded and have a completely false conception of reality: “In everything you see gold, you imagine everything as gold; it is your dream when you sleep and your first thought when you awaken. Just as those who are out of their mind do not see reality, but rather imagine things out of their malady, thus also your soul, being seized with avarice, sees everything as gold or silver. You would rather see gold than the sun itself. You wish that everything could be transformed by nature and become gold, and for your part you intend to turn as many things into gold as you can.” “I Will Tear Down My Barns” 4 (Basil the Great 2009, p. 65). Indeed, in a later homily Basil suggests that heaven may begin to match our unjust behavior by withholding rain and causing famine. |
67 | “To the Rich” 4 (Basil the Great 2009, pp. 48–49). |
68 | “To the Rich” 4 (Basil the Great 2009, p. 49). Throughout these homilies Basil constantly accuses his listeners of deception and exhorts them to care for their souls precisely by divesting themselves of their superfluous and even damaging wealth. He chides them for the lack of consistency between their beliefs and their actions: “But you are not such a person. How do I know this? You begrudge your fellow human beings what you yourself enjoy; taking wicked counsel in your soul, you consider not how you might distribute to others according to their needs, but rather how, after having received so many good things, you might rob others of their benefit” “I Will Tear Down My Barns” 2 (Basil the Great 2009, p. 62). |
69 | “Hymn of the Entrance,” “Communion Hymn,” and Litany after Communion from the Liturgy of the Presanctified Gifts. |
70 | Andrew Louth points to this and explicitly connects it to the notion of time as a moving image of eternity in Plato’s Timaeus (Louth 2009; Louth 2013). |
71 | Mystagogy 2 (Maximus the Confessor 1985, p. 189). Also: “Then the body will become like the soul and sensible things like intelligible things in dignity and glory, for the unique divine power will manifest itself in all things in a vivid and active presence proportioned to each one, and will by itself preserve unbroken for endless ages the bond of unity.” Mystagogy 7 (Maximus the Confessor 1985, p. 197). |
72 | And Maximus puts this in terms of the formation of habits: “When the soul is moved by them to make progress it becomes united to the God of all in imitating what is immutable and beneficent in his essence and activity by means of its steadfastness in the good and its unalterable habit of choice.” Mystagogy 5 (Maximus the Confessor 1985, p. 191). |
73 | This might actually also make sense of the many liturgical statements that affirm Christ to be simultaneously in heaven and on earth (lying in a manger, riding on a donkey, hanging on the cross, while still reigning in heaven). Rather than positing a schizophrenic split in Christ, where one nature dwells in some realm far away, while the other one walks around physically on earth at a particular point in historical time, the two “natures” combine the two realms fully within the liturgical celebration so as to make them inseparable. It is not that Christ is in two places at once, but that the two have become one in him. |
74 | John of Damascus, Homily I on Dormition (Daley 1998, Dormition of Mary: 186). This is interpreted to remove phthora: “you transformed what was corruptible into incorruption” (Daley 1998, Dormition of Mary: 186). |
75 | It is possible that contemporary phenomenology can help us with this, partly because it tries to overcome divisions between “objective” and “subjective” as they have become cemented in the (Western) tradition and partly because it is far more attentive to experience and hence an especially appropriate methodology for investigating liturgical praxis. Maybe it can provide resources also for articulating more fully and more authentically how liturgy functions (helping us hear again what the ancients heard at least some of the time and in some places). This is not something that can be worked out here, but I hope to explore it more fully in the future. |
76 | This may also be at least one way of understanding more fully in what way the Eucharistic elements are “truly” the body and blood of Christ: they match perfectly, in them the visible and invisible accord, the incorporeal is entirely “present” within the corporeal, the “heavenly” bread is “there” in the earthly loaves (it could not be elsewhere). “Make this bread the precious body of your Christ” and “that which is in this cup the precious blood of your Christ” is maybe less a purely ontological claim than a claim about fit, where the two realities come together and truly “are” one. |
77 | Aristotle has the same issue: he clearly argues that spherical motion is purely intelligible and yet it is somehow “located” beyond the moon. It is not physical in the sense in which earth, water, air and fire are physical (they can change into each other), yet he introduces “aether” as a subtle fifth element of “aetherial” reality. |
78 | Again, there really is no “above,” technically speaking, because the heavenly/intelligible/invisible is not spatial; in all these cases, we are using spatial and temporal language for something that is not corporeal, material, or physical and hence not subject to space and time. Even the question of whether the two realms or parts are “even” is in some way a red herring, because such a comparison assumes proportion and measurement and those are “physical” terms. Only the spatial can have volume and extension. |
© 2017 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).
Share and Cite
Gschwandtner, C.M. Mimesis or Metamorphosis? Eastern Orthodox Liturgical Practice and Its Philosophical Background. Religions 2017, 8, 92. https://doi.org/10.3390/rel8050092
Gschwandtner CM. Mimesis or Metamorphosis? Eastern Orthodox Liturgical Practice and Its Philosophical Background. Religions. 2017; 8(5):92. https://doi.org/10.3390/rel8050092
Chicago/Turabian StyleGschwandtner, Christina M. 2017. "Mimesis or Metamorphosis? Eastern Orthodox Liturgical Practice and Its Philosophical Background" Religions 8, no. 5: 92. https://doi.org/10.3390/rel8050092
APA StyleGschwandtner, C. M. (2017). Mimesis or Metamorphosis? Eastern Orthodox Liturgical Practice and Its Philosophical Background. Religions, 8(5), 92. https://doi.org/10.3390/rel8050092