1. Introduction
Unmanned aerial vehicles (UAVs)are widely utilized due to their high flexibility, operational convenience, and low operating costs. Their applications span diverse fields, including target detection and tracking, public safety, traffic monitoring, military operations, atmospheric sensing, emergency communications, cargo transportation, and wildlife monitoring [
1]. Among these, certain specialized scenarios impose stricter demands on drone endurance, positioning SUAVs as a prominent research focus in recent years. SUAVs can convert solar radiation energy into electricity through solar panels, thereby increasing flight endurance and theoretically enabling perpetual flight. Since the maiden flight of humanity’s first SUAV, “Sunrise-1”, in 1974 [
2], this field has remained a popular research direction. To accommodate more solar panels and achieve higher aerodynamic efficiency, traditional SUAVs typically adopt wing designs with extremely large wingspans and high aspect ratios. However, this has led to significant structural reliability issues. For instance, in 2001, In 2001, an SUAV named “Helios”, developed by National Aeronautics and Space Administration (NASA), crashed during a test flight. An investigation concluded that the cause was structural failure due to wind shear. Similarly, the “Solara” developed by Titan Aeronautics and the “Aquila” SUAV developed by Facebook were discontinued due to similar reasons.
In recent years, some scholars have begun to explore the application of solar power generation systems in small UAV to enhance flight endurance. Noth et al. proposed a conceptual design method suitable for SUAVs [
3]. Based on power and mass balances occurring during level flight, the study investigated the impact of overall parameters on the sustained flight of SUAVs. This method can be widely applied to various aircraft, ranging from micro SUAVs to large solar-powered manned aircraft. Zhao et al. designed a small SUAV for high-altitude flight [
4] and successfully conducted flight tests in the Qiangtang region of Tibet, China. Liu et al. developed a small SUAV [
5], which adopted a tailless flying-wing design with a low aspect ratio. Flight test results demonstrated that this SUAV exhibits excellent structural stability and disturbance resistance. However, the inherent aerodynamic limitations of low-aspect-ratio UAVs prevent these small SUAVs from sustaining flight over multiple diurnal cycles, thereby confining their continuous operation to periods around specific dates with sufficient solar irradiance.
Concurrently, novel concepts for enhancing the endurance of small unmanned aerial vehicles are being actively investigated. Yang et al. designed and flight-tested a pair of SUAVs capable of connecting at their wingtips [
6]. Their results demonstrate that this configuration significantly extends flight endurance. In a separate study, Carlson et al. developed a Vertical Take-Off and Landing (VTOL) UAV with solar cells integrated onto the upper wing surface, enabling connection to other units via magnets installed on the wingtips to achieve prolonged endurance [
7]. Furthermore, Wei et al. proposed a design methodology for optimizing the layout of solar cells on SUAVs, which involves a co-design approach integrating aerodynamic and energy models [
8]. The effectiveness of this method was validated through a flight test of a 500 mm-wingspan tailless aircraft.
On the other hand, People have long observed that migratory birds often fly in specific formations during their migrations, such as the common “V” shape or echelon formations. In the early 20th century, Wieselsberger et al. used lifting-line theory to study the aerodynamic characteristics of bird formation flight, highlighting how formation flying improves the lift and drag properties of bird flocks [
9]. Badgerow et al. investigated the formation migration behavior of Canada geese [
10], examining the positions of individual birds within the flock and proposing the hypothesis that Canada geese maximize energy efficiency by changing their positions within the formation.Fixed-wing aircraft also generate trailing vortices similar to those of birds, producing a pair of counter-rotating vortices from their wingtips. Inasawa et al. studied the interaction of wingtip vortices in close formation flight [
11]. Using wind tunnel experiments, they investigated the morphology of wingtip vortices for two wings at different overlap lengths. The results showed that the highest lift-to-drag ratio improvement for the trailing wing occurred when the overlap length was 5% of the wingspan. Early studies often used potential flow techniques and horseshoe vortex models to solve the aerodynamics of formations [
12]. Blake et al. compared computational and experimental methods for evaluating the aerodynamic performance of formations [
13]. They applied both the vortex lattice method and wind tunnel experiments to analyze the aerodynamic performance of two delta-wing UAVs in close formation flight. The results indicated that the vortex lattice method produced significant errors in estimating the induced drag of the trailing aircraft. Yang et al. employed CFD methods to study the aerodynamic performance of formations [
14]. They proposed that CFD methods can fully account for viscous effects, providing more accurate results than methods like the vortex lattice method. Using CFD and Kriging modeling, they developed an approximate model for the aerodynamics of UAV formations. Optimization based on the Kriging model revealed that the trailing aircraft achieved the maximum lift-to-drag ratio when both the lead and trailing aircraft had an angle of attack (AoA) of 2°, with a lateral offset of 0.85 times the wingspan and a vertical offset of 0.022 times the wingspan. However, systematic research on the effect of formation flight on the endurance performance of low-aspect-ratio SUAVs is still lacking. Therefore, the effect of formation flight on the endurance performance of solar-powered UAVs is investigated through aerodynamic analysis and energy simulation in this study. The framework of this research is shown in
Figure 1.
In this paper, a concept to improve the aerodynamics of low-aspect-ratio SUAVs through the use of formation flight is introduced. A single low-aspect-ratio SUAV and a formation composed of three such UAVs are taken as examples. The aerodynamic performances of both the single and formation configurations are analyzed using CFD methods. The cruise power for a single SUAV is provided through formula-based calculations, while the aerodynamic model for the formation is solved by establishing a surrogate model and applying optimization methods. Finally, comparative energy simulations are conducted for both the solo and formation scenarios to determine the maximum flight time.
A scheme designed for formation flight in an SUAV cluster is proposed. By optimizing the aerodynamic performance of small SUAVs through formation flight, the endurance of these UAVs is enhanced. To investigate the impact of formation flight on the endurance performance of SUAVs, CFD methods were employed to calculate the aerodynamic characteristics of the SUAV formation. And an approximate model of formation parameters and formation aerodynamic performance was established using the orthogonal polynomial method. Optimization methods were then applied to the surrogate model to identify the formation parameters that minimize cruise power. Finally, an energy model for the SUAV was used to simulate the energy balance of both solo and formation flight configurations. The study examines the influence of formation flight on the endurance performance of small SUAVs.
This paper is organized as follows.
Section 2 introduces the small SUAV used in this study, along with its aerodynamic and energy models.
Section 3 describes the establishment of the aerodynamic model for the SUAV formation and the optimization of formation parameters.
Section 4 utilizes the aerodynamic and energy models presented in
Section 2 to develop an energy simulation process for SUAV formation flight, simulating the energy balance for both solo and formation flight scenarios. Finally,
Section 5 summarizes the main conclusions of this study.
3. Aerodynamic Modeling and Optimization of Solar-Powered UAV Formations
In this section, the aerodynamic model for the SUAV formation is established, and the formation parameters are optimized to minimize cruise power. First, the concept of SUAV formations and their key parameters are introduced. CFD is then employed to analyze the aerodynamic performance of the formation. Subsequently, a surrogate model is constructed to represent the relationship between the flight parameters and aerodynamic characteristics of the SUAV formation. Finally, with the objective of minimizing the cruise power of the formation, the parameters are optimized based on the surrogate model.
3.1. Concept and Design Variables of Solar-Powered UAV Formations
Chen et al. investigated the optimization of aerodynamic performance for different formation configurations [
19]. They used CFD to analyze the aerodynamics of both “linear” and “V-shaped” formations. The results indicated that the V-shaped formation provides greater aerodynamic benefits for the trailing UAVs.
The SUAV formation studied in this paper is illustrated in
Figure 7. It adopts a symmetric V-shaped formation, with one leader UAV flying at the front and two accompanying UAVs positioned symmetrically behind on the left and right sides.
x denotes the longitudinal separation between the leader and the wingmans UAVs along the flight direction;
z represents the vertical separation between the leader and the wingmans;
y indicates the lateral separation along the wingspan direction. The nose of the leader UAV is defined as the origin of the coordinate system, with the two wingmans symmetrically distributed relative to the
plane.
To investigate the formation parameters that yield optimal aerodynamic benefits, it is essential first to identify the parameters influencing these gains. The aerodynamic advantages of formation flight are affected by variables such as the relative positions of the leader and follower UAVs, as well as the AoA. Zhang et al. conducted aerodynamics modeling and analysis of close formation flight [
20]. Based on elliptical lift distribution and lifting-line theory, they proposed and validated a model for calculating formation aerodynamics. The study concluded that, for aircraft in level and steady formation flight, the optimal formation parameters occur at a lateral separation equal to 0.95 times the wingspan and a vertical separation of zero. Furthermore, this optimal position varies with the AoA. It is generally accepted that when the longitudinal separation exceeds three times the wingspan, the formation is considered “loose flight,” where aerodynamic coupling between UAVs is weak or even negligible [
21]. Finally, the design variables and their upper/lower bounds selected for the SUAV formation in this study are listed in
Table 4.
To construct a surrogate model approximating the relationship between the formation parameters and aerodynamic performance of SUAVs, it is necessary to select multiple distinct design points within the design domain. The minimum number of required design points is positively correlated with the dimensionality of the design variables. Generally, the accuracy of the surrogate model improves as the number of design points increases.Common experimental design methods include Full Factorial Design, Fractional Factorial Design, Orthogonal Arrays, and Latin Hypercube Design. Comparing the Latin Hypercube Design with other methods reveals its superior uniformity in design space coverage and its suitability for the high-dimensional problem in this study [
22]. To ensure high model accuracy, this study employs Latin Hypercube Design to select 600 design points within the design domain for further computation.The distribution of the design points within the design space is shown in
Figure 8.
3.2. Aerodynamic Calculation of Formation Flight
The model was constructed using Ansys Geometry, with the design variables listed in
Table 4 defined as variable parameters. Subsequent automated solutions can be performed by enabling the software to automatically read the variable values of each design point. The fluid domain model for the SUAV formation is shown in
Figure 9a. The coordinate system is consistent with the leader-nose coordinate system described in
Section 3.1. The computational domain is a cylindrical region with a radius of 20 m (ten times the wingspan of the UAV) and a length of 60 m. The inlet boundary condition of the fluid domain is set as a velocity inlet, while the outlet is defined as a pressure outlet. The model and flow solution exhibit physical symmetry about the XZ-plane, giving a computational advantage that allows half of the fluid domain to be used by applying a symmetry boundary condition. This reduces the number of grid cells and the associated computational expense. The fluid domain model and boundary conditions used for the CFD calculations are illustrated in
Figure 9b.
The mesh was generated using Ansys Mesh software. All mesh elements are unstructured tetrahedral cells, with a surface mesh size of 0.005 m applied to the UAV surfaces. The resulting surface mesh of the UAV is shown in
Figure 10a. To improve computational accuracy, a five-layer boundary layer mesh was generated on the surface of the SUAV. The boundary layer mesh is illustrated in
Figure 10b. The initial mesh consists of 3.16 million cells. The mesh of the fluid domain is presented in
Figure 10c.
This study employs Ansys Fluent software for solution computation. The Navier–Stokes equations are discretized using the finite volume method, and a pressure-based solver is adopted. The k-
SST turbulence model is selected for turbulence modeling [
23]. The cruise state of the SUAV investigated in this study involves low-altitude and low-speed flight; thus, the initial conditions for the flow field are set as follows:
- 1.
The flight altitude is low-altitude, and sea-level atmospheric parameters are directly used for calculation. The corresponding atmospheric density is 1.225 , atmospheric pressure is 101,325 Pa, temperature is 288.5 K, and viscosity is .
- 2.
The flow field inlet velocity is set to 8 .
- 3.
The convergence criterion is set such that the globally scaled residuals of the continuity and momentum equations decrease to 0.0001.
The 600 design points are divided into 5 groups and distributed across five computers for simultaneous solving. All computers are configured with an Intel Core i7-9700F (Intel, Santa Clara, CA, USA) (8 Cores, 3 GHz base frequency). The computation time required is 48 h.
3.3. Solar-Powered UAV Formation Aerodynamic Model
Approximate modeling is a method that utilizes empirical formulas to establish quantitative relationships between input and output data. Due to its fast convergence and high stability, the Orthogonal Polynomial Model has been widely adopted. After considering computational cost and accuracy requirements, this study selects the Orthogonal Polynomial Model to develop the aerodynamic model for SUAV formations.
From 600 design points, 20 sets of data were randomly selected to validate the accuracy of the approximate model. Diagonal error plots and line error plots for each parameter are shown in
Figure 11.
The diagonal error plot indicates strong alignment between the actual and predicted values, as both are distributed near the 45° line. Similarly, the line error plot shows the predicted curve tracking the actual values with high fidelity, resulting in significant overlap. These observations indicate minimal error and validate the effective performance of the approximate model.
3.4. Solar-Powered UAV Formation Parameter Optimization
The parameter optimization process for SUAV formations based on a surrogate model begins by defining the design variables, objective function, and constraints for the design.
- 1.
Design variables: Design variables are a set of parameters that can be controlled and modified during the optimization process. The variables and their corresponding upper and lower bounds used in the parameter optimization of the SUAV formation are listed in
Table 4. These can be expressed in the form of Equation (
12):
- 2.
Objective function: The objective of the optimization is to minimize the power consumption during formation flight. The cruise power of a single SUAV is given by Equation (
4). The cruise power of the SUAV formation can be expressed as
During the optimization process, the objective function can be regarded as a function of the design variables. The optimization objective can be expressed as
- 3.
Constraints: Constraints refer to the conditions that must be satisfied by the design points during the optimization process. In the context of level cruise flight of an SUAV formation, the leader and wingman are required to maintain the same airspeed. Additionally, since both aircraft have identical takeoff weights, their lift coefficients must also be equal. The constraints in the optimization process can be expressed as
- 4.
Optimization design: The mathematical objective of the optimization design is to identify a set of design variables within the design space that satisfy all constraints while minimizing the value of the objective function. The optimization design for the SUAV formation can be expressed as
The optimization calculations for the model were conducted using the sequential quadratic programming algorithm (SQP) and the multi-island genetic algorithm (MIGA), respectively. The SQP algorithm is suitable for local fine optimization with high efficiency, while the MIGA algorithm is effective for global search; comparing the two ensures both computational efficiency and the acquisition of a globally optimal solution. The SQP method terminated after 89 iterations, while the MIGA method completed 1000 generations. The optimization results are presented in
Table 5. It can be observed that for the optimization of this model, the SQP method demonstrates higher computational efficiency and solution accuracy.
The aerodynamic performance of the wingman at a lead aircraft AoA of 7.2° and a wingman AoA of 6.1° was visually output, and the results are shown in
Figure 12. The influence of formation position parameters on the wingman’s aerodynamic performance can be easily observed. The vertical distance between the lead aircraft and the wingman has a relatively minor impact on the aerodynamic gain effect. The maximum lift-to-drag ratio occurs at a lateral distance of 1.75 m between the lead aircraft and the wingman, which is approximately 0.875 times the wingspan length. This value is slightly higher than the
times wingspan predicted by the formula.
To validate the accuracy of the optimization results, CFD simulations were performed using the optimized formation parameters. The flow field structure of the optimized SUAV formation was analyzed. The results are presented in
Figure 13. The pressure distributions on the surfaces of the leader and wingman UAVs are shown in
Figure 13a–d. It can be observed that the pressure on the upper surface of the wingman’s left wing is significantly lower than that on the right wing, and the area of the high-pressure zone on the lower surface is larger than that on the right wing. This is because the left wing is within the influence area of the wingtip vortex generated by the lead aircraft, resulting in an increase in the wingman’s lift. Additionally, the reduced pressure at the leading edge of the left wing of the wingman reduces the pressure drag acting on the wing, leading to a decrease in the wingman’s overall drag.
The Q-criterion was employed to identify vortex structures in the flow field. The Q-value in the flow field is defined by the following equation:
In the equation,
represents the rotation tensor of the flow field, and S denotes the strain rate tensor. When Q > 0, rotational motion dominates, indicating the possible presence of a vortex structure in the region. The isosurface of Q = 0.002 in the flow field of the SUAV formation is shown in
Figure 13e. It can be seen that the wingtip vortex of the wingman’s left wing is strongly disturbed by that of the leader’s right wing. Consequently, the downwash caused by the wingman’s wingtip vortex is strongly suppressed by the upwash generated by the leader. As a classic aerodynamic view, most of the induced drag of an aircraft in subsonic flight stems from the downwash of wingtip vortices. Therefore, due to the reduction in downwash, the drag coefficient of the wingman decreases.