Abstract
Symmetry plays a crucial role in the study of dual matrices and dual matrix group inverses. This paper is mainly divided into two parts. We present the definition of the spectral norm of a dual real matrix , (which is usually represented in the form , A and are, respectively, the standard part and the infinitesimal part of ) and two matrix decompositions over dual rings. The group inverse has been extensively investigated and widely applied in the solution of singular linear systems and computations of various aspects of Markov chains. The forms of the dual group generalized inverse (DGGI for short) are given by using two matrix decompositions. The relationships among the range, the null space, and the DGGI of dual real matrices are also discussed under symmetric conditions. We use the above-mentioned facts to provide the symmetric expression of the perturbed dual real matrix and apply the dual spectral norm to discuss the perturbation of the DGGI. In the real field, we present the symmetric expression of the group inverse after the matrix perturbation under the rank condition. We also estimate the error between the group inverse and the DGGI with respect to the P-norm. Especially, we find that the error is the infinitesimal quantity of the square of a real number, which is small enough and not equal to 0.
Keywords:
dual matrices; group inverse; dual group generalized inverse; matrix symmetry; matrix perturbation; P-norm MSC:
15A09; 15A57; 15A24
1. Introduction
Throughout this paper, the following standard notations will be adopted. The symbols will denote the set of real matrices. For a given matrix , let be the transpose of A; rank for the rank of A; for the n-by-n identity matrix; and denote the range and the null space of A, and for the infinitesimal. The symbols and are the spectral norm and the Frobenius norm of A, respectively. The induced norm
is a matrix norm, which is called the P-norm of A, where P is an invertible matrix. More details of the P-norm can be referred in [1,2]. The symbol Ind stands for the smallest positive integer k satisfying rank = rank, where . A dual number has the following form
where a and are real numbers; is the hypercomplex unit basis; satisfies
If , we say that is appreciable; otherwise, we say that is infinitesimal.
An m-by-n dual real matrix, is usually represented in the form , where are, respectively, the standard part and the infinitesimal part of . When the standard part , we say that is appreciable; otherwise, we say that is infinitesimal. For the sake of convenience, we denote as the set of dual real matrices. An n-by-n dual real matrix , which satisfies , is called T-. We say that is partially T-, if satisfies . More details of the above matrices can be found in [3,4].
Dual real matrices and dual quaternion matrices have been hot topics. They have attracted the attention of many scholars owing to their significant applicability to various areas of science and engineering, for instance, in kinematic analysis and synthesis of machines and mechanisms, times-series analysis, traveling wave identification, and brain dynamics [5,6,7,8,9,10,11,12,13,14].
The increasing applicability of dual real matrices in various fields of science and engineering also promotes the research on its application related to linear algebra [15,16]. Gutin [17] generalizes the singular value decomposition (SVD for short) of dual real matrices and proves that the dual T-SVD exists universally for all dual real matrices. Qi et al. [3,18,19,20,21,22] propose the singular value decomposition (DQ-SVD for short) and the Jordan form for the dual quaternion matrices. They point out that the singular values of the matrix are all non-negative dual numbers. Qi et al. [3,23] introduce the rank and appreciable rank of a general dual quaternion matrix , and denote them by Rank and ARank (see Lemma 2.6), respectively. The rank is the number of positive singular values of , and the appreciable rank is the number of positive singular values of the standard part A. Furthermore, the appreciable rank of a dual quaternion matrix is equal to the rank of the standard part of the dual quaternion matrix. When discussing dual real matrices, we continue to use the above two symbols. The number of positive singular values of a dual real matrix is called its rank, and the number of appreciable positive singular values is called its appreciable rank. For example, let
then, singular values of the dual real matrix are 1 and , thus
Angeles [24] developed the application of the dual generalized inverse in kinematics synthesis. Pennestrì, Udwadia, Falco, Valentini and Stefanelli [15,25,26,27] discussed some theoretical issues, and used different procedures and concise formulas to compute the dual generalized inverse. Udwadia et al. [28] introduced the dual Moore–Penrose generalized inverse (DMPGI for short) and prove its existence. The DMPGI of is a unique dual real matrix , which satisfies
and the unique matrix is denoted by . Cui et al. [29] established perturbations of Moore–Penrose inverse and dual Moore–Penrose generalized inverse.
Zhong and Zhang [30] introduced the dual group generalized inverse (DGGI for short). The DGGI of is a unique dual real matrix that satisfies
the unique matrix is denoted as . The group inverse has been extensively investigated and widely applied in the solution of singular linear systems and computations of various aspects of Markov chains [31,32,33,34,35,36,37,38,39].
When the infinitesimal part of is 0, is a real matrix, and obviously the unique matrix X is also a real matrix. Zhong and Zhang define the range and the null space of a dual real matrix and give equivalent conditions for the existence of its DGGI. They define the range and the null space of a dual real matrix as follows [30].
Specifically, when the DGGI exists, they indicate that .
The above conclusion also provides theoretical support for the perturbation of the dual group generalized inverse. Moreover, Zhong and Zhang apply relevant conclusions of the DGGI to solve the linear dual equations and obtain a solution of consistent dual matrix equations and a dual minimum P-norm least-squares solution of inconsistent dual matrix equations. Recently, Wang and Jiang [40] extended the sharp order to dual ring by using dual group generalized inverse. Wang et al. [41] investigated the QLY linear least-squares problem, giving its compact formula. More details of dual generalized inverses and their applications can be found in [42,43,44].
It is well known that perturbation theory plays an important role in the matrix theory. The excellent monograph [45] systematically discusses the theory, methods, and new developments of matrix perturbation analysis. Many scholars study the perturbation of generalized inverses. Wei and Deng [46] explore the perturbation of the generalized Drazin invertible matrices. Some explicit generalized Drazin inverse expressions for the perturbations are obtained under certain constraints of the perturbing matrices.
Wei [47,48,49] investigates the additive perturbation of group inverse with its oblique projection and provides explicit expressions and perturbation bounds for the group inverse of the perturbation matrix in both special and general cases, respectively. By using perturbation results, we can consider two types of perturbation.
The first type is to consider a special perturbation bound for the DGGI of the dual real matrix , where and are n-by-n dual real matrices; is considered as the perturbed part of . However, the perturbation in this case must be discussed on the assumption that DGGI exists.
For , if is viewed as an infinitesimal quantity and is considered as the perturbed part of A, we can obtain the group inverse of . Therefore, the second type can not only be analyzed as described above, but can also be explored via the perturbation of the group inverse in the general case. Even when the DGGI of exists, we can reveal the difference between the group inverse and the DGGI.
The organization of this paper is as follows. In Section 2, we briefly outline the Jordan canonical form of real matrices and some conclusions of matrix perturbations, and summarize the singular value decomposition of dual real matrices. In Section 3, we present the definition of dual spectral norm and two types of matrix decompositions over dual rings, and use two decompositions to present the general form of the DGGI. Under some special conditions, the relationships among the range, the null space, and the DGGI of dual real matrices are discussed, and we utilize the above results to discuss the perturbation of on dual rings.
In addition, the upper bound of is estimated by using the dual spectral norm. In Section 4, we consider the group inverse of under some rank conditions and reveal the difference between the group inverse and the DGGI. At the same time, we provide some numerical examples to illustrate the above results. We also analyze the error between the group inverse and the DGGI by using the P-norm.
2. Preliminary
In this section, we provide some preliminary results that would be used in the following sections.
Lemma 1
([50]). Let , and . Then,
where is an invertible matrix such that is the Jordan canonical form of A, and is nonsingular.
The symmetric expression of the perturbation for the group inverse has been developed as follows.
Lemma 2
([45]). Let such that and . If is invertible, then
where .
The special case of the perturbation can be found in the following lemma.
Lemma 3
([37,51]). Let with .
- (1)
- If is invertible and , then,
- (2)
- If is invertible and , then,
- (3)
- If is invertible and , then, .
Now we consider the dual group generalized inverse.
Lemma 4
([41]). Let and , then the dual index of is equal to 1, which is equivalent to , and = .
Lemma 5
([30]). Let be a dual real matrix with A, and . Then, the following conditions are equivalent:
- (1)
- The DGGI of exists;
- (2)
- ;
- (3)
- The DMPGI of exists.
Furthermore, if the DGGI of exists, then
Lemma 6
([17] Dual T-SVD). Let with . Then, there exist T-orthogonal matrices , such that
where is a diagonal matrix, having the unique form diag , , are positive appreciable dual numbers, and are positive infinitesimal dual numbers.
Remark 1.
From (7), we know that
and main diagonal entries of are positive appreciable dual numbers if and only if
Then, we obtain is invertible if and only if is an n-by-n invertible matrix if and only if the main diagonal of has exactly n positive appreciable dual numbers. From (8) and (9), we can verify that is invertible if and only if
For any dual real matrix, its dual T-SVD always exists (see [17]). Therefore, for an arbitrary matrix , is invertible if and only if .
3. Symmetric Perturbation of to in Dual Ring
In this section, we first introduce the definition of the spectral norm of a dual real matrix, and then provide a characterization such that has the forms as in (32a) and (32b). Finally, we establish the perturbation bounds for the DGGI from the symmetric point of view,
In [23,52,53], the definition of absolute value of dual real numbers is proposed. Afterwards, the norms of dual quaternion vectors and dual quaternion matrices are given. Next, we define the spectral norms of dual real vectors and dual real matrices.
For , where x, are the standard part and the infinitesimal part of , respectively. Suppose that , for . For the spectral norm of , if not all of are infinitesimal, we define
If all are infinitesimal, then
We see that the spectral norm , defined by (10) and (11), satisfies the three properties of norms. Next, we further study the property of this norm.
Theorem 1.
Suppose that is partially T-orthogonal, and . Then,
Proof.
Let be appreciable. It follows from (10) that
Moreover, suppose that . By a direct calculation, we have . Then, the standard part of is not equal to 0; that is, is also appreciable. Accordingly, applying (10) again, we obtain . Thus, holds in this case.
If is infinitesimal, i.e., , then , which means that is also infinitesimal. Furthermore, in terms of . Therefore, we still have in this case. □
Definition 1
([52]). For a given , the spectral norm of a dual real matrix can be defined as
As is induced by the -norm on dual vector spaces, and hence the norm is a matrix norm. Moreover, it follows from (13) that
for any appreciable .
Next, we discuss some properties on the spectral norm of dual real matrices.
Theorem 2.
Let with . It holds that , where is the largest singular value of .
Proof.
Let be a dual T-SVD of , in which are T-orthogonal, with .
Applying Theorem 1 and (13), we have
However, for , where is an identity vector of order n. It follows (14) that . Hence, we conclude that and complete the proof. □
Theorem 3.
Let . For any partially T-orthogonal matrices , we have
Proof.
It follows from that . By applying Theorem 2, we know that is exactly the square root of the largest eigenvalue of . Consequently, we obtain . Similarly, we can prove that .
To sum up, the T-orthogonal invariance holds. □
If with , then all the eigenvalues of are less than unity in absolute value. is nonsingular, and .
Theorem 4.
For a given matrix with , there exists a T- matrix such that
in which , , is as shown in Lemma 6. and satisfy .
Proof.
Let be the dual T-SVD of , where and are T-, and is as shown in Lemma 6. Then,
where is T-. Hence, (15) is clear. Furthermore, we have
that is, . □
Theorem 5.
Let with = 1, . Suppose that the form of is as in (15). Then is invertible. Furthermore, has the following decomposition
Proof.
Theorem 6.
Let with = 1, . Then, there exist dual invertible matrices and such that
Furthermore,
Proof.
According to Theorems 4 and 5, we know that has the following decomposition
where is T- and is invertible. From the above equation, we deduce that
Denote
It is well known that there is a symmetric class of matrices over dual ring, whose dual index is equal to 1. Therefore, we further characterize dual T-SVD on the condition that dual index is equal to 1.
Theorem 7.
Proof.
In the above theorem, when = 1 is replaced with the condition that the DGGI of exists, the theorem is also applicable. The reason is that = 1 is proved to be equivalent to the existence of the DGGI. In the following theorems, we characterize the range and the null space of dual real matrices by using some rank conditions. These results provide help for the subsequent perturbation analysis.
Theorem 8.
Let , . Furthermore, let DGGIs of and exist. If , then .
Proof.
Since , we deduce that
It follows from (24) that ; that is, there exists such that .
Let the dual T-SVD of be as in (7), then
where , , and . Since the DGGI of exists, applying Lemma 6 and Theorem 7, we know that is invertible. From , we have
That is to say, the partitioned dual matrix is of row full rank. Since the DGGI of exists, it follows from Lemma 5 and (25) that
Then, there exists a dual real matrix
such that ; that is, . To sum up, we prove that . □
Theorem 9.
Let , . Furthermore, let DGGIs of and exist. If , then .
Proof.
Since , we obtain
From (26), we have ; that is, there exists such that .
Let the dual T-SVD of be as in (7), then we have
where , , , and . Since the DGGI of exists, applying Lemma 6 and Theorem 7, we know that is invertible. From , we have
That is, the partitioned dual matrix is of column full rank. Since the DGGI of exists, it follows from Lemma 5 and (27) that
Then, there exists a dual real matrix
such that ; that is, . Therefore, holds. □
Next, we provide more concise statements. If exists, then and [28]. It is also obvious that . By applying Theorems 8 and 9, we derive the following Corollaries 1 and 2.
Corollary 1.
Let , . Furthermore, let DGGIs of and exist.
(1) If , then .
(2) If , then .
Corollary 2.
Let , . Furthermore, let DGGIs of and exist.
(1) If , then .
(2) If , then .
From Theorems 8 and 9, we know that if , then and . Based on the above special matrix equations, we have the following theorem, which shows the relationship between and .
Theorem 10.
Let , . Furthermore, let DGGIs of and exist. If , then .
Proof.
Since , it is obvious that . Then, there exists such that . Applying Theorem 6, we know that and have the forms as in (17) and (18), respectively. Correspondingly, we write
where . Therefore,
where is invertible. It follows that and . Therefore,
By applying and Theorem 9, we obtain . Then, . Since the DGGI of exists, the solution of equation is the solution of the equation , for any arbitrary dual vector . Thus, we obtain that .
Since the DGGI of exists, according to Theorem 7 and , we deduce that
that is, is invertible. Then,
and
□
Corollary 3.
Let , . Furthermore, let DGGIs of and exist. If and , then
As stated in the previous theorem, it is clear that , i.e., there exists such that . If . Then, we obtain that , namely, . Hence, the argument is the same as Theorem 10.
From the derivation of the above conclusions, we know that the DGGI plays a crucial role. Therefore, when discussing the perturbation of dual real matrices, we also assume that it exists.
Theorem 11.
Let . Furthermore, let DGGIs of and exist. Then,
if and only if
Proof.
Let , and .
“⇐” Suppose that (33) holds. We will show that is invertible.
It is easy to obtain that
From Theorems 8–10, we have
From the existence of , we know that . Furthermore, .
If is singular, then there exists a nonzero dual vector such that
that is, , and ⇒, . So, is contradiction. We conclude that is nonsingular. Then,
From the above equation, we obtain . Since is nonsingular,
Similarly, Equation (32b) can be proved.
“⇒” Suppose that (32a) and (32b) hold. We deduce that
Corollary 4.
Let with . Furthermore, let DGGIs of and exist. Suppose and hold, then
Proof.
According to Theorem 11, we know that , and we can estimate that
□
Corollary 5.
Under the same assumption of Corollary 4, then
4. General Perturbation of to in Real Field
By studying the symmetries of dual matrices within dual matrix group inverse, we can uncover deeper connections between geometric transformations and algebraic structures. In this section, let with , where is regarded as a perturbation of the real matrix A, is a small positive real number and . We characterize the group inverse of under the condition of equal rank. Next, we consider the error between (6) and the group inverse of , in which is a small positive real number. At the same time, we illustrate these conclusions with examples.
Theorem 12.
Let , and . If is nonsingular, then
where . Furthermore,
where
in which D is as shown in Lemma 1, , , and are the appropriate block matrices for the decomposition of , , , and .
Proof.
Example 1.
Let
According to Theorem 12, we can obtain
Furthermore,
and
Then,
If we consider to be 0, then applying (38), we can simplify as [28]
In this case, and are consistent in form.
Next, we reveal the difference between the and , where is considered a notation and its form is given in (6), is a small positive real number, and .
Theorem 13.
Let such that , the DGGI of exist, , and be nonsingular. Then,
where
in which D, , , , and M are as shown in Theorem 12, , , , and . Furthermore,
Proof.
By applying Theorem 12 and Lemma 5, we obtain
where T, , and are as shown in Theorem 12.
Subtracting into the above formula, it can be reduced to (47), in which M has the form as in (40). We obtain
Moreover,
By substituting the above two formulas into , we can achieve
Then, . Similarly, we have
Thus, (49) holds. □
Example 2.
Let
where the invertible matrix such that the Jordan canonical form of A is
According to Theorem 12, we can calculate
Furthermore,
According to Theorem 13, we obtain
Then, , and . Therefore,
5. Symmetric Expressions for the Perturbation of Group Inverse under Range/Null Space Conditions
In this section, we give symmetric expressions for the group inverse of under the range or the null space conditions. We find that the error between and is an infinitesimal quantity of by using the matrix P-norm, where matrix P is nonsingular. Meanwhile, we give some examples to illustrate these results.
Based on Lemma 3 and Theorem 12, we have the following conclusions.
Corollary 6.
Let with .
(1) If is nonsingular and , then
where D, , and are as shown in Theorem 12.
(2) If is nonsingular and , then
where D, , and are as shown in Theorem 12.
(3) If and , then
where D and are as shown in Theorem 12.
Corollary 7.
Let with , and the DGGI of exist.
(1) If is nonsingular and , then
where
in which D, , , and are as shown in Theorem 12, , and .
Furthermore,
(2) If is nonsingular and , then
where
in which D, , , and are as shown in Theorem 12, , and .
Furthermore,
(3) If and , then
where
in which D, , , and are as shown in Theorem 12, , , and .
Furthermore,
Example 3.
According to of Corollaries 6 and 7, we can verify
then
and
Therefore,
and we can obtain . Then,
Example 4.
According to of Corollaries 6 and 7, we can achieve
then
and
Therefore,
and we can obtain . Then,
Example 5.
According to of Corollaries 6 and 7, we can have
then,
and
Therefore,
Then,
6. Concluding Remarks
Symmetry plays a crucial role in the study of dual matrices and dual matrix group inverses. We present the perturbation bounds of dual group generalized inverse and group inverse. It is not difficult for us to extend the matrix case to the tensor [54,55] with the help of the tensor Jordan canonical form, tensor singular value decomposition, tensor eigenvalues, tensor Schur decompostion, and tensor UTV decomposition.
Author Contributions
Conceptualization, T.J., H.W. and Y.W.; methodology, H.W. and Y.W.; validation, T.J. and H.W.; writing—original draft preparation, T.J. and H.W.; writing—review and editing, Y.W.; All authors have read and agreed to the published version of the manuscript.
Funding
H. Wang is supported partially by Research Fund Project of Guangxi Minzu University under grant 2019KJQD03, Guangxi Science and Technology Department Specific Research Project of Guangxi for Research Bases and Talents under grant GHIKE-AD23023001 and Thousands of Young and Middle-aged Key Teachers Training Programme in Guangxi Colleges and Universities under grant GUIJIAOSHIFAN2019-81HAO. Y. Wei is supported by Joint Research Project between China and Serbia under the grant 2024-6-7.
Data Availability Statement
Data is contained within the article.
Acknowledgments
The authors would like to thank the handling editor and three referees for their very detailed comments.
Conflicts of Interest
The authors declare no conflicts of interest.
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