Abstract
In this paper, we present new Hamiltonian operators for the integrable couplings of the Ablowitz–Kaup–Newell–Segur hierarchy and the Kaup–Newell hierarchy. The corresponding Hamiltonians allow nontrivial degeneration. Multi-Hamiltonian structures are investigated. The involutive property is proven for the new and known Hamiltonians with respect to the two Poisson brackets defined by the new and known Hamiltonian operators.
Keywords:
integrable coupling; Hamiltonian structure; Hamiltonian; Ablowitz–Kaup–Newell–Segur hierarchy; Kaup–Newell hierarchy PACS:
02.30.Ik; 02.30.Ks; 05.45.Yv
1. Introduction
The theory of the bi-Hamiltonian structure was introduced in [1,2] in the late 1970s by Magri, Gel’fand and Dorfman. For a (1 + 1)-dimensional evolution equation
if it can be written as
where the two independent Hamiltonian operators and are compatible, then one can generate infinitely many involutive conserved quantities for Equation (1) by making use of and [1]. The compatibility of and requires their linear combination that is still a Hamiltonian operator. Later, it was proven in [3] by Fuchssteiner and Fokas that for a hierarchy
with a recursion operator L, if L allows an implectic–symplectic factorization , then and being compatible is equivalent to L being hereditary (such notions can be found in Section 2). Thus, the theory of multi-Hamiltonian structures of (1 + 1)-dimensional integrable hierarchies with recursion operators is established.
Integrable couplings are considered as enlarged integrable systems. According to the review paper [4], an integrable coupling associated with Equation (1) is a nontrivial system of evolution equations that is still integrable and includes (1) as a subsystem, e.g., in the form
One way to obtain such an integrable coupling is to consider the first-order perturbation in Equation (1). The resulting system reads
where the second equation is the linearized form of the first equation and v is known as a symmetry of the first equation. Early studies of integrable couplings by perturbations were due to [5,6], which investigated their symmetries and Lax pairs. Later, the multi-Hamiltonian structure of integrable couplings by perturbations was studied in [7,8]. For the (1 + 1)-dimensional evolution Equation (1) that has a Lax pair, its integrable coupling (4) can be obtained by enlarging either the original loop algebra or spectral problem [9,10]. There are many examples of obtaining integrable couplings by these two approaches, e.g., [11,12,13,14,15,16,17,18,19,20].
If Equation (1) has a Hamiltonian structure
and if the Hamiltonian operator is independent of u, then, in light of Theorem 2.8 in [4], its integrable coupling (4) allows a Hamiltonian structure
In this paper, we will present two examples, namely the integrable coupling (4) of the Ablowitz–Kaup–Newell–Segur (AKNS) hierarchy and the Kaup–Newell (KN) hierarchy. We will see that the Hamiltonian is trivial in degeneration in the sense that reduces to zero (rather than H) when . We will provide a different class of Hamiltonian operators for the integrable coupling (4) such that the new Hamiltonian reduces to H when . Multi-Hamiltonian structures will be investigated along the lines of [3]. We will also prove the involutive property of the new Hamiltonian and H with respect to the two Poisson brackets defined by the new and old Hamiltonian operators.
The paper is organized as follows. In Section 2, we recall some notions of Hamiltonian structures. Then, in Section 3, we present different Hamiltonian structures for the integrable couplings of the AKNS and KN hierarchies and investigate the involutive property of the Hamiltonians. Finally, concluding remarks are given in Section 4.
2. Basic Notions
Let us briefly recall some basic notions of Hamiltonian structures of the -dimensional Equation (1), i.e.,
One can refer to [3] for more details. In the -dimensional case, belongs to . We suppose , where all functions and their derivatives with respect to t and x are smooth enough and decrease rapidly as . By , we denote a function space consisting of vector fields of the form , where each is a scalar function and differentiable with respect to t and x. The scalar product in is defined as
For an operator , its adjoint operator is defined through
is self-adjoint (or symmetric) if , and is skew-symmetric if . For a vector field , its Gâteaux derivative with respect to u along a given direction g is defined as
is also known as the linearized operator of f. If f depends on , where , then can be written as
Without causing confusion, we usually write as , by dropping u. For the operator , its Gâteaux derivative can be defined in a similar way,
and usually we write it as , which is still an operator. In the following, we list some notions involved in the Hamiltonian structures of Equation (7). One can also refer to [3] or [21].
Definition 1.
An operator is symplectic if it is skew-symmetric with respect to the scalar product (8) and satisfies the Jacobi identity
Definition 2.
An operator is implectic (The word “implectic” was introduced in [3], which means “inverse symplectic”.) if it is skew-symmetric with respect to the scalar product (8) and satisfies the Jacobi identity
Definition 3.
An operator is hereditary if it satisfies the relation
Definition 4.
Here, means taking the total derivative with respect to t, e.g., if , we have .
Definition 5.
Note here that is the total derivative with respect to t, i.e., , and in particular, when L does not contain t explicitly, we have and
where we have replaced with K since u satisfies Equation (7).
Definition 6.
For a real-valued functional , the vector function is called its (functional) gradient if the following holds ( is defined along the lines of (10)),
and we denote .
If is a gradient of some functional, then the linearized operator is self-adjoint, i.e., ; on the other hand, once we have a gradient f, the corresponding functional H can be recovered from f by
Now, we come to introduce the Hamiltonian structure. We say that Equation (7) is a Hamiltonian system (or has a Hamiltonian structure) if it can be written in the form
where is an implectic operator (see Definition 2), which is also called a Hamiltonian operator, and H is called the Hamiltonian (or Hamiltonian functional). If there are two independent Hamiltonian operators such that
where and are compatible (i.e., the linear combination , , is still an implectic operator), we say that the equation has a bi-Hamiltonian structure [1]. With a Hamiltonian operator , one can define the Poisson bracket of two Hamiltonians,
For two independent Hamiltonians, they are involutive if their Poisson bracket is zero.
The Hamiltonian structure of Equation (7) can also be described using geometric terminology; see [3,4,22,23] for more details. In this setting, the aforementioned function u belongs to some manifold M, t is considered as a parameter and, consequently, in Equation (7) is viewed as a tangent vector when u evolves on M along the parameter t. Thus, symmetries and gradients are considered as vector fields in the tangent space S at point u and cotangent space , respectively. In this paper, we formally unite S and to be for convenience.
With respect to the Hamiltonian structures of the equations related to (7), we have the following (refer to Theorem 2 and Theorem 3 in [21]).
Theorem 1.
If L is a hereditary operator and a strong symmetry of Equation (7), and if L allows an implectic–symplectic decomposition,
where θ and J are implectic and symplectic operators, respectively, and if Equation (7) has a Hamiltonian structure (17), then the equation , for has a multi-Hamiltonian structure
where all , for , are compatible Hamiltonian operators; , , all are involutive in the sense
and any is a conserved quantity of any equation in the hierarchy for .
The above notions and results are also applicable to the coupled system
after we write it in the form , where .
3. New Hamiltonian Structures of Two Integrable Couplings
In this section, we introduce new Hamiltonian structures of the integrable couplings of the AKNS hierarchy and the KN hierarchy and investigate the involutive property of the Hamiltonians.
3.1. The AKNS
The AKNS hierarchy is associated with the well-known AKNS spectral problem [24]
where , are potentials; is a spectrum parameter; is the eigenfunction. (23) is a generalization of the Zakharov–Shabat spectral problem for the nonlinear Schrödinger equation [25]. The AKNS hierarchy is written as (see [26,27])
where L is the recursion operator defined as
where , denotes the inverse of , i.e., an integration operator, satisfying ,
The first three equations in the AKNS hierarchy are
The recursion operator L is a hereditary operator and a strong symmetry of Equation (27a) (see [27,28]). It allows an implectic–symplectic factorization [27],
Each equation in the AKNS hierarchy (24) has a multi-Hamiltonian structure as in (21), i.e.,
where the first Hamiltonian operator is and the first few gradients are
One can compute Hamiltonians using Formula (16), the first few of which are
For the AKNS hierarchy (24), its integrable coupling obtained by perturbation, i.e.,
is related to the enlarged spectral problem [10]
where
Note that the spectral problem is gauge-equivalent to the form
where is the unit matrix, and Q and R are triangular Toeplitz matrices
Since Q and R commute, the integrable coupling (31) can also be alternatively and more easily obtained from (24) by replacing q and r with the above Q and R. After some calculation (see Appendix A), the integrable coupling (31) is written as
where
and
with , which is the Gâteaux derivative of with respect to u in the direction v. Direct verification (see Appendix B) shows that is hereditary and is a strong symmetry for . The first three equations in (36) are
Now, we introduce
where is the first Hamiltonian operator of the AKNS hierarchy. Since is independent of u, in light of Theorem 2.8 of [4] (see Appendix C), the integrable coupling (36) has a Hamiltonian structure
In addition, it can be verified that allows an implectic–symplectic factorization (see Appendix D),
and, consequently, Equation (36) has a multi-Hamiltonian structure
where
The first few Hamiltonians are
from which one can see that these Hamiltonians do not reduce to (30) but vanish when . In this sense, they are trivial in the degeneration of . Such a triviality extends to all Hamiltonians defined by (43).
Proposition 1.
The Hamiltonian vanishes when .
Proof.
According to Theorem 2.8 in [4], , where is the Hamiltonian given in (30). It then immediately follows that when because . □
In what follows, we introduce a new Hamiltonian operator for the integrable coupling (36) and the corresponding Hamiltonians will reduce to those of the AKNS equations when . Let us consider
where and is a nonzero constant. Noting that
where stands for the identity matrix, we introduce
where . Thus, we obtain another factorization
Both and are skew-symmetric. is obviously implectic since it is independent of . In addition, for , we can verify that it is symplectic along the lines of Appendix D. Thus, allows another implectic–symplectic factorization. The first Equation (39a) has a Hamiltonian structure
with
Thus, in light of Theorem 1, the integrable coupling (36) has a new multi-Hamiltonian structure ( For Equation (7) with Hamiltonian structure (17), the operator is also a Hamiltonian operator of the integrable coupling of the so-called “nonstandard perturbation system”, where the initial equation is instead of (7). See Section 3.2 of [4])
Note that the Hamiltonian operator (46) with was also introduced in [15]. However, in this paper, we will focus more on the related multi-Hamiltonian structures and the involutive property of Hamiltonians. Using Formula (16), we can compute the Hamiltonians, of which the first few indicate relations
and they do reduce to the Hamiltonians (30) when and . Let us prove a more general result in the following.
Proposition 2.
Proof.
Denote . Noting that
from which we have
Then, using the Formula (16), we have
We are now going to prove that
In fact, noting that , where is given as (44), and has the following form
it then follows that
Thus, we obtain the expression (53), and in light of Proposition 1, one finds that reduces to when . The proof is completed. □
Now, for each coupled equation in the hierarchy (36), it has two simple Hamiltonian operators, and . This means that we have more Hamiltonian structures in the integrable coupling case. Using these two Hamiltonian operators, we can define Poisson brackets for and investigate the involutive property of Hamiltonians and with respect to these two Poisson brackets.
Theorem 2.
The Hamiltonians and are involutive with respect to Poisson brackets for , i.e.,
Moreover,
Proof.
The cases of and can be understood in light of Section 2. We prove other cases in the following. Note that
from which we have
In addition, we also note that , S and commute, and is skew-symmetric, i.e.,
Making use of these relations, we have
If , then we have . If , e.g., , we further have
Since reduces to when , we immediately have . Relation (58) is the consequence of (57) and Proposition 2. Thus we complete the proof. □
3.2. The KN
Let us look at the KN hierarchy, which is related to the KN spectral problem [29,30]
This spectral problem is gauge-equivalent to the one for the massive Thirring model found by Mikhailov [31]. For the details of the gauge transformation, one may refer to Appendix A of [32]. The KN soliton hierarchy is written as (see, e.g., [27])
where L is the recursion operator defined as
in which and are defined as before. The first three equations in the hierarchy are
One can verify that the recursion operator L is hereditary, a strong symmetry for the first Equation (64a), and allows an implectic–symplectic factorization,
Thus, the KN hierarchy (62) has the multi-Hamiltonian structure
where the first Hamiltonian operator is and the first few gradients are
The corresponding Hamiltons are
Note that the Hamiltonian operator is again independent of u; therefore, the integrable couplings of the KN hierarchy by perturbation can have Hamiltonian structures and properties similar to the case of the AKNS. In the following, we only list these results for the integrable couplings of the KN hierarchy. Note that all the following results can be proven. Since the proofs are long and the processes are similar to those for the AKNS given in Section 3.1 and Appendix A, Appendix B and Appendix D, we do not present the details of these proofs.
The KN hierarchy (62) gives rise to integrable couplings (cf. [33])
where , which can be derived from an enlarged spectral problem (32) where is taken as in (61). It can also be obtained from the KN hierarchy (62) by replacing q and r with the triangular Toeplitz matrices Q and R as given in (35). The integrable coupling (68) can be written as
where ,
and
with L defined in (63) and . The first two equations in (69) are
The recursion operator is hereditary, a strong symmetry of the first Equation (72a), and allows an implectic–symplectic factorization,
As a result, the integrable coupling (69) has multi-Hamiltonian structure
where the simplest gradient reads
The first few Hamiltonians are
Similar to the AKNS case, these Hamiltonians are trivial in the degeneration of in the sense that they reduce to zero when . A general statement is the following.
Proposition 3.
The Hamiltonians defined in (74) vanish when .
The recursion operator (71) allows another implectic–symplectic factorization,
where
S is the matrix given in (54), and . This fact leads to a second multi-Hamiltonian structure of the integrable coupling (69):
where the simplest gradient is
The first three Hamiltonians corresponding to are
which can reduce to the Hamiltonians (67) when and . A general result is described as follows.
Proposition 4.
Thus, the coupled equations in the hierarchy (69) have the two simplest Hamiltonian operators, and , from which we can define two Poisson brackets for . The involutive property of the Hamiltonians and is described as the following.
Theorem 3.
The Hamiltonians and of the KN integrable couplings are involutive with respect to the Poisson brackets for , i.e.,
In addition, the Hamiltonians of the KN hierarchy (66) are involutive with , i.e.,
4. Concluding Remarks
In this paper, we have provided more Hamiltonian structures for two integrable couplings. For the AKNS and KN hierarchies, of which the first Hamiltonian operators (denoted by ) are independent of u, their integrable couplings by the first-order perturbation allow Hamiltonian operators with the form (40), i.e., (cf. Theorem 2.8 in [4]). We have shown that the corresponding Hamiltonians are trivial in the degeneration of (see Proposition 1 and 3). We have introduced new Hamiltonian operators of the form (46), i.e., , and proven that the corresponding Hamiltonians allow nontrivial degeneration (see Proposition 2 and 4). The involved Hamiltonians are involutive with respect to the two Poisson brackets.
As remarks, first, in this paper, for the sake of comparison with the known Hamiltonian operator , we have introduced parameter in , cf. (40) and (46). In fact, one can also examine that, for the two integrable couplings investigated in this paper, both
with distinct parameters and can be Hamiltonian operators, and their corresponding Hamiltonians (still denoted as and ), together with the Hamiltonians of the original equations, are involutive with respect to the Poisson brackets for the above and . Second, we believe that these results for the AKNS and KN hierarchies imply a more general theory for integrable couplings by perturbations. In other words, for a generic hierarchy , if the initial Equation (7) and the recursion operator L satisfy the assumption in Theorem 1, then it is possible to come up with certain settings such that its integrable couplings together with the recursion operator with the form (38) can inherit the assumption of Theorem 1. Moreover, when the Hamiltonian operator is independent of u, it is possible to obtain general proof that the recursion operator allows implectic–symplectic decomposition , where takes the form (46) for arbitrary . This general theory should also hold for the integrable couplings by high-order perturbations. We will explore such a general theory in a future investigation.
Author Contributions
Conceptualization, D.-j.Z.; Funding acquisition, D.-j.Z.; Investigation, Y.L. and J.L.; Methodology, Y.L., J.L. and D.-j.Z.; Project administration, D.-j.Z.; Supervision, D.-j.Z.; Writing—original draft, Y.L. and J.L.; Writing—review & editing, D.-j.Z. All authors have read and agreed to the published version of the manuscript.
Funding
This work is supported by the National Natural Science Foundation of China (grant Nos. 11875040, 12126352, 12126343).
Data Availability Statement
Not applicable.
Acknowledgments
The authors are grateful to the referees for their invaluable comments.
Conflicts of Interest
The authors declare no conflict of interest.
Appendix A. Derivation of (36)
We start from the enlarged matrix spectral problem (32). We rewrite it as
where
The associated time part is
where
Here, , , , is the eigenfunction. The compatibility condition gives rise to the zero curvature equation
which is
Note that the first Equation (A2a) is nothing but the zero curvature equation associated with the original AKNS spectral problem (23), which gives rise to the AKNS hierarchy (24), while the second one, (A2b), has a solution
In fact, taking the Gâteaux derivative of Equation (A2a) with respect to u in direction v immediately yields (A2b) with the above setting (A3). Since the zero curvature Equation (A2a) gives rise to the AKNS hierarchy (24), which can be alternatively written as
its Gâteaux derivative with respect to u in direction v yields
Thus, we have
which yields the hierarchy (36).
Appendix B. Property of (38)
In the following, we prove that the operator given in (38) is hereditary and a strong symmetry for Equation (39a).
Suppose that the vector fields and denote . It is easy to obtain
where
and and are given by the formulae by replacing with . Meanwhile, direct calculation yields
and, on the other hand, we have
where
Substituting into the above, and by direct computation, one can find and . This means that the recursion operator satisfies
i.e., is a hereditary operator.
Appendix C. Theorem 2.8 in [4]
In the following, we present Theorem 2.8 in [4], subject to the notations of this paper.
Theorem A1.
For Equation (7), the perturbation
yields an integrable coupling
where . If Equation (7) admits a Hamiltonian structure (17), then the system (A14) has a Hamiltonian formulation
where
and
If Equation (7) admits a bi-Hamiltonian structure (18), then the system (A14) has a bi-Hamiltonian formulation
where and are generated from and along the Formulas (A16) and (A17), respectively.
Appendix D. The Implectic–Symplectic Factorization (42)
Recalling (42), we have
and
Both and are skew-symmetric operators. Since is independent of , we have and therefore it automatically satisfies the Jacobi identity (11). is implectic according to Definition 2.
Next, we prove that satisfies (12), i.e.,
where are defined as in Appendix B and is defined along the same lines. Direct computation yields
Note that . Similarly, we can have expressions for and , and finally we arrive at the Jacobi identity (A21). Thus, is a symplectic operator according to Definition 1.
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