Abstract
An matrix A is called eventually exponentially positive (EEP) if for all , where . A matrix whose entries belong to the set is called a sign pattern. An sign pattern is called potentially eventually exponentially positive (PEEP) if there exists some real matrix realization A of that is EEP. Characterizing the PEEP sign patterns is a longstanding open problem. In this article, is called minimally potentially eventually exponentially positive (MPEEP), if is PEEP and no proper subpattern of is PEEP. Some preliminary results about MPEEP sign patterns and PEEP sign patterns are established. All MPEEP sign patterns of orders are identified. For the tridiagonal sign patterns , we show that there exists exactly one MPEEP tridiagonal sign pattern . Consequently, we classify all PEEP tridiagonal sign patterns as the superpatterns of . We also classify all PEEP star sign patterns and double star sign patterns by identifying all the MPEEP star sign patterns and the MPEEP double star sign patterns, respectively.
MSC:
15A48; 15A18; 05C50
1. Introduction
An real matrix A is called eventually positive (EP) if there exists a positive integer such that for all , where the inequality is interpreted entrywise. An real matrix A is called eventually exponentially positive (EEP) if there exists a nonnegative integer such that
for all ; see, e.g., [1]. EP matrices and EEP matrices have applications to the system of linear differential equations (, , ) whose solutions become positive at finite time and remain positive for all time thereafter; see e.g., [2].
A sign pattern is a matrix whose entries are in the set . An real matrix A is called a realization of if A has the same sign pattern as . The qualitative class of sign pattern is the set of all realizations of , and is denoted by . An n-by-n sign pattern is called a subpattern of (equivalently, is called a superpattern of ) if implies for all i and j. If the subpattern , then is called a proper subpattern of . A sign pattern is called reducible if there exists a permutation matrix such that
where the square matrices and are nonvacuous. Ortherwise, is called irreducible; see, e.g., [3,4,5] for more details and further terminology regarding sign patterns.
An sign pattern is called potentially eventually positive (PEP), if there exists some such that A is EP. PEP sign patterns have been studied first in [6], where the PEP sign patterns of order at most 3 have been classified, and some sufficient conditions and some necessary conditions for an () sign pattern to be PEP have been established. However, characterizing the () PEP sign pattern is still a longstanding open problem.
An sign pattern is called potentially eventually exponentially positive (PEEP), if there exists some such that A is EEP. Some sufficient conditions and some necessary conditions for an sign pattern to be PEEP have been established in [7]. However, there are still not any characterization about the PEEP sign patterns.
In this article, we investigate the potential eventual exponential positivity of some tree sign patterns by considering its minimality. Our work is organized as follows. In Section 2, we introduce the MPEEP sign patterns to classify the PEEP sign patterns, and some preliminary results for an sign pattern to to be EEP are established. All MPEEP sign patterns of small orders are also identified as the section’s conclusion. In Section 3, all PEEP tridiagonal sign patterns are classified by identifying the unique MPEEP tridiagonal sign pattern . In Section 4, the unique MPEEP star sign pattern is identified and consequently, all PEEP star sign patterns are classified to be a superpattern of . In Section 5, all PEEP double star sign patterns are classified by identifying the exactly one MPEEP double star sign pattern . Some discussions and conclusions are made in Section 6.
2. Terminologies and Preliminary Results
As a beginning, some necessary terminologies regarding graph theory are introduced below. For further details, see [1,3] and the references therein.
A square sign pattern is called combinatorially symmetric if whenever . Let be the graph of order n with vertices 1, 2, …, n and an edge joining the distinct vertices i and j if and only if . Then is called the graph of sign pattern . A combinatorially symmetric sign pattern matrix is called a tree sign pattern (respectively, star sign pattern, double star sign pattern) if is a tree (respectively, star, double star).
It is known from [7] that sign pattern is PEEP if the positive part is irreducible. Since every superpattern of PEEP sign patterns is also PEEP, it is necessary to investigate the minimality of PEEP sign patterns. Consequently, the following terminology is proposed.
Definition 1.
Sign pattern is called minimally potentially eventually exponentially positive (MPEEP), if is PEEP and any proper subpattern of is not PEEP.
Please note that sign pattern is PEEP if and only if or is PEEP, for any permutation pattern . As a result, two sign patterns and are called equivalent if or for some permutation pattern . By considering the minimality of PEEP sign patterns, we obtain the following Proposition 1.
Proposition 1.
Let be an sign pattern. Then the following statements are equivalent:
- 1.
- is MPEEP;
- 2.
- is MPEEP;
- 3.
- is MPEEP, where is an permutation pattern.
For an real matrix A, let be.
Recall that a real eigenvalue (the spectrum of A) is called rightmost, if is simple, and for all (); see [7] for details. The following Lemma 1 follows readily from the Theorem 3.3 in [2] and Proposition 1.6 in [7]
Lemma 1.
Let A be an real matrix. Then the following statements are equivalent:
- 1.
- A is EEP;
- 2.
- is EP for some , where I is an identity matrix of order n;
- 3.
- A has a rightmost eigenvalue with positive right and left eigenvectors.
Following [7], let (respectively, and ) be the sign pattern whose off-diagonal entries are the same as and all the diagonal entries are + (respectively, 0 and −). Observation 1.4 in [7] is cited here as Lemma 2 for the sake of convenience.
Lemma 2.
If an sign pattern is PEEP, then is PEP.
It is known from [7] that the converse of Lemma 2 is not true. But for the sign patterns with only − on the diagonal, the converse is true.
Proposition 2.
Let be an sign pattern with all diagonal entries being −. Then is PEEP if and only if is PEP.
Proof.
The necessity is clear from Lemma 2. For the sufficiency, suppose is PEP. Then there exists an EP matrix realization such that for . Let where . Then and is EP. Hence A is EEP by Lemma 1 and is PEEP. □
Example 1.
The sign pattern is not PEEP from [7]. However, is PEP from [6], and the sign pattern is PEEP from [7] and the fact that .
Corollary 1.
Let be an sign pattern. Then is PEP if and only if is PEEP.
Proof.
Corollary 1 follows readily from Proposition 2 and the fact that . □
Next, we turn to identify all the MPEEP sign patterns of orders . It is clear that a sign pattern is a MPEEP sign pattern if and only if . It is known that all and PEEP sign patterns were classified in [7]. We cite these results below for the readers’ convenience to identify all the and MPEEP sign patterns.
Lemma 3
([7] (Proposition 3.1)). A sign pattern is PEEP if and only if it is of the form
Lemma 4
([7] (Theorem 3.5)). A sign pattern is PEEP if and only if it is equivalent to one of the following four forms:
In the following two propositions, we identify all MPEEP sign patterns of orders 2 and 3, respectively.
Proposition 3.
The sign pattern is MPEEP if and only if
Proof.
Sign pattern is PEEP for its positive part is irreducible. Moreover, it is clear that no proper subpattern of is irreducible and PEEP. It follows that is MPEEP. For the converse, assume that is MPEEP. Then is of the form in Lemma 3. Since is MPEEP, it follows that □
Proposition 4.
The sign pattern is MPEEP if and only if is equivalent to one of
Proof.
For the sufficiency, it suffices to show that sign patterns , , and are MPEEP. Sign patterns , , and are PEEP by Lemma 4. If some nonzero entries of and are changed to be 0, then the corresponding proper subpatterns of and are reducible and hence are not PEEP, respectively. It follows that and are MPEEP. For sign pattern , to state clearly, let be the -th entry of . Since requires an eigenvalue with nonnegative real part, each row and column of has at least one +. It follows that , , and cannot be changed to 0. If or , then the corresponding subpatterns are not irreducible and thus not PEEP. If , then
and is not PEP by Theorem 5.2 in [6]. By Lemma 2, is not PEEP. Consequently, cannot be changed to 0. It follows that is MPEEP.
Since a PEEP sign pattern of order at least 2 must have two positive entries, and cannot be changed to 0. If or is changed to be 0, then the corresponding sign pattern is reducible and thus cannot PEEP. If is changed to be 0, then the corresponding sign pattern is not PEEP for is not PEP as stated in the proof of . If is changed to be 0, then the corresponding sign pattern has no − on the diagonal, no + in row 1, and thus cannot be PEEP. Therefore, is MPEEP.
For the necessity, suppose that is a MPEEP sign pattern of order 3. Then is equivalent to one of the sign patterns stated in Lemma 4. The necessity follows from the fact that sign patterns , , and are MPEEP. □
3. MPEEP Tridiagonal Sign Patterns
In this section, we identify all MPEEP tridiagonal sign patterns and classify all PEEP tridiagonal sign patterns. Without loss of generality, let an tridiagonal sign pattern
where * denotes the nonzero entries, ? denotes one of and the entries unspecified in the sign pattern are all zeros. Throughout this section, let . The following Lemma 5 is very important to identify the MPEEP sign patterns in the class of tridiagonal sign patterns.
Lemma 5.
If the tridiagonal sign pattern is PEEP, then all nonzero off-diagonal entries of are +.
Proof.
Since tridiagonal sign pattern is PEEP, is PEP by Lemma 2. By the Theorem 1 in [8], all nonzero off-diagonal entries of are +. It follows that all nonzero off-diagonal entries of are +. □
Now we identify all MPEEP tridiagonal sign patterns.
Theorem 1.
The sign pattern
is the unique (up to equivalence) MPEEP tridiagonal sign pattern.
Proof.
is PEEP follows from the fact that the positive part is irreducible. every proper subpattern of is not PEEP by Lemma 5. It follows that is MPEEP. Now let is an arbitrary MPEEP tridiagonal sign pattern. Then all nonzero off-diagonal entries of are + by Lemma 5. If has at least one nonzero diagonal entry, then must be a superpattern of , and hence is not MPEEP. Consequently, all diagonal entries of must be 0.Therefore, is equivalent to . □
We conclude this section by classifying the PEEP tridiagonal sign patterns which can be shown readily from Theorem 1.
Corollary 2.
Let be an tridiagonal sign pattern. Then is PEEP if and only if is equivalent to a superpattern of .
4. MPEEP Star Sign Patterns
In this section, we identify all MPEEP star sign patterns and classify all PEEP star sign patterns. Generally, the n-by-n ( ) star sign pattern
To classify the PEEP star sign patterns, it is very necessary to investigate its nonzero off-diagonal entries.
Lemma 6.
If is PEEP, then all nonzero off-diagonal entries of are +.
Proof.
is PEP follows from the fact that star sign pattern is PEE and Lemma 2. By the Theorem in [9], all nonzero off-diagonal entries of are +. It follows that all nonzero off-diagonal entries of are +. □
To proceed, we turn to identify all MPEEP star sign patterns.
Theorem 2.
The sign pattern
is the unique (up to equivalence) MPEEP star sign pattern.
Proof.
Clearly, the positive part of is irreducible. It follows that is PEEP. By Lemma 6, every proper subpattern of is not PEEP. Consequently, is MPEEP. For the uniqueness, let be an arbitrary MPEEP star sign pattern. Then by Lemma 6, all nonzero off-diagonal entries of are +. To complete the proof, it suffices to show the diagonal entries are 0. By a way of contradiction, let some of diagonal entries of be nonzero. Then is a superpattern of , and hence is not MPEEP; a contradiction. Therefore, all diagonal entries of must be 0. □
We conclude this section by classifying all PEEP star sign patterns which can be shown directly from Theorem 2.
Corollary 3.
An star sign pattern is PEEP if and only if is equivalent to a superpattern of .
5. MPEEP Double Star Sign Patterns
Following [10], let the double star sign pattern
To state clearly, let be the -th entry of double star sign pattern . Below is a necessary condition for an double star sign pattern to be PEEP.
Lemma 7.
If is PEEP, then for and for .
Proof.
is PEP follows directly from the fact that is PEEP. By Lemma 9 in [10], all nonzero off-diagonal entries of are +. It follows that for and for . □
Now we identify all the MPEEP double star sign patterns.
Theorem 3.
is the unique (up to equivalence) MPEEP double star sign pattern.
Proof.
For the nonnegative sign pattern is irreducible, is PEEP. It is clear from Lemma 7 that there is no proper subpattern of is irreducible and thus is PEEP. It follows that is MPEEP. For the uniqueness, let be an arbitrary MPEEP double star sign pattern. Then for and for , by Lemma 7. To complete the proof, it suffices to show that all diagonal entries for . By a way of contradiction, assume that for some . Then is a proper superpattern of . Consequently, can not be MPEEP; a contradiction. Therefore, for . It follows that , up to equivalence. □
Theorem 3 indicates that for the class of double star sign patterns, there exists a unique sign pattern that is MPEEP, which classifies all PEEP double star sign patterns.
Corollary 4.
An double star sign pattern is PEEP if and only if is equivalent to a superpattern of .
6. Discussions and Conclusions
We have introduced the MPEEP sign patterns, which is just a preliminary study. However, our results have indicated that identifying the MPEEP sign patterns is easier than identifying the PEEP sign patterns, and that an effective method to classify the PEEP sign patterns is identifying the MPEEP sign patterns. In fact, we have classified all the PEEP tridiagonal (respectively, star, double star) by identifying the unique MPEEP tridiagonal (respectively, star, double star) sign pattern, up to equivalence. Our results and method are of great significance for characterizing other tree sign patterns. Motivated by the obtained results, here we propose two conjectures for further studying.
Conjecture 1.
For thetree sign pattern class, there exists a unique MPEEP tree sign pattern, and consequently the corresponding PEEP tree sign patterns are exactly its superpatterns.
Conjecture 2.
If antree sign patternis MPEEP, thenmust havepositive entries.
Please note that the minimum number of positive entries in an PEEP sign pattern is unknown. What we have known is just that the upper bound for the minimum number of positive entries is n from [7].
Author Contributions
B.-L.Y. is responsible for providing methods, proofs, analysis processes and checking the final manuscript. Z.L. is responsible for making a detailed analysis and correcting grammatical errors, and S.X. is responsible for writing and editing the orignial draft. All authors have read and agreed to the published version of the manuscript.
Funding
This paper was partially funded by Natural Science Foundation of China (No. 12001223), the Natural Science Foundation of Jiangsu Province and its Education Committee (Nos. , ), the Natural Science Foundation of HYIT ().
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Acknowledgments
The authors would like to express their sincerely thank to the anonymous referees and the editor for many constructive, detailed and helpful comments that help us correct and improve the original manuscript.
Conflicts of Interest
All authors in the paper have no conflict of interest.
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