Abstract
This paper presented a review on the capabilities of machine learning algorithms toward Earth observation data modelling and information extraction. The main purpose was to identify new trends in the application of or research on machine learning and Earth observation—as well as to help researchers positioning new development in these domains, considering the latest peer-reviewed articles. A review of Earth observation concepts was presented, as well as current approaches and available data, followed by different machine learning applications and algorithms. Special attention was given to the contribution, potential and capabilities of Earth observation-machine learning approaches. The findings suggested that the combination of Earth observation and machine learning was successfully applied in several different fields across the world. Additionally, it was observed that all machine learning categories could be used to analyse Earth observation data or to improve acquisition processes and that RF, SVM, K-Means, NN (CNN and GAN) and A2C were among the most-used techniques. In conclusion, the combination of these technologies could prove to be crucial in a wide range of fields (e.g., agriculture, climate and biology) and should be further explored for each specific domain.
1. Introduction
Humanity has been pushing the Earth and its inherent subsystems (e.g., climate, biosphere) to their limit. Therefore, there is a real risk of moving our planet outside a safe operating space, which could lead to severe problems in a near future [1,2,3]. According to Calvin et al. [4], the majority of the research on the Human-Earth system has occurred individually. Hence, it became crucial to seek new ways or optimize the existing ones to build an enduring future for humanity [5].
In order to understand and assess the dynamics of the Human-Earth system [6], the planet has been continuously monitored through Earth observation (EO) satellites [7]. Since 1972, several hundred satellites have been launched, and as of this writing, there are more than 2000 active EO satellites [8,9], and their data already exceed the petabyte scale [7]. According to Murthy et al. [10], Xie et al. [11] and Ferreira et al. [12], the main reason behind this is the fact that EO is possibly the only cost-effective technology able to continuously provide global data at different scales. Additionally, the diversity of EO technology allows for the acquisition of data through different sensors (e.g., optical, infrared, thermal, radar and LiDAR) at different spatial, spectral and temporal resolutions. Although its benefits are myriad, the volume of data produced by EO sources (commonly represented by means of multispectral imagery) can trigger a number of problems [7]; therefore, appropriate methods and tools (e.g., Machine Learning (ML) [9,13]) are required to analyze enormous quantities of data and provide important insights regarding embedded information [12].
The term machine learning (ML) was coined in 1959 and defined as “the field of study that provides to computers the ability to learn without being explicitly programmed for that” [14]. Hence, ML has focused on the development of algorithms that allow researchers to optimize a performance criterion using historical data and experience. Over the years, the ML field has been growing, mainly due to its ability to handle huge amounts of data and extract relevant information from it, its unique characteristics pertaining to classification and forecasting, and the growth of computational power. Therefore, it has been creating new opportunities for several fields and applications (e.g., climate change [15], biodiversity deterioration [16], land-use change (e.g., deforestation), natural disasters [17], emerging diseases and other health risks [18] and management of natural resources [19]), including areas that use EO data [12]. In fact, according to Andries et al. [9] and Landry et al. [13], the majority of methods used for processing EO data are based on ML techniques.
The main research question of this work corresponds to “How does EO data and ML techniques contribute and influence the monitorization and analysis of human-earth interaction across different fields and domains?”. Therefore, this work was intended to explore the EO and ML fields to better understand their importance in today’s world. To accomplish this, a systematic review of the topics and interactions of Earth observation and machine learning was conducted. Thus, as depicted in Figure 1, this review analyzed the relationship between these areas, highlighting major approaches and applications of different types of ML techniques applied, successfully, to EO data.
Figure 1.
Overview of a decision support system based on machine learning techniques and Earth observation data.
The paper’s structure has been divided as follows: in Section 2, we described how the research was conducted and presented the history, concepts, description, and contributions of EO. In addition, the necessity of using ML techniques to analyze data, was detailed as well as its workflow and types. Afterward, in Section 3, a review on the importance of ML and EO was presented, highlighted by case studies of different ML categories applied to EO data in benefit of different knowledge areas. In addition, in Section 4 and Section 5, further considerations were addressed and discussed concerning EO, ML, their relation and new paths and approaches to increase the applicability and knowledge concerning these subjects.
2. Literature Review
To lay the foundations and the theoretical basis for this paper, a systematic review was conducted using Google Scholar [20] and ScienceDirect [21], considering published articles in peer-reviewed journals. In this research, the topics “Earth observation” and “machine learning” were the core search criteria. To ensure the identification of relevant case studies for each ML category and type, expressions such as “classification”, “regression”, “clustering” and “dimension reduction techniques/models”, as well as “supervised”, “unsupervised”, “semi-supervised” and “reinforcement learning” were used in conjunction with “Earth observation” and/or a specific area name (e.g., “agriculture”, “mining” and “renewable energy”). The search was refined to retain state of the art results by taking into consideration the latest studies while retaining historical reports and agreements.
2.1. Earth Observation
Earth observation (EO) is a technology that provides a unique perspective on our world [22] by covering different approaches; it can include the use of drones, aircrafts and satellites. The era of satellite EO began in 1959 with the launch of Explorer 7 [23]. Currently, there are more than 2000 active EO satellites operated by different institutions (i.e., space agencies, governments and commercial operators) [8,9], creating increased availability of information and, consequently, relevant researches and applications involving EO data [24].
EO can be seen as the gathering of information concerning the planet’s physical, chemical and biological systems [18]. Therefore, EO data is considered an example of a Big Data source—in fact, the term Big Earth Data was coined by Guo et al. [25] to describe massive EO datasets. EO data can be acquired at low cost, over long periods of time, and used to monitor, assess and comprehend the entire Earth system, while addressing negative impacts inflicted by the human civilization. The United Nations report [26] confirmed the viability of using EO data to produce official SDGs statistics for several applications, such as in agriculture [27], urban and land planning [28] and food security [29].
2.1.1. Earth Observation Data
EO satellite imagery can be classified based on the sensors used. They can be either passive, receiving emitted or reflected natural radiation by the Earth’s atmosphere and surface, or active, receiving echoes from signals transmitted by the sensor, reflected or refracted by the Earth’s atmosphere and surface [9]. Aside from differences related to the type of EO sensors, the data provided by satellites can also be distinguished by their orbits. A geostationary orbit (GEO) means that the satellite tracks the same area by following the Earth’s rotation at an altitude of 35,786 km. Low Earth orbit (LEO) means that the satellite orbit is relatively close to Earth’s surface (usually at an altitude below 1000 km), and medium Earth orbit comprises a range of orbits between LEO and GEO [30].
EO sensors provide data in four resolutions: (i) spectral: the ability to define/distinguish wavelengths and ranges of radiation (hence, different spectral bands provide a spectral signature for specific land cover types [9], such as: soil [31], water [32] or buildings) [33]; (ii) spatial: refers to the area that each pixel represents on the surface; (iii) radiometric: indicates the degree of light intensities the sensor is able to distinguish [34]; and (iv) temporal: the revisit time, namely the frequency with which sensors cross a specific area on Earth. EO images can be used to identify characteristics of interest, based on how images are presented and their inherent properties, in several fields (as presented in Figure 2) such as agriculture [35], forestry [36], water [37] and urban areas [36].
Figure 2.
Resolution requirements for specific applications, adapted from Kadhim et al. [38].
Figure 2 presents the resolution requirements (i.e., spatial, spectral, radiometric and temporal) for several fields such as agriculture, land cover and water quality. The climate field is the least demanding regarding spatial and temporal resolutions, yet it has a higher demand for spectral resolution. On the opposite side is the emergency response field, which requires the finest spatial resolution possible and a higher revisit time; however, it has the lowest spectral resolution requirement.
2.1.2. Earth Observation Limitations
Despite the advantages and applications of EO, there are also limitations associated with it, such as:
- the impossibility of having very high spectral and spatial resolution in the same data [39];
- the higher the spatial resolution, the longer the time between images of a specific area [40];
- the more advanced the sensor, the less likely one is to find historical data [40];
- the higher the spatial resolution, the higher the cost of that data [40];
- image obstruction may occur (i.e., clouds and vegetation) [26];
- the impossibility of direct observation of the bottom of bodies of water such as oceans, rivers and lakes.
2.1.3. Earth Observation Applications
Despite the disadvantages above, EO has been widely used in several fields, mainly due to its cost-effective contributions and continuous data acquisition over large areas and periods of time. According to COPERNICUS [41], areas such as: agriculture [35], which plays a crucial role in our society [42]; climate [43], where the effects of its changes (i.e., storms, droughts, fires and flooding) are becoming more recurrent and stronger, having a huge impact in essential global ecosystems such as agriculture and natural resources [44]; forests [36], in which resources are continuously depleting [45]; marine habitats [46], which represent more than 70% of Earth’s surface and generate 50% of the oxygen, 97% of the water and 1/6 of the animal protein that our society needs [47]; mining [48], where metals and minerals that are essential for modern applications (e.g., high-tech products, renewable energy, buildings) are obtained [49]; and renewable energy [50], where there is a global agreement to increase the use and support of renewable sources (e.g., solar energy, wind power, hydropower, biomass energy, waves, tides, and geothermal energy) [51] are among those with higher relevance. Moreover, EO can also be used to exploit new opportunities (i.e., management of natural resources) [19], as well as to produce relevant statistics and indicators to analyze and quantify the SD [9,26,52]. However, given the amount of data generated through EO sources, it is essential to employ methodologies focused on intelligent techniques (e.g., machine learning) to preprocess the data, extract hidden insights and predict or classify future events or samples.
2.2. Machine Learning
Machine learning (ML) is a subdomain of artificial intelligence (AI), which, according to Samuel [14], aims to provide machines with the ability to learn from data without being explicitly programmed [53]. The study and development of algorithms has played a major role in ML, aiming to train the machines to learn and make decisions based on the data and algorithms provided [54,55]. The popularity of ML is vast and increasing, which, over time, has originated many subdomains [56], including statistical learning methods [57], data mining [58], image recognition [59], natural language processing [60] and deep learning [61]. Moreover, ML applications cover a wide range of fields, including agriculture [62], renewable energies [63], disasters [64], climate [65], construction [66], human living conditions [67] and health systems [68]. This is a result of ML’s reliability, cost-effectiveness, ability to address uncertainty and speed and ability to solve problems and reach decisions.
2.2.1. Machine Learning Workflow
The process of using ML begins with raw data (e.g., EO data). These data are critically important for the success of an ML solution, and thus, should be highly representative of the intended process or case study. The more quality, quantity and diversity of data, the better the results will likely be. Additionally, raw data can be parsed, cleaned, transformed, and preprocessed [69]. Next, a review and analysis of similar case studies or applications may be performed in order to preselect a number of ML algorithms that could be suitable. Then, those algorithms are applied to the data, where it is possible to use a combination of algorithms (e.g., using a feature selection algorithm followed by a classification one [70]), compare and evaluate performances or optimize the algorithms. As a result of this learning procedure, the ML algorithm will be able to categorize or catalogue, predict actions or outcomes, detect anomalous or unexpected behaviors and identify unknown patterns and relationships [71]. Figure 3 represents a simple ML workflow approach.
Figure 3.
ML workflow, adapted from Liakos at al. [72] and Patel & Thakkar [73].
Apart from the generic ML approach and all its inherent steps, it is also important to select the most appropriate ML algorithm based on the desired outcome [74].
2.2.2. Machine Learning Algorithms Categorization
Machine learning algorithms (MLAs), as mentioned, play a major role in the ML workflow. According to Gurevich [75], Dourish [76] and Yanofsky [77], there is some debate about the definition of an algorithm and even if it can be defined. Despite that, several entities and researchers have their definitions; for example, Merriam-Webster [78] defined an algorithm as “a step-by-step procedure for solving a problem or accomplishing some end”, while Hill [79] defined it as “a finite, abstract, effective, compound control structure, imperatively given, accomplishing a given purpose under given provisions” and Kaartinen [80] proposed an informal definition reading “any well-defined computational procedure that takes some value, or set of values, as input and produces some value, or set of values, as output”. Therefore, an MLA should be represented by a pseudo-code in which each step of the MLA implementation is well defined. As an example, Figure 4 presents the pseudo-code of a Decision Tree (i.e., ID3).
Figure 4.
Pseudo-code example (Decision Tree—ID3), adapted from Ferreira et al. [70].
There are different types of MLAs, categorized according to their learning strategy and capable of performing different tasks. Figure 5 presents the types of ML, following studies presented by Dey [53], Dutta et al. [81] and Moubayed et al. [82]. These are: supervised, unsupervised, semi-supervised and reinforcement, followed by the tasks of each ML type (i.e., classification, regression, clustering and dimensionality reduction), as well as examples of use cases and ML algorithms for each task.
Figure 5.
MLA learning types, use cases and algorithms, adapted from Dutta et al. [81], Kim & Tagkopoulos [83], Kumar et al. [84] and Moubayed et al. [82].
2.2.3. Machine Learning Algorithm Selection
Choosing the right MLA depends on several factors, including data size, quality and diversity, as well as the application purpose. Additional considerations include accuracy, training time, output interpretability, and much more. Therefore, the choice of the right MLA is a combination of business needs, specification, experimentation and time available [71,85]. It is important to notice that each technique has its strengths and limitations, and in any application, the use of more than one technique can provide a greater perception compared to the isolated use. This was further explored in the subsequent section.
3. Machine Learning Algorithms Applied to Earth Observation Data
As mentioned above, ML algorithms are extremely useful and offer numerous benefits. A substantial number of ML algorithms have been used and described in the literature, performing a wide range of tasks in a variety of domains (e.g., agriculture [62], renewable energies [63], disasters [64], climate [65], construction [66], human living conditions [67] and health systems [68]).
In the following subsections, the authors detailed the different learning types and tasks presented in Section 2.2.2 and included examples of their application in conjunction with EO data.
3.1. Supervised Learning
Supervised learning techniques learn from a labeled training data set, where the output (variable to be classified or predicted) is known. Categorized as classification (Section 3.1.1) or regression algorithms (Section 3.1.2), they use patterns found in the training dataset to classify or predict the output on unlabeled data/observations [86,87].
3.1.1. Classification Algorithms
A classification algorithm is applicable when the overall aim is to accurately assign an observation to a class [70,88,89]. There are a broad range of classification approaches, as presented in Table 1, which also demonstrates the impact and potential use of these techniques in conjunction with EO data.
Table 1.
Examples of classification algorithms using EO data.
3.1.2. Regression Algorithms
A regression algorithm is applicable in cases where the main goal is to predict/estimate a continuous output variable of a given observation [88,101]. Table 2 synthetizes the findings within the scope of regression algorithms used in combination with EO data.
Table 2.
Examples of regression algorithms using EO data.
3.2. Unsupervised Learning
Unsupervised learning techniques use an unlabeled training dataset, where the output variable is unknown, to learn. Categorized as clustering or dimensional reduction algorithms, these learn by exploring and finding patterns or relationships in the training data set [86,87,114].
3.2.1. Clustering Algorithms
A clustering algorithm is appropriate when the purpose is to associate or divide observations into clusters [88,115]. There are a broad range of clustering approaches, as presented in Table 3, which also clearly shows the impact and potential use of these techniques in conjunction with EO data.
Table 3.
Examples of clustering algorithms using EO data.
3.2.2. Dimensionality Reduction
Dimension reductions typically follow two main approaches: feature selection (FS), applicable when there is the necessity to select fewer characteristics [126,127], and feature extraction, when the information needs to be synthesized through transformation. The aim is to create a small set of features covering much of the detail of the initial dataset [70,128,129]. Then, these features/characteristics can be fed into other techniques or otherwise used as an end result [88]. Table 4 synthetizes the findings within the scope of dimensionality reduction approaches used in combination with EO data.
Table 4.
Examples of application of dimensionality reduction approaches using EO data.
3.3. Semi-Supervised Learning
Semi-supervised learning techniques fall in between supervised and unsupervised ones since they use labeled and unlabeled data for training. Their major goal is to overcome the limitations of supervised (i.e., cost associated with labeling) and unsupervised learning (i.e., difficulty to accurately cluster unknown data) [87,143,144]. As shown in Table 5, semi-supervised techniques have a wide range of applications related to the use of EO data.
Table 5.
Examples of application of semi-supervised learning techniques using EO data.
3.4. Reinforcement Learning
Reinforcement learning techniques learn by interacting with an environment. They have no knowledge concerning which actions they should take until given a situation, and then they discover through trial and error which actions yield the greatest rewards. Their main objective is to choose actions that maximize the expected reward and minimize punishments over a given amount of time [86,87,114]. Due to the nature of these techniques, the case studies found in the literature that combined these techniques with EO data were not directly applied to a specific field. Instead, it was found that they played a key role in EO data acquisition (e.g., scheduling, optimization, image retrieval and autonomous navigation). Table 6 synthetizes the findings within the scope of reinforcement techniques used to optimized and improve the acquisition of EO data.
Table 6.
Examples of application of reinforcement learning techniques using EO data.
4. Discussion
Monitoring the human-Earth system has huge relevance to raising awareness and understanding the impact of human actions. Thus, combining Earth observation and machine learning technologies could leverage the processes of monitoring, analyzing and comprehending Earth’s subsystems.
The EO data can be used in different fields and for different purposes. However to select the most appropriate EO data source, resolution parameters (i.e., spatial, spectral, temporal and radiometric) must be taken into account. Given the amount and richness of generated EO data, it is crucial to use effective and efficient techniques (e.g., ML algorithms) to analyze this data. The ML workflow approach requires raw data (e.g., EO data) to be, for example, cleaned, transformed and preprocessed. Furthermore, the selected ML algorithms (tasks that depend on several factors, such as data size, quality and diversity, as well as the application purpose) are trained with a portion (e.g., 80%) of the data available (training dataset) and then validated with the remaining data (test dataset). After that, the applied algorithms should be compared and/or optimized in order to select the most suitable one with the best hyperparameters. As a result of this learning procedure, the ML algorithm will be able to produce the final results.
This work comprised a collection of studies, concerning the application of different techniques of EO and ML on different fields, which helped to increase the knowledge and comprehension on those domains. Despite the accomplishment of the proposed objective, several potential improvements were identified for further work that could take place (e.g., the exploration of different EO data sources, development and implementation of other ML techniques, understanding of the relationship between different data types and the choice of ML techniques and exploration of the application of EO-ML on other domains and fields).
5. Conclusions
EO is a technology able to provide data at a global scale over long periods of time and at a low cost, providing a natural ground for data mining techniques such as machine learning. This paper highlighted the role and application of Earth observation (EO)- and machine learning (ML)-related technologies. This comprehensive review considered a wide range of research studies that employed several categories of ML (i.e., supervised, unsupervised, semi-supervised and reinforcement learning) to handle EO data and address a variety of challenges across different fields. Overall, given the advantages of EO technology (i.e., cost-effective and continuous data acquisition over large areas and periods of time) and ML techniques (i.e., ability to analyze huge volumes of data, infer new knowledge and find hidden patterns), as well as the recent advances in these domains, such technologies have been creating new opportunities to analyze, monitor and solve challenges in a wide range of fields.
From the studies reviewed, it was possible to infer that the combination of EO-ML was successfully applied in several different fields and domains across the world. All the ML categories could effectively be used to analyze EO data; however, reinforcement learning is most often used to optimize and improve EO data collection/acquisition processes. Among all the categories, the most-used techniques were RF, SVM, K-Means, NN (CNN and GAN) and A2C. Findings confirmed the importance of EO and ML in today’s challenges in efforts to solve problems, optimize processes and even acquire new knowledge on specific matters. Additionally, the development and application of different and new ML approaches should be explored further, along with extensive studies concerning the comparison and analysis of different techniques to help researchers positioning new developments and studies in these domains—as well as their fields of interest.
Author Contributions
Conceptualization, B.F.; methodology, B.F.; investigation, B.F.; writing—original draft preparation, B.F.; writing—review and editing, B.F., M.I. and R.G.S.; supervision, M.I. and R.G.S. All authors have read and agreed to the published version of the manuscript.
Funding
This work has been partially supported by FCT—Fundação para a Ciência e a Tecnologia, Portugal, Project Reference UIDB/04005/2020.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest.
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