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Sustainability
  • Article
  • Open Access

13 May 2019

Factors Associated with Household Food Security in Zambia

,
and
1
Department of Sustainable Technology, Faculty of Tropical AgriSciences, Czech University of Life Sciences Prague, Kamýcká 129, 165 00 Prague 6-Suchdol, Czech Republic
2
Department of Economics and Development, Faculty of Tropical AgriSciences, Czech University of Life Sciences Prague, Kamýcká 129, 165 00 Prague 6-Suchdol, Czech Republic
*
Author to whom correspondence should be addressed.
This article belongs to the Section Sustainable Agriculture

Abstract

Food security is a global challenge and threatens mainly smallholder farmers in developing countries. The main aim of this paper is to determine factors that are associated with food security in Zambia. This study utilizes the household questionnaire survey dataset of 400 smallholder farmers in four districts conducted in southern Zambia in 2016. To measure food security, the study employs two food security indicators, namely the food consumption score (FCS) and the household hunger scale (HHS). Two ordered probit models are estimated with the dependent variables FCS and HHS. Both the FCS and HHS models’ findings reveal that higher education levels of household head, increasing livestock income, secure land tenure, increasing land size, and group membership increase the probability of household food and nutrition security. The results imply that policies supporting livestock development programs such as training of farmers in animal husbandry, as well as policies increasing land tenure security and empowerment of farmers groups, have the potential to enhance household food and nutrition security.

1. Introduction

Food insecurity and undernourishment are on the rise worldwide, from an estimated 777 million people in 2015 to 815 million people in 2016 [1]. This increase is a global concern in achieving the second sustainable development goal, which calls for a commitment to end hunger, reduce food insecurity, and improve nutrition by 2030 [1]. The majority of food-insecure populations reside in Africa, which is home to the largest number of the poorest and most poverty-stricken countries in the world [2]. Zambia is not spared, as the global hunger index report (GHI) ranks Zambia under the category of alarming levels of hunger [3]. In Zambia, the predominant livelihood activity is smallholder farming, mainly cultivating maize and livestock raring. The country’s main labor force is agriculture, which employs 72% of the national population. Furthermore, the smallholder farmers are adversely affected by food insecurity.
Previous studies that dealt with determinants of food security considered the following: (i) household head characteristics comprising gender, age, education, farming experience, and marital status; (ii) household characteristics constituting of incomes, livestock ownership, and employment status; (iii) farm characteristics including land size and land ownership; and (iv) institutional characteristics, including access to credit, farmers groups, and extension services, which are then detailed in the conceptual link on determinants of food security. The current study builds on and extends the study by Nkomoki et al. [4] that determine factors that influences the adoption probability of sustainable agriculture practices (SAPs), considering the effect of land tenure, and test the association between SAPs use and food security in Zambia. The findings of the study reveal that land tenure contributed to adoption of SAPs and the chi-square tests indicated that adoption of SAPs contributed to food security status. However, we acknowledge that results in distribution of food security scores can not only be attributed to land tenure alone as other factors can play an important role. Therefore, to further understand households’ food security drivers, we follow up with the ordered probit regression model analysis.
The literature investigating the determinants of food security in Zambia is limited. To the best of the researchers’ knowledge, there is scarcity in the literature on this topic; yet, it is a critical subject in Zambia. Therefore, this study aims to consolidate past studies to add an incremental contribution with focus on examining the effect of chosen factors as influencers on food security. The significance of the study is to provide information to policy-makers, so that they can gain an understanding of a range of factors that potentially promote food security.
The structure of the paper is as follows: the next section covers a review of the literature relating to conceptual links on factors affecting food security. In the third section, the study area, data collection, and methods of data analysis are described, followed by the results and discussion. The paper ends with conclusions.

3. Data and Methodology

3.1. Study Area

The study area comprised four districts, namely Choma, Mazabuka, Kalomo, and Chikankata, in the southern province of Zambia (Figure 1). In Zambia, agriculture employs 72% of the country’s labor force, with more than 60% residing in rural areas [54]. The predominant livelihood activity is smallholder farming, mainly cultivating maize and livestock raring. The study area is classified under moderate rainfall patterns characterized with approximately 800–1000 mm of annual precipitation. The soils in the region are characterized as sand loamy and clay loams. The farming system integrates crop production and livestock rearing as a mixed type of farming. Smallholder crop production includes cereals, tubers, and legumes. Cash crops such as sunflower, cotton, tobacco, and soya beans are also cultivated. They also rear livestock, mainly cattle, goats, and poultry. The communal lands are open for livestock grazing usually after crop harvests, while, at the same time, the land tenure rights are respected. Regarding cultural characteristics, the study area is home to the Tonga people who are the main ethnic group. In Tonga culture, the number of cattle owned defines the social status. Households keep and sell goats, pigs, and poultry to be able to pay for immediate needs such as health bills and education. In the survey area, the farmers learned the different aspects of agriculture mainly by sharing their knowledge through networking in farming groups and/or information dissemination by extension services. Agriculture extension support is further coordinated by the Ministry of Agriculture and cooperatives through extension workers. It provides agriculture-related information on the television and radio, and organizes agriculture shows at the district, provincial, and national level. Agriculture extension is important as it helps farmers decide on whether to choose new technologies and increase production.
Figure 1. Study site.
In Zambia, agricultural land ownership is categorized into two regimes, namely (i) the customary land tenure that accounts for 60%, and (ii) the statutory land tenure that accounts for 40%. In customary tenure, land is controlled by the traditional leaders in the communities. This land is informally recognized, and it lacks tenure security that results in it having limited land users’ rights, which increases the chances of farmer eviction from the land. In contrast to customary tenure, a statutory land tenure is issued with land titles that indicates exclusive ownership, full land rights, and protection from eviction [55]. Zambia has a total land mass of 752,621 km2 [56]. Despite the abundance of land, the possibility of agricultural growth is increasingly challenging due to smallholder farmers’ limitations to land access [57]. The policies on land in Zambia remained stagnant for decades, as the policy-makers often do not consider the smallholder farmers’ land constraints [58]. The national development plan report for 2017–2021 indicated that there is low access to land in Zambia, despite it being a vital resource for investment, the creation of wealth, and ultimately contributing to poverty reduction [59]. To reduce the challenges that smallholder farmers face in accessing land, strategies for assessments of land distribution and governance play an important role [60].

3.2. Data Collection and Sample

The data were derived from a household survey conducted in southern Zambia in 2016. The study was based on face-to-face interviews with smallholder farmers using a structured questionnaire. The data were recorded on the paper questionnaires (pen-and-paper personal interview) and later coded on Microsoft Excel spreadsheets. The household heads were targeted in the interviews and, in cases where the household head was absent, the next household head (for example, the wife) was considered. The provinces and districts were purposively selected. The region was selected because, even though the area is regarded as the food basket of the country, the population still faces food insecurity, which makes it suitable for the study [61]. A total of six villages were sampled per district. Three villages were selected per tenure system in each district, using a systematic approach that was guided by the following key features: (i) villages in different locations, and (ii) villages with comparable tenure systems. One hundred small holder farmers per district were considered, to draw a total sample of 400 farm households—200 under statutory and 200 in customary land tenure systems—who were randomly selected. The questions were related to socioeconomic and demographic characteristics, consumption patterns, household hunger, and livelihood activities. The questionnaire was pretested before actual data collection by the authors and local trained enumerators. Apart from the questionnaire, qualitative data were gathered through in-depth interviews conducted with village headmen, officials from the Ministry of Agriculture, and the Ministry of Community and National Development district offices in Zambia. Research consent was obtained from the district commissioner’s office.

3.3. Research Variables

3.3.1. Food Security Indicators

The FCS was developed by the World Food Program as a frequency-weighted dietary diversity score [62]. Different studies applied the FCS indicator in Tanzania [63], Rwanda [64], and Kenya [65].
The FCS is calculated as follows [66]:
FCS = a _ 1   b _ 1 + a _ 2   b _ 2 + a _ 8   b _ 8 ,
where a = frequency (one-week recall period), 1−8 = food group, and b = weight (meat, milk, and fish = 4; pulses = 3; staples = 2; vegetables and fruits = 1; and oil and sugar = 0.5).
The threshold for the FCS classifies households into one of the following categories: poor (<21.5), borderline (21.5–35), and acceptable (>35).
The HHS was developed by the Food and Nutrition Technical Assistance. It is a cross-culturally validated food security indicator that captures elements of cultural experiences and severe food insecurity, and it was applied across studies conducted in Kenya, Zimbabwe, South Africa, Mozambique, Malawi, and the Gaza Strip [66,67]. A four-week recall period is set as standard in data collection. The HHS questionnaire consists of the following three questions: (i) Was there ever no food at all in your household because there were no resources to get more? (ii) Did you or any household member go to sleep at night hungry because there was not enough food? (iii) Did you or any household member go a whole day and night without eating anything because there was not enough food? The responses to the questions were classified as follows: rare = 0 (twice a month), sometimes = 1 (three to 10 times), and often = 2 (>10 times). The values were added up for the three questions, and the scores ranged from 0–6. The HHS categories are as follows: little to no hunger (scores 0–1), moderate hunger (scores 2–3), and severe hunger (scores 4–6) [62].

3.3.2. Ordered Probit Model

The ordered probit regression model was used to examine the effect of the chosen factors as influencers on food security.
Ordered Probit Model
The dependent variables are categorical and ordinal; therefore, the ordered probit regression model is more suitable for the analysis than multinomial regression or a probit regression model [68].
The ordered probit model regression is calculated with the following equation:
y _ i ^ = x i β   +   ε _ i ,
where y i * is an unobserved random variable, x is a vector of socioeconomic variables assuming normal distribution, ε i = N (0, 1), and i = 1, 2, …, N.
y i is the observable ordinal variable, y i = j if µ j 1 < y i * µ j , ,
where j = 0, 1, …, n, µ 1 = −∞, and µn = +∞.
The probability is calculated with the following interval decision rule:
P r o b   [ y i   = j ] =   Φ ( µ j   x i β ) Φ ( µ j 1   x i β ) ,
where Φ denotes the cumulative distribution function, and j represents the categories of dependent variables.
Dependent Variables
The dependent variables were the FCS and the HHS food security indicators. The FCS indicator is ordered into three categories, namely poor, borderline, and acceptable. The HHS is also classified into three categories: severe hunger, moderate hunger, and little to no hunger.
Explanatory Variables
The selection of explanatory variables was based on findings of previous research. The variables were classified into four groups: (i) household head characteristics, (ii) household characteristics, (iii) farm characteristics, and (iv) institutional characteristics. The household head variables included gender, age, education level, marital status, and farming experience; household characteristics included household size, self-employment, remittances, and off-farm and livestock income; farm characteristics included land ownership and land size; and institutional characteristics included access to credit and membership to farmer groups. The variables were tested for multicollinearity. The variance inflation factor (VIF) values were in the range lower than 10, indicating no multicollinearity problems.
The Statistical Package for Social Sciences IBM (SPSS) and STATA software were used for the data analysis.

4. Results

4.1. Description of Model Variables

The model variables used in this study are presented in Table 1. The mean FCS value was 27, while the HHS had a mean value of 1.5. In relation to gender of household heads, the majority of the households were led by men, accounting for 63%. The level of education demonstrated that 22.3% of the household heads did not have any form of education, while 37% and 39% were indicated as having primary and secondary education, respectively. The average size of the household was made up of seven members. In this study, the non-farm incomes were divided as self-employment activities that included business activities such as shop-keeping, charcoal sales, and hand crafts, while the off-farm activities included formal and informal non-agricultural wages. In this category, 42.7% of households indicated off-farm income and 26% of the households received remittances. Livestock ownership is an important asset in the southern province. As many as 61.5% of the households indicated livestock ownership, ranging from poultry to pigs, goats, and cattle. Some sold the livestock to boost their subsistence income. The average livestock income was 1087 Zambian kwacha. Agricultural land ownership was categorized as statutory and customary tenure system. The average land size of smallholder farmers was 3.2 hectares; however, the majority were categorized under less than a hectare. Access to credit was constrained, and this could be attributed to poor establishment of financial institutions targeting smallholder farmers. More than 50% of the smallholder farmers were indicated as participating in farmers groups.
Table 1. Description of variables.

4.2. Influencers on Food Security

The results of the ordered probit models of the factors affecting food security are presented in Table 2 and Table 3.
Table 2. Ordered probit regression model (FCS).
Table 3. Ordered probit regression model (HHS).

5. Discussion

5.1. Household Head Characteristics

In the FCS model, household heads who were more educated were 12.6% less likely to be in the poor FCS category, 6.1% were more likely to be borderline, and 12.5% were more likely to be in the acceptable category of FCS than their less educated counterparts. Regarding the HHS model, our findings indicate that, with an increase in education level, there was a respective 4.4% and 12% lower probability of households being in the severe hunger and moderate hunger categories, while 11.6% had more chance of being in the little to no hunger category. This result is similar to the work of Mason et al. [63], who used the food consumption as an indicator of food security to determine the factors influencing food security in Tanzania. They found that households featuring a household head with a higher education level had better food security status.

5.2. Household Characteristics

The households that had off-farm income were 10% more likely to be in the poor FCS category in this study, while 5% were less likely to be in the borderline FCS category and 10% were less likely to be in the acceptable FCS category than those who did not. The HHS indicated that an increase in off-farm activities resulted in the likelihood of a household to be in a severe hunger category being 1.9%, while 4.7% of households were more likely to be in the moderate hunger category, and 5.3% were less likely to be in the little to no hunger category. This finding can be attributed to the fact that households devoted more time to off-farm activities at the expense of farm activities so that they may provide higher food production for their own consumption. With similar results, Mabuza et al. [69] analyzed the impact of income sources on household food insecurity in Swaziland. Their findings reported that on-farm income-dependent households were more food-secure when compared to their counterparts that depended on off-farm income sources. Beyene and Muche [70], in Ethiopia, indicated that off-farm incomes positively contributed to the household food security. The policy aspect would seek how to develop formal employment opportunities that would enhance income levels of the household. The improvement in conditions services would increase the number of people able to acquire food and improve their food security status to substantiate the farm incomes.
According to our results, an increase in livestock incomes was associated with a lower likelihood of being in the poor FCS category, and a higher likelihood of being in the borderline and acceptable FCS categories. Similarly, the HHS demonstrated that an additional increase in livestock income reduced the probability of the household of being in the severe and moderate hunger categories, while it increased the probability of being in the little to no hunger category. The explanation to this result is that ownership of livestock potentially provides meat, milk, and other quality dairy products, and increases the quantity of nutritional foods for the households. Secondly, livestock sales usually involving live animals enhance income, which may improve the purchasing power of the household. In support of the importance of livestock ownership and incomes to improving food security, Jodlowski et al. [71], who studied the impact of livestock on food security in Zambia, demonstrated that livestock ownership and sales contributed to the household food security through an increase in food consumption expenditure and dietary diversity. Similarly, Kafle et al. [72] studied the role of livestock transfer programs among poor secure households in Zambia. Their result revealed an increase in the financial capacity and household food security status, which was enhanced by training of households in livestock management topics. In contrast to our finding, Silvia et al. [73], who analyzed the determinants of farm household food security in Kenya, Uganda, and Tanzania, found that ownership of livestock did not contribute to the enhancement of household food security.

5.3. Farm Characteristics

Regarding land tenure as a determinant of FCS (Table 2), the findings indicated that the households with customary land tenure were 12.9% more likely to be in the poor FCS category, while 6% were less likely to be in the borderline FCS category, and 12.9% were less likely to be in the acceptable FCS category than households with statutory land tenure. Similarly, the effect on land tenure as a determinant of HHS (Table 3) revealed that households with customary land tenure were 3.3% more likely to be in the severe hunger category, while 8.1% were more likely to be in the moderate hunger category, and 8.7% were less likely to be in the little to no hunger category when compared to households under the statutory land tenure. A study in Bangladesh by Nasrin and Uddin [74] analyzed tenure systems that were classified as share tenants without land rights and cash tenants who held secure land rights. The study found higher food security in households that had secure land rights. Our results are in line with Ghebru and Holden [75], who demonstrated that tenure secure households, measured by the provision of land certificates, had a positive association with food security in Ethiopia. Furthermore, our findings complement those found by Mueller et al. [76] who studied the benefits of land reform programs for households, providing them with land titles to strengthen their land property rights on food security in Malawi. They demonstrated that food security of the households with more secure property rights improved in the long term. Apart from land property rights, an increase of land size in resettlement schemes also contributed to food security.
The results of our model showed that a one-hectare increase in land size is associated with being 2.4% less likely to be in the poor FCS status, 1.1% more likely to be in the borderline status, and 2.4% more likely to be in the acceptable FCS status. Similarly, the HHS model demonstrated that the probability of a household with one-hectare larger land size was reduced by 2% and 5% with regard to being in the severe hunger category and moderate hunger category, respectively while the probability of being in the little to no hunger category increased by 5.3%. One plausible explanation is that agriculture households with larger land size may have crop diversity, providing more nutritious crops when compared to households with smaller land size, who may highly consider cultivating only staple cereals. Githinji [77] studied how land influences household poverty levels in Kenya. The findings showed that an increase in land size reduced the probability of households being in the poor poverty levels. Furthermore, our finding is in agreement with that of Rammohan and Pritchard [78], who used ordered probit models to estimate if land holding was a determinant of household food and nutrition security in Myanmar. Their result indicated that an increase in land size enhanced household food security status. Similarly, our result is in alignment with that of Muraoka et al. [79], who analyzed the relationship between land access and food security in Kenya. They demonstrated that an increase in land size resulted in a rise in household food security.

5.4. Institutional Characteristics

The households that are members of a farming group or cooperative were indicated as being 8% less likely to be in the poor FCS category, while they had respectively 3.9% and 7.9% more chance of being in the borderline and acceptable FCS categories than those who were not. The HHS revealed that membership to a farmer’s organization reduced the probability of a household being in the severe hunger category by 6.9%, while such a household was 15.9% less likely to be in the moderate hunger and 17.5% more likely to be in the little to no hunger category. The results are in line with Nugusse et al. [80], who examined the association of cooperative and food security in northern Ethiopia. The study revealed that 21% of households with cooperative membership were food-insecure, while 35% of households without cooperative membership were food-insecure. Similarly, Wossen et al. [81] studied the effects of access to extension services and membership to cooperatives on household welfare in rural Nigeria. The results indicated that extension access and cooperative membership had a positive relationship with poverty reduction.

6. Conclusions

The main aim of this study was to examine the association of the chosen socioeconomic factors as influencers on food security. The study was conducted in 2016 in the southern province of Zambia. Food security was measured by the food consumption score (FCS) and the household hunger scale (HHS) indicators. From our sample, both the FCS and HHS ordered probit models’ findings revealed that higher education levels of household head, increasing livestock incomes, secure land tenure, increasing land size, and group membership increased the probability of household food security.
Considering the fact that a larger number of households keep livestock based on cultural tradition, strengthening of livestock ownership and incomes should be prioritized. Support toward training and animal husbandly development with respect to environmental challenges and animal diseases may enhance the livestock production. According to the results of this study, we can expect that livestock development programs such as training of farmers in animal husbandry would improve livestock productivity and, thus, increase food security.
To improve household food and nutritional security in the long run, the development of food and land policies that are in accordance with the revealed determinants of food security may be recommended. The results of our study show that land tenure security increases food security. Thus, to increase food security, measures that would safeguard higher land security for households under customary tenure should be introduced. The most important in this respect is the implementation of a more effective land rights protection law. To speed up the process, stakeholders such as the national farmers union or local municipalities need to lobby the central government to implement a more effective law. Increased tenure security could be achieved, for example, through the inclusion of customary tenured households in land registration programs with legal recognition.
The size of land was found to have a positive relationship with food security. Therefore, pursuit of policies that help smallholder farmers with holdings of arable land, especially in customary land tenure, must be promoted. Recently, risks of some local traditional authorities not collaborating with communities within their authority in some instances gave rise to land grabbing. This is a case where the traditional leaders (chiefs) can decide to rent part of the land to an enterprise and make the land size of domestic farmers smaller. The decreasing farm size may affect the agricultural productivity of smallholder farms and limit their potential of attaining better food security.
Our findings demonstrate a positive impact of farming group membership on food security. Therefore, interventions to support organization and empowerment of existing informal and formal groups, especially through community mobilizing, should be encouraged by private and government organizations. Facilitation of official registration of farmers groups at agricultural district offices should be a priority. The registration must be planned beyond the current situation, where the majority of groups are only organized and oriented toward benefiting from programs such as the farmers input support. Only registered farming groups may provide training of members to help them improve the household food security status. Furthermore, farmers groups create opportunities for sharing of experiences among farmers and with other existing groups. Empowerment of farmers groups through adequate policy measures has the potential to improve household food security.
With regard to future research on farmers’ education, from the methodological point of view, it would be interesting to include more variables representing knowledge acquisition other than the level of household head education in the survey and analysis, to help understand in more depth how receiving information helps decision-making toward food and nutritional security. Concerning land ownership studies, a focus on perceived tenure insecurity and inequalities among women and youth who are mostly reported as marginalized in traditional land with respect to land holding and agricultural output may be of interest for consideration. Regarding membership to farmer groups, an area of potential further research may focus on factors and barriers that motivate farmers to participate or not to participate in cooperatives. This study was limited by regional coverage within Zambia; however, the findings provide a fundamental base regarding the determinants of food security.

Author Contributions

W.N., methodology, investigation, writing—original draft preparation; M.B., methododology, data curation, formal analysis, writing—review and editing; J.B., conceptualization, methodology, writing—review and editing, supervision, project administration, funding acquisition.

Funding

This research was funded by Internal Grant Agency of Faculty of Tropical AgriSciences: grant number 20195006, and grant number 20195008.

Conflicts of Interest

The authors declare no conflict of interest.

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