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Sustainability
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25 October 2018

Parametric Model for Window Design Based on Prospect-Refuge Measurement in Residential Environment

and
Department of Interior Architecture and Built Environment, Yonsei University, Seoul 03722, Korea
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Author to whom correspondence should be addressed.
This article belongs to the Collection Advanced Methodologies for Sustainability Assessment: Theory and Practice

Abstract

As the concept of prospect-refuge defines a preferred environment, the spatial elements that provide good conditions for the catalyst of the theory have been extensively studied. The well-known architectural element of this theory is the window that optimizes visual openness to outdoor or enclosure from outdoor. The aim of this paper is to develop a design method for prospect-refuge condition by adjusting window design attributes. A parametric design model that measures spatial conditions and presents design alternatives for the window is proposed in two major phases. First, this paper explains a parametric model to generate design alternatives for a window according to its size, aspect ratio, location, and shape. In the second phase, the parametric algorithm is defined for the measurement of prospect-refuge with 3D visibility. As a result, we explore the impact of window design variables on average visibility and difference visibility of prospect and refuge area. Using the parametric design technology, the proposed method presents analytical techniques, considering spatial characteristics.

1. Introduction

A well-designed space can be defined psychologically, as it offers people inspiration and comfort that constantly improves their lives, providing a sense of rejuvenation, and a willingness to communicate with others [1]. However, it is not easy to objectify the psychological impact because a person’s psychology depends on age, sex, culture, and experience [2,3]. Nevertheless, there are certain preferences that people have in common, so architects and designers need to approach this issue in terms of architectural or environmental psychology.
As part of an effort to understand the psychological impact of environments, prospect-refuge has been proposed to explain the preferred environment as one in which people cannot be seen by others, but can see others [4]. Within the space that defines this concept, there is provision for restoration, concentration and safety, ultimately improving comfort [5]. Thus, the spatial elements that provide good prospect and refuge conditions have been extensively studied in research on visual preference. For example, some researchers have mentioned that, for interior spaces, fenestration helps optimize visual access to indoor or outdoor areas, enhancing prospect-refuge conditions [5,6,7]. In particular, the design of windows provides a sense of openness, which has a relaxing psychological effect and characterizes visual comfort in buildings [3,8,9,10]. Moreover, window design, which is difficult to change later, should be considered in the early stages of the architectural design process, considering multiple aspects of design at the same time [10].
Previous research findings regarding the quantitative analysis of prospect-refuge in buildings have consisted of psychological experiments based on surveys, and spatial structure analysis with statistical or mathematical values [2,11]. In these studies, perceptual properties are studied by using a survey with design attribute stimuli such as window size in order to identify people’s preferences and perceptions. However, the changes illustrated by the stimuli were not systematic and gradual, and only 20 or so arbitrary images that showed three or four extreme cases of window size and thread size at the same time were used. With few stimuli due to limitations in technology, they were not able to reveal precise information regarding how much the physical environment affected perception, and they showed only the degree of correlation. Therefore, it has been pointed out that that future research should be improved by the use of advanced digital technology [2]. In addition, mathematical research using isovists and 2D or 3D models has been conducted to explore the prospect-refuge theory and to provide a quantitative explanation [12,13,14,15,16]. However, the analysis in these studies were limited to two dimensions, such as a plane or an elevation. Moreover, as these studies focused on exploring specific cases, they are not analyses of precise design elements for prospect-refuge.
Therefore, to fill the gaps mentioned in previous studies, the present study integrates the parametric modeling approach into space design to provide prospect-refuge conditions. Parametric design is a computational design method that features the ability to solve various design problems using rule algorithms [17]. Parametric design can support the entire design process, because its systems support the creation, organization, and management of complex computational design models [18]. Architects use parametric design tools to create complex shapes, or to optimize their design through a multi-purpose design solution [19].
The present study aims to develop a design method to simulate the prospect-refuge spatial quality. The methodology provides a strategy that can be followed to build a parametric model in the digital modeling phase by developing a design model of prospect-refuge in a space [20,21]. To implement such a parametric model, quantification of prospect-refuge is essential. Thus, the study constructs an approach toward the measurement of the prospect-refuge conditions along with procedures for 3D visibility. Thereafter, a parametric model is described to generate design alternatives for windows. According to the input variable values for prospect-refuge design attributes, window design can be changed by considering not only the size, location, and aspect ratio, but also the section shape of the window, analyzing 3D visibility. Finally, the study analyzes and explores a wide range of design alternatives to optimize prospect and refuge.

3. Parametric Model of Prospect-Refuge

This research proposes an algorithmic and parametric design process developed in Rhino and Grasshopper. The integration of these tools was necessary to fulfill the objectives of this study: Rhino was used as a modeling tool; Grasshopper was used as a parametric interface. gHowl is further utilized as a set of components to extend Grasshopper’s ability to deal with information by exporting analysis data. To integrate the parametric design model in the visual environment of a building and the concepts of environmental psychology, tools can be used to effectively study design attributes and analysis of architectural performance once the model is created.
To organize the research flow of this study, the basic 3D model was built as a simple example of a completely glazed South-facing living space with spatial dimensions 3.8 m (width), 4.3 m (depth), and 2.3 m (height) (Figure 4). It is based on the studio room located in Wirye New Town, Southeast of Seoul, Korea, as a typical public rental housing. The measured space was four m in depth so that the opening for the prospect-refuge conditions could be investigated. To maintain spacing by one m, the observer viewpoints were numbered from zero-to-eight from the front of the window, setting a total of nine viewpoints. The observation points one-to-two near the window were the prospect area, whereas six-to-eight were designated as the refuge area.
Figure 4. 3D Modeling for parametric design (unit: mm).
As illustrated in Figure 5, the two major phases of the parametric model and their core issues constitute the design process of this study, which are elaborately explained in the following sections. In the first phase, we explain how to generate design alternatives for window according to the design elements. The second phase shows the parametric model for the measurement of prospect and refuge with 3D visibility. We then analyzed 3D visibility according to design elements of window and explore design alternatives for prospect-refuge conditions. In a parametric model that implements a method for measuring 3D visibility, inputting a parameter value automatically calculates visibility. To build a parametric model systematically, it is necessary to identify the input parameter values, the calculated values as output parameters, and their relationship (Figure 6).
Figure 5. Window design process in parametric model of this research.
Figure 6. Input and output parameters.
The design model to be created needs to be predefined in order to apply a variation method. Therefore, the design can be a hierarchical description of a complex problem with many variables. As architects use many tools to create, analyze, and document designs, computing tools can promote and improve the design process [56]. The P-graph is one of the ways to describe the design process of constraint-based parametric modeling. The nodes in a graph representation are always topologically ordered, and the acyclic graph representing such an arrangement is called a P-graph. As illustrated in Figure 7, the parameters, constraints, data flow, and outputs of the parametric design process are easily understood by using the structure of a P-graph [44]. In this paper, a parametric model is proposed based on the P-graph structure that is, in turn, based on features such as parameter setting, constraint assignment, rule algorithm, and change in output. Moreover, the limitation and range of parameters is defined. Thereafter, the P-graph is implemented by an algorithm in GH and the major components are displayed in Table 2.
Figure 7. Parametric model of prospect-refuge.
Table 2. Main components of Grasshopper (GH).

3.1. The First Phase: Design Attributes of Prospect-Refuge Window Design

As mentioned in the previous chapter, a designated algorithm based on size, location, and aspect ratio was linked to the window sectional shape in order to determine the impact of visibility under changing observation points. The parameters, which are input or output for window design, range from wall thickness to window shape. The minimum and maximum values of the parameters are defined to generate the window design. The output parameters are the WWR, and aspect ratio. Based on these parameters, the rule and process are set for window design, and an algorithm is developed to build a parametric model. The window design algorithm consists of three main steps, as depicted in Figure 6.
  • Creating the reference wall in which the window is located (R).
  • Designing the width and height of the window, location of its top and bottom, and its shape (W).
  • Building the final 3D model, including the window (M).
Furthermore, each step is completed with another algorithmic procedural instruction that is run by the parameters representing “Sliders” and “Panel” in Grasshopper to generate window design, as explained below:
  • Building a reference wall with wall thickness.
  • Setting the window’s horizontal location between the left bound and right bound.
  • Setting the window’s vertical location between the lower bound and upper bound.
  • Selecting window width size from 0 to wall width.
  • Selecting window height size from 0 to ceiling height.
  • Determining window shape (parallel, tapering inwards/outwards, parallelogram, sloping inwards/sloping outwards).
  • Calculating WWR and aspect ratio.
When the model is generated, the WWR and the aspect ratio are automatically calculated. To set the size, location, and aspect ratio, the parameter value is also input by using the number slide so that the position of vertex can be selected according to the intervals 100, 200, 300, etc. (unit: mm) at the bottom. Moreover, the parameter value can also be input directly by connecting numbers. In addition, the VB Script component is used to specify that the size of the window should not exceed the reference wall.
While the attributes of window design are significant for the overall visual performance of a space, such parametric changes contribute to superior conformity to visual comfort indices in the second phase.

3.2. The Second Phase: Measurement of Prospect-Refuge 3D Visibility

The second phase is primarily focused on developing an algorithm for measurement of the prospect-refuge conditions. It focuses on a parametric model that can automatically analyze 3D visibility according to various window designs so that designers can propose design ideas that optimize prospect and refuge from the initial stage of design. To accomplish this, the IsoVist Ray component of GH was used to generate isovist rays for 3D visibility and physical properties to meet visual comfort.
Prospect is an unimpeded opportunity to see [4] and describes the visual experience of unconsciously looking outward through openings [35]. Therefore, as prospect includes all views that appear unconsciously through the opening, visibility measures the extent to which the visible area of the observation point can be seen through the window.
Table 3 presents procedures for numerically measuring 3D visibility based on Gibson’s theory [21]. First, the observation points are set at eye level in the unit plane. Second, one of the observation points is selected. From the selected point, isovist rays are radiated. The visibility is calculated by the total number of isovist rays at regular intervals from the observation point, and the number of isovist rays that pass through the window without hitting an obstacle such as a ceiling, wall, or floor. The visibility V of the entire space can be obtained as the average value of the visibility V(Pn) of each observation point. The greater the quantity of isovist rays passing through the window at P(n), the higher the visibility. The parametric model for 3D visibility analysis consists of four parts:
Table 3. Procedures for 3D visibility measurement with the isovist rays of Grasshopper (GH) (unit: mm).
  • Setting the observer points (P).
  • Selecting the observer point (S).
  • Generating isovist rays (I).
  • Automatically measuring the visibility by calculating the number of isovist rays (V).
To set the observation point first involves constructing the grids that are used to create the observation points in the space at the eye level of the observer. The spacing of grids and the height of the observation point are used as input parameters. In the next step, an algorithm is generated to select an observation point on the grids. These points can be chosen at the grid intersection created above. Depending on the spacing of the grids on the surface generated previously, the number of observation points is also defined.
In order to measure visibility, the following inputs were integrated into the algorithm:
  • Selecting observer eye level for the height of the observation point.
  • Setting the observation point gap.
  • Setting the total number of observation points.
  • Inputting the number of isovist rays.
  • Calculating average visibility, prospect area visibility (P), refuge area visibility (R), and visibility (P–R)
The parametric model features can generate many observer points, depending on the spacing between the observer points and the simulation model area, so measuring visibility at all the observer points can take a lot of effort and time. Therefore, this study selected the observer points in sequence and recorded the results of the automatic calculation of visibility at each selected point. These results are also recorded in an Excel file using Grasshopper’s gHowl plug-in.

4. Exploration of Window Design Alternatives

Based on previous studies and 3D modeled simulation unit, this study defined a range of parameter values to preserve the constraints of parametric models for the window design and the measurement of prospect-refuge (Table 4) [20]. With the defined parametric design model, 788 design alternatives were generated for windows. In Appendix A, Table A1 illustrates some of them.
Table 4. Parametric values for design alternatives.
The conditions and characteristics of the prospect-refuge in a space were explained according to the design of the window presented. First, the average of the visibility in the design alternatives for the windows ranged from 0.0057 to 0.1207. Moreover, the difference in the visibility between the prospect and refuge areas was between 0.0113 and −0.0090. Interestingly, the difference shows a negative value. This study used the assumption that visibility is high when the conditions of prospect are strong at a location close to the window, whereas the visibility becomes weaker as the distance from the window increases. However, as a result of the analysis of the design alternatives, there were cases in which the visibility was reduced in the vicinity of the window, contrary to the assumption that was set at the beginning of the study. To identify the relationships between the visibility with the window size, location, aspect ratio, and shape, and statistical analysis was conducted.

4.1. WWR (Size), Location of Window

According to a regression analysis, WWR is significantly related to average visibility (V(A)). However, in the quadratic relation, the coefficient of R2 is not significant (Table 5). In other words, statistically, visibility and WWR are interpreted as being in a simple linear relationship (Figure 8a). As WWR increases, the average visibility in the whole observation points is increasing in line with the increase in the window area. On the other hand, although there is a significant relationship between the window location and average visibility, the R2 value is too low for it to be possible to predict the linear or quadratic relationship (Figure 8b,c).
Table 5. R2 values from regression analysis: the relation between average visibility_V(A) at window size_WWR, horizontal location_Ho, and vertical location_Ve.
Figure 8. Scatter plot: (a) Average visibility_V(A) and size_WWR; (b) Average visibility_V(A) and horizontal location_Ho; (c) Average visibility_V(A) and vertical location_Ve; (d) Visibility difference between the prospect area and refuge area_V(P-R) and size_WWR; (e) Visibility difference between the prospect area and refuge area_V(P-R) and horizontal location_Ho; and (f) Visibility difference between the prospect and refuge area_V(P-R) and vertical location_Ve.
The difference in visibility between the prospect area and the refuge area, according to the size of the window is shown in Table 6.
Table 6. R2 values from regression analysis: the relation between the visibility difference of the prospect and refuge area_V(P-R) at window size_WWR, horizontal location_Ho, and vertical location_Ve.
WWR is also significantly related to the difference in visibility between the prospect area and refuge area (V(P-R)). In addition, in the quadratic relation, the coefficient of R2 is not significant, that is, V(P-R) and WWR are statistically in a simple linear relationship (Figure 8d). Moreover, Figure 8e,f shows a significant relationship between the window location and V(P-R), the R2 value is also too low to identify the linear or quadratic relationship.

4.2. Aspect Ratio and Shape of Window

As the aspect ratio and shape of the window are categorical data, One-Way ANOVA was conducted to identify the differences between the groups and also within each group. Table 7 shows the results:
Table 7. Results of one-way ANOVA: Means of average visibility_V(A) with the aspect ratio_AR and shape of window_SP.
In two cases, the probability of significance is 0.000, which means that the difference in the group is significant. Moreover, the means plot graph shows the points where the average value of visibility in the window aspect ratio and shape is high or low and its change trend (Figure 9). In the aspect ratio, the average value of visibility is lowest in 1:3 ratio, the highest in 2:1. In the inward tapering shape of the window shape has low visibility, the outward tapering shape has high visibility, and the parallel or parallelogram shape has almost the same visibility average value. Moreover, through One-Way ANOVA, the differences between the groups and within each group were also identified in the relationships between the visibility difference of the prospect area and refuge area and the aspect ratio of the window or the shape of the window (Table 8).
Figure 9. One-way ANOVA means plot: (a) Average visibility_V(A) and aspect ratio_AR; (b) Average visibility_V(A) and shape_SP; (c) Visibility difference between the prospect area and refuge area_V(P-R) and aspect ratio_AR; and (d) Visibility difference between the prospect and refuge area_V(P-R) and Shape_SP.
Table 8. Results of one-way ANOVA: Means of visibility difference of the prospect and refuge area_V(P-R) with the aspect ratio_AR and shape of window_SP.
The graph is similar to the average visibility. The probability of significance is also 0.000, so the difference in the group is significant. Moreover, the means plot graph shows the points where the visibility difference in the window aspect ratio and shape is high or low and its change trend (Figure 9). In the aspect ratio, the visibility difference of the prospect area and refuge area (V(P-R)) is lowest in 1:3 ratios, the highest in 1:1 and 2:1. The tapering inward of the window shape has low visibility, while the tapering outward has high visibility.
Through the analysis of design alternatives, it was confirmed that the parameters of the window in this study were meaningful as a design element for spatial prospect and refuge characteristics. WWR alone has a direct impact on visibility, but other elements are closely related to each other and affect visibility.

5. Conclusions

In this study, a parametric model was built and employed to develop a parametric design of prospect and refuge in the test space, and to propose design alternatives according to input variable values for window design. As the parameters of window design are window size, aspect ratio, location, and shape, the input values were the width and height value, horizontal and vertical position, and the five sectional shapes of the window. This study created design alternatives for windows based on these parameters. Subsequently, we developed a numerical analysis methodology that measured prospect and refuge based on 3D visibility. To do this, it was important to establish an observation point. Thus, input parameters were the height of the observation point, number of grids, and spacing of grids to determine the observer viewpoint. The number of isovist rays was also an input parameter to measure visibility. Thereafter, it analyzed the characteristics of design alternatives and space provided by the proposed parametric model.
Based on the exploration of design alternatives, we identified the impact of window design variables on visibility. Part of visibility results confirmed the findings of previous research. As the WWR is an important metric for architectural design, it helps to enhance the conditions of prospect and refuge in a space. As the WWR value increases, the visibility of the entire space increases, and the difference in visibility between the prospect and the refuge area decreases. Moreover, there is a difference in visibility depending on the aspect ratio, location, and shape of the window. In particular, the tapering inwards shape reduces the overall visibility and creates a more distinct difference in visibility between the prospect and refuge areas. The location and proportions of the window, rather than having a distinct tendency, appear to affect visibility in conjunction with other variables.
The greatest advantage of the design method proposed in this study is that it generates design alternatives with various parameters that consider the visibility or partial visibility of the entire space. Based on the change in visibility, the prospect and refuge areas can be provided. As defined in the scope of this study, the parametric model proposed in this study is limited to window design. For the greatest psychological benefit, and an understanding of residents’ comprehensive environmental preferences in a space, studies on all prospect-refuge design elements would be required. One additional design element for future research might be the close relationship between prospect-refuge and the size and depth of a space [5,27]. In addition, this study recognized variable and interrelated design elements for window design, which may lead to further empirical research to confirm new findings for prospect-refuge design elements. In this regard, it is desirable to focus on resident psychological experiments with the stimuli proposed in this study, considering the many variables of creative design.

Author Contributions

Data curation, J.H.H.; Formal analysis, J.H.H.; Methodology, H.L.; Software, J.H.H.; Supervision, H.L.; Validation, H.L.; Visualization, J.H.H.; Writing—original draft, J.H.H.; Writing—review & editing, H.L.

Funding

This work was supported by the BK21 Plus funded by the Ministry of Education of Korea; the Graduate School of YONSEI University Research Scholarship Grants in 2017; the National Research Foundation of Korea (NRF) grant funded by the Korea government(MSIT) (NRF-2015R1D1A1A09061276); Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Education (NRF-2018R1A6A3A01012857).

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. Examples of window design alternatives.
Table A1. Examples of window design alternatives.
Alternatives32531435455565758
Modeling
 
Indoor view
Sustainability 10 03888 i012 Sustainability 10 03888 i013 Sustainability 10 03888 i014 Sustainability 10 03888 i015 Sustainability 10 03888 i016 Sustainability 10 03888 i017 Sustainability 10 03888 i018 Sustainability 10 03888 i019 Sustainability 10 03888 i020
Visibility (average)0.02790.03500.02510.03500.02560.02720.02720.02930.0311
Visibility (P-R)−0.00510.00640.00000.0064−0.0028−0.0029−0.0029−0.0009−0.0010
>Alternatives>59>60>61>62>63>64>65>66>67
Modeling
 
Indoor view
Sustainability 10 03888 i021 Sustainability 10 03888 i022 Sustainability 10 03888 i023 Sustainability 10 03888 i024 Sustainability 10 03888 i025 Sustainability 10 03888 i026 Sustainability 10 03888 i027 Sustainability 10 03888 i028 Sustainability 10 03888 i029
Visibility (average)0.03110.02960.03370.03140.02960.03140.03140.02930.0311
Visibility (P-R)−0.0010−0.00190.0015−0.00200.00000.00000.0000−0.0009−0.0010
Alternatives68697071131132134144152
Modeling
 
Indoor view
Sustainability 10 03888 i030 Sustainability 10 03888 i031 Sustainability 10 03888 i032 Sustainability 10 03888 i033 Sustainability 10 03888 i034 Sustainability 10 03888 i035 Sustainability 10 03888 i036 Sustainability 10 03888 i037 Sustainability 10 03888 i038
Visibility (average)0.03110.02500.02650.02650.03100.03100.03100.01030.0312
Visibility (P-R)−0.0010−0.0019−0.0020−0.0020−0.0007−0.0007−0.00070.00120.0000
Alternatives162174190258302334336366382
Modeling
 
Indoor view
Sustainability 10 03888 i039 Sustainability 10 03888 i040 Sustainability 10 03888 i041 Sustainability 10 03888 i042 Sustainability 10 03888 i043 Sustainability 10 03888 i044 Sustainability 10 03888 i045 Sustainability 10 03888 i046 Sustainability 10 03888 i047
Visibility (average)0.03030.03160.02900.02780.02790.02890.02250.03120.0268
Visibility (P-R)−0.00070.0040−0.0036−0.00400.0000−0.0044−0.0090−0.0047−0.0050
Alternatives467630666715739759774776781
Modeling
 
Indoor view
Sustainability 10 03888 i048 Sustainability 10 03888 i049 Sustainability 10 03888 i050 Sustainability 10 03888 i051 Sustainability 10 03888 i052 Sustainability 10 03888 i053 Sustainability 10 03888 i054 Sustainability 10 03888 i055 Sustainability 10 03888 i056
Visibility (average)0.04650.06190.06310.07580.07120.09110.11170.03810.1207
Visibility (P-R)−0.00080.00000.00000.0000−0.00480.00000.00000.01130.0000

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