Abstract
In this paper, we study the existence of homoclinic solutions for the fractional Hamiltonian systems with left and right Liouville–Weyl derivatives. We establish some new results concerning the existence and multiplicity of homoclinic solutions for the given system by using Clark’s theorem from critical point theory and fountain theorem.
1. Introduction
In this paper, we consider the following fractional Hamiltonian system
where and are left and right Liouville–Weyl fractional derivatives of order on the whole axis respectively, , is of indefinite sign and subquadratic as and is positive definite symmetric matrix for all .
As usual, we say that a solution of (1) is homoclinic (to 0) if as . In addition, if then is called a nontrivial homoclinic solution.
In particular, if , (1) reduces to the standard second order Hamiltonian system of the following form
The existence of homoclinic solutions for Hamiltonian systems and their importance in the study of behavior of dynamical systems can be recognized from Poincaré [1]. Since then the investigation of existence and multiplicity of homoclinic solutions has become one of most important areas of research in dynamical systems. The existence of homoclinic orbits of (2) has been studied by several researchers by using critical point theory. Examples and details can be found in a series of papers [2,3,4,5,6,7,8,9,10,11,12,13,14] and the references cited therein.
It is important to study the multiplicity of homoclinic solutions for Hamiltonian systems. Moreover, ones can show that Hamiltonian system has rich dynamics, in particular a positive entropy. In [5,15] a more complete description of the dynamics is given. Precisely Séré proved the existence of a class of solutions, called multibump solutions. The existence of such a class of solutions implies that the dynamics of the system is chaotic (in particular that its topological entropy is positive). Such a result has been obtained under a nondegeneracy condition which is verified when the set of homoclinic solutions is countable. Bolle and Buffoni [16] show that the existence of a homoclinic orbit that is the transverse intersection of the stable and unstable manifolds, implies the existence of an infinite number of `multibump’ homoclinic solutions. In particular the topological entropy of the system is positive.
On the other hand, fractional calculus is playing a very important role in various scientific fields in the last years. In fact, fractional calculus has been recognized as an excellent instrument for description of memory and hereditary properties of various physical and engineering processes. Fractional-order models are interesting not only for engineers and physicists, but also for mathematicians. There is an increasing interest in the generalization of the classical concepts of entropy. Tenreiro Machado [17] studied several entropy definitions and types of particle dynamics with fractional behavior where traditional Shannon entropy has presented limitations. These concepts allow a fruitful interplay in the analysis of system dynamics. Indeed, applying fractional calculus theory to entropy theory has become a significant research work [17,18,19,20,21,22,23,24,25,26], since the fractional entropy could be used in the formulation of algorithms for image segmentation and in the analysis of anomalous diffusion processes and fractional diffusion equations [22,23,24,25,26].
It should be noted that critical point theory has become an effective tool in studying the existence of solutions to fractional differential equations by constructing fractional variational structures. Hamiltonian systems driven by fractional Laplacian operators have been considered by Dipierro, Patrizi and Valdinoci in [27]. In such paper, the fractional setting was motivated by problems atom dislocation in crystals, according to the so-called Peierls-Nabarro model. A throughout discussion on this motivation can be found in Section 2 of [28]. In this paper, we instead consider a fractional framework due to memory effect in the time evolution of the system. For the first time, Jiao and Zhou [29,30] showed that the critical point theory is an effective approach to tackle the existence of solutions for the following fractional boundary value problem
Inspired by this work, Torres [31], Zhang and Yuan [32], Zhou [33], Nyamoradi and Zhou [34], Zhou and Zhang [35] considered the fractional Hamiltonian system (1). The authors [31,32] recently established the following results on the existence of solutions of system (1).
Theorem 1
([31]). Suppose that L and W satisfy the following assumptions:
- (L)
- is a positive definite symmetric matrix for all and there exists an such that as and
- (H1)
- , and there is a constant such that
- (H2)
- as uniformly with respect to .
- (H3)
- There exists such that
Then system (1) possesses at least one nontrivial solution.
Theorem 2
([32]). Suppose that (L) is satisfied. Moreover, assume that
- (H4)
- for and , and for all , where is constant, is a bounded continuous function, and is a continuous function such that .
- (H5)
- There exist constants such that
- (H6)
- , .
In [31,32], the authors worked on which is compactly embedded in for . However, in this paper, is compactly embedded in for or for and , which is the novelty of the present work.
For the statement of our main results, also we suppose the following conditions for and :
- (Lν)
- is real symmetric positive definite matrix for all and there exists a constant such that
- (W1)
- for all and there exist constants and such that
- (W2)
- There exists a function such thatwhere as , ;
- (W3)
- There exists a constant such thatfor some positive measure subset Ω of , where are constants, are bounded continuous functions for ;
- (W4)
- There exist and such that
- (W5)
- for all and .
Now, we can state our main results.
Theorem 3.
Suppose that L and W satisfy () and (W1)–(W3). Then, (1) has at least one nontrivial homoclinic solution.
Theorem 4.
Suppose that L and W satisfy (), (W1), (W2), (W4) and (W5). Then, (1) has at least d distinct pairs of nontrivial homoclinic solutions.
Next, we replace the conditions (W1)–(W4) with the following conditions:
- (W6)
- for all , there exist constants , and such that
- (W7)
- There exist r functions such thatwhere as , ;
- (W8)
- There exists a constant such thatfor some positive measure subset Ω of , and where are constants, are bounded continuous functions for ;
- (W9)
- There exist and such that
Then, we have the following results.
Theorem 5.
Suppose that L and W satisfy () and (W6)–(W8). Then, (1) has at least one nontrivial homoclinic solution.
Theorem 6.
Suppose that L and W satisfy (), (W5), (W6), (W7) and (W9). Then, (1) has at least distinct pairs of nontrivial homoclinic solutions.
We will use the following conditions on to fined infinitely many homoclinic solutions:
- (W10)
- uniformly for all .
- (W11)
- There exists such that for all .
- (W12)
- and there exist and such that
- (W13)
- There exist and such thatwhere .
- (W14)
- There exist and such that
Remark 1.
In view of (W12), we have
Now, we can state our main results.
Theorem 7.
Suppose that L and W satisfy (L), (W5) and (W10)–(W13). Then, system (1) possesses an unbounded sequence of homoclinic solutions.
Theorem 8.
Suppose that L and W satisfy (L), (W5), (W10)–(W12) and (W14). Then, system (1) possesses an unbounded sequence of homoclinic solutions.
2. Preliminaries
Here we present some basic concepts and lemmas that we need in the sequel.
Definition 1
([36]). The left and right Liouville–Weyl fractional integrals of order on the whole axis are defined by
respectively, where .
The left and right Liouville–Weyl fractional derivatives of order on the whole axis are defined by
respectively, where .
According to the results in [37,38], we note that solutions of equations with fractional derivatives (differently from the classical setting) can approximate any smooth function.
Also, we define the Fourier transform of as
For any , we define the semi-norm and norm respectively as [31]
and let the space denote the completion of with respect to the norm .
Next, for , we give the relationship between classical fractional Sobolev space and , where is defined by
with the norm
and semi-norm
Observe that the spaces and are isomorphic and have equivalent norms (see [31]).
Therefore, we define
Now we recall the following results of critical point theory.
Lemma 1
([39]). Let E be a real Banach space and satisfy Palais–Smale condition. If I is bounded from below, then is a critical value of I.
Lemma 2
(Clark Theorem [40]). Let E be a real Banach space and with I even, bounded from below, and satisfy Palais–Smale condition. Suppose that , there is a set such that K is homeomorphic to (unit sphere) by an odd map, and . Then I possesses at least d distinct pairs of critical points.
3. Proofs of Theorems
In order to establish our results via variational methods and the critical point theory, we firstly describe some properties of the space on which the variational associated with (1) is defined. Let
The space is a Hilbert space with the inner product
and the corresponding norm
Lemma 3
(See Theorem 2.1 in [31]). Let , then and there is a constant such that
So by Lemma 3, there exists a constant such that
By (), there exist integers and such that
which implies that
Lemma 4.
Suppose that L satisfies (). Then, for , is compactly embedded in . Moreover
and
where
and
Proof.
This shows that (16) holds.
Finally, we prove that is compactly embedded in . Let be a bounded sequence. Then by (13), there exists a constant such that
Since is reflexive, possesses a weakly convergent subsequence in . Passing to a subsequence if necessary, we may assume that weakly in . It is easy to verify that
For any given number , we can choose such that
It follows from (20) that there exists such that
This shows that possesses a convergent subsequence in . Therefore, is compactly embedded in for . Therefore, the proof is complete. ☐
Also, by (L), since and l is coercive, then exists, then we have
Lemma 5.
Suppose that L satisfies (L). Then for , is compactly embedded in ; moreover
and
Proof.
We now can prove that is compactly embedded in for by (L). By Lemma 2.2 in [31], we know that the embedding of in is continuous and compact. On the other hand, from Lemma 3, we know that if with , then for all , because
So, it is easy to verify that the embedding of in is also continuous and compact for . Therefore, combining this with Lemma 2.2 in [31], we have the desired conclusion for . Therefore, the proof is complete. ☐
Now, we establish the corresponding variational framework to obtain solutions of (1). To this end, define the functional by
Lemma 6.
Assume that the conditions (), (W1) and (W2) hold. Then the functional I is well defined and of class with
Proof.
We firstly show that . For , in view of (W1) and (26), we have
where Combining this with (28), it follows that .
Next, we prove that . Rewrite I as where
It is easy to check that , and that
Then, it is sufficient to show that . So, we have
By (W2), one can choose a constant such that
For any , there exists such that as . Then for any function and any number , by (W2), (33) and Lemma 4, we have
This shows that (32) holds.
It remains to prove that is continuous. Suppose that in , then, by the Banach-Steinhaus theorem, there exists a constant such that
In view of (13), we have
Now, by (W2), we can choose a constant such that
Thus by (15), (29), (35)–(37), (W2) and the Hölder inequality, we obtain
which shows the continuity of .
Finally, by a standard argument, it is easy to show that the critical points of I in are solutions of (1) with . Therefore, the proof is complete. ☐
Proof of Theorem 3.
In view of Lemma 3, . We show that I satisfies the hypotheses of Lemma 1.
Claim 1.
Claim 2.
We show that I satisfies the Palais–Smale condition. Assume that is a sequence such that is bounded and as . So by (13) and (39), there exists a constant such that
Hence, passing to a subsequence if necessary, one may assume that weakly in . It is easy to verify that
By (W2), we can choose such that
For any given number , we can choose such that
On the other hand, we have
Then, by Lemma 1, is a critical value of I, that is, there exists a critical point e such that .
Finally, we show that . Take some such that . Then there exists a subset Ω of positive measure of such that for . Take small enough so that for . By (W3), there exists a constant such that
Then by (50), one can get
Proof of Theorem 4.
In view of Lemma 6 and the Proof of Theorem 3, is bounded from below and satisfies the Palais–Smale condition. It is obvious that I is even and . In order to apply Lemma 2, we show that there is a set such that K is homeomorphic to by an odd map, and .
By (W4), there exist an open set with , and such that
For any , we take d disjoint open sets such that . For , let (for detail of , see [41]) and , and
For a , there exist such that
So
and
As all norms of a finite dimensional normed space are equivalent, there is a constant such that
Note that , and so according to (52), (54), (55)–(57), one can get
and sufficiently small . In this case (52) is applicable, since u is continuous on and so for any , can be true for sufficiently small s. Hence, it follows from (58) that there exist and such that
Let
Then it follows from (56) that
By (52), we define a map as follows
Lemma 7.
Suppose that L satisfies (). Then for and , is compactly embedded in ; moreover
and
where
and is defined in (18).
Proof.
This shows that (61) holds.
Finally, by similar argument in the proof of Lemma 4, it is easy to show that is compactly embedded in . Therefore, the proof is complete. ☐
In this case Lemma 7 holds again with replacing (W1) and (W2) by (W6) and (W7), and in view of (W6) and (61), we have
where
Therefore, the proof of Theorems 5 and 6 are similar to Theorems 3 and 4, respectively, and are omitted.
Let X be a Banach space with the norm and , where are finite-dimensional subspace of X, for each , assume that and . The functional Φ is said to satisfy the Palais–Smale condition if any sequence such that is bounded and as has a convergent subsequence.
Now, let us recall, for the reader’s convenience, a critical point result as follow:
Theorem 9
([42,43]). Suppose that the functional is even. If, for every , there exist such that
- (F1)
- .
- (F2)
- as .
- (F3)
- Φ satisfies the Palais–Smale condition.
Then Φ possesses an unbounded sequence of critical values.
Proof of Theorem 7.
Let be the standard orthogonal basis of and define , then and can be defined as that in Theorem 9. From (29) and (W5), we can obtain that is even. Let us prove that the functionals Φ satisfy the required conditions in Theorem 9.
We firstly verify condition (F2) in Theorem 9. Let
then and as for any . Clearly the sequence is nonnegative and nonincreasing, so we assume that , . For every , there exists such that and . Then, up to a subsequence, we may assume that weakly in . Noticing that is a closed subspace of , by Mazur’s theorem, we have , for all . Consequently, we get , which implies weakly in . By Lemma 5, we have in . Thus we have proved that . Similarly, we can prove that as for any . In view of (28) and (W3), one can get
Since as , there exists a positive constant such that
If we choose , then
Since as and for any , we can obtain
We now verify condition (F1) in Theorem 9. Since and all norms of a finite-dimensional normed space are equivalent, there exists a constant such that
By (W1), for where ϱ is given in (W2), there exists such that
Hence, we can choose large enough such that
Finally, We prove that Φ satisfies the Palais–Smale condition. Let be a Palais–Smale sequence, that is, is bounded and as . Then there exists a constant such that
for every , where is the dual space of .
We now prove that is bounded in . In fact, if not, we may assume that by contradiction that as . Set . Clearly, and there is such that, up to a subsequence
as . Since in , it is easy to verify that
Now, we consider the following two cases:
Divided by on both sides of (73), noting that and , one has
Divided by on both sides of (75), we have
Let , then . Hence, by (72), we can obtain
Combining (W10) and (W11), one has
So, by (W11), (71), (77) and Fatou’s lemma, one can get
as . This contradicts (76). Therefore, is bounded in , that is, there exists such that
Then the sequence has a subsequence, again denoted by , and there exists such that in . Hence we will prove that in . By (W13), (26) and (78), we have
It follows from weakly in and (79) that
it is easy to deduce that as . Therefore, Φ satisfies the Palais–Smale condition.
Therefore, it follows from Theorem 9 that Φ possesses an unbounded sequence of critical values with , where is such that for . If is bounded, then there exists such that
Hence, by virtue of (26) and (W12), we have
Thus, this follows that
This contradicts the fact that is unbounded, and so is unbounded. The proof is completed. ☐
Proof of Theorem 8.
By a similar argument as that in Theorem 4, we can prove Theorem 8. In fact, we only need to prove that Φ satisfies the Palais–Smale condition. Let be a Palais–Smale sequence, that is, is bounded and as . We now prove that is bounded in . In fact, if not, we may assume that by contradiction that as . We take as in the proof of Theorem 4.
Case 1. . From (W14), one has
which implies that
It follows from (13), (W12), (W14) and Remark 1 that
for some . Divided by on both sides of (83), noting that (82), we have
Case 2. . The proof is the same as that in Theorem 4, and we omit it here. Hence, is bounded in . Similar to the proof of Theorem 4, we can prove that has a convergent subsequence in . Hence, Φ satisfies the Palais–Smale condition. The proof is completed. ☐
4. Conclusions
Using variational methods, we have obtained homoclinic solutions for fractional Hamiltonian systems. The fractional component of the equation is due to a memory effect modeled by means of Liouville–Weyl type derivative in time. The introduction provides an overview about the state of the fractional Hamiltonian systems and authors’ motivation. In Section 2, we have recalled some related preliminary concepts for the convenience of the reader. Section 3 contains main theorems, which are proved by applying Clark’s theorem from critical point theory and fountain theorem.
Acknowledgments
Project supported by National Natural Science Foundation of China (11671339).
Author Contributions
All the authors contributed in the getting up the results and writing the paper. Yong Zhou proposed the thinking of research; Neamat Nyamoradi and Bashir Ahmad wrote the paper; Ahmed Alsaedi and Yong Zhou revised the paper. All authors have read and approved the final manuscript.
Conflicts of Interest
The authors declare no conflict of interest.
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